Abstract
The geological condition of Ho Chi Minh (HCM) City is soft soil and high groundwater and includes two main structural layers such as Pleistocene and Holocene sediments. Therefore, deep excavation of all the high-rise buildings in the city is usually supported by concrete retaining walls such as the diaphragm or bored pile retaining walls. The system limits the excavation wall deflection during the construction process which could pose a potential risk to the construction and neighborhood areas. To estimate wall deformation at a highly accurate and efficient level, this study presents several machine learning models including feed-forward neural network back-propagation (FFNN-BP), long short-term memory (LSTM), bidirectional long short-term memory (Bi-LSTM), and support vector regression (SVR). The database for the experiment was obtained from a high building in HCM City, Vietnam. The database is deployed to implement the proposed algorithms in walk-forward validation technique. As a result, the Bi-LSTM model reduced prediction errors and improved robustness than the LSTM, FFNN-BP, and SVR models. Bi-LSTM, LSTM, and FFNN-PB could be used for predicting deep excavation wall deflection. In the meantime, not only could the estimated results support safety monitoring and early warning during the construction stages but also could contribute to legal guidelines for the architecture of deep excavations in the city’s soft ground.
1 Introduction
Ho Chi Minh (HCM) City is a pillar and a motivation for the current economic development of Vietnam. In recent years, government, private, and public enterprises have invested and upgraded the utilities, transportation infrastructure, and buildings around the city. There has been a rapid increase in population and development of apartments for rent; hence, the demand for high-rise buildings with basements continuously develops in the city. In designing and constructing high-rise buildings with basements related to retaining walls, basements, and deep excavations, it is necessary to check the displacement of the retaining walls. If the calculation is not reasonable, it will damage neighboring works and works under construction, affecting related structural functions and the durability of the work itself [1,2,3].
The basements of high-rise buildings are often supported by permanent concrete retaining walls (PCRWs) [4]. In addition, PCRW is known as one of the most commonly implemented cover methods, particularly for deep excavations on the soft ground [5,6]. Furthermore, PCRW minimizes wall deflection to protect the excavation itself as well as the utilities and structures around construction areas. Hence, it is crucial to estimate wall deformation accurately [7,8,9,10,11]. Several techniques to estimate excavation wall deformation may be divided into numerical simulation and empiric expression. The empirical expression has relied on historical constructions that are relatively easy in model and simple in conducting [12,13,14]; however, the prediction results often tend to be broad, and the expression cannot stand for the development of wall deflection in progress. On the other hand, the numerical simulation’s difficulty is theoretically more specific by examining the soil form behaviors. However, taking all of the basic and vanishing components into account is still difficult, and there is usually a discrepancy between anticipated results and field measurements [4,15].
Due to crucial strict safety requirements in the construction process of the buildings to have basements, researchers and engineers have extensively assessed the lateral wall movement induced by excavations, such as using parametric research using 3D numerical techniques to estimate the wall movement [16,17] or analyzing time-dependent behavior in deep excavation with finite element analysis [18,19,20].
Deploying the computation technique for geotechnical engineering has quickly advanced recently. Machine learning and deep learning have been used in deep excavations and tunnel excavations such as ground surface settlement and wall deflection [9,21–27]. Zhang et al. [23] used a multivariate adaptive regression splines (MARS) algorithm for exanimating horizontal wall deflection envelope for braced excavations in clays. The study result indicated that the MARS algorithm is of good interpretability and enables the design engineer to estimate the shape of the wall deflection profiles. Chen et al. [28] used six machine learning algorithms to predict tunnel settlements, namely general regression neural network (GRNN), wavelet neural network, random forest (RF), feed-forward neural network back-propagation (FFNN-BP), extreme machine learning, and support vector machine. The result of the research pointed out that the estimations based on GRNN and RF algorithms are more trustworthy. Goh et al. [29] used FFNN-BP techniques to predict maximum wall deflections induce by braced excavations in soft clay. The highlight method is can be to retraining as obtainable data from finite element experiment and actual field records are obtained. Zhang et al. [30] used Xtreme gradient boosting (XGBoost), RF regression (RFR), decision tree regression (DTR), multilayer perceptron regression (MLPR), and MARS to estimate the maximum lateral wall deformation. The results indicated that XGBoost and RFR outperform DTR, MLPR, and MARS in the dataset of sparse distribution predictions and a stable feature. Deep learning methods are regarded as a subset of the evolution of machine learning. The methods have a deeper structure and can study much more complicated nonlinear characteristics than traditional neural networks. The study can be supervised, semi-supervised, or unsupervised. There are several successful applications of deep learning in domains. It has attained good outputs for experimental application in the active and deep processing of enormous, long-term, dependent datasets [31,32]. Qu et al. [33] developed the long short-term memory (LSTM) model to estimate concrete dam deformation. The algorithm’s outputs showed high estimating accuracy and great robustness, externality, and generalization for the single-point predicted algorithm and multipoint synchronized predicted algorithm for concrete dam deformation. Li et al. [34] proposed an LSTM algorithm to estimate tunnel boring machine (TBM) performances consisting of the sum thrust and the cutter-head torque in an actual time. The research results implied that the experimental approach could acceptably mirror the thrust variation total. The cutter-head torque was better than the classical theoretical approach, offering a single value with a geological strength measurement. Zhao et al. [4] used LSTM to predict diaphragm wall deflection induced by excavation. The result indicated that the LSTM algorithm maintained acceptable performance even in long-term predicting assignments. And the model outperformed BPNN in all prediction locations. Liu et al. [35] used bidirectional LSTM (BiLSTM) and LSTM to predict the working face’s ground settment due to the vibration of TBM. The research results indicated that based on the proficient preprocessing of the raw data with the instance frequency revolution; the LSTM and Bi-LSTM’s accurate parameters were enhanced considerably to over 80% in both the training and testing phases. Keshtegar et al. [36] conducted the combination of support vector regression (SVR) and response surface model to forecast the loading capacity of walls. This combining model showed that the ratio average of the predicted testing was 0.98, gained outstanding performance, at the same time, maintained superior calculated efficiency and ran in the short time.
Regarding the difference between deep learning and machine learning models, the deep learning models are deployed to sequential input data including LSTM, Bi-LSTM, and FFNN-BP models [37–39]; meanwhile, machine learning models such as SVR is considered as non-sequential or appropriate for estimated tasks following input features of the models [40–42]. Moreover, this study is the first to use both deep learning and machine learning methods with four models to study and predict the displacement of the diaphragm wall in HCM City. At the same time, displacement data of underground works are time series data but do not follow certain rules (for example, seasonality such as weather data), and the input and output variables do not belong to standard distribution. Hence, these proposed models will give forecast results with a high degree of accuracy.
This study suggests a dynamic estimation algorithm to investigate the excavation-induced concrete diaphragm wall deflection. The monitoring of wall deflection conditions was carried out to collect a valuable and faithful dataset. The generalization and applicability of four models containing Bi-LSTM, LSTM, FFNN-BP, and SVR are executed. After that, the highlight comparisons among the four models are based on the values of statistical accuracy parameters such as mean, standard deviation (SD), correlation coefficient (CC), kurtosis (Kurt), skewness (Skew), minimum (Min), maximum (Max), root mean square error (RMSE), mean absolute error (MAE), and mean absolute percentage error (MAPE). Simultaneously, the optimal performance model is given as a practical method for calculating the wall deflections. The findings may serve as a timely reminder to field stakeholders.
The next sections of the study continue as follows: in Section 2, the FFNN-BP, LSTM, Bi-LSTM, and SVR predicted algorithms are described, along with the implementation evaluation accuracy parameters. Next, in Section 3, a reality excavation construction is approved to evaluate the proposed estimation algorithms’ applicability. Following that, the study outputs of four forecasting algorithms are evaluated and discussed in Section 4. Finally, the highlighted conclusions obtained from the experiments are sought in Section 5.
2 Study area, data acquisition, and methodology
2.1 The project site’s description
A project namely the Opal Skyview building was constructed in Quarter 9, Hiep Binh Chanh Ward, Thu Duc Town, HCM City. Its scale got a land-use area of about 1,479 m2. The project construction was estimated at around 30,942 m2 including 21 floors and 2 basements. Figures 1 and 2 show the layout and cross-section of the deep excavation which was non-rectangular in shape. The deep excavation was supported by the 15 and 18 m bored pile retaining walls as well as two levels of steel struts. In addition, the soil−cement columns were used to reinforce the foundation below the basement. The maximum excavation depth was 8.9 m, which is located in SID2, while SID1 was excavated to a depth of 8.2 m. The horizontal displacements of the deep excavations were monitored by the six inclinometers which were installed in the retaining wall as shown in Figure 2. In addition, the data in Table 1 show that the geology at the construction site consists of six layers of soil with the thickness of each layer as follows: soft clay 1 with 13 m, soft clay 2 with 7 m, soft clay 3 with 7 m, silt clay with 1.5 m, clay with 3.5 m, and medium dense sand (MDS) with 18 m, respectively.

Plan view and instrument layout of deep excavation (unit: m).
Synthesize soil parameters
Soil layer | Soft clay 1 | Soft clay 2 | Soft clay 3 | Silt clay | Clay | MDS |
---|---|---|---|---|---|---|
Thickness (m) | 13 | 7 | 7 | 1.5 | 3.5 | 18 |
γ_unsat (kN/m3) | 14.2 | 14.2 | 14.2 | 19 | 19.15 | 19.1 |
γ_sat (kN/m3) | 16.2 | 16.2 | 16.2 | 19.5 | 19.45 | 20.34 |
C (kN/m2) | 9 | 11 | 15 | 9.1 | 26.4 | 3.2 |
Φ (0) | 25.6 | 25.2 | 25 | 18 | 13.8 | 26 |
E ref 50 (kN/m2) | 4,430 | 5,681 | 7,232 | 28,348 | 34,095 | 31,500 |
E ref oed (kN/m2) | 2,215 | 2,990 | 3,806 | 16,675 | 20,056 | 21,000 |
E ref ur (kN/m2) | 13,069 | 16,147 | 20,554 | 83,375 | 100,280 | 63,000 |
Drained type | U(A) | U(A) | U(A) | U(A) | U(A) | D |
2.2 Data acquisition
Regarding deep excavation works, data are usually collected to evaluate the displacement of the bore pile retaining wall, including the inclinometer depth (depth), implementation time for excavations (day), and the horizontal wall deflection. Monitoring data were collected at six inclinometers during the excavation period of 139 days, with the wall displacement measurement depth from 0.5 to 22 m (the scale distance is 0.5 m) and 42 monitoring cycles of collected wall deflection. Therefore, the input data of the study are 42 samples including depth, cycle, and date; the output data are the horizontal wall deflections. The distribution of the input and output wall deflection variables is presented in Figure A1. Moreover, the kernel density estimation (KDE), which is a non-parametric method to predict the probability density function of a random variable [43,44], and empirical cumulative distribution function (ECDF), which supplies a method for cumulative probabilities of the model and sample that the sample data cannot fit a standard probability distribution [45,46], describe the columns, curves, and fitted distribution curves of input and output variables in these figures. In addition, the KDE and ECDF methods also indicated that all input and output variables do not belong to the standard distribution. The statistical characteristic of the wall deflection variables in Table 2 indicates that the characteristics’ range was computed from the observation of six locations, namely the mean, SD, Min, Max, Kurt, and Skew values. The mean and SD of the six SID locations were 21.25 and 13.53, 34.94 and 28.92, 31.02 and 21.36, 29.22 and 20.24, 26.98 and 20.06, and 28.09 and 18.48 mm, respectively. The Kurt and Skew values ranged from −1.39 to 0.03 and approached 0; these data could exanimate to accept for estimation. In addition, negative values for the skewness indicate skewed left data, and positive values for the skewness indicate skewed right side of data [47,48].
Statistical characteristics of wall deflection data
Location | Mean (mm) | SD (mm) | Min (mm) | Max (mm) | Kurt | Skew |
---|---|---|---|---|---|---|
SID1 | 21.25 | 13.53 | 0.13 | 43.14 | −1.39 | −0.06 |
SID2 | 34.94 | 28.92 | 0.10 | 92.98 | −1.02 | 0.58 |
SID3 | 31.02 | 21.36 | 0.11 | 66.94 | −1.39 | 0.11 |
SID4 | 29.22 | 20.24 | 0.14 | 65.96 | −1.29 | 0.19 |
SID5 | 26.98 | 20.06 | 0.10 | 66.44 | −1.08 | 0.39 |
SID6 | 28.09 | 18.48 | 0.13 | 58.54 | −1.38 | 0.03 |
Mention about, the lines in Figure 3 yield the maximum the wall deflection induced by the excavation of six SID locations, namely 43.14 mm (at day = 110, depth = −5 m), 92.93 mm (at day = 125, depth = −7 m), 66.94 mm (at day = 125, depth = −5 m), 65.96 mm (at day = 125, depth = −7.5 m), 66.44 mm (at day = 125, depth = −8.5 m), and 58.54 mm (at day = 131, depth = −8.5 m) occurred in SID1, SID2, SID3, SID4, SID5, and SID6, respectively; the plot also indicates the minimum the wall deflection to record at day = 5, and depth = −22 m of SID1, SID2, SID3, SID4, SID5, and SID6 locations are 0.13, 0.10, 0.11, 0.14, 0.10, 0.13 mm, respectively. The points are significant to note that the maximum deformations’ position negatively impacts the wall depth and makes long-term deflection in the space dimension. In addition, the data in this figure have a maximum deflection achieved at depths from −5 to −8.5 m, and the time to peak is also from day 104 to day 139 of the deflection cycle measurement. This phenomenon shows that the correlations of the data of these locations are almost a weak relationship such as SID1, SID2, SID4, SID5, and SID6; two pairs SID1 and SID5 and SID3 and SID5 are negative correlations with correlation coefficients of −0.7 and −0.88, while three pairs namely SID5 and SID6, SID1 and SID3, SID4 and SID5 have strong relationship with correlation coefficients of 0.83, 0.76, and 0.60, respectively (details in Figure 4).

Observations of the wall deflections for inclinometers following depth and time.

The correlation among six SID locations.
Before simulating models, the normalized database improves integrity and decreases redundancy. The database calibration using a Min−Max scaler normalization (detail in Figure 5(a) and (b)) showed that the peaking wall deformation was observed in the 42 recorded samples. The calibration data were divided into 32 samples (from 1st to 32nd) and 10 samples (from 33rd to 42nd) for training and testing (validation verification) phases. Furthermore, the models’ estimation indicated an excellent regression level if it achieves implementation on datasets outside the training samples. Hence, this study deployed a walk-forward validation (WFV) technique to evaluate the generalization ability of the models’ estimation. WFV for time series data was developed by Pardo [49]. The WFV methodology is used only for a fixed number of observations and demonstrates the estimating model with the best chance to get a good prediction at each time step. First, using historic data (cycle) for training, the forecasting model does a load prediction for the next day (cycle 1), then assessed against the previous value. Continuously, the training data are expanded to include the previous value (cycles + cycle 1). The process is looped to the end to ensure that the training data were updated with the unknown values at each step [50]. In addition, the numbers of the splits for walk-forward validation technique were 3 (Figure A2).

(a) Calibration vector of the wall deformation and (b) calibration vector of the transformed the wall deformation using Min−Max scaler.
2.3 LSTM model
The LSTM is considered a deep neural network constructed to handle data having order properties. The data in Figure 6 show the basic structures of the LSTM [51–53]. The LSTM neuron has two statuses, namely cell status
![Figure 6
Schematic view of the LSTM neuron [54].](/document/doi/10.1515/geo-2022-0503/asset/graphic/j_geo-2022-0503_fig_006.jpg)
Schematic view of the LSTM neuron [54].
The forget gate, symbolized as
The input gate is, expressed as
The output gate is denoted as
where
2.4 Bi-LSTM model
The Bi-LSTM network is a more advanced form of the LSTM algorithm. Bi-LSTM is made up of two hidden layers that work in both forward and backward directions. Because the Bi-LSTM network can learn and use both past and future information at any point in time, this architecture can increase model operation. This study established Bi-LSTM network structures as shown in Figure 7 [53,55,56]. For time-sequential data, one input node is included. The optimal values of the model’s core parameters are similar to the LSTM model.
![Figure 7
Schematic view of the Bi-LSTM neuron [55].](/document/doi/10.1515/geo-2022-0503/asset/graphic/j_geo-2022-0503_fig_007.jpg)
Schematic view of the Bi-LSTM neuron [55].
2.5 FFNN-BP model
FFNN-BP algorithm is considered a family of neural network methods [57]. It can describe arbitrarily complex nonlinear processes for any system regarding inputs and outputs. Its structure in Figure 8 consists of a three-layer neural network such as an input layer, hidden layer (layers), and output layer [58,59]. The input layer includes 42 input nodes from i
1 to i
42, 01 output nodes named o in the output layer have represented the values of wall deflection points. There are three hidden layers; the first hidden layer consists of neurons from H
11 to H
1,200, the second layer includes neurons from H
21 to H
2,200, and the third layer compounds neurons from H
31 to H
3,200. Each neuron of the hidden and output layers conducts a corresponding weight and bias, as

Structure of FFNN-BP network.
2.6 SVR model
The SVR model is deployed to look for an appropriate hyperplane in higher dimensions to be suitable for the data with an acceptable threshold error 2ε [60]. The model is also widely applied in regression task. The acceptable threshold error is 2ε; this value is the distance from the hyperplane to the boundary line (detail in Figure 9) [36,61]. In this study, the optimum parameters for the model are the following: value of ε is 0.01; kernel function is radial basis function; and hyperparameter C is 1,000.
![Figure 9
Structure of SVR model [60].](/document/doi/10.1515/geo-2022-0503/asset/graphic/j_geo-2022-0503_fig_009.jpg)
Structure of SVR model [60].
2.7 The data normalization
The accurate estimation of the wall deformation induced by excavation based on LSTM, Bi-LSTM, and FFNN-BP requires dimensionless data processing. Therefore, this study deploys the approach of Min−Max normalization for this research. The Min−Max normalization is a linear transformation approach, also well known as the normalization deviation, which leads the result to fall within the range [62–64]. The following is the conversion formula:
where Y and
2.8 Performance metrics
Predicting outputs relies on calculating and comparing the actual data to the estimated ones. These metrics of the accuracy measurement indicators consist of the MAPE, RMSE, MAE, and CC. At the same time, the error metrics are defined as follows [65,66]:
where
The process of the aforementioned experiment locations in this study is shown in Figure 10. First, the database is preprocessed and checked by statistical methods, and it is divided into training and testing sets. Second, the LSTM, Bi-LSTM, FFNN-BP, and SVR algorithms are used based on the training samples and the optimal parameters are collected. Finally, the four models’ performances are compared using the accuracy measurement indicators as RMSE, MAE, MAPE, and CC in the possible result stage. To look for the best prediction values for models if the MAPE, RMSE, MAE approach the lowest values, and CC gain the highest; else, the experiments are adjusted by component indicators of models or training data size to find the optimal accuracy measurement parameters.

Flowchart of the research steps used in this study.
3 Results
This study conducts on prediction of the displacement of the retaining wall at Opal Skyview building, with the selection of input variables for all six SID locations kept the same as indicated in Figure 1 to warranty compatibility with the locations. At the same time, the four models named LSTM, Bi-LSTM, FFNN-BP, and SVR were used for predicting the horizontal wall displacements of deep excavation. The experiment result to find the best model for all analyzed SID locations are shown in Table 3. Following the collected results of simulations, four models indicate that the best estimation is at SID3, where the MAPE, RMSE, and MAE values of training and testing phases were the lowest in the established models. And the second best is the result at SID6. The lowest prediction result is at SID2. In addition, the remaining predicted values of SID1, SID4, and SID5 are between the values of SID2 and SID6. At the same time, the scatter charts for the testing and training phase in Figure 11(a–f1) show that the black triangles, green triangles, purple multiplies, and red pluses are marks of the SVR, Bi-LSTM, FFNN-BP, and LSTM, respectively. These marks also indicate that the black triangle is the nearest green line, and it means that the SVR model is the best appropriate of the other models at all locations. The second-nearest, third-nearest, and fourth-nearest are green triangles, purple multiplies, and red pluses, respectively. These points also reveal that the second-highest, third-highest, and fourth-highest forecasting scores are the FFNN-BP, BiLSTM, and LSTM models, respectively. In addition, this study has converted the data array of 42 cycles into an average dimension array of the actual/monitoring data and the predicted data in Figure 12; the green dot line, blue line, purple dash line, red dot line, and black line represent Bi-LSTM, FFNN-BP, SVR, LSTM predicted data, and actual wall deflection data, respectively. The lines in Figure 12 show that the blue line and purple line are closer black line than the red line. In other words, the predicted result of the SVR, FFNN-BP, and Bi-LSTM models fitted than the LSTM model. These points impress that the SVR, FFNN-BP, and Bi-LSTM models have indicated engaging capability in retaining wall problems. In terms of examining the deformation prediction model, the optimal model from the selected walk-forward cross-validation is obtained to estimate six measuring points shown in Figure 1.
Accuracy parameters for the prediction of the wall deflection
Location | Category | Testing phase | Training phase | ||||||
---|---|---|---|---|---|---|---|---|---|
LSTM | Bi-LSTM | FFNN-BP | SVR | LSTM | Bi-LSTM | FFNN-BP | SVR | ||
SID1 | MAPE (%) | 3.91 | 3.87 | 1.81 | 1.03 | 2.65 | 2.84 | 0.58 | 0.24 |
MAE | 0.86 | 0.77 | 0.43 | 0.16 | 0.36 | 0.31 | 0.68 | 0.01 | |
RMSE | 1.78 | 1.21 | 0.56 | 0.20 | 0.64 | 0.51 | 0.97 | 0.01 | |
CC | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | |
SID2 | MAPE (%) | 6.05 | 4.28 | 3.73 | 0.72 | 1.89 | 2.74 | 0.50 | 0.18 |
MAE | 2.35 | 1.59 | 1.59 | 0.11 | 0.40 | 0.47 | 0.11 | 0.01 | |
RMSE | 3.76 | 2.23 | 2.23 | 0.15 | 0.64 | 0.91 | 0.17 | 0.01 | |
CC | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | |
SID3 | MAPE (%) | 2.59 | 2.90 | 1.11 | 0.49 | 1.86 | 2.30 | 0.38 | 0.20 |
MAE | 1.29 | 0.90 | 0.41 | 0.48 | 0.31 | 0.37 | 0.06 | 0.01 | |
RMSE | 1.57 | 1.17 | 0.55 | 0.12 | 0.50 | 0.55 | 0.09 | 0.01 | |
CC | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | |
SID4 | MAPE (%) | 4.41 | 3.20 | 1.57 | 0.70 | 2.46 | 3.39 | 0.41 | 0.2 |
MAE | 1.60 | 0.99 | 0.48 | 0.12 | 0.54 | 0.39 | 0.10 | 0.01 | |
RMSE | 2.36 | 1.55 | 0.66 | 0.18 | 0.73 | 0.53 | 0.11 | 0.01 | |
CC | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | |
SID5 | MAPE (%) | 4.98 | 4.64 | 3.54 | 0.90 | 4.90 | 5.01 | 2.88 | 0.23 |
MAE | 1.11 | 0.82 | 0.79 | 0.01 | 0.40 | 0.32 | 0.31 | 0.01 | |
RMSE | 1.69 | 1.35 | 1.07 | 0.12 | 0.61 | 0.53 | 0.48 | 0.01 | |
CC | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | |
SID6 | MAPE (%) | 3.52 | 1.99 | 1.03 | 0.41 | 1.65 | 3.62 | 0.54 | 0.18 |
MAE | 0.78 | 0.28 | 0.35 | 0.09 | 0.26 | 0.76 | 0.09 | 0.01 | |
RMSE | 1.20 | 0.50 | 0.50 | 0.12 | 0.53 | 1.61 | 0.13 | 0.01 | |
CC | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 | 0.99 |


The actual and predicted wall deflection at testing and training phases based on the four models in (a, a1) SID1, (b, b1) SID2, (c, c1) SID3, (d, d1) SID4, (e, e1) SID 5, and (f, f1) SID6 locations.

The actual and predicted average of wall deflection based on the four models in (a) SID1, (b) SID2, (c) SID3, (d) SID4, (e) SID5, and (f) SID6 locations.
Regarding assessing outperforms of the four models for forecasting bore pile retaining deflection, this study use Taylor diagram to compare the outperform. It may be considered that the visual description of the Taylor diagram summarizes plentiful aspects of the algorithm and observed indicators. In the diagram chart, the radial distance is used to present the standard deviation, and the correlation between the estimation and measurement is shown by the azimuthal angle of the predicted field. Furthermore, Taylor diagrams may also highlight the goodness models to compare to that of observations where the diagram chart can visualize plenty of points on a polar plot. The plots in Figures 13 and 14 describe the SD and CC between the datasets of observation, and prediction for six SID locations are indicated in the Taylor diagram. From the data in the figures, it may be observed that the CC approach up to 1. These points prove the algorithms are overall consistent between the actual and predictive values. It is clear that the Taylor diagram demonstrates the optimal models with the highest accuracy. Hence, it will result in overestimation when the SD of the predicted values is higher than the SD of observed values and vice versa. Among the four models, SVR, Bi-LSTM, and FFNNBP models present the highest correlation. Meanwhile, LSTM shows the lowest implementation in wall deflection estimated tasks, displaying the longest distance to the measurement point.

Taylor diagram presenting the best testing performance of LSTM, Bi-LSTM, FFNN-BP, and SVR models of (a) SID1, (b) SID2, (c) SID3, (d) SID4, (e) SID 5, and (f) SID6 locations.

Taylor diagram presenting the best training performance of LSTM, Bi-LSTM, FFNN-BP, and SVR models of (a) SID1, (b) SID2, (c) SID3, (d) SID4, (e) SID 5, and (f) SID6 locations.
4 Discussions
The proposed research project is located in very thick soft ground layers of HCM City, Vietnam, so the basement of the high-rise building herein was retained by the bored pile retaining walls to improve the safety of excavation during construction. It is aware that predicting the wall deflection of deep excavation is very crucial to promote the understanding of the deep excavation behavior as well as prevent any unexpected incidents during construction stages. Therefore, this study suggests four models of LSTM, Bi-LSTM, FFNN-BP, and SVR for predicting the wall deflection for deep excavation in soft ground. With data on the displacement of the retaining wall carried out over 139 days and 42 cycles, the experiment results show that the main prediction tasks consist of the feasible testing performance and the usable capacity of the algorithms. Four proposed methods indicated the precise progression of observation and estimation tasks. All RMSE, MAE, and MAPE values were lower than 2.16 mm, 1.86 mm, and 0.12 mm, respectively; these points demonstrate that the methods are acceptable in engineering practice. In the space aspect, the four models’ prediction results indicate excellent appreciation of the reality deformations in different locations of excavation. In addition, these models may accurately know the location of maximum lateral deformation along with the wall depth. At the same time, the study result also indicates that BiLSMT, SVR, the Bi-LSTM, SVR, and FFNN-BP models outperform the LSTM model in the prediction results’ retaining wall deviation.
In terms of evaluating these models’ predicted accuracy, the results of this study compared with the other study results. For instance, Zhao et al.’s study [4] about diaphragm wall deformation prediction induced by excavation indicates the BPNN model with MAE = 13.89 mm, MAPE = 53.27% and LSTM model with MAE = 1.79 mm and MAPE = 7.99%. The predicted indicators of LSTM are equivalent with this study’s LSTM model; however, the FFNN-BP model’s estimating parameters are higher than this study. Ma et al. (2022) [49] used LSTM to estimate tunnel deformation in high in-situ stress regions. The result indicated that MAE and RMSE values for the testing phase were 0.20 and 0.19, respectively. The values of accuracy parameters are as equivalent as these study results. Elnabwy et al. [67] used the SVR model to predict sedimentation quantities and access their performance. The result pointed out that RMSE for the training phase = 1.35 and RMSE for the testing phase = 2.10; the values are the same as RMSE of this study.
Although this study was conducted in a high-rise building on the weak ground areas around the city and the number of samples was only 42 for each location, the testing and training phase results also point out that the values of prediction data were consistent with monitoring data. This study has implemented three activation functions such as ReLU, Sigmoid, and tanh to choose for the deep learning model, but the best activation function was the tanh function. However, this study has not applied the tanhLU function to deep learning models because this activation function promises to potentially replace tanh for neural networks [68]. Moreover, the degree of displacement of the retaining wall during construction is within allowable and safe limits. This project also shows that the construction units and design consultants have performed in accordance with the requirements of the investor.
5 Conclusions
This study used deep learning and machine learning algorithms such as the LSTM, Bi-LSTM, FFNN-BP, and SVR models to predict the wall deflection for deep excavation in soft ground. This prediction was performed based on the database of in situ measurements collected from a real-life excavation project. The results of the proposed method indicate the following:
The study area’s geotechnical characteristics included a soft clay layer covering 63% of the subsoil and the wet-sand layers were inside and below the deep excavation depth range of the project. The subsoil conditions indicate that excavation activity could be dangerous.
The results indicated widely deployed performance indicators such as MAPE, RMSE, MAE, and CC. At the same time, the obtained results of the algorithms proved the highest accuracy of SVR at six SID locations, and the second-highest, third-highest, and fourth-highest accuracies were FFNN-BP, Bi-LSTM, and LSTM, respectively.
The models gained high accuracy prediction and exhibited variation decrease and robustness tasks based on the walk-forward cross-validation.
These four algorithms proposed in this study support real-time safety reviewing and early warning conducted for wall deformation in the construction area.
There is a need for legal guidelines for the architecture of deep excavations in HCM City soft ground.
This study only focuses on one excavation; therefore, the result cannot be compared with others. In addition, the dataset for the modeling is not larger samples, and a more high-quality database could be generated urgently. At the same time, this study has not applied the tanh LU function to deep learning models because this activation function promises to potentially replace tanh for neural networks [68].
Acknowledgments
This research was supported by University-level project: “Predicting ground settlement caused by deep excavation works by artificial intelligence model,” No.: 524/HD-NCKHPTCN of Thu Dau Mot University. PhuocThanh Construction Company, No.21, 24 St., Him Lam Residential Area, Binh Hung Ward, Binh Chanh District, Ho Chi Minh City, Vietnam.
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Funding information: This research is funded by Thu Dau Mot University, Binh Duong Province, Vietnam under grant number DT.20.2-052.
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Author contributions: Data collection: KhacHai Phan, ThiTuyetNga Phu; conceptualization, methods, modeling: HongGiang Nguyen, DuyPhuong Le; writing, original draft preparation: DinhHieu Tran; ThiTuyetNga Phu, TienThinh Nguyen; writing, review, and editing: YuRen Wang, KhacHai Phan; funding acquisition: DinhHieu Tran, ThiTuyetNga Phu. All authors have read and agreed to the published version of the manuscript.
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Conflict of interest: The authors declare no conflict of interest. The first author is authorized to use this article for his related study work.
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Data availability statement: The data used to support the findings of this study are available from the corresponding author upon request.
Appendix


Distribution of input and output variables in the database. Distribution of input variables at SID1, SID2, SID3, SID4, SID5, and SID6 (a, a1). Distribution of output variables at SID1 (b, b1), SID2 (c, c1), SID3 (d, d1), SID4 (e, e1), SID5 (f, f1), and SID6 (h, h1).

The splitted training and testing data by WFV of input data.
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- Study on the evaluation system and risk factor traceability of receiving water body
- Predicting copper-polymetallic deposits in Kalatag using the weight of evidence model and novel data sources
- Temporal dynamics of green urban areas in Romania. A comparison between spatial and statistical data
- Passenger flow forecast of tourist attraction based on MACBL in LBS big data environment
- Varying particle size selectivity of soil erosion along a cultivated catena
- Relationship between annual soil erosion and surface runoff in Wadi Hanifa sub-basins
- Influence of nappe structure on the Carboniferous volcanic reservoir in the middle of the Hongche Fault Zone, Junggar Basin, China
- Dynamic analysis of MSE wall subjected to surface vibration loading
- Pre-collisional architecture of the European distal margin: Inferences from the high-pressure continental units of central Corsica (France)
- The interrelation of natural diversity with tourism in Kosovo
- Assessment of geosites as a basis for geotourism development: A case study of the Toplica District, Serbia
- IG-YOLOv5-based underwater biological recognition and detection for marine protection
- Monitoring drought dynamics using remote sensing-based combined drought index in Ergene Basin, Türkiye
- Review Articles
- The actual state of the geodetic and cartographic resources and legislation in Poland
- Evaluation studies of the new mining projects
- Comparison and significance of grain size parameters of the Menyuan loess calculated using different methods
- Scientometric analysis of flood forecasting for Asia region and discussion on machine learning methods
- Rainfall-induced transportation embankment failure: A review
- Rapid Communication
- Branch fault discovered in Tangshan fault zone on the Kaiping-Guye boundary, North China
- Technical Note
- Introducing an intelligent multi-level retrieval method for mineral resource potential evaluation result data
- Erratum
- Erratum to “Forest cover assessment using remote-sensing techniques in Crete Island, Greece”
- Addendum
- The relationship between heat flow and seismicity in global tectonically active zones
- Commentary
- Improved entropy weight methods and their comparisons in evaluating the high-quality development of Qinghai, China
- Special Issue: Geoethics 2022 - Part II
- Loess and geotourism potential of the Braničevo District (NE Serbia): From overexploitation to paleoclimate interpretation
Articles in the same Issue
- Regular Articles
- Diagenesis and evolution of deep tight reservoirs: A case study of the fourth member of Shahejie Formation (cg: 50.4-42 Ma) in Bozhong Sag
- Petrography and mineralogy of the Oligocene flysch in Ionian Zone, Albania: Implications for the evolution of sediment provenance and paleoenvironment
- Biostratigraphy of the Late Campanian–Maastrichtian of the Duwi Basin, Red Sea, Egypt
- Structural deformation and its implication for hydrocarbon accumulation in the Wuxia fault belt, northwestern Junggar basin, China
- Carbonate texture identification using multi-layer perceptron neural network
- Metallogenic model of the Hongqiling Cu–Ni sulfide intrusions, Central Asian Orogenic Belt: Insight from long-period magnetotellurics
- Assessments of recent Global Geopotential Models based on GPS/levelling and gravity data along coastal zones of Egypt
- Accuracy assessment and improvement of SRTM, ASTER, FABDEM, and MERIT DEMs by polynomial and optimization algorithm: A case study (Khuzestan Province, Iran)
- Uncertainty assessment of 3D geological models based on spatial diffusion and merging model
- Evaluation of dynamic behavior of varved clays from the Warsaw ice-dammed lake, Poland
- Impact of AMSU-A and MHS radiances assimilation on Typhoon Megi (2016) forecasting
- Contribution to the building of a weather information service for solar panel cleaning operations at Diass plant (Senegal, Western Sahel)
- Measuring spatiotemporal accessibility to healthcare with multimodal transport modes in the dynamic traffic environment
- Mathematical model for conversion of groundwater flow from confined to unconfined aquifers with power law processes
- NSP variation on SWAT with high-resolution data: A case study
- Reconstruction of paleoglacial equilibrium-line altitudes during the Last Glacial Maximum in the Diancang Massif, Northwest Yunnan Province, China
- A prediction model for Xiangyang Neolithic sites based on a random forest algorithm
- Determining the long-term impact area of coastal thermal discharge based on a harmonic model of sea surface temperature
- Origin of block accumulations based on the near-surface geophysics
- Investigating the limestone quarries as geoheritage sites: Case of Mardin ancient quarry
- Population genetics and pedigree geography of Trionychia japonica in the four mountains of Henan Province and the Taihang Mountains
- Performance audit evaluation of marine development projects based on SPA and BP neural network model
- Study on the Early Cretaceous fluvial-desert sedimentary paleogeography in the Northwest of Ordos Basin
- Detecting window line using an improved stacked hourglass network based on new real-world building façade dataset
- Automated identification and mapping of geological folds in cross sections
- Silicate and carbonate mixed shelf formation and its controlling factors, a case study from the Cambrian Canglangpu formation in Sichuan basin, China
- Ground penetrating radar and magnetic gradient distribution approach for subsurface investigation of solution pipes in post-glacial settings
- Research on pore structures of fine-grained carbonate reservoirs and their influence on waterflood development
- Risk assessment of rain-induced debris flow in the lower reaches of Yajiang River based on GIS and CF coupling models
- Multifractal analysis of temporal and spatial characteristics of earthquakes in Eurasian seismic belt
- Surface deformation and damage of 2022 (M 6.8) Luding earthquake in China and its tectonic implications
- Differential analysis of landscape patterns of land cover products in tropical marine climate zones – A case study in Malaysia
- DEM-based analysis of tectonic geomorphologic characteristics and tectonic activity intensity of the Dabanghe River Basin in South China Karst
- Distribution, pollution levels, and health risk assessment of heavy metals in groundwater in the main pepper production area of China
- Study on soil quality effect of reconstructing by Pisha sandstone and sand soil
- Understanding the characteristics of loess strata and quaternary climate changes in Luochuan, Shaanxi Province, China, through core analysis
- Dynamic variation of groundwater level and its influencing factors in typical oasis irrigated areas in Northwest China
- Creating digital maps for geotechnical characteristics of soil based on GIS technology and remote sensing
- Changes in the course of constant loading consolidation in soil with modeled granulometric composition contaminated with petroleum substances
- Correlation between the deformation of mineral crystal structures and fault activity: A case study of the Yingxiu-Beichuan fault and the Milin fault
- Cognitive characteristics of the Qiang religious culture and its influencing factors in Southwest China
- Spatiotemporal variation characteristics analysis of infrastructure iron stock in China based on nighttime light data
- Interpretation of aeromagnetic and remote sensing data of Auchi and Idah sheets of the Benin-arm Anambra basin: Implication of mineral resources
- Building element recognition with MTL-AINet considering view perspectives
- Characteristics of the present crustal deformation in the Tibetan Plateau and its relationship with strong earthquakes
- Influence of fractures in tight sandstone oil reservoir on hydrocarbon accumulation: A case study of Yanchang Formation in southeastern Ordos Basin
- Nutrient assessment and land reclamation in the Loess hills and Gulch region in the context of gully control
- Handling imbalanced data in supervised machine learning for lithological mapping using remote sensing and airborne geophysical data
- Spatial variation of soil nutrients and evaluation of cultivated land quality based on field scale
- Lignin analysis of sediments from around 2,000 to 1,000 years ago (Jiulong River estuary, southeast China)
- Assessing OpenStreetMap roads fitness-for-use for disaster risk assessment in developing countries: The case of Burundi
- Transforming text into knowledge graph: Extracting and structuring information from spatial development plans
- A symmetrical exponential model of soil temperature in temperate steppe regions of China
- A landslide susceptibility assessment method based on auto-encoder improved deep belief network
- Numerical simulation analysis of ecological monitoring of small reservoir dam based on maximum entropy algorithm
- Morphometry of the cold-climate Bory Stobrawskie Dune Field (SW Poland): Evidence for multi-phase Lateglacial aeolian activity within the European Sand Belt
- Adopting a new approach for finding missing people using GIS techniques: A case study in Saudi Arabia’s desert area
- Geological earthquake simulations generated by kinematic heterogeneous energy-based method: Self-arrested ruptures and asperity criterion
- Semi-automated classification of layered rock slopes using digital elevation model and geological map
- Geochemical characteristics of arc fractionated I-type granitoids of eastern Tak Batholith, Thailand
- Lithology classification of igneous rocks using C-band and L-band dual-polarization SAR data
- Analysis of artificial intelligence approaches to predict the wall deflection induced by deep excavation
- Evaluation of the current in situ stress in the middle Permian Maokou Formation in the Longnüsi area of the central Sichuan Basin, China
- Utilizing microresistivity image logs to recognize conglomeratic channel architectural elements of Baikouquan Formation in slope of Mahu Sag
- Resistivity cutoff of low-resistivity and low-contrast pays in sandstone reservoirs from conventional well logs: A case of Paleogene Enping Formation in A-Oilfield, Pearl River Mouth Basin, South China Sea
- Examining the evacuation routes of the sister village program by using the ant colony optimization algorithm
- Spatial objects classification using machine learning and spatial walk algorithm
- Study on the stabilization mechanism of aeolian sandy soil formation by adding a natural soft rock
- Bump feature detection of the road surface based on the Bi-LSTM
- The origin and evolution of the ore-forming fluids at the Manondo-Choma gold prospect, Kirk range, southern Malawi
- A retrieval model of surface geochemistry composition based on remotely sensed data
- Exploring the spatial dynamics of cultural facilities based on multi-source data: A case study of Nanjing’s art institutions
- Study of pore-throat structure characteristics and fluid mobility of Chang 7 tight sandstone reservoir in Jiyuan area, Ordos Basin
- Study of fracturing fluid re-discharge based on percolation experiments and sampling tests – An example of Fuling shale gas Jiangdong block, China
- Impacts of marine cloud brightening scheme on climatic extremes in the Tibetan Plateau
- Ecological protection on the West Coast of Taiwan Strait under economic zone construction: A case study of land use in Yueqing
- The time-dependent deformation and damage constitutive model of rock based on dynamic disturbance tests
- Evaluation of spatial form of rural ecological landscape and vulnerability of water ecological environment based on analytic hierarchy process
- Fingerprint of magma mixture in the leucogranites: Spectroscopic and petrochemical approach, Kalebalta-Central Anatolia, Türkiye
- Principles of self-calibration and visual effects for digital camera distortion
- UAV-based doline mapping in Brazilian karst: A cave heritage protection reconnaissance
- Evaluation and low carbon ecological urban–rural planning and construction based on energy planning mechanism
- Modified non-local means: A novel denoising approach to process gravity field data
- A novel travel route planning method based on an ant colony optimization algorithm
- Effect of time-variant NDVI on landside susceptibility: A case study in Quang Ngai province, Vietnam
- Regional tectonic uplift indicated by geomorphological parameters in the Bahe River Basin, central China
- Computer information technology-based green excavation of tunnels in complex strata and technical decision of deformation control
- Spatial evolution of coastal environmental enterprises: An exploration of driving factors in Jiangsu Province
- A comparative assessment and geospatial simulation of three hydrological models in urban basins
- Aquaculture industry under the blue transformation in Jiangsu, China: Structure evolution and spatial agglomeration
- Quantitative and qualitative interpretation of community partitions by map overlaying and calculating the distribution of related geographical features
- Numerical investigation of gravity-grouted soil-nail pullout capacity in sand
- Analysis of heavy pollution weather in Shenyang City and numerical simulation of main pollutants
- Road cut slope stability analysis for static and dynamic (pseudo-static analysis) loading conditions
- Forest biomass assessment combining field inventorying and remote sensing data
- Late Jurassic Haobugao granites from the southern Great Xing’an Range, NE China: Implications for postcollision extension of the Mongol–Okhotsk Ocean
- Petrogenesis of the Sukadana Basalt based on petrology and whole rock geochemistry, Lampung, Indonesia: Geodynamic significances
- Numerical study on the group wall effect of nodular diaphragm wall foundation in high-rise buildings
- Water resources utilization and tourism environment assessment based on water footprint
- Geochemical evaluation of the carbonaceous shale associated with the Permian Mikambeni Formation of the Tuli Basin for potential gas generation, South Africa
- Detection and characterization of lineaments using gravity data in the south-west Cameroon zone: Hydrogeological implications
- Study on spatial pattern of tourism landscape resources in county cities of Yangtze River Economic Belt
- The effect of weathering on drillability of dolomites
- Noise masking of near-surface scattering (heterogeneities) on subsurface seismic reflectivity
- Query optimization-oriented lateral expansion method of distributed geological borehole database
- Petrogenesis of the Morobe Granodiorite and their shoshonitic mafic microgranular enclaves in Maramuni arc, Papua New Guinea
- Environmental health risk assessment of urban water sources based on fuzzy set theory
- Spatial distribution of urban basic education resources in Shanghai: Accessibility and supply-demand matching evaluation
- Spatiotemporal changes in land use and residential satisfaction in the Huai River-Gaoyou Lake Rim area
- Walkaway vertical seismic profiling first-arrival traveltime tomography with velocity structure constraints
- Study on the evaluation system and risk factor traceability of receiving water body
- Predicting copper-polymetallic deposits in Kalatag using the weight of evidence model and novel data sources
- Temporal dynamics of green urban areas in Romania. A comparison between spatial and statistical data
- Passenger flow forecast of tourist attraction based on MACBL in LBS big data environment
- Varying particle size selectivity of soil erosion along a cultivated catena
- Relationship between annual soil erosion and surface runoff in Wadi Hanifa sub-basins
- Influence of nappe structure on the Carboniferous volcanic reservoir in the middle of the Hongche Fault Zone, Junggar Basin, China
- Dynamic analysis of MSE wall subjected to surface vibration loading
- Pre-collisional architecture of the European distal margin: Inferences from the high-pressure continental units of central Corsica (France)
- The interrelation of natural diversity with tourism in Kosovo
- Assessment of geosites as a basis for geotourism development: A case study of the Toplica District, Serbia
- IG-YOLOv5-based underwater biological recognition and detection for marine protection
- Monitoring drought dynamics using remote sensing-based combined drought index in Ergene Basin, Türkiye
- Review Articles
- The actual state of the geodetic and cartographic resources and legislation in Poland
- Evaluation studies of the new mining projects
- Comparison and significance of grain size parameters of the Menyuan loess calculated using different methods
- Scientometric analysis of flood forecasting for Asia region and discussion on machine learning methods
- Rainfall-induced transportation embankment failure: A review
- Rapid Communication
- Branch fault discovered in Tangshan fault zone on the Kaiping-Guye boundary, North China
- Technical Note
- Introducing an intelligent multi-level retrieval method for mineral resource potential evaluation result data
- Erratum
- Erratum to “Forest cover assessment using remote-sensing techniques in Crete Island, Greece”
- Addendum
- The relationship between heat flow and seismicity in global tectonically active zones
- Commentary
- Improved entropy weight methods and their comparisons in evaluating the high-quality development of Qinghai, China
- Special Issue: Geoethics 2022 - Part II
- Loess and geotourism potential of the Braničevo District (NE Serbia): From overexploitation to paleoclimate interpretation