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Enhancement of the output power of a small horizontal axis wind turbine based on the optimization approach

  • Ahmed AL Hamadani , Khalil Deghoum , Muhsin Jaber Jweeg , Redha Meneceur , H. S. S. Aljibori , M. N. Mohammed , Oday I. Abdullah EMAIL logo and Mohammed T. Gherbi
Published/Copyright: February 22, 2025
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Abstract

In this research article, a developed approach was introduced for the design and optimization of small wind turbine blades based on computational tools such as FAST and QBlade to address challenges in aerodynamic analysis, structural integrity, and power output prediction. A key focus is on optimizing airfoil selection based on lift-to-drag ratios, with the NACA4412 airfoil emerging as the most suitable choice for enhancing turbine performance. The optimization process includes a linearization approach for adjusting the chord and twist angles of the blade, which proved beneficial in streamlining the design. This approach led to notable improvements in the power coefficient across a range of rotational speeds, achieving an average increase of up to 8% and boosting power generation at a wind speed by 6.38%. These findings underscore the effectiveness of a targeted, systematic design optimization in enhancing turbine efficiency and output.

1 Introduction

In the pursuit of sustainable energy solutions, small wind turbines stand as beacons of innovation, offering promise for localized power generation and environmental stewardship. For a safe future and a clean environment free of pollutants, this study was conducted to highlight compact turbines by utilizing wind energy as an alternative to traditional energy sources.

In recent years, advancements in technology have propelled the efficiency and affordability of small wind turbines, making them increasingly accessible to a wider demographic. From urban rooftops to rural homesteads, these turbines are proving their versatility, capable of adapting to diverse landscapes and energy needs.

Building upon previous studies in turbine design, which will be discussed in detail to improve this research, Dahham et al. [1] explored optimized design parameters for small jet wind turbines to withstand high wind speeds while maximizing efficiency. Using SolidWorks and MATLAB, a 0.5 m diameter turbine with 15 harmonically angled blades was analyzed to reduce stress and resist bending. Liu et al. [2] presented a novel blade design method for fixed-pitch fixed-speed (FPFS) wind turbines by linearizing the chord and twist angle profiles of the blade to enhance annual energy production (AEP). Maki et al. [3] investigated the multi-level system design algorithm that efficiently optimizes both the blade geometry and structural design of wind turbines, aiming to maximize AEP and minimize bending moment, all while reducing overall system costs. Lipian et al. [4] presented numerical computation of the aerodynamic behavior of wind turbines using different geometries, addressing the complex flow characteristics of ducted turbines. It compares actuator disk model (ADM) simulations with higher-accuracy three-dimensional fully-resolved rotor model simulations validated against wind tunnel experiments. Scappatici et al. [5] studied advocates for a laboratory-to-market strategy in crafting blades for small wind turbines. This approach focuses on optimizing aerodynamic performance, aiming to achieve nearly consistent output even in turbulent conditions. Xudong et al. [6] enhanced the model for wind turbine blades, which led to decreased energy expenses through the optimization of blade shape parameters, especially applicable to 2 and 5 MW rotor configurations. Bhosale and Honneberga [7] performed computational fluid dynamics analysis on various airfoils and twist angles to identify optimal lift force conditions, resulting in enhanced energy production by optimizing blade geometry for static conditions.

Several studies have also concentrated on investigating the impact of blade aerodynamic loads on operational uptime, which is the main objective of this work as a method for improving the wind turbine blade. Wang et al. [8] developed a nonlinear aeroelastic model that provides precise simulations of significant wind turbine blade deflection, thereby enhancing the accuracy of aeroelastic analysis and diminishing flapwise deflection when contrasted with linear codes. Rafiee et al. [9] studied the aerodynamic instability of installed wind turbine blades results when they were exposed to high wind speeds, resulting in potential blade damage and reduced output power.

The objective of this work is to enhance the design of a small wind turbine to improve the output power. It was conducted using aeroelastic simulations to study the effect of time variation on aerodynamic loads and power output over time. A systematic approach was developed to enhance the output power of small horizontal axis wind turbines (HAWTs) using the FAST and QBlade software. This analysis was performed to optimize power output and rotation under different working conditions based on complex aerodynamic behavior analysis in addition to structural integrity assessment.

2 Small wind turbine blade design

Modern research is focused on developing and researching horizontal-axis wind turbines due to their widespread. The external aerodynamic shape of the blade plays a fundamental role in the efficiency of the extracted energy; therefore, this section will present an overview of the basic design parameters of the small wind turbine blade.

2.1 Selecting the optimal airfoil for the blade

The airfoil is considered the main element in the design process of the wind turbine blade. When choosing the appropriate airfoil, the length of the blade, the speed of the blade (Reynolds number), and the energy to be extracted must be taken into account. Moreover, the shape of the airfoil has an impact on the structural strength and durability of the blade [10]. Therefore, there is no universal method for airfoil selection, often requiring a blend of experimentation and simulation.

However, specific standards and criteria exist for comparing airfoils and determining the most appropriate among them, such as assessing the lift-to-drag coefficient ratio. This analysis focused on enhancing small wind turbine blades designed for supplying electricity to homes and small agricultural operations. Thus, a 5 kW wind turbine was chosen, following the required specifications. Consequently, the choice of a suitable airfoil for smaller blades, including NACA4412, NACA4415, NACA4418, and NACA4421, is shown in Figure 1.

Figure 1 
                  NACA airfoil to design the HAWT blade.
Figure 1

NACA airfoil to design the HAWT blade.

2.2 Chord and twist design

In this research, a blade design code [11] grounded in the blade element momentum theory is devised to delineate the geometric configuration of the turbine blade within MATLAB software. In addition, the aerodynamic behavior of the blade can be predicted from this code. From Equation (1), the blade radius can be determined, taking into account the expected wind power and speed [12]:

(1) R = 2 P rated ρ π V rated 3 .

The following equations determine the chord length distributions for an airfoil and the twist angle in each section [11,13]:

(2) c ( r ) = 8 π r N b C l 1 cos 2 3 tan 1 1 λ r ,

(3) θ p = 2 3 tan 1 1 λ r α d ,

(4) λ r = λ ( r / R ) .

One of the important parameters that affect the aerodynamic behavior of wind turbines is the tip speed ratio (TSR). TSR is the ratio of the tip speed of the blade to the wind speed. The TSR significantly affects the efficiency of the wind turbine, especially based on the power capture and aerodynamic loading. The TSR formula is [14]

(5) λ = ω R U wind .

Here, r represents the sectional radius of the blade; ω is the angular velocity of the turbine rotor; N b denotes the number of blades; C l stands for the lift coefficient; λ r signifies the local TSR; and α d refers to the designed angle of attack. Figure 2 illustrates the relationship between the wind velocities U wind , angles of attack α, and forces acting on one of the blade sections’ normal forces F N , tangential force F T , including the chord length c, and the twist angle θ p . The lift coefficient (C l) and the drag coefficient (C d) are fundamental in aerodynamics and are used to assess and enhance the performance of aerodynamic shapes. These coefficients help engineers and designers achieve a balance between the lift and drag, leading to more efficient and safer designs.

Figure 2 
                  Effect of velocities and forces on the blade section.
Figure 2

Effect of velocities and forces on the blade section.

The lift coefficient (C l) is the ratio of the lift generated by an airfoil or aerodynamic shape to the product of the density of fluid by the square of the velocity of fluid. C l is expressed by the following formula [15]:

(6) C l = L 0.5 ρ S V 2 .

The drag coefficient (C d) is the ratio of the drag force acting on an object to the product of the density of fluid by the square of the velocity of fluid. C d is expressed by the following formula [15]:

(7) C d = D 0.5 ρ S V 2 ,

where L is the lift force, V is the flow velocity, A is the blade area, and D is the drag force. Equations (2) and (3) were used to calculate the initial chord length and the angle of twist, which are presented in Table 1.

Table 1

Initial chord lengths and angles of the twist

r [m] Twist [°] c [m] Re [−]
0.6 17.9352 0.386 494444.5
0.8111 12.8763 0.3206 516856.3
1.0222 9.5342 0.2695 528251.9
1.2333 7.1946 0.2308 534730.2
1.4444 5.4772 0.2011 538732.9
1.6556 4.1678 0.1777 541367.5
1.8667 3.1386 0.1591 543189.1
2.0778 2.3096 0.1438 544499.1
2.2889 1.6281 0.1312 545471.6
2.5 1.0582 0.1206 546212.9

3 Power of wind turbine simulation using FAST aeroelastic tool

In light of the rapid development in the field of software and applications, it was necessary to harness these capabilities in the field of renewable energy to obtain reliable and accurate results, especially wind energy, as its design and installation require very complex mathematical calculations. For this reason, the FAST program was chosen as it could build a reliable mathematical model for wind turbines. Many important issues affecting the performance and productivity of wind turbines can be studied and analyzed using this software, including fatigue, aerodynamics, structural, and turbulence problems [16]. This software is one of the best programs available for simulating the operation and performance of horizontal-axis wind turbines. As this software was developed by the US National Renewable Energy Laboratory, it can be used in the design of both onshore and offshore wind turbines under different working conditions. Figure 3 illustrates the flow chart of the FAST process to design wind turbines. This software is open source, and the code was written using Fortran v90. It was approved by Germanischer Lloyd Wind Energy to find the safe design of the wind turbine under the applied loads [17]. In order to incorporate wind turbine dynamics into FAST, 24 degrees of freedom (DOFs) were required, as illustrated in Figure 4. Table 2 lists the specifications of the simulated turbine. This table provides information about the specifications of the turbine that was simulated.

Figure 3 
               The flowchart of FAST software for wind turbine aeroelastic simulation.
Figure 3

The flowchart of FAST software for wind turbine aeroelastic simulation.

Figure 4 
               The wind turbine DOFs in the FAST tools model.
Figure 4

The wind turbine DOFs in the FAST tools model.

Table 2

Specifications of the wind turbine that was simulated

Parameter Value
Power (rated) 5 kW
Diameter of the rotor 5 m
Height of the hub 10 m
Length of the blade 2.35 m
No. of blades 3
Wind speed (cut-in) 3 m/s
Wind speed (rated) 10 m/s
Wind speed (cut-out) 25 m/s
Rotor start-up speed 3 m/s
TSR (λ) 6

In Figure 4, the FAST software allows users to model wind turbines with various levels of complexity by enabling or disabling certain DOFs. The 24 DOFs might be distributed across several key components of a wind turbine system:

  • Blade dynamics (6 DOFs for each blade): Flapwise and edgewise bending for each blade.

  • Tower dynamics (2 or 4 DOFs): Fore-aft and side-to-side bending of the tower.

  • Drivetrain dynamics (1 or 2 DOFs): Torsional motion between the generator and the low-speed shaft.

3.1 Types of generators

Generators are classified into two types: the first one is the synchronous generator, and the second one is the asynchronous generator. When the speed synchronized with the grid frequency is fixed, the synchronous generators operate. However, at variable speeds without the need for external synchronization, it can be used as an asynchronous generator. Both types have distinct characteristics and applications in various industries, including power generation and renewable energy systems.

3.1.1 Synchronous generators

Synchronous generators are of two main types and are commonly used in wind turbine systems:

  • Wound rotor generator: This type of generator is not required for the reactive power compensator or soft starter, and it is connected to the grid directly. A wide range of dynamic speed control is provided by this type of generator, and this depends on the frequency converter’s size. Nevertheless, it should use slip rings for the rotor’s electrical connection to the rotor for more protection.

  • Permanent magnet generator (PMSG): A full-scale frequency converter is used to connect it to the grid. It can be controlled by the frequency converter to provide active and reactive power that is drawn by the grid from the generator. The PMSGs are used for their compact size, optimal control capabilities, and high efficiency.

3.1.2 Asynchronous generators

Also known as induction generators, they can be categorized into two main types:

  • Squirrel cage induction generator (SCIG): This type of generator operates at a fixed speed and is directly connected to the wind turbine or the grid. It is simple and robust but lacks speed control capabilities.

  • Wound rotor induction generator (WRIG): This type of generator allows for variable speed operation by utilizing a variable rotor resistance. It was connected to the grid and offers better control over power output compared to SCIG.

3.1.3 Doubly fed induction generator (DFIG)

This type can be categorized within the WRIG. In a DFIG, it can be connected to the rotor and stator with the grid by separate converters. This allows for variable speed operation and enhanced control over active and reactive power output, as shown in Figure 5. Table 3 shows the difference between the other two types, as mentioned above [17].

Figure 5 
                     The main elements of double-feed induction generators.
Figure 5

The main elements of double-feed induction generators.

Table 3

Comparison between the induction generator and double-feed induction generator [18,19]

Aspect DFIG IG
Connection with grid Rotor-side and grid-side converters Directly connected to the grid
Scale of usage Large-scale wind farms Small-scale applications
Wind speed Suitable for a wide range of wind speeds Optimal performance at lower wind speeds
TSR Adjustable for optimum performance Fixed based on design specifications
Torque Controlled and adjustable Fixed based on wind speed
Control system Sophisticated control for variable speed Simple control for fixed-speed operation
Pitch angle Adjustable for optimal power extraction Not applicable

3.1.4 Electrical losses

In a wind turbine, there are several sources of electrical losses, as shown in Figure 6 [20,21].

  • Copper losses: These are due to the windings of the generator because of the copper wire’s resistance. The loss that exists in the armature copper is as follows:

    (8) Armature copper loss = I a 2 R a ,

    where R a is the armature resistance and represents 30–40% of full-load losses.

  • Iron losses: Also called core losses, and occur in the generator’s iron core because of hysteresis and eddy currents. Hysteresis losses occur because the magnetic domains in the core material must constantly realign as the magnetic field changes. Eddy currents are induced currents that circulate within the core material, causing additional losses.

  • Mechanical losses: These losses occur because of friction and mechanical resistance in the turbine’s moving parts, such as bearings, gears, and rotor blades. These losses reduce the mechanical energy available to drive the generator.

  • Converter losses: In modern wind turbines, the electrical power induced by the generator is converted from AC to DC (for direct-drive turbines) or from AC to AC (for geared turbines) using power electronics. These conversions incur losses due to the switching of power semiconductors and other components.

  • Transformer losses: If the generated power needs to be stepped up or down in voltage for transmission, losses occur in the transformer due to resistance in the windings and core losses.

  • Electrical network losses: In grid-connected wind turbines, there are losses in the electrical network (transmission and distribution lines) that transport the generated power to consumers. These losses depend on the distance between the wind turbine and the consumers and the capacity of the electrical network.

Figure 6 
                     Details of the electrical losses.
Figure 6

Details of the electrical losses.

Minimizing these losses is crucial for improving the efficiency and overall performance of a wind turbine system. Strategies to reduce losses include using high-efficiency components, optimizing the design of the turbine and generator, and improving the control algorithms for power conversion and grid integration.

4 Results and discussions

The Reynolds number varies concerning both the chord (c) and radius (r) parameters, making it challenging to determine an initial value for initiating the calculation process. To streamline the calculation process for a 5 kW HAWT with a 5 m rotor diameter, an average Reynolds number is utilized. This approach aims to simplify the process. Notably, at the tip chord of 0.120 m, the Reynolds number is approximately 540,000. XFoil software was utilized for computing lift and drag coefficients. XFoil is integrated into QBlade, and the resulting outcomes are visually depicted in Figure 7.

Figure 7 
               Cl and Cd for (a) NACA4412. (b) NACA4415. (c) NACA4418, and (d) NACA4421.
Figure 7

Cl and Cd for (a) NACA4412. (b) NACA4415. (c) NACA4418, and (d) NACA4421.

Figure 7 represents a comparison of lift and drag coefficients among the airfoils evaluated. Specifically, it shows that while the NACA4415 airfoil achieves the highest lift coefficient at a 15° angle of attack and the NACA4418 airfoil exhibits the lowest drag coefficient at the same angle, these were not the most optimal characteristics overall.

Figure 8 provides further insight with a comparison of lift-to-drag (C l/C d) ratios, which serve as key indicators of aerodynamic efficiency for our blade. Figure 8 highlights that, among the airfoils considered, NACA4412 achieves the highest C l/C d ratio, aligning with findings from previous studies [22]. Consequently, this airfoil was selected for our blade design due to its superior C l/C d ratio, peaking at 120 at an optimal angle of attack (α) of 6°, and a corresponding design lift coefficient ( C l , design = 1.12). This selection rationale emphasizes the airfoil’s effectiveness in maximizing aerodynamic performance for the turbine blade.

Figure 8 
               Comparison of (a) C
                  l and (b) C
                  d with the angle of attack 
                     
                        
                        
                           α
                        
                        \alpha 
                     
                   of the analyzed airfoils.
Figure 8

Comparison of (a) C l and (b) C d with the angle of attack α of the analyzed airfoils.

The observed improvements in power output are largely attributed to the linearization method applied to the chord and twist distributions. Figure 9 illustrates the power coefficient and power curve for both the initial and linearized wind turbine designs, providing insight into the specific gains achieved through this approach. The linearization of chord and twist optimizes the aerodynamic profile of the blade, leading to a more effective distribution of lift forces along the blade span.

Figure 9 
               
                  C
                  l/C
                  d ratio for the studied airfoils.
Figure 9

C l/C d ratio for the studied airfoils.

4.1 Design optimization of the HAWT blade

The Betz method initially offered guidance for designing the chord and twist angles of wind turbine blades, but its inherent nonlinearity in these design aspects presents a significant limitation, especially for practical applications. To overcome this, the current analysis introduces a linearization approach aimed at improving both the design efficiency and the manufacturability of the blades. To ensure the optimal distribution of dynamic forces along the blade span, a strategy of optimizing the angle of twist and chord, which has a linear decline from the blade root to the tip, was necessary. This strategy also aims to reduce the complexity of blade molds and tools by simplifying manufacturing processes, which leads to smooth production, reduced costs, and improved repeatability during manufacturing. The balance between structural integrity and aerodynamic efficiency is maintained across different air speeds through specific equations that determine the linear decline, which is considered part of the optimization process [2]:

(9) c i,n = c t,0 + ( 0 .7 c r,0 c t,0 ) ( n 1 ) N r i R n = 1, 2,…, N + 1 ,

(10) θ i,n = θ t,0 + ( θ r,0 θ t,0 ) ( n 1 ) N r i R n = 1, 2,…, N + 1,

where n represents the number of linearized chord lines, c i , n is the chord length at the nth linearized chord line for the blade element section, and θ i , n is the twist angle at the nth linearized twist line for the blade element section. The values c t , 0 , c r , 0 and θ t , 0 , θ r , 0 correspond to the initial blade chords and twist angles at the tip and root, respectively, while N denotes the total number of linearized lines. The optimal blade parameters are presented in Table 4.

Table 4

Optimal design parameters of the wind turbine blade

Blade parameter Parameter value Unit
Rated power 5 kW
Rotor diameter 5 m
Rotational design speed 160 RPM
Root chord length 0.330 m
Tip chord length 0.120 m
Number of blades 3
Design wind speed 10 m/s
Design TSR 5
Airfoil NACA4412

A closer analysis of Figure 10 reveals that the optimized design shows a marked increase in the power coefficient, particularly at lower TSR values between 1 and 4. This suggests that the linearization method enhances blade performance at lower rotational speeds, where optimal aerodynamic shaping is crucial for capturing energy effectively. At intermediate TSR values, the power coefficient of the optimized design remains similar to the initial design, indicating stability and consistency across varying speeds. Notably, at TSR values above 6, the optimized design shows a significant increase in the power coefficient, highlighting its capacity to maintain efficiency even at high rotational speeds.

Figure 10 
                  (a) Power coefficient with TSR, and (b) power output with wind speed.
Figure 10

(a) Power coefficient with TSR, and (b) power output with wind speed.

Overall, this enhancement in power coefficient at both ends of the TSR range results in an average improvement of up to 8%, with a specific improvement of 6.38% in power output at the rated wind speed. These findings underscore the positive impact of the linearization method on aerodynamic efficiency and confirm its effectiveness in boosting overall power generation, particularly at moderate wind speeds starting from 8 m/s. This comprehensive optimization allows for a more consistent and higher energy yield across varying operational conditions.

4.2 Aeroelastic simulation of the HAWT blade

During the simulation, wind loading was generated using TurbSim and subsequently input into the InflowWind module within the FAST framework. QBlade incorporates a computational tool for generating these wind fields through stochastic temporospatial simulation. For this study, the following parameters were utilized: a complete turbulent wind field was generated employing the Kaimal spectral model and the power law wind profile. The mean wind velocity at the hub height was established at 10 m/s, with turbulence characteristics conforming to IEC characteristic B, representing a turbulence intensity of 14%. The wind field grid size was configured as 10 m × 10 m. The simulation duration of 600 s was chosen to derive results for a 10 min interval, with the initial 20 s excluded to allow for the dissipation of transient effects associated with starting from a stationary state. Figure 11 illustrates a time series of wind velocity fluctuations in the horizontal directions (x-direction) obtained by FAST software simulation. These fluctuations depict variations around 10 m/s in the x-direction, with the wind velocity remaining at zero in both the y- and z-directions.

Figure 11 
                  Time and wind speed variation.
Figure 11

Time and wind speed variation.

Figure 12 shows that when depicting power concerning wind speed over time, it forms clusters of closely spaced points due to wind speed fluctuations (both increases and decreases), as shown in Figure 13. Similarly, the power coefficient is influenced by the wind’s instability, marked by its periodic shifts in a manner dependent on the geographical location where the blade is positioned, as shown in Figure 14. Indeed, the power output from the analyzed model demonstrates a considerable range, reaching its peak at 13 kW when the wind speed hits 13 m/s, and decreasing to 0.5 kW during low wind speed conditions.

Figure 12 
                  The output power of the wind turbine dependent on time.
Figure 12

The output power of the wind turbine dependent on time.

Figure 13 
                  Power extracted at variable wind speeds.
Figure 13

Power extracted at variable wind speeds.

Figure 14 
                  Power coefficient at various times.
Figure 14

Power coefficient at various times.

5 Conclusions and remarks

The wind turbine is one of the most crucial technologies for generating clean energy by harnessing renewable wind power. This study focused on the complex process of designing a high-performance wind turbine blade and improving power output using advanced computational tools and methodologies. The use of FAST and QBLADE programs is one of the means of aerodynamic analysis and environmental safety related to the solutions to the challenges facing the study of improving wind turbine blades and power generation. Choosing the appropriate airfoil to improve the blade shape by comparing the drag-to-lift ratios of different airfoils, which is considered the main objective of this research. Different types of blades were tested, and the NACA4412 type was the most optimal in the analysis. Significant changes were observed in the power factor and the overall efficiency of the wind turbine. Also, the effect of variation of the chord angle and the twist angle of the blade was investigated. The power factor increased from 0.44 to 0.47, which means a clear increase in energy production, especially at the estimated wind speed. The percentage of increase in energy production was 6.38%. The output power was improved from 0.5 to 13 kW at a wind speed of 13 m/s, which is a remarkable success in light of the fluctuation of wind speed. Finally, it is worth mentioning that the development and modernization of wind turbine blades continue to this day to improve sustainable energy production.

6 Future work

The design of the turbine materials is based on the materials of the blades of the wind turbine and the working conditions (fluctuating loads). Consequently, future research will concentrate on exploring advancements in materials for the production of small wind turbines. The testing of wind turbines is based on different optimization methods in real-world conditions to assess their performance across various environmental factors and operational challenges. This approach would provide valuable insights into the practical applicability of the optimized design and its ability to maintain efficiency and reliability under dynamic wind conditions. Future studies could investigate the performance of other airfoil shapes beyond the NACA4412, assessing their potential benefits in terms of lift-to-drag ratios and overall aerodynamic efficiency.

  1. Funding information: Authors state no funding involved.

  2. Author contributions: All authors have accepted responsibilityfor the entire content of this manuscript and consented to its submission to the journal, reviewed all the results and approved the final version of the manuscript. Ahmed AL Hamadani, Khalil Deghoum, and Muhsin Jaber Jweeg: methodology, investigation, writing – review and editing; Redha Meneceur, H. S. S. Aljibori, and M. N. Mohammed: formal analysis, writing – review and editing; and Oday I. Abdullah and Mohammed T. Gherbi: validation, writing – review and editing, supervision. All authors have read and agreed to the published version of the manuscript.

  3. Conflict of interest: Authors state no conflict of interest.

  4. Data availability statement: The data are available upon reasonable request.

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Received: 2024-04-16
Revised: 2024-11-23
Accepted: 2024-12-17
Published Online: 2025-02-22

© 2025 the author(s), published by De Gruyter

This work is licensed under the Creative Commons Attribution 4.0 International License.

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