Abstract
Artificially tailoring the polarization and phase of light offers new applications in optical communication, optical tweezers, and laser processing. Valley topological physics provides a novel paradigm for controlling electromagnetic waves and encoding information. The proposed fiber has the inner and outer claddings possessing opposite valley topological phases but the same refractive indices, which breaks through the polarization constraints of the traditional fiber. Robust valley edge states exist at the domain walls between the inner and outer claddings because of bulk edge correspondence. The valley topological fiber modes exhibit the unprecedented radial and azimuthal polarization with high-order azimuthal index. Those topological modes are robust against the disorder of the fiber structure. These results enable guide and manipulate the optical polarization and angular momentum in fiber with high fidelity. The proposed fiber has the potential to become a powerful optical spanner for the application of bio-photonics.
1 Introduction
Polarization and phase are two important properties of light and spatially arranging the polarization and phase [1–3] leads to intriguing applications in optical communication [4, 5], optical tweezers [6, 7], and laser processing [8, 9]. The azimuthally and radially polarized modes [10] have the higher efficiency for the stable trapping of polar nanoparticles [6] and the laser machining in the polar materials [8]. The helically phased beams carry the orbital angular momentum (OAM) [11, 12], which have the extensive applications, such as high-capacity optical communications [5], multidimensional micro-manipulation [7], and the three-dimensional microstructure machining [9]. Recent work [1, 2, 13] has shown that the polarization and phase of light can be tailored arbitrarily in free space. Compared with the free space, the fiber has advantages in high beam quality and long transmission distance. The azimuthally/radially polarized OAM fiber will combine the advantages of the azimuthally/radially polarized lights, the OAM lights, and the fiber lights, and leads to the potential application as the low-energy great-strength optical spanner into biological tissues. However, the arbitrary combination of polarization and phase in fiber is still challenging. The polarization and phase of fiber modes rely heavily on the azimuthal index. According to the wave equation [14], the refractive indices contrast between fiber core and cladding divides the fiber modes into three categories, the linear or circular polarized modes, the azimuthally polarized modes, and the radially polarized modes. The latter two cases can only be achieved with zero azimuthal index [14]. Due to the high-order azimuthal index of the OAM modes [12], there is no report about the azimuthally and radially polarized OAM modes in fiber.
Most recently, the concept of the band structure topology [15–22] plays a new approach for controlling characteristics of the fiber modes and offers tremendous opportunities in realizing the revolutionary photonic crystal fibers (PCFs) [23–27] with low loss, novel mode field and polarization distributions, and large bandwidth. The Dirac fiber [23] modifies the envelope amplitude of fiber mode by the Dirac equation. The one-way fiber [24] perfectly immunes the backscattering loss based on the Weyl crystals. The Dirac-vortex fiber [27] supports the single polarization mode over one octave bandwidth by the vortex winding number. The valley topological photonic crystal [20, 28], [29], [30], [31], [32], [33], [34], [35] provides an extra degree of freedom to encode the information and has been investigated in the directional optical waveguide [30–33] and the robust photonic delay line [20]. Furthermore, the paired valley topological photonic crystals for guiding the valley topological states have the same effective refractive indices, which is fundamentally different from the waveguides based on the total internal reflection [14] or photonic bandgap [36]. The valley topology may enable us to design waveguide without refractive indices contrast and obtain novel optical fibers with controllable polarization and phase.
Here, we achieve the unprecedented azimuthally and radially polarized orbital angular momentum (OAM) modes in valley topological photonic crystal fiber (TPCF). The proposed TPCF has the inner and outer claddings with the same refractive indices but opposite valley Chern numbers. By eliminating the refractive indices contrast between fiber core and cladding, the three characteristic equations for the different polarized fiber modes now have the identical expressions, which breaks through the polarization constraints of the azimuthal index in the traditional fiber. The topological fiber modes are composed of the clockwise and counterclockwise resonance of topologically protected states in the enclosed interface. The polarization of topological fiber mode is consistent with the corresponding topological state that is parallel or perpendicular to the interface. The topological fiber modes, characterized with the azimuthal/radial polarization, have high azimuthal index and synthesize the polarized OAM modes. Due to the topological protection, the polarization characteristics and the confinement losses of the fiber modes are robust to the local perturbation. These findings may enable the creation of novel polarized orbital angular momentum fiber for optical trapping and laser micromachining.
2 Results
2.1 Topological properties in quasi two dimensional (2D) systems
As depicted in Figure 1a, the design consists of a triangular lattice of the three-hole units in the transverse plane and invariant structure in the longitudinal direction. The lattice constant, the hole radius, and the center-to-center distance of the three-hole unit are set as a = 3.1 μm, r = 0.2a, and

Topological gap and edge states with a non-zero k z . (a) Topological bandgap (gray region) as k z varies. The black line indicates the dispersion of the substrate material. The downright inset shows the three-hole unit. The top left insets are the electric field distributions of lower and upper bands at K point correspond to labels p and q, respectively. The green cones denote the Poynting vectors. (b) Interface formed by the upper phase A and lower phase B. (c) Electric field distribution of the horizontally polarized edge state. (d) Electric field distribution of the vertically polarized edge state. The blue arrows indicate the polarization characteristics.
The out-of-plane topological edge states are supported at the interface between two photonic crystals with the opposite valley Chern number. In quasi-2D valley topological photonic crystal, the band inversion occurs when the rotation angle (α) changes its plus-minus. So the photonic crystal with −60° < α < 0° (phase A) and 0° < α < 60° (phase B) have the opposite valley Chern number. Figure 1b schematically shows the interface that is formed by the upper phase A and lower phase B. Two edge states (Figure 1c and d) with the horizontal and vertical polarization are achieved with
where ψ
1,2 is the electric field of counterclockwise or clockwise pseudospin states at the K points, subscript x/y represents the electric field component parallel or perpendicular to the interface,
e
(x/y)
is the unit vector,
2.2 Topological fiber modes formed by the out-of-plane edge states
When the interface is rolled into the tubular structure, the forward (backward) edge state will form a stable clockwise (counterclockwise) propagation fiber mode. Mathematically, the interface contour of the TPCF is converted into the equal-perimeter circle with the coordinate transformation (l
x
, l
y
) ⇔ (θ, r − l
y
), where l
x
=
Lθ
/2π
is the length of interface related to the arc angle θ, L is the perimeter of the enclosed interface, and l
y
is the least length to the interface. In succession, the wave vector (k
x
, k
y
) is also converted into
It is important that the core is zero-thickness and the inner and outer claddings have the same (k θ , k r ). So the mode field distribution Θ is proportional to R(r)e ivθ , where
I v and K v are the v-th modified Bessel functions of the first and second kinds, and r 0 = L /2π . Due to the same subexpressions inside the I v and K v , the characteristic matrix of the equations formed by the boundary condition of continuity is singular and the polarization of fiber mode is not determined (see Supplementary Information 2). The polarization properties of fiber modes are directly derived from the out-of-plane edge states in the enclosed interface between the inner and outer claddings. The horizontally and vertically polarized edge states are converted into the radially and azimuthally polarized modes in TPCF. The longitudinal electric field in TPCF is
where
2.3 Radially and azimuthally polarized OAM modes in TPCF
Figure 2a shows the cross-section of valley topological photonic crystal fiber, whose inner and outer claddings are the phase A and phase B, respectively. The fiber core interface is set as the triangle-clique instead of the hexagon to avoiding that two kinds of interfaces appeared alternately. The layers of the inner and outer claddings are respectively set as 2 and 5, and the parameters of units are the same as Figure 1a. The optimization of the fiber structural parameters is shown in Supplementary Information 3. The fiber vector modes at 1550 nm are computed by the finite element method. As shown in Figure 2, the proposed TPCF supports multiple fiber modes in topological gap. The topological fiber modes are classified as the azimuthally polarized (

Azimuthally and radially polarized modes in TPCF. (a) Fiber dispersion in topological gap. The top left inset is the structure of the valley topological photonic crystal fiber. The downright inset is the enlarged view of fiber dispersion in solid line box. (b) Dispersions and the electric field distributions of the
The unprecedented radially and azimuthally polarized orbital angular momentum (OAM) fiber modes are created based on the synthetic formula [38] (even mode ± i ⋅ odd mode) for the degenerate modes. For example, Figure 3 shows the electric field and phase distributions of the azimuthally and radially polarized OAM modes in TPCF with topological charge l = 1, which are synthesized by

Azimuthally and radially polarized orbital angular momentum fiber modes. (a–e) Azimuthal electric field, radial electric field, propagating electric field, phase distribution, and propagating phase of
The modes in TPCF are topologically robust against the structure disorder. In order to show this stability, we introduce the random offset ∈ (−δ, δ) to TPCF in the random directions (Figure 4a inset). For each δ, 40 simulations are conducted. Figure 4 shows the polarization extinction ratio and confinement loss of AP21 mode in the defective TPCFs. The fluctuating ranges of both two cases slowly increase with the increasing δ. When

Fiber modes against the in-plane disorder. (a) Confinement loss of AP21 mode of TPCF. All holes in fiber occur the random offsets δ and inset shows the disorder cell with the red dashed lines. h is the distance between the hole and the center of cell. (b) Polarization extinction ratio of AP21 mode of TPCF. Insets are the azimuthal and radial electric field of the perturbed AP21 mode, whose polarization extinction ratio is labeled by the star.
3 Discussion
For experimental considerations, the proposed TPCF can be realized by the stack-and-draw method, which has been used for fabricating various PCFs with circular holes array. Due to the non-zero longitudinal wave constant, the TPBG is formed with the relatively low index contrast. So the TPBG can be constructed by numerous glasses, such as SiO2, Schott SF4, and As2S3. The operating wavelength can be turned to arbitrary transparent band of substrate materials by adjusting the size of primitive cell in claddings. While the above analysis has been limited to the valley topological photonic crystal with three-holes units, other 2D photonic topological insulators, such as the photonic crystals with C 6v -symmetric unit cells [18], can also be implemented for the TPCF with the same guiding mechanism.
In conclusion, a novel TPCF is proposed with the radially and azimuthally polarized orbital angular momentum (OAM) fiber modes. The proposal TPCF is composed of inner and outer claddings that are the honeycomb lattices with the upwards and downwards three-holes units. The guiding mechanism based on the topologically protected edge state is established and the topological fiber modes are studied systematically. Due to the topological protection, the modes of the TPCF are robust against the in-plane disorder. The proposal TPCF further enriches the principles of fiber design, by enhancing the performances through controllable modes, polarization, and defect-immune propagation feature. It also offers a new platform for exhibiting the novel topological phenomena in quasi-2D systems.
4 Methods
Our simulations were performed by the COMSOL RF module and the Lumerical FDTD Solutions. The bandgaps in Figure 1a was calculated by a hexagonal primitive cell with different k
z
-vector under the Floquet periodic boundary conditions. The electric field distributions of the edge states (Figure 1c and d) were calculated by the interface formed by the upper phase A (1 × 10 units) and lower phase B (1 × 10 units) with
Funding source: Guangdong Key Research and Development Program
Award Identifier / Grant number: 2018B090904003
Funding source: National Natural Science Foundation of China http://dx.doi.org/10.13039/501100001809
Award Identifier / Grant number: Grants No. 12074446
Funding source: Project funded by China Postdoctoral Science Foundation
Award Identifier / Grant number: 2019M652872
Funding source: Guangdong Key Research and Development Program
Award Identifier / Grant number: 2018B090904001
Funding source: NSFC Development of National Major Scientific Research Instrument
Award Identifier / Grant number: 61927816
Funding source: National Natural Science Foundation of China (NSFC)
Award Identifier / Grant number: U1609219
Funding source: Local Innovative and Research Teams Project of Guangdong Pearl River Talents Program
Award Identifier / Grant number: 2017BT01X137
Funding source: Fundamental Research Funds for the Central Universities
Award Identifier / Grant number: 2018ZD01
-
Author contribution: All the authors have accepted responsibility for the entire content of this submitted manuscript and approved submission.
-
Research funding: The authors gratefully acknowledge financial support from NSFC Development of National Major Scientific Research Instrument (61927816), Guangdong Key Research and Development Program (2018B090904001, 2018B090904003), National Natural Science Foundation of China (NSFC) (U1609219, Grants No. 12074446), Local Innovative and Research Teams Project of Guangdong Pearl River Talents Program (2017BT01X137); Project funded by China Postdoctoral Science Foundation (2019M652872), and the Fundamental Research Funds for the Central Universities (2018ZD01).
-
Conflict of interest statement: The authors declare no conflicts of interest regarding this article.
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Supplementary Material
The online version of this article offers supplementary material (https://doi.org/10.1515/nanoph-2021-0395).
© 2021 Zhishen Zhang et al., published by De Gruyter, Berlin/Boston
This work is licensed under the Creative Commons Attribution 4.0 International License.
Artikel in diesem Heft
- Frontmatter
- Reviews
- Spin photonics: from transverse spin to photonic skyrmions
- Multiple excitons dynamics of lead halide perovskite
- Recent advances in bianisotropic boundary conditions: theory, capabilities, realizations, and applications
- Research Articles
- All-optical modulation based on MoS2-Plasmonic nanoslit hybrid structures
- Graphdiyne-decorated microfiber based soliton and noise-like pulse generation
- True- and quasi-bound states in the continuum in one-dimensional gratings with broken up-down mirror symmetry
- Toward white light emission from plasmonic-luminescent hybrid nanostructures
- Observation of elastic heterogeneity and phase evolution in 2D layered perovskites using coherent acoustic phonons
- Topological protection of continuous frequency entangled biphoton states
- Emission kinetics of HITC laser dye on top of arrays of Ag nanowires
- Ultra-narrowband and highly-directional THz thermal emitters based on the bound state in the continuum
- High-performance flexible surface-enhanced Raman scattering substrate based on the particle-in-multiscale 3D structure
- A mixture-density-based tandem optimization network for on-demand inverse design of thin-film high reflectors
- Azimuthally and radially polarized orbital angular momentum modes in valley topological photonic crystal fiber
- Plasmonic interference modulation for broadband nanofocusing
- Grayscale-patterned metal-hydrogel-metal microscavity for dynamic multi-color display
- Waveguide Schottky photodetector with tunable barrier based on Ti3C2T x /p-Si van der Waals heterojunction
- Linear-polarized terahertz isolator by breaking the gyro-mirror symmetry in cascaded magneto-optical metagrating
- Nonlinear plasmonic response in atomically thin metal films
- Thermal near-field tuning of silicon Mie nanoparticles
Artikel in diesem Heft
- Frontmatter
- Reviews
- Spin photonics: from transverse spin to photonic skyrmions
- Multiple excitons dynamics of lead halide perovskite
- Recent advances in bianisotropic boundary conditions: theory, capabilities, realizations, and applications
- Research Articles
- All-optical modulation based on MoS2-Plasmonic nanoslit hybrid structures
- Graphdiyne-decorated microfiber based soliton and noise-like pulse generation
- True- and quasi-bound states in the continuum in one-dimensional gratings with broken up-down mirror symmetry
- Toward white light emission from plasmonic-luminescent hybrid nanostructures
- Observation of elastic heterogeneity and phase evolution in 2D layered perovskites using coherent acoustic phonons
- Topological protection of continuous frequency entangled biphoton states
- Emission kinetics of HITC laser dye on top of arrays of Ag nanowires
- Ultra-narrowband and highly-directional THz thermal emitters based on the bound state in the continuum
- High-performance flexible surface-enhanced Raman scattering substrate based on the particle-in-multiscale 3D structure
- A mixture-density-based tandem optimization network for on-demand inverse design of thin-film high reflectors
- Azimuthally and radially polarized orbital angular momentum modes in valley topological photonic crystal fiber
- Plasmonic interference modulation for broadband nanofocusing
- Grayscale-patterned metal-hydrogel-metal microscavity for dynamic multi-color display
- Waveguide Schottky photodetector with tunable barrier based on Ti3C2T x /p-Si van der Waals heterojunction
- Linear-polarized terahertz isolator by breaking the gyro-mirror symmetry in cascaded magneto-optical metagrating
- Nonlinear plasmonic response in atomically thin metal films
- Thermal near-field tuning of silicon Mie nanoparticles