Startseite Mathematik Modular forms of half-integral weight on Γ0(4) with few nonvanishing coefficients modulo ℓ
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Modular forms of half-integral weight on Γ0(4) with few nonvanishing coefficients modulo

  • Dohoon Choi und Youngmin Lee EMAIL logo
Veröffentlicht/Copyright: 28. Oktober 2022

Abstract

Let k be a nonnegative integer. Let K be a number field and O K be the ring of integers of K . Let 5 be a prime and v be a prime ideal of O K over . Let f be a modular form of weight k + 1 2 on Γ 0 (4) such that its Fourier coefficients are in O K . In this article, we study sufficient conditions that if f has the form

f ( z ) n = 1 i = 1 t a f ( s i n 2 ) q s i n 2 ( mod v )

with square-free integers s i , then f is congruent to a linear combination of iterated derivatives of a single theta function modulo v .

MSC 2010: 11F33; 11F80

1 Introduction

The Fourier coefficients of modular forms of half-integral weight are related to various objects in number theory and combinatorics such as the algebraic parts of the central critical values of modular L-functions, orders of Tate-Shafarevich groups of elliptic curves, the number of partitions of a positive integer, and so on. With a lot of application to these objects, Bruinier [1], Bruinier and Ono [2], Ono and Skinner [3], Ahlgren and Boylan [4,5], and the others studied congruence properties modulo a power of a prime for Fourier coefficients of modular forms of half-integral weight. Many of them considered modular forms of half-integral weight whose the Fourier coefficients are supported on only finitely many square classes modulo a prime .

Let f be a modular form of half-integral weight on Γ 1 ( 4 N ) . Vignéras [6] proved that if the q -expansion of f has the form

f ( z ) = a f ( 0 ) + n = 1 i = 1 t a f ( s i n 2 ) q s i n 2 , q e 2 π i z

with a positive integer t and square-free integers s i , then f is a linear combination of single variable theta functions (a different proof of this result was given by Bruinier [1]). Many of the aforementioned results can be considered as positive characteristic extensions of Vignéras’ result on classification of modular forms of half-integral weight such that their nonvanishing Fourier coefficients lie in only finitely many square classes. Especially, Ahlgren et al. [7] obtained an explicit mod analog of the result of Vignéras for modular forms of half-integral weight on Γ 0 ( 4 ) satisfying the Kohnen-plus condition.

Let K be a number field and O K be the ring of integers of K . Let M k + 1 2 ( Γ 0 ( 4 ) ; O K ) (resp. S k + 1 2 ( Γ 0 ( 4 ) ; O K ) ) be the space of modular forms (resp. cusp forms) of weight k + 1 2 on Γ 0 ( 4 ) such that their Fourier coefficients are in O K and S k + 1 2 + ( Γ 0 ( 4 ) ; O K ) be the subspace of S k + 1 2 ( Γ 0 ( 4 ) ; O K ) consisting of f S k + 1 2 ( Γ 0 ( 4 ) ; O K ) satisfying the Kohnen-plus condition.

Let 5 be a prime and v be a prime ideal of O K over . For f S k + 1 2 + ( Γ 0 ( 4 ) ; O K ) , Ahlgren et al. [7] proved that if

(1.1) k + 1 2 < + 3 2

and

(1.2) f ( z ) n = 1 i = 1 t a f ( s i n 2 ) q s i n 2 ( mod v )

with square-free integers s i , then k is even and

f ( z ) a f ( 1 ) n = 1 n k q n 2 ( mod v ) .

In this article, we study sufficient conditions that if f has the form (1.2), then f is congruent to a linear combination of iterated derivatives of a single theta function modulo v .

For a positive number ε , let P ε be the set of primes such that for every f S k + 1 2 + ( Γ 0 ( 4 ) ; O K ) with k + 1 2 < 2 ( log ) 2 ε , if

f ( z ) n = 1 i = 1 t a f ( s i n 2 ) q s i n 2 ( mod v )

with square-free integers s i , then

f ( z ) a f ( 1 ) n = 1 n k q n 2 + a f ( ) n = 1 n k + 1 2 q n 2 ( mod v ) .

The following theorem proves that the portion of P ε in the set of primes is one.

Theorem 1.1

For a positive integer X, there is an absolute constant C such that

# { : P ε and X } C 0 X ( log X ) 1 + ε 2 1 + C log log X log X ,

where C 0 2 2 π 2 3 p > 2 p 2 p 2 1 .

For a nonnegative real number r , we define an operator Θ r on C [ [ q ] ] by

Θ r n = 0 a ( n ) q n n = 0 n r a ( n ) q n if r Z > 0 , 0 elsewhere.

For convenience, we let Θ Θ 1 . As in Theorem 1.1, the previous results on modular forms of half-integral weight having the form (1.2) such as [1,2,4,5,7] and so on imply that in many cases, if f has the form (1.2), then Θ ( f ) is congruent to a linear combination of iterated derivatives of a single theta function modulo v . These lead us to the following conjecture on modular forms f of half-integral weight having the form (1.2).

Conjecture 1.2

Let K be a number field and O K be the ring of integers of K . Let 5 be a prime and v be a prime ideal of O K over . Assume that f S k + 1 2 ( Γ 0 ( 4 ) ; O K ) has the form

Θ ( f ) ( z ) n = 1 s n 2 a f ( s n 2 ) q s n 2 ( mod v )

with a square-free integer s, then

Θ ( f ) ( z ) 1 2 a f ( 1 ) n Z n n k + 2 q n 2 ( mod v ) .

Assume that is a prime and m is a nonnegative integer. Let r ( m ) be the least positive integer such that

r ( m ) m ( mod 1 ) .

Let α ( , m ) be the smallest nonnegative integer i such that

m + 1 2 < 2 i r ( m ) + 1 2 + 1 2 ,

and β ( , m ) be the smallest nonnegative integer i such that

m + 1 2 < 2 i + 1 r m + 1 2 + 1 2 + 1 2 .

Let

T ( z ) 1 + 2 n = 1 q n 2 .

For convenience, let

n = a b a n n = a b a n if a b , 0 if a > b .

By using Conjecture 1.2, we have an explicit formula for modular forms of half-integral weight having the form (1.2).

Theorem 1.3

Let K , O K , , and v be as in Conjecture 1.2. Assume that f M k + 1 2 ( Γ 0 ( 4 ) ; O K ) . Conjecture 1.2implies that if f has the form

(1.3) f ( z ) a f ( 0 ) + n = 1 i = 1 t a f ( s i n 2 ) q s i n 2 ( mod v )

with square-free integers s i , then the following statements are true.

  1. If r ( k ) 1 and r ( k ) 1 2 , then

    f ( z ) 1 2 i = 0 α ( , k ) 1 a f ( 2 i ) Θ k 2 ( T ) ( 2 i z ) + 1 2 i = 0 β ( , k ) 1 a f ( 2 i + 1 ) Θ ( 2 k + 1 ) 4 ( T ) ( 2 i + 1 z ) ( mod v ) .

  2. If r ( k ) = 1 , then

    f ( z ) a f ( 0 ) T ( z ) + 1 2 i = 0 α ( , k ) 1 ( a f ( 2 i ) 2 a f ( 0 ) ) Θ k 2 ( T ) ( 2 i z ) + 1 2 i = 0 β ( , k ) 1 a f ( 2 i + 1 ) Θ ( 2 k + 1 ) 4 ( T ) ( 2 i + 1 z ) ( mod v ) .

  3. If r ( k ) = 1 2 , then

    f ( z ) a f ( 0 ) T ( z ) + 1 2 i = 0 α ( , k ) 1 a f ( 2 i ) Θ k 2 ( T ) ( 2 i z ) + 1 2 i = 0 β ( , k ) 1 ( a f ( 2 i + 1 ) 2 a f ( 0 ) ) Θ ( 2 k + 1 ) 4 ( T ) ( 2 i + 1 z ) ( mod v ) .

To give numerical evidence for Conjecture 1.2, we consider a basis of the space of modular forms of weight k + 1 2 on Γ 0 ( 4 ) . Let F 2 ( z ) = n = 0 σ ( 2 n + 1 ) q 2 n + 1 be the modular form of weight 2 on Γ 0 ( 4 ) , where σ ( n ) is the sum of positive divisors of n . Then

{ F 2 j T 2 k + 1 4 j } 0 j k 2

is a C -basis of the space of modular forms of weight k + 1 2 on Γ 0 ( 4 ) . Let A k , m be an m × k 2 + 1 matrix such that the ( i , j ) -entry of A k , m is the ( i 1 )th Fourier coefficient of F 2 j 1 T 2 k + 5 4 j modulo . Let B k , m be a submatrix of A k , m obtained by removing n 2 + 1 th rows for all nonnegative integers n with ( , n ) = 1 . Let Null ( B k , m ) be the null space of B k , m . With this notation, we give the following conjecture.

Conjecture 1.4

Let 5 be a prime. Let 1 + be the characteristic function of the set of positive real numbers. Then, for a positive even integer k, we have

lim m dim Null ( B k , m ) = 1 + ( α ( , k ) ) .

By comparing the intersection of the null spaces of B k , m and the space of mod v modular forms of weight k + 1 2 on Γ 0 ( 4 ) having the form

f ( z ) n a ( n 2 ) q n 2 ( mod v ) ,

we have the following theorem.

Theorem 1.5

Conjecture 1.2is equivalent to Conjecture 1.4.

Let us note that Null ( B k , m ) is stable for sufficiently large m . In the proof of Theorem 1.5, we prove that dim Null ( B k , m ) is larger than or equal to 1 + ( α ( , k ) ) for all positive integers m . Hence, if there is a positive integer m such that dim Null ( B k , m ) = 1 + ( α ( , k ) ) , then Conjecture 1.2 is true. To compute dim Null ( B k , m ) , we consider the row echelon form of B k , m . We use C++ in this process. Then we have the following theorem.

Theorem 1.6

Assume that k 1,000 , or that { 5 , 7 , 11 , 13 , 17 , 19 } and k 10,000 . Then, Conjecture 1.2is true.

The remainder of this article is organized as follows. In Section 2, we review some properties of f having the form (1.3) and the filtration for modular forms. In Section 3, we prove Theorems 1.1, 1.3, 1.5, and 1.6.

2 Preliminaries

In this section, we review some notions and properties of the filtration for modular forms, and then we introduce some properties about modular forms of half-integral weight on Γ 0 ( 4 ) such that their Fourier coefficients are supported on finitely many square classes modulo a prime . For further details, see [8].

Throughout the rest of this article, we fix the following notation. For a congruence subgroup Γ and w 1 2 Z , let M w ( Γ ) (resp. S w ( Γ ) ) be the space of modular forms (resp. cusp forms) of weight w on Γ . For a Dirichlet character χ modulo N , let M w ( Γ 0 ( N ) , χ ) (resp. S w ( Γ 0 ( N ) , χ ) ) be the space of modular forms (resp. cusp forms) of weight w on Γ 0 ( N ) with character χ .

Let k be a nonnegative integer and 5 be a prime. Let K be a number field and O K be the ring of integers of K . Let v be a prime ideal of O K over . Let M k + 1 2 ( Γ 0 ( 4 N ) ; O K ) (resp. S k + 1 2 ( Γ 0 ( 4 N ) ; O K ) ) be the space of modular forms (resp. cusp forms) of weight k + 1 2 on Γ 0 ( 4 N ) such that their Fourier coefficients are in O K and S k + 1 2 + ( Γ 0 ( 4 ) ; O K ) be the subspace of S k + 1 2 ( Γ 0 ( 4 ) ; O K ) consisting of f S k + 1 2 ( Γ 0 ( 4 ) ; O K ) satisfying the Kohnen-plus condition.

Now, we review the basic notions and properties about the Shimura correspondence. Assume that f is a cusp form of weight k + 1 2 on Γ 0 ( 4 ) . For a square-free integer t , we define A t ( n ) by

n = 1 A t ( n ) n s n = 1 ( 1 ) k t n 1 n s k + 1 n = 1 a t n 2 ( f ) n s .

Then, the Shimura lift Sh t ( f ) of f is defined by

Sh t ( f ) ( z ) n = 1 A t ( n ) q n .

Note that Sh t ( f ) S 2 k ( Γ 0 ( 2 ) ) . In particular, if f S k + 1 2 + ( Γ 0 ( 4 ) ) , then Sh t ( f ) S 2 k ( Γ 0 ( 1 ) ) . For each odd prime p with p t , we have

Sh t f T p 2 , k + 1 2 = Sh t ( f ) T p , 2 k ,

where T n , w denotes the n th Hecke operator on the space of modular forms of weight w . For each prime , operators U and V on formal power series are defined by

n = 0 a ( n ) q n U n = 0 a ( n ) q n

and

n = 0 a ( n ) q n V n = 0 a ( n ) q n .

2.1 Filtration for modular forms of half integral weight modulo a prime

The theory of filtration for modular forms of integral weight was developed by Serre [9], Swinnerton-Dyer [10], Katz [11], and Gross [12]. From this, the theory of filtration for modular forms of half-integral weight on Γ 0 ( 4 ) was studied. In this section, we review some properties of filtration for modular forms of half-integral weight on Γ 0 ( 4 ) . For the details, we refer to [13, Section 2].

We say that n = 0 a ( n ) q n is congruent to n = 0 b ( n ) q n modulo v , i.e.,

n = 0 a ( n ) q n n = 0 b ( n ) q n ( mod v ) ,

if a ( n ) b ( n ) ( mod v ) for all nonnegative integers n . For f M k + 1 2 ( Γ 0 ( 4 ) ; O K ) , we define a filtration ω ( f ) of f modulo v by

ω ( f ) inf k + 1 2 : there is f M k + 1 2 ( Γ 0 ( 4 ) ; O K ) such that f f ( mod v ) .

For convenience, if f 0 ( mod v ) , then let ω ( f ) = . We summarize the properties of ω ( f ) in the following lemma.

Lemma 2.1

Let f M k + 1 2 ( Γ 0 ( 4 ) ; O K ) . Then, the following statements are true.

  1. k ω ( f ) 1 2 ( mod 1 ) .

  2. ω ( f ) = ω ( f ) .

  3. There is a nonnegative integer k such that

    k k + 1 2 ( mod 1 ) ,

    and there is g M k + 1 2 ( Γ 0 ( 4 ) ; O K ) such that g f U ( mod v ) . Moreover, if f ( z ) n = 0 a f ( n ) q n ( mod v ) , then there is a nonnegative integer k such that

    k k + 1 2 ( mod 1 ) and k + 1 2 1 k + 1 2 ,

    and there is g M k + 1 2 ( Γ 0 ( 4 ) ; O K ) such that g f U ( mod v ) .

  4. There is h S k + + 3 2 ( Γ 0 ( 4 ) ) such that h Θ ( f ) ( mod v ) . In particular, if f S k + 1 2 + ( Γ 0 ( 4 ) ) , then h S k + + 3 2 + ( Γ 0 ( 4 ) ) .

Proof

The proofs of (1) and (2) are in [13, Proposition 2.2]. The proof of (3) is obtained by combining [7, Lemma 4.2] and [13, Proposition 2.2]. To prove (4), let

h k + 1 2 Θ ( E 1 ) f ( 1 ) E 1 Θ ( f ) ,

where E 1 denotes the Eisenstein series of weight 1 . Since E 1 1 ( mod v ) , we have h Θ ( f ) ( mod v ) . By [14, Corollary 7.2], we obtain h S k + + 3 2 ( Γ 0 ( 4 ) ) . When f satisfies the Kohnen-plus condition, the proof of ( 4 ) is in [7, Lemma 4.1].□

2.2 Modular forms of half-integral weight such that their Fourier coefficients are supported on finitely many square classes modulo

In this section, we introduce some properties of modular forms of half-integral weight on Γ 0 ( 4 ) such that their Fourier coefficients are supported on finitely many square classes modulo v .

Ahlgren and Boylan [4] obtained the necessary conditions for the weight of f M k + 1 2 ( Γ 0 ( 4 ) ) such that their Fourier coefficients are supported on finitely many square classes modulo v by using the theory of Galois representations. This was reproved in [15] by using only the theory of filtration for modular forms of integral weight. The Choi and Kilbourn [16] improved the necessary conditions for the weight by using only the theory of filtration for modular forms of integral weight. We review the results [4,16] in the following theorem.

Theorem 2.2

Let N be a positive integer and 5 be a prime with ( , N ) = 1 . Assume that f ( z ) M k + 1 2 ( Γ 1 ( 4 N ) ) O K [ [ q ] ] has the form

f ( z ) a f ( 0 ) + n = 1 i = 1 t a f ( s i n 2 ) q s i n 2 ( mod v )

with square-free integers s i . Let k ¯ and i k be nonnegative integers, which satisfy k = ( 1 ) i k + k ¯ and k ¯ < 1 . Then, the following statements are true.

  1. If n i for some i , then

    k ¯ 2 i k + 1 .

  2. If n i for all i and k ¯ 3 2 , then

    k ¯ i k + 1 2 .

  3. If n i for all i and k ¯ > 3 2 , then

    k ¯ i k + 1 2 .

Bruinier and Ono [2, Theorem 3.1] proved the following theorem by using an argument in [1].

Theorem 2.3

Let N be a positive integer and 5 be a prime with ( , N ) = 1 . Let χ be a real Dirichlet character modulo 4 N and f ( z ) S k + 1 2 ( Γ 0 ( 4 N ) , χ ) O K [ [ q ] ] . For each prime p with ( p , 4 N ) = 1 , if there exists ε p { ± 1 } such that

f ( z ) n p { 0 , ε p } a f ( n ) q n ( mod v ) ,

then

( p 1 ) f T p 2 , k + 1 2 ε p ( 1 ) k p χ ( p ) ( p k + p k 1 ) ( p 1 ) f ( mod v ) .

Ahlgren et al. [7] proved that if f S k + 1 2 + ( Γ 0 ( 4 ) ; O K ) and the Fourier coefficients of f are supported on finitely many square classes modulo v , then f has the form

f ( z ) n = 1 a f ( n 2 ) q n 2 + n = 1 a f ( n 2 ) q n 2 ( mod v ) .

By using the theory of Galois representations, we extend the result [7] to cusp forms of half-integral weight on Γ 0 ( 4 ) without the Kohnen-plus condition.

Proposition 2.4

Assume that f S k + 1 2 ( Γ 0 ( 4 ) ; O K ) has the form

(2.1) f ( z ) n = 1 i = 1 t a f ( s i n 2 ) q s i n 2 ( mod v )

with square-free integers s i . Then, the following statements are true.

  1. If 2 k and 1 ( mod 4 ) , then

    f ( z ) n = 1 a f ( n 2 ) q n 2 + n = 1 a f ( n 2 ) q n 2 ( mod v ) .

  2. If 2 k and 3 ( mod 4 ) , then

    f ( z ) n = 1 a f ( n 2 ) q n 2 ( mod v ) .

  3. If 2 k and 3 ( mod 4 ) , then

    f ( z ) n = 1 a f ( n 2 ) q n 2 ( mod v ) .

  4. If 2 k and 1 ( mod 4 ) , then

    f ( z ) 0 ( mod v ) .

Proof

Assume that for each i { 1 , , t } , there is a positive integer n i such that a f ( s i n i 2 ) 0 ( mod v ) . Following the proof of Lemma 4.1 in [4], there exist distinct odd primes p i , 1 , , p i , r i , each relatively to n i s i , and a modular form f i S k + 1 2 ( Γ 0 ( 4 j = 1 r i p i , j 2 ) ; O K ) such that

f i ( z ) n = 1 gcd ( n , j = 1 r i p i , j ) = 1 a f i ( s i n 2 ) q s i n 2 0 ( mod v ) .

By Theorem 2.3, for each prime p with p 2 s i j = 1 r i p i , j and p 1 ( mod ) , we have

f i T p 2 , k + 1 2 ( 1 ) k s i p ( p k + p k 1 ) f i ( mod v ) .

Since S 1 2 ( Γ 0 ( 4 ) ) = S 3 2 ( Γ 0 ( 4 ) ) = { 0 } , we may assume that k 2 . Let F i Sh s i ( f i ) S 2 k ( Γ 0 ( 2 j = 1 r i p i , j 2 ) ) be the Shimura lift of f i . Since the Shimura correspondence commutes with the Hecke operators, for each prime p with p 2 s i j = 1 r i p i , j and p 1 ( mod ) , we obtain

F i T p , 2 k ( 1 ) k s i p ( p k + p k 1 ) F i ( mod v ) .

Then, there is an integer N i such that N i 2 j = 1 r i p i , j 2 , and there is a newform G i S 2 k ( Γ 0 ( N i ) ) such that for each prime p with p 2 s i j = 1 r i p i , j and p 1 ( mod ) ,

λ i ( p ) ( 1 ) k s i p ( p k + p k 1 ) ( mod v ) .

Here, λ i ( p ) denotes the p th Hecke eigenvalue of G i . Let F v O K v . Note that there is a semi-simple Galois representation

ρ i : Gal ( Q ¯ Q ) GL 2 ( F v ) ,

such that for each prime p with p N i

tr ( ρ i ( Frob p ) ) λ i ( p ) ( mod v ) and det ( ρ i ( Frob p ) ) p 2 k 1 ( mod v ) ,

where Frob p denotes any Frobenius element at p . Let χ : Gal ( Q ¯ Q ) F be the mod- cyclotomic character. Following the argument of the proof of [5, Proposition 4.3], we have

(2.2) ρ i ( 1 ) k s i χ k 0 0 ( 1 ) k s i χ k 1 if s i , ( 1 ) k + 1 2 s i χ k + 1 2 0 0 ( 1 ) k + 1 2 s i χ k + 3 2 if s i ,

where s i = s i .

By the result of Carayol [17], the conductor of ρ i divides N i . By (2.2), we obtain that if s i , then s i 2 divides the conductor of ρ i , and if s i , then ( s i ) 2 divides the conductor of ρ i . Since N i 2 j = 1 r i p i , j 2 and gcd ( s i , j = 1 r i p i , j ) = 1 , we have s i { 1 , } . Moreover, the conductor of ρ i is not divided by 4. Therefore, we conclude that if k is odd, then s i 1 and if k + 1 2 is odd, then s i .□

We extend Proposition 2.4 to general modular forms of half-integral weight including noncusp forms in the following proposition.

Proposition 2.5

Assume that f M k + 1 2 ( Γ 0 ( 4 ) ; O K ) has the form

(2.3) f ( z ) a f ( 0 ) + n = 1 i = 1 t a f ( s i n 2 ) q s i n 2 ( mod v )

with square-free integers s i . Then,

f ( z ) a f ( 0 ) + n = 1 a f ( n 2 ) q n 2 + n = 1 a f ( n 2 ) q n 2 ( mod v ) .

Proof

Without loss of generality, we assume that there is a positive integer n 1 such that a f ( s 1 n 1 2 ) 0 ( mod v ) . Let a be the exponent of in s 1 n 1 2 . Then, there is a unique square-free integer s 1 such that s 1 n 1 2 = a s 1 m 1 2 for some positive integer m 1 . By Lemma 2.1 (3), there is an integer k and a modular form g M k + 1 2 ( Γ 0 ( 4 ) ) such that g f U a ( mod v ) . By Lemma 2.1 (4), there is h S k + + 3 2 ( Γ 0 ( 4 ) ) such that h Θ ( g ) ( mod v ) . Since a f ( s 1 n 1 2 ) 0 ( mod v ) , we have a h ( s 1 m 1 2 ) 0 ( mod v ) and then h has the form (2.1). Then, s 1 = 1 by Proposition 2.4. This implies that s 1 { 1 , } . Therefore, Proposition 2.5 is proved.□

Combining Theorem 2.2 and Proposition 2.5, we obtain an explicit formula of f M k + 1 2 ( Γ 0 ( 4 ) ) having the form (2.3) when k < 1 .

Lemma 2.6

Assume that f M k + 1 2 ( Γ 0 ( 4 ) ; O K ) has the form (2.3) and f 0 ( mod v ) . If k < 1 , then k { 0 , 1 2 } . Moreover,

f ( z ) a f ( 0 ) 1 + 2 n = 1 q n 2 ( mod v ) if k = 0

and

f ( z ) a f ( 0 ) 1 + 2 n = 1 q n 2 ( mod v ) if k = 1 2 .

Proof

We assume that k < 1 . By Theorem 2.2, we have k { 0 , 1 , 1 2 } . Note that M 1 2 ( Γ 0 ( 4 ) ) is generated by T . Thus, when k = 0 , we obtain that f is a constant multiple of T . If f has the form (2.3), then a f ( 2 ) 0 ( mod v ) by Proposition 2.5. Note that M 3 2 ( Γ 0 ( 4 ) ) is generated by T 3 and a T 3 ( 2 ) = 3 . Thus, when k = 1 , we have f 0 ( mod v ) . When k = 1 2 , we have by Theorem 2.2

f ( z ) n = 0 a f ( n ) q n ( mod v ) .

By Lemma 2.1 (3), there is g M 1 2 ( Γ 0 ( 4 ) ) such that g f U ( mod v ) . Since g is a constant multiple of T , f is congruent to a constant multiple of T V modulo v .□

3 Proof of Theorems

In this section, we prove Theorems 1.1, 1.3, 1.5, and 1.6. First, we prove Theorem 1.3.

Proof of Theorem 1.3

We fix a prime 5 . We prove Theorem 1.3 by induction on k . When k < 1 , Theorem 1.3 is true by Lemma 2.6. Thus, we assume that Theorem 1.3 is true when k < k 0 with a fixed positive integer k 0 , where k 0 is a positive integer larger than 1 .

To prove Theorem 1.3, it is enough to show that Theorem 1.3 is true when k = k 0 by induction on k . Assume that f M k 0 + 1 2 ( Γ 0 ( 4 ) ; O K ) has the form (1.3). Then by Lemma 2.5, f has the form

f ( z ) a f ( 0 ) + n = 1 a f ( n 2 ) q n 2 + n = 1 a f ( n 2 ) q n 2 ( mod v ) ,

and

Θ ( 1 ) 2 ( f ) ( z ) 1 2 n Z n a f ( n 2 ) q n 2 ( mod v ) .

By Lemma 2.1 (4), there is g 0 S k 0 + 2 2 ( Γ 0 ( 4 ) ) such that

g 0 Θ ( 1 ) 2 ( f ) ( mod v ) .

Let k 1 max k 0 + 1 2 , ω ( g 0 ) 1 2 . Then, there is g 1 M k 1 + 1 2 ( Γ 0 ( 4 ) ; O K ) such that

g 1 ( z ) ( f Θ ( 1 ) 2 ( f ) ) ( z ) a f ( 0 ) + n = 1 a f ( n 2 ) q n 2 + n = 1 a f ( 2 n 2 ) q 2 n 2 ( mod v ) .

Let k 2 be the largest integer satisfying

(3.1) k 2 + 1 2 1 k 1 + 1 2 and k 2 1 2 + k 1 1 2 + k 0 ( mod 1 ) .

By Lemma 2.1 (3), there is g 2 M k 2 + 1 2 ( Γ 0 ( 4 ) ; O K ) such that

g 2 ( z ) g 1 U ( z ) a f ( 0 ) + n = 1 a f ( n 2 ) q n 2 + n = 1 a f ( 2 n 2 ) q n 2 ( mod v ) .

Since k 0 > 2 , we have

k 2 + 1 2 1 k 1 + 1 2 1 k 0 + 2 2 < k 0 + 1 2 .

For a nonnegative integer k , we define a subset k of M k + 1 2 ( Γ 0 ( 4 ) ) by

k { Θ k 2 ( T ) V 2 i } 0 i < α ( , k ) { Θ ( 2 k + 1 ) 4 ( T ) V 2 i + 1 } 0 i < β ( , k ) { T } if r ( k ) = 1 , { Θ k 2 ( T ) V 2 i } 0 i < α ( , k ) { Θ ( 2 k + 1 ) 4 ( T ) V 2 i + 1 } 0 i < β ( , k ) { T V } if r ( k ) = 1 2 , { Θ k 2 ( T ) V 2 i } 0 i < α ( , k ) { Θ ( 2 k + 1 ) 4 ( T ) V 2 i + 1 } 0 i < β ( , k ) otherwise.

To prove Theorem 1.3, it is enough to show that if f M k 0 + 1 2 ( Γ 0 ( 4 ) ; O K ) has the form (1.3), then f is congruent to a linear combination of k 0 modulo v .

By Proposition 2.4, if k 0 is odd, then g 0 0 ( mod v ) . Combining the assumption that Conjecture 1.2 is true, we have

g 0 a f ( 1 ) 2 Θ k 0 2 ( T ) ( mod v ) .

Since k 2 k 0 + 1 2 ( mod 1 ) , it follows that Θ k 0 2 ( T ) Θ ( 2 k 2 + 1 ) 4 ( T ) ( mod v ) . By the induction hypothesis, g 2 is congruent to a linear combination of k 2 . Since

f f Θ 1 2 ( f ) + Θ 1 2 ( f ) g 2 V + g 0 ( mod v ) ,

we deduce that f is congruent to a linear combination of

{ Θ k 2 2 ( T ) V 2 i + 1 } 0 i < α ( , k 2 ) { Θ ( 2 k 2 + 1 ) 4 ( T ) V 2 i } 0 i < β ( , k 2 ) + 1 { T V } if r ( k 2 ) = 1 , { Θ k 2 2 ( T ) V 2 i + 1 } 0 i < α ( , k 2 ) { Θ ( 2 k 2 + 1 ) 4 ( T ) V 2 i } 0 i < β ( , k 2 ) + 1 { T V 2 } if r ( k 2 ) = 1 2 , { Θ k 2 2 ( T ) V 2 i + 1 } 0 i < α ( , k 2 ) { Θ ( 2 k 2 + 1 ) 4 ( T ) V 2 i } 0 i < β ( , k 2 ) + 1 otherwise.

If r ( k 2 ) = 1 2 , then

T V 2 T Θ ( 1 ) 2 ( T ) T Θ ( 2 k 2 + 1 ) 4 ( T ) ( mod v ) .

Thus, f is congruent to a linear combination of

{ Θ k 2 2 ( T ) V 2 i + 1 } 0 i < α ( , k 2 ) { Θ ( 2 k 2 + 1 ) 4 ( T ) V 2 i } 0 i < β ( , k 2 ) + 1 { T V } if r ( k 2 ) = 1 , { Θ k 2 2 ( T ) V 2 i + 1 } 0 i < α ( , k 2 ) { Θ ( 2 k 2 + 1 ) 4 ( T ) V 2 i } 0 i < β ( , k 2 ) + 1 { T } if r ( k 2 ) = 1 2 , { Θ k 2 2 ( T ) V 2 i + 1 } 0 i < α ( , k 2 ) { Θ ( 2 k 2 + 1 ) 4 ( T ) V 2 i } 0 i < β ( , k 2 ) + 1 otherwise.

To complete the proof, it is sufficient to show that

(3.2) α ( , k 2 ) β ( , k 0 ) and β ( , k 2 ) + 1 α ( , k 0 ) .

First, we assume that k 0 + 1 2 2 2 . Since Θ m ( T ) Θ ( 2 m + 1 ) 2 ( T ) for any positive integer m , we have ω ( g 0 ) ω ( Θ k 0 2 ( T ) ) 2 2 . This implies that

k 1 = max k 0 , ω ( g 0 ) 1 2 = k 0 .

Then by (3.1), we obtain (3.2).

Now, we assume that k 0 + 1 2 < 2 2 . In this case, we have

k 2 + 1 2 1 k 1 + 1 2 1 max k 0 + 1 2 , ω ( g 0 ) 2 .

Further, assume that k 2 0 and k 2 1 2 . Then α ( , k 2 ) = β ( , k 2 ) = β ( , k 0 ) = 0 . By Lemma 2.6, we have g 2 0 ( mod v ) , and then

f Θ 1 2 ( f ) a f ( 1 ) 2 Θ k 0 2 ( T ) ( mod v ) .

Note that Θ ( 1 ) 2 ( T ) T T 2 ( mod v ) , we have ω ( Θ ( 1 ) 2 ( T ) ) = 2 2 . Then, for a positive integer m with m 1 2 , we have

(3.3) ω ( Θ m ( T ) ) = ( + 1 ) m + 1 2 .

By (3.3), we have

ω ( Θ k 0 2 ( T ) ) = r ( k 0 ) + 1 2 + 1 2 k 0 + 1 2 .

It implies that α ( , k 0 ) = 1 . Hence, α ( , k 2 ) = β ( , k 0 ) and β ( , k 2 ) + 1 = α ( , k 0 ) . For the cases when k 0 = 0 and k 0 = 1 2 , we obtain (3.2) by direct computation. Thus, we conclude that if f M k 0 + 1 2 ( Γ 0 ( 4 ) ; O K ) has the form (1.3), then f is congruent to a linear combination of k 0 modulo v . Therefore, Theorem 1.3 is proved by induction on k .□

To prove Theorem 1.1, we use the following theorem which gives a sufficient condition for the weight k + 1 2 that Conjecture 1.2 holds for f S k + 1 2 + ( Γ 0 ( 4 ) ; O K ) . It was proved in the proof of [7, Theorem 5.2].

Theorem 3.1

Assume that f S k + 1 2 + ( Γ 0 ( 4 ) ; O K ) has the form

(3.4) f ( z ) 1 2 n Z n a f ( n 2 ) q n 2 ( mod v )

and f 0 ( mod v ) . Let p be the smallest positive prime p such that p 1 ( mod ) . If 2 k + 1 < p 2 , then k is even and

f 1 2 a f ( 1 ) Θ k 2 ( T ) ( mod v ) .

Proof

We follow the proof of [7, Theorem 5.2]. By Proposition 2.4, we obtain that k is even. By Theorem 2.3, for each odd prime p with p 0 , 1 ( mod ) , we have

f T p 2 , k + 1 2 ( p k + p k 1 ) f ( mod v ) .

Hence, for any positive odd integer m which is not divisible by any prime p with p 0 , 1 ( mod v ) , we have

a f ( m 2 ) a f ( 1 ) m k ( mod v ) .

Let k 1 max k , r ( k ) 2 ( + 1 ) . Then, there is g 1 S k 1 + 1 2 + ( Γ 0 ( 4 ) ; O K ) such that

g 1 f 1 2 a f ( 1 ) Θ r ( k ) 2 ( T ) ( mod v ) .

Let h g 1 g 1 U 4 V 4 S k 1 + 1 2 + ( Γ 0 ( 16 ) ) . Then, a h ( n ) 0 ( mod v ) for n < p 2 . Since

1 12 k 1 + 1 2 [ SL 2 ( Z ) : Γ 0 ( 16 ) ] = 2 k 1 + 1 < p 2 ,

we have h 0 ( mod v ) by the result of Sturm [18] called the Sturm bound. Then,

g 1 ( z ) g 1 U 4 V 4 ( z ) m = 1 a g 1 ( 4 m 2 ) q 4 m 2 ( mod v ) .

From the proof of [7, Theorem 5.2], we have g 1 0 ( mod v ) . Then,

f ( z ) 1 2 a f ( 1 ) Θ k 2 ( T ) ( z ) 1 2 a f ( 1 ) n Z n n k q n 2 ( mod v ) .

The following proposition is a refinement of Theorem 1.1.

Proposition 3.2

Let g : R R be a function such that g ( x ) log x is an increasing function and lim x g ( x ) = 0 . Let P be a set of primes such that for every f S k + 1 2 + ( Γ 0 ( 4 ) ; O K ) with k + 1 2 < g ( ) 2 ( log ) 2 , if f has the form (1.2), then

f ( z ) 1 2 i = 0 α ( , k ) 1 a f ( 2 i ) Θ k 2 ( T ) ( 2 i z ) + 1 2 i = 0 β ( , k ) 1 a f ( 2 i + 1 ) Θ ( 2 k + 1 ) 4 ( T ) ( 2 i + 1 z ) ( mod v ) .

Then, there is an absolute constant C such that

# { : P and X } C 0 g ( X ) X log X 1 + C log log X log X ,

where C 0 2 2 π 2 3 p > 2 p 2 p 2 1 .

Proof

Let p be the smallest positive prime p with p 1 ( mod ) . By using Theorem 3.1 to follow the proof of Theorem 1.3, we deduce that if p 2 > 2 g ( ) 2 ( log ) 2 , then P . From this, for a positive number X , we have

# { : P and X } # { : p 2 2 g ( ) 2 ( log ) 2 and X } .

For convenience, let h ( x ) g ( x ) 2 . Then, we have

(3.5) # { : p 2 2 g ( ) 2 ( log ) 2 and X } = # { : p 2 h ( ) log and X } n = 1 # { : p = 2 n + 1 , n < h ( ) log and X } n = 1 # { : p = 2 n + 1 , n < h ( X ) log X and X } n = 1 h ( X ) log X # { : p = 2 n + 1 and X } n = 1 h ( X ) log X # { : 2 n + 1 is a prime and X } .

By [19, Theorem 3.12], for any positive integer n , there is an absolute constant C such that

# { : 2 n + 1 is a prime and X } A 2 < p n p 1 p 2 X ( log X ) 2 1 + C log log X log X ,

where

A 8 2 < p 1 1 ( p 1 ) 2 .

Note that for any positive integer n , we have

2 < p n p 1 p 2 2 < p p ( p 1 ) ( p + 1 ) ( p 2 ) p n p + 1 p 2 < p p ( p 1 ) ( p + 1 ) ( p 2 ) σ ( n ) n .

From this, we have

n = 1 h ( X ) log X 2 < p n p 1 p 2 2 < p p ( p 1 ) ( p + 1 ) ( p 2 ) n = 1 h ( X ) log X σ ( n ) n = 2 < p p ( p 1 ) ( p + 1 ) ( p 2 ) n = 1 h ( X ) log X d n 1 d 2 < p p ( p 1 ) ( p + 1 ) ( p 2 ) d = 1 h ( X ) log X 1 d h ( X ) log X d π 2 6 2 < p p ( p 1 ) ( p + 1 ) ( p 2 ) h ( X ) log X .

Thus, (3.5) becomes

# { : p 2 h ( ) log and X } 4 π 2 3 2 < p p 2 p 2 1 h ( X ) X log X 1 + C log log X log X .

Therefore, we conclude that

# { : P and X } 2 2 π 2 3 2 < p p 2 p 2 1 g ( X ) X log X 1 + C log log X log X .

By using Proposition 3.2, we prove Theorem 1.1.

Proof of Theorem 1.1

Let g ( x ) = ( log x ) ε . When 0 ε 2 , we obtain Theorem 1.1 by Proposition 3.2. If ε > 2 , then there is no prime satisfying p 2 2 g ( ) 2 ( log ) 2 . Therefore, Theorem 1.1 is proved.□

Now, we prove Theorem 1.5.

Proof of Theorem 1.5

To prove Theorem 1.5, first, we prove that if α ( , k ) 1 and k is even, then dim Null ( B k , m ) 1 for any positive integer m . Since α ( , k ) 1 , we have

ω ( Θ r ( k ) 2 ( T ) ) = r ( k ) 2 ( + 1 ) + 1 2 k + 1 2 .

Then, there is h M k + 1 2 ( Γ 0 ( 4 ) ; Z ) such that h Θ r ( k ) 2 ( T ) ( mod v ) . Let ( c ( 0 ) , , c ( k 2 ) ) Z ( k 2 ) + 1 such that

h = j = 0 k 2 c ( j ) F 2 j T 2 k + 1 4 j .

Then, ( c ( 0 ) ¯ , , c ( k 2 ) ¯ ) Null ( B k , m ) for any positive integer m since h has the form

h ( z ) 1 2 n Z n a h ( n ) q n 2 ( mod v ) .

Here, c ( j ) ¯ is the reduction of c ( j ) modulo . Thus, we conclude that dim Null ( B k , m ) 1 for any positive integer m , when α ( , k ) 1 and k is even.

Now, we assume that Conjecture 1.2 is true. Let v ( v ( 0 ) ¯ , , v ( k 2 ) ¯ ) Null ( B k , m ) for all positive integers m , and let v ( j ) be an integer such that the reduction of v ( j ) modulo is equal to v ( j ) ¯ . Let

f v j = 0 k 2 v ( j ) F 2 j T 2 k + 1 4 j M k + 1 2 ( Γ 0 ( 4 ) ) .

Then f v has the form

f v ( z ) 1 2 n Z n a f v ( n 2 ) q n 2 ( mod v ) .

Note that f v Θ ( 1 ) 2 ( f v ) ( mod v ) . We assume that k is even. By the assumption that Conjecture 1.2 is true, we have

f v a f v ( 1 ) 2 Θ r ( k ) 2 ( T ) ( mod v ) .

Thus, lim m dim Null ( B k , m ) is less than or equal to 1. If lim m dim Null ( B k , m ) = 1 , then there is f S k + 1 2 ( Γ 0 ( 4 ) ; Z ) such that

f Θ r ( k ) 2 ( T ) ( mod v ) .

This implies that

r ( k ) + 1 2 + 1 2 = ω ( Θ r ( k ) 2 ( T ) ) k + 1 2 .

By the definition of α ( , k ) , we have α ( , k ) 1 . Hence, we conclude that Conjecture 1.4 is true.

To complete the proof of Theorem 1.5, we assume that Conjecture 1.4 is true. Further, assume that f S k + 1 2 ( Γ 0 ( 4 ) ; O K ) has the form

Θ ( f ) 1 2 n Z n s n 2 a f ( s n 2 ) q s n 2 ( mod v )

with a square-free integer s and Θ ( f ) 0 ( mod v ) . Then, k is even and s = 1 by Proposition 2.4. By Lemma 2.1, there is f 0 S k + + 3 2 ( Γ 0 ( 4 ) ) such that f 0 Θ ( f ) ( mod v ) . Let ( d ( 0 ) , , d ( ( k + + 1 ) 2 ) ) O K ( k + + 3 ) 2 satisfying

f 0 = j = 0 ( k + + 1 ) 2 d ( j ) F 2 j T 2 k + 2 + 3 4 j .

Let F v O K v . Then, for any positive integer m , we have

( d ( 0 ) ¯ , , d ( ( k + + 1 ) 2 ) ¯ ) Null ( B k + + 1 , m ) F F v ,

where d ( j ) ¯ is the reduction of d ( j ) modulo v . By the assumption that Conjecture 1.4 is true, the dimension of Null ( B k + + 1 , m ) is 1 for a sufficiently large m . Hence, f 0 is congruent to a constant multiple of Θ r ( k + + 1 ) 2 ( T ) modulo v . Since r ( k + + 1 ) = r ( k + 2 ) , we conclude that Θ ( f ) is congruent to a constant multiple of Θ r ( k + 2 ) 2 ( T ) modulo v .□

We confirm Conjecture 1.2 under the assumption that k 1,000 , or that { 5 , 7 , 11 , 13 , 17 , 19 } and k 10,000.

Proof of Theorem 1.6

Note that if Θ ( f ) 0 ( mod v ) , then Conjecture 1.2 is true since a f ( 1 ) 0 ( mod v ) . Thus, we may assume that Θ ( f ) 0 ( mod v ) . By Proposition 2.4, s = 1 and k is even. Then, f has the form

f ( z ) 1 2 n Z n a f ( n 2 ) q n 2 + n = 1 a f ( n ) q n ( mod v ) .

From this, we have

( f Θ ( 1 ) 2 ( f ) ) ( z ) n = 1 a f ( n ) q n ( mod v ) .

Assume that k < 1 2 . By Lemma 2.1 (3), if f Θ ( 1 ) 2 ( f ) ( mod v ) , then there is a nonnegative integer k 0 such that

k 0 k + 1 2 ( mod 1 ) and k 0 + 1 2 1 k + 2 2 ,

and there is g 0 S k 0 + 1 2 ( Γ 0 ( 4 ) ) such that

g 0 ( z ) ( f Θ ( 1 ) 2 ( f ) ) U ( z ) n = 1 a f ( n ) q n ( mod v ) .

Since k < 1 2 , we have k 0 = 0 and then g 0 = 0 . Thus, f Θ ( 1 ) 2 ( f ) ( mod v ) when k < 1 2 . This implies that f 0 ( mod v ) by Lemma 2.6. Hence, we conclude that Conjecture 1.2 is true when k < 1 2 .

We fix a prime with 5 2001 . Assume that there is f S k + 1 2 ( Γ 0 ( 4 ) ; O K ) having the form

Θ ( f ) ( z ) 1 2 n Z n n 2 a f ( n 2 ) q n 2 ( mod v )

such that

Θ ( f ) a f ( 1 ) 2 Θ r ( k + 2 ) 2 ( T ) ( mod v ) .

Then, f E 1 S k + 1 2 ( Γ 0 ( 4 ) ; O K ) satisfies

Θ ( f E 1 ) a f ( 1 ) 2 Θ r ( k + + 1 ) 2 ( T ) ( mod v ) .

Thus, for a positive integer m 0 , confirming Conjecture 1.2 for positive integers k such that k m 0 reduces to confirming Conjecture 1.2 for positive integers k such that m 0 + 2 k m 0 .

When max ( 0 , 1,002 ) k 1,000 and k is even, we obtain by numerical method

dim Null ( B k , 1,000 ) = 1 + ( α ( , k ) ) .

In the proof of Theorem 1.5, we have dim Null ( B k , m ) 1 + ( α ( , k ) ) for any positive integer m . Since dim Null ( B k , m ) dim Null ( B k , 1,000 ) for m 1,000 , we have

lim m dim Null ( B k , m ) = 1 + ( α ( , k ) )

when max ( 0 , 1,002 ) k 1,000 . By Theorem 1.5, we conclude that Conjecture 1.2 is true when k 1,000 .

The proofs for the cases when { 5 , 7 , 11 , 13 , 17 , 19 } and k 10,000 are similar to the proof of the previous case. So, we skip it.□

Acknowledgements

The authors appreciate referees for careful reading and useful comments. These comments improved the previous version of this article.

  1. Funding information: Dohoon Choi was supported by the National Research Foundation of Korea (NRF) grant funded by the Korea government (MSIT) (No. NRF-2019R1A2C1007517). Youngmin Lee was supported by a KIAS Individual Grant (MG086301) at Korea Institute for Advanced Study.

  2. Conflict of interest: The authors state no conflict of interest.

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Received: 2022-06-15
Revised: 2022-08-31
Accepted: 2022-09-21
Published Online: 2022-10-28

© 2022 Dohoon Choi and Youngmin Lee, published by De Gruyter

This work is licensed under the Creative Commons Attribution 4.0 International License.

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Heruntergeladen am 7.12.2025 von https://www.degruyterbrill.com/document/doi/10.1515/math-2022-0512/html
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