Startseite Attractors of dynamical systems in locally compact spaces
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Attractors of dynamical systems in locally compact spaces

  • Gang Li EMAIL logo und Yuxia Gao
Veröffentlicht/Copyright: 30. Mai 2019

Abstract

In this article the properties of attractors of dynamical systems in locally compact metric space are discussed. Existing conditions of attractors and related results are obtained by the near isolating block which we present.

MSC 2010: 34C35 54H20

1 Introduction

The dynamical system theory studies the rules of changes in the state which depends on time. In the investigation of dynamical systems, one of very interesting topics is the study of attractors (see [1, 2, 3, 4] and the references therein). In [1, 2, 3], the authors gave some definitions of attractors and also made further investigations about the properties of them. In [5], the limit set of a neighborhood was used in the definition of an attractor, and in [6] Hale and Waterman also emphasized the importance of the limit set of a set in the analysis of the limiting behavior of a dynamical system. In [7, 8, 9], the authors defined intertwining attractor of dynamical systems in metric space and obtained some existing conditions of intertwining attractor. In [10], the author studied the properties of limit sets of subsets and attractors in a compact metric space. In [11], the author studied a positively bounded dynamical system in the plane, and obtained the conditions of compactness of the set of all bounded solutions. In [12], the uniform attractor was defined as the minimal compact uniformly pullback attracting random set, several existence criteria for uniform attractors were given and the relationship between uniform and co-cycle attractors was carefully studied. In [13], the authors established conditions for the existence and stability of invariant sets for dynamical systems defined on metric space of fuzzy subsets of Rn. In [14], the authors studied the recurrence and the gradient-like structure of a flow and gave some properties of connecting orbit. The paper [15] defined an attractor of a dynamical system on a locally compact metric space and investigated topological properties of the attraction domain of dynamical systems. In [16], the authors obtained equivalent conditions for the existence of global attractors for transformation semigroups on principal bundles. The article [17] investigated the structure of a global attractor for an abstract evolutionary system and obtained weak and strong uniform tracking properties of omega-limits and global attractors.

Motivated by the above discussion, in this paper we study properties of attractors of dynamical systems. Main results are as follows. First of all, we define the near isolating block, then we present some basic properties about attractors, give the existing conditions of attractors of dynamical systems and obtain the relation between the attractor and the attraction neighborhood in a locally compact metric space. At the end of this article, as byproduct, we obtain some results about the compactness of the set formed by bounded orbits using near isolating block. To the best of our knowledge, results similar to these presented in our work have never been reported.

2 Preliminaries

Let X be a locally compact metric space with a metric ρ. In X, there is a flow π : X × RX. Denote xt = π(x, t), and AB = {xt|xA, tB} where AX and BR. xR, xR+ and xR denote the trajectory, the positive trajectory and the negative trajectory of A point xX, respectively. The ω-limit set of x(or the trajectory xR+), ω(x, π) = {yX | there exists a sequence {tn}n=1+ R+ such that tn → +∞ and xtny as n → +∞}. The α-limit set of x(or the trajectory xR), α(x, π) = {yX| there exists a sequence {tn}n=1+ R such that tn → –∞ and xtny as n → +∞}. For YX, if YR = Y, call Y invariant. For the set YX, 𝓒l{Y}, ∂Y, 𝓘nt Y and 𝓔xt Y denote the closure, the boundary, the interior and the complement of Y, respectively. The ω-limit set of YX defines ω(Y, π) = ∩t≥0 𝓒l{Y ⋅ [t, +∞)}. In [5], the authors have proven that ω(Y, π) is the maximal invariant subset in 𝓒l{Y ⋅ [0, +∞)}. For r > 0, B(x, r) = {y | ρ(x, y) < r} denotes the ball with the center x and the radius r.

To avoid confusion, we first fix some notations and definitions.

Definition 2.1

For a set AX, A is called an attractor for the flow π if A admits a neighborhood N such that A = ω(N, π).

In [18], the author considered the differential system defined in the plane

dxdt=X(x,y),dydt=Y(x,y). (2.1)

Suppose X, YC1. Let the vector field V = (X, Y) define a flow π. Let BRn be the closure of a bounded and connected open set with the boundary ∂B; Let 𝓛1 … 𝓛n denote its boundary components, where 𝓛i ∩ 𝓛j = for ij, and 𝓛1 denotes the external boundary. Each of them is a smoothly simply closed curve. We define three subsets b+, b and τ as follows: b+ = {p∂B|∃ε > 0 with π(p, (–ε, 0)) ∩ B = }; b = {p∂B|∃ε > 0 with π(p, (0, ε)) ∩ B = }; τ = {p∂B|V is tangent to ∂B at p}.

Definition 2.2

If b+b = τ and b+b = ∂B, then B is called an isolating block of the flow defined by (2.1).

In [5], [11], [14] and [18, 19], the properties of attractors and connecting orbits of dynamical systems were discussed by an isolating block. Similar to Definition 2.2, we give the following definition which is very useful to our main results.

Definition 2.3

For NX, the set N is called a near isolating block of a dynamical system if xR ∩ 𝓔xt N ≠ for any point x∂N.

Remark 2.1

The condition of an isolating block is different to that of a near isolating block. Let E = {B | B is an isolating block } and F = {N | N satisfies xR ∩ 𝓔xt N ≠ for x∂N}. In general, E⧸⊃ F, F⧸⊃ E, but EF ≠.

Example 2.1

Consider the dynamical system defined by the differential equations

dxdt=λx,dydt=λy. (2.2)

Denote O = (0, 0). When λ < 0, the ball B(O, 1) is an isolating block, of cause, and it is also a near isolating block. But the triangle region with the vertexes (0, 1), (–1, –1) and (1, –1) is a near isolating block and not an isolating block.

Definition 2.4

An attractor neighborhood means a closed subset NX such that for any x∂N, α(x, π) ⊂ 𝓔xtN.

Remark 2.2

From Definition 2.4 above, we can see that for any given attractor neighborhood N, ω(N, π) ⊂ N may not hold.

Example 2.2

Consider the dynamical system defined by the differential equations

dxdt=x,dydt=2y. (2.3)

The point O = (0, 0) is only an attractor of the dynamical system. Any subset NR2, which does not contain O = (0, 0), is an attractor neighborhood, but ω(N, π) ⊂ N does not hold.

At the end of this paper, we also use the two following definitions.

Definition 2.5

A simple closed curve is called a singular closed orbit if it is the union of alternating nonclosed whole orbits and equilibrium points, and is contained in the ω-(or α-)limit set of an orbit.

Definition 2.6

For an equilibrium point p, an orbit γ(x) = xR(xp) is called a homoclinic orbit with respect to p provided that limt→–∞ xt = limt→+∞ xt = p.

Definition 2.7

If there exists a point pRn such that limt→–∞ pt = a and limt→+∞ pt = b, then the set π(p, R) = {pt | tR} is called a connecting orbit from a to b.

To give the existing conditions of attractors of dynamical systems, we need first give the properties of the limit set, which have been proven in [7], [10] and will be used in our main theorems.

Theorem 2.1

The following facts about ω(Y, π) hold.

  1. ω(Y, π) = ∩n≥0 𝓒l{Y ⋅ [n, +∞)};

  2. Let YiX(i = 1, 2), then ω(Y1Y2) = ω(Y1) ∪ ω(Y2); In particular, if YZ, then ω(Y) ⊂ ω(Z);

  3. zω(Y) if and only if there exist sequences {yn}, {tn}, ynY, tnR, tn → +∞ and n → +∞, such that limn→+∞ yntn = z.

Theorem 2.2

For any YX, ω(Y, π) = ω(𝓒l{Y}, π) holds.

Theorem 2.3

For any YX, ω(Y, π) is the limit point in 2X of the sequence {Cl{Y[n,+)}}n=1.

In the article, for simpler, we mainly discuss properties of the attractor and related results of the dynamical system in the space X = Rn in the next section. Of course, the results given still hold in the general locally compact metric space. At the end of this section, we give an example which explains a fact that ∪xM ω(x) = ω(M, π) does not hold in general.

Example 2.3

Consider the dynamical system defined by differential equations as follows

dRdt=R(R2),dθdt=2. (2.4)

Let N = {(R, θ)|R ≤ 2} and O = (0, 0). Obviously, ∪xN ω(x) = {(R, θ)|R = 2} ∪ {O}, but ω(N) = N. Hence, ω(N) = ∪xN ω(x) does not hold.

3 Main results

In this section we give main results in the article. First of all, based on the properties of a near isolating block, we shall give the existing condition of an attractor.

Theorem 3.1

Assume that N is a bounded near isolating block of Rn. Then A is an attractor if A = {x | xRN} ≠.

Proof

Let M = {x | xR+N}, then AMN. Since M is a positive invariant set, MR+N and 𝓒l{MR+} ⊂ 𝓒l{N}. N is a bounded near isolating block of Rn, i.e., xR ∩ 𝓔xt N ≠ for x∂N, hence ω(M, π) ⊂ N. Because ω(M, π) is the maximal invariant subset in 𝓒l{M ⋅ [0, +∞)}, we know ω(M, π) = A. By Definition 2.1, we need only prove that M is a neighborhood of A. Now we prove it by contradiction. If M is not a neighborhood of A, then A∂M ≠ . Choose x0A M. For one thing, since x0A, x0R ⊂ 𝓘ntN; For other, for x0∂M, there exists a sequence {xn}n=1+ such that xnNM, limn→+∞ xn = x0. Let tn = max{t ≥ 0 : xn ⋅ [0, t] ⊂ N}, and then limn→+∞ tn = +∞ because x0R+ ⊂ 𝓘nt N by the continuous dependence on initial values. By the definition of tn, xntn∂N and tn is finite for xnNM. Since N is a bounded subset of Rn, 𝓒l{N} and ∂N are compact. The compactness of ∂N implies that there exists a convergent subsequence of {xntn}n=1+ . Without loss of generalization, {xntn}n=1+ also denotes its convergent subsequence, and then limn→+∞ xntn = y∂N. For y∂N, there exists a Ty > 0 such that y ⋅ (–Ty) ∈ 𝓔xtN; An enough large number n > 0 is chosen such that xntn ⋅ (–Ty) ∈ 𝓔xtN and tn > Ty. Hence xn ⋅ (tnTy) ∈ 𝓔xtN and 0 < tnTy < tn, which contradict with the definition of tn. So A∂M =, A ⊂ 𝓘ntM and M is a neighborhood of A. Hence A is an attractor by Definition 2.1. The proof is completed.

Remark 3.1

From Theorem 3.1, we can know that N is a bounded near isolating block of Rn which plays an important role in the proof of Theorem 3.1. Of cause, N may not be a closed set.

Theorem 3.2

Assume that ARn is a bounded subset, then A is an attractor if and only if there exists an open neighborhood N of A such that ∩t≥0 Nt = A.

Proof

The necessity. If the bounded subset A is an attractor of a dynamical system, by Definition 2.1, there exists an open neighborhood N such that ω(N, π) = A, and ω(𝓒l{N}, π) = A by Theorem 2.2. Since A is an invariant subset of N, A = AtNt and A ⊂ ∩t≥0 Nt for each t > 0. Since NtN ⋅ [t, +∞), ∩t≥0 Nt ⊂ ∩t≥0 N ⋅ [t, +∞) ⊂ ∩t≥0𝓒l{N ⋅ [t, +∞)} = ω(N, π) = A by Theorem 2.1. Hence ∩t≥0 Nt = A.

The sufficiency. If there exists an open neighborhood N of A such that ∩t≥0 Nt = A, choose a relatively compact neighborhood M(i.e., 𝓒l{M} is compact and A∂M = ) of A satisfying AMN. For each x∂M, xA = ∩t≥0 Nt, so there exists a Tx > 0 such that xNTx, which implies x ⋅ (–Tx) ∉ N. Then x ⋅ (–Tx) ∉ M, i.e., M is a bounded near isolating block. From Theorem 3.1 we know that A is an attractor. The proof is completed.

Remark 3.2

If A is a bounded subset of the locally compact space X, then the result of Theorem 3.2 still holds. In fact, choosing a relatively compact neighborhood M of A satisfying AMN is important.

Next we shall give an equivalent condition of existence of a near isolating block of a dynamical system.

Theorem 3.3

Assume that the set N is a bounded subset of Rn, then for each x∂N, α(x, π) ∩ 𝓔xtN ≠ or xR ∩ 𝓔xtN ≠ hold if and only if N is a bounded near isolating block of Rn.

Proof

Now we prove the necessity. If xR ∩ 𝓔xtN ≠ for x∂N, it is obvious to satisfy the condition of a near isolating block. If α(x, π) ≠ and α(x, π) ∩ 𝓔xtN ≠ hold for x∂N, there is a δ > 0 such that B(y, δ) ⊂ 𝓔xtN for yα(x, π) ∩ 𝓔xtN. From the definition of α(x, π), it follows that xR ∩ 𝓔xtN ≠.

The sufficiency. Assume that the set N is a bounded near isolating block of Rn, i.e., for each x∂N, xR ∩ 𝓔xtN ≠, so we only prove if α(x, π) ≠ for x∂N, then α(x, π) ∩ 𝓔xtN ≠ . Since N is a bounded near isolating block, there exists a t1 < 0 such that xt1 ∈ 𝓔xtN. If x ⋅ (–∞, t1] ∩ N =, it follows that α(x, π) ⊂ 𝓒l{𝓔xtN}; Otherwise, by the connectedness of x ⋅ (–∞, t1], there exists a t2( < t1) such that xt2∂N. Thus there is a negative number t3( < t2) such that xt3 ∈ 𝓔xtN since N is a bounded near isolating block of Rn. Now we consider two cases as follows:

  1. If there exists a Tx < 0 such that x ⋅ (–∞, Tx] ∩ N = for x∂N, then α(x, π) ⊂ 𝓒l{𝓔xtN}. So α(x, π) ∩ 𝓔xtN ≠ . Otherwise, since the set α(x, π) is invariant, it follows that α(x, π) ⊂ ∂N, which contradicts with xR ∩ 𝓔xtN ≠ for each x∂N.

  2. If there does not exist a Tx < 0 such that x ⋅ (–∞, Tx] ∩ N =, for any fixed Tx, we can find a sequence {t2n+1}n=1+ such that xt2n+1 ∈ 𝓔xtN and t2n+1 → –∞ as n → –∞. Choose a sequence {θ2n+1}n=1+ such that xθ2n+1∂N with t2n–1 < θ2n–1 < t2n+1 < 0. By the compactness of ∂N, it follows that {xθ2n+1}n=1+ is a convergent subsequence, that is, α(x, π) ⊂ 𝓒l{𝓔xtN}. Similar to the first case, we can get α(x, π) ∩ 𝓔xtN ≠.

The proof is completed.

Theorem 3.4

Assume that N is a bounded near isolating block of Rn. If A = {x | xRN} ≠, there is a subset M of N such that AM and α(x, π) ⊂ 𝓔xtM for each x∂M when α(x, π) ≠.

Proof

Let N1 = {x | xR+N}, then by the proof of Theorem 3.1, N1 is a neighborhood of A and ω(N1, π) = A. By ω(N1, π) = A, for any neighborhood U of A there exists a tU > 0 such that N1 ⋅ [tU, +∞) ⊂ U. Let U = 𝓘ntN1, then there exists a tN1 > 0 such that N1 ⋅ [tN1, +∞) ⊂ 𝓘ntN1. Now we show that there exists a tx > 0 such that x ⋅ (–∞, –tx] ∩ N1 = for any x∂N1. Otherwise, there is a P∂N1, for any tP > 0, P ⋅ (–∞, –tP] ∩ N1 ≠. Choose tP > tN1 and QP ⋅ (–∞, –tP] ∩ N1, and then there exists a tQ > tP > tN1 such that Q = P ⋅ (–tQ) ∈ N1. Hence, Q ⋅ [tN1, +∞) = P ⋅ (–tQ) ⋅ [tN1, +∞) = P ⋅ [tN1tQ, +∞) ⊂ 𝓘ntN1. By tN1tQ < 0, it implies PP ⋅ [tN1tQ, +∞) ⊂ 𝓘ntN1, which contradicts with P∂N1. Let M = N1tN1. Since A is an invariant subset of 𝓘ntN1, it follows that A = AtN1N1tN1 = M ⊂ 𝓘ntN1 and the map π(⋅, –tN1) : ∂M∂N1 is a homeomorphism. Thus for any x∂M, x ⋅ (–∞, –txtN1] ∩ N1 = holds. Hence α(x, π) ⊂ 𝓒l{𝓔xtN1} and α(x, π) ∩ M = when α(x, π)≠. The proof is completed.

Remark 3.3

According to the argument above, M is a neighborhood of A satisfying ω(M, π) ⊂ M. However, ω(M, π) ⊂ M holds for an attractor neighborhood N of A, and ω(N, π) ⊂ N may not hold yet.

Example 3.1

Consider the following planar dynamical system defined by the differential equations:

dRdt=R(1R),dθdt=(sin2θ+1),0<R<1sin2θ,R=1(sin2θ+1),R>1 (3.1)

There exist three equilibrium points: the origin A = (0, 0) and two points B = (1, 0), C = (1, π) on the unit circle. There have two trajectories γ1 = {(1, θ) : 0 < θ < π}, γ2 = {(1, θ) : π < θ < 2π} on the unit circle and spiralling trajectories through points P = (R, θ), R ≠ 0, 1. For any point P = (R, θ) with 0 < R < 1, α(P, π) is the unit circle and ω(P, π) = {0}. For any point P = (R, θ) with R > 1, α(P, π) is the unit circle, and ω(P, π) = ; For any point Pγ1, α(P, π) = {C} and ω(P, π) = {B}. For any point Pγ2, α(P, π) = {B} and ω(P, π) = {C}. A is the only attractor of the system, and let N = {(R, θ)|0 < R < 1/2} ∪ {(1, π2 )}, and then ω(N, π) ⊂ N do not hold. Let M = {(R, θ)|0 < R < 1/2}, and then ω(M) ⊂ M. That is, even if N is a neighborhood of an attractor, but ω(N, π) ⊂ N may not hold.

Now we consider the relations between N ⊂ 𝓐(M, π) = {xX | ≠ ω(x, π) ⊂ M} and ω(N, π) ⊂ N, and give some conditions which assure that ω(N, π) ⊂ N holds.

Theorem 3.5

If N is a bounded near isolating block of Rn, and let M = {x | xRN} ≠ . Then ω(N, π) ⊂ N if and only if N ⊂ 𝓐(M, π) = {xX | ≠ ω(x, π) ⊂ M}.

Proof

Now we consider the necessity. Suppose ω(N, π) ⊂ N. For any xN, ω(x, π) = ω({x}, π) ⊂ ω(N, π) ⊂ N holds. Since M is the maximal invariant set in N, it follows ω(x, π) ⊂ ω(N, π) ⊂ M. Hence by the definition of 𝓐(M, π), N ⊂ 𝓐(M, π) = {xX | ≠ ω(x, π) ⊂ M}.

The sufficiency. Assume that N ⊂ 𝓐(M, π) = {xX | ≠ ω(x, π) ⊂ M}. By Theorem 3.1, M is an attractor. That is, there is a set N1 such that ω(N1, π) = A; Since 𝓒l{N} is compact and N ⊂ 𝓐(M, π) = {xX | ≠ ω(x, π) ⊂ M}, there exists a T > 0 such that NTN1 and N ⋅ (T + t) ⊂ N1 for any t > 0. Hence ω(N, π) ⊂ N. The proof is completed.

Remark 3.4

Under the conditions above, if N is a closed set and N ⊂ 𝓐(M, π), we get α(x, π) ⊂ 𝓔xtN for any x∂N. Otherwise, there is a x∂N such that α(x, π) ∩ N ≠ . We can choose a yα(x, π) ∩ N and ω(y) ⊂ α(x, π). Hence ω(y) ∩ M =, which is a contradiction with xNA(M, π).

Remark 3.5

In some literature, 𝓐(M, π) = {xX | ≠ ω(x, π) ⊂ M} also denotes the attraction region of the attractor M. So Theorem 3.5 explains the relations between two kinds of attraction regions. In fact, from the proofs above, we easily see that the results of Theorems 3.1-3.5 still hold in generally locally compact metric spaces.

Next, we can get the condition of the compactness of the set formed by bounded orbits by a near isolating block. For simpler, we only consider the dynamical systems defined in the space R2.

Theorem 3.6

The set of the bounded orbits of the dynamical system is compact if there exists a bounded near isolating block NR2 such that all equilibrium points and closed orbits of the dynamical system are contained in the region N.

Proof

Assume that pR+ is bounded for pR2, so the positive limit set ω(p) contains an equilibrium point, or a closed orbit, or a connected set composed of some equilibrium points and some orbits whose positive semi-orbit and negative semi-orbit tend to a singular point respectively by Poincaré-Bendixson Theorem(see [20]). Similarly, if pR is bounded for pR2, so the negative limit set α(p) contains an equilibrium point, or a closed orbit, or a connected set composed of some singular points and some orbits whose positive semi-orbit and negative semi-orbit tend to a singular point, respectively. Since the set NR2 is a near isolating block and contains all equilibrium points and closed orbits of the dynamical system, it contains all bounded orbits of the dynamical system. From Theorem 3.1, we know that in N, the set of the bounded orbits is an attractor. That is, the attractor is formed by all bounded orbits of the dynamical system, and it is only one attractor. Hence, the set of all bounded orbits is compact by the boundedness of N. The proof is completed.

Theorem 3.7

Assume that ω(x, π) ≠ for xR2. Then the set of bounded orbits of the dynamical system is compact if and only if there exists a bounded near isolating block NR2 such that all equilibrium points and closed orbits of the dynamical system are contained in the region N.

Proof

From the proof of Theorem 3.6, we know that the sufficiency holds.

The necessity. Let M denote the set of bounded orbits of the dynamical system. If M is compact, M is bounded. There exists a bounded subset NR2 such that MN. Since ω(x, π) ≠ for xR2, any bounded neighborhood of M is a near isolating block containing all equilibrium points and closed orbits of the dynamical system. In fact, ω(x, π) ⊂ M for xN, and N contains all bounded orbits. The proof is completed.

Theorem 3.8

If the dynamical system has a bounded near isolating block N which has only two equilibrium points and no homoclinic orbit or closed orbit, then there exist one or uncountable connecting orbits in N.

Proof

From Theorem 3.6, the set of bounded orbits of a dynamical system in N is compact. By Theorem 3.1, it is the attractor A which has exactly two equilibrium points, and there exist no closed orbit and homoclinic orbit. Then the set of all bounded orbits is composed of the equilibrium points and connecting orbits by the connectedness of the limit set and the Poincaré-Bendixson Theorem, and the possible numbers of the connecting orbits are one or uncountable. The proof is completed.

Corollary 3.1

If the dynamical system has a bounded near isolating block N which has at least two equilibrium points but no homoclinic orbit or closed orbit, there exist one or uncountable connecting orbits in N.

Example 3.2

Consider the dissipative dynamical system defined by the deferential equations in the plane:

dxdt=y,dydt=xx3y. (3.2)

Obviously, the dynamical system (3.2) has a saddle point O = (0, 0) and two stable foci P = (–1, 0), Q = (1, 0). There exist two connecting orbits γ1, γ2 which connect O, P and O, Q, respectively. Each orbit through a point x in the plane goes to P or Q provided that x does not lie on the stable or unstable manifolds of O. That is, {O, P, Q} ∪ γ1γ2 is an attractor, and we can choose the set N such that {O, P, Q} ∪ γ1γ2N, which is an attractor neighborhood of the attractor {O, P, Q} ∪ γ1γ2 and a near isolating block.

4 Conclusion

In this article, we investigate the properties of attractors of the dynamical system. The dynamical system considered here may not be the positively bounded system in the locally compact space, where near isolating block defined may or may not be a closed set. The results include mainly two aspects: (1) The existing conditions of attractors of the dynamical system are given by near isolating block; (2) The equivalent condition of compactness of the set which is formed by the bounded orbits of the planar dynamical system is presented. This paper shows that near isolating block plays an important role in investigating the properties of dynamical systems. Thus, the applications of near isolating block require further studies.

Acknowledgements

The authors would like to thank the anonymous reviewers for their constructive comments in upgrading the article. This work was supported by the National Natural Science Foundation of China under Grants 61503224, Natural Science Foundation of Shandong Province ZR2017MF054, Qingdao Postdoctoral Applied Research Project No.2015188 and SDUST Research Fund No.2015TDJH105.

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Received: 2019-02-07
Accepted: 2019-03-04
Published Online: 2019-05-30

© 2019 Li and Gao, published by De Gruyter

This work is licensed under the Creative Commons Attribution 4.0 Public License.

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