Abstract
Plasmonic nanolasers are a new class of laser devices which amplify surface plasmons instead of photons by stimulated emission. A plasmonic nanolaser cavity can lower the total cavity loss by suppressing radiation loss via the plasmonic field confinement effect. However, laser size miniaturization is inevitably accompanied with increasing total cavity loss. Here we reveal quantitatively the loss and gain in a plasmonic nanolaser. We first obtain gain coefficients at each pump power of a plasmonic nanolaser via analyses of spontaneous emission spectra and lasing emission wavelength shift. We then determine the gain material loss, metallic loss and radiation loss of the plasmonic nanolaser. Last, we provide relationships between quality factor, loss, gain, carrier density and lasing emission wavelength. Our results provide guidance to the cavity and gain material optimization of a plasmonic nanolaser, which can lead to laser devices with ever smaller cavity size, lower power consumption and faster modulation speed.
1 Introduction
Plasmonic nanolasers are a new class of laser devices with feature size comparable to electronic devices. They offer a new powerful tool for a variety of applications ranging from on-chip optical interconnector, sensing and detection, to biological labeling and tracking [1], [2], [3], [4], [5], [6], [7]. In the past decade, plasmonic nanolasers with different configurations and field confinement capabilities have been demonstrated including one dimensional confined devices represented by metal-insulator-metal and metal-insulator-semiconductor gap mode nanolasers [8], [9], [10], [11], [12], [13], [14], [15], two dimensional confined devices represented by plasmonic nanowire lasers [16], [17], [18], [19], [20], [21], [22], [23], [24], [25], [26], [27], [28], and three dimensional confined devices represented by metallic-nanoparticle lasers and metallic-coated nanolasers [29], [30], [31], [32], [33], [34], [35], [36], [37], [38], [39], [40], [41], [42], [43], [44], [45], [46], [47], [48], [49], [50]. Plasmonic nanolaser arrays have also been demonstrated to control the emission directionality and wavelength [51], [52], [53], [54], [55], [56], [57], [58].
An essential merit of plasmonic nanolasers is to lower the total cavity loss by suppressing radiation loss via the plasmonic field confinement effect [15], [59], [60]. However, increasing of total cavity loss with cavity size miniaturization is inevitable: pure photonic cavities are plagued by radiation loss, plasmonic cavities by ohmic loss [15], [59]. In this article, we provide a quantitative study of the loss and gain in a plasmonic nanolaser. We first obtain excited carrier concentrations at varied pump intensity from spontaneous emission spectra and lasing emission wavelength shift, which are used to calculate Fermi inversion factors and consequently gain coefficients at each pump intensity. We further determine the gain material loss, metallic loss and radiation loss of the plasmonic nanolaser. Last, we give a correspondence between cavity quality factor, total cavity loss, carrier concentration, emission wavelength and gain material loss.
2 Main text
A plasmonic nanolaser consists of two basic materials of metal and gain materials. Figure 1(a) shows the schematic of a metal-insulator-semiconductor gap mode plasmonic nanolaser, where the electric field is strongly confined at the metal-insulator-semiconductor interface [9], [16]. In contrast to conventional photonic mode lasers where the loss mainly consists of gain material loss due to stimulated absorption and radiation loss, there is an additional metallic loss in plasmonic nanolasers. Figure 1(b) shows the loss and gain of a plasmonic nanolaser in a schematic energy band diagram. To achieve lasing state, carriers need to be pumped in the excited energy level to a certain density. However, not all the excited carriers contribute to gain. For semiconductor gain materials, there is a transparency carrier density at which point the excited carriers are used to compensate the gain material loss. The extra excited carriers beyond transparency carrier density are used to compensate the metallic loss and radiation loss. Note that the total carrier number at lasing state can be used to calculate the threshold pump power [61].

Schematic of loss and gain in a plasmonic nanolaser. (a) Schematic of a plasmonic nanolaser consisting of a semiconductor gain material on top of a metal/dielectric substrate. Red wavy lines represent free space radiation and surface plasmon polariton radiation. (b) Loss and gain of a plasmonic nanolaser in a schematic energy band diagram. To achieve lasing state, carriers need to be pumped in the excited energy level to a certain density, the radiation of which compensates gain material absorption loss, metallic loss and radiation loss.
We first focus on a room-temperature plasmonic nanolaser constructed by a CdSe nanosquare on top of Au film separated by 5 nm MgF2 as we reported previously [62]. The nanolaser is optically pumped by a nanosecond pump laser at 532 nm (repetition rate: 1 kHz, pulse length: 4.5 ns). Figure 2(a) shows emission spectra evolution with the increase of the pump power. There is a clear resonant peak blue shift below and around lasing threshold which results from the decrease of the refractive index due to the free-carrier dispersion. The blue shift saturates above the lasing threshold due to the gain clamping. The emission wavelength (λ) is related to the real part of the refractive index by nrL = mλ, where L is the optical round-trip path inside the cavity and m is the order of the mode. Based on the Drude–Lorentz equation, we can get the density of electrons (Ne) and holes (Nh) to the change of refractive index [63]:
where e is the electronic charge, λ0 is the peak emission wavelength, c is the light speed in vacuum, ε0 is the permittivity of free space,

Carrier densities in a plasmonic nanolaser at varied pump power. (a) Emission spectra evolution with the increase of the pump power. The dash curve indicates the resonance peak shift of the lasing mode; (b) Fitting of spontaneous emission spectrum to obtain gain spectrum at pump power well below threshold. Circles: experimental spectra. Lines: fitting curves. (c) Extracted carrier densities at varied pump power.
We then calculate carrier concentrations at pump powers well below threshold by fitting spontaneous emission spectra. For a given carrier density, quasi-Fermi levels are determined for photon excited electrons and holes, which can be used to obtain Fermi inversion factor and then the gain spectrum. The gain spectrum is related to the spontaneous emission spectrum via Einstein coefficient relations on spontaneous emission and stimulated emission. We utilize the relationship between the gain spectrum g(λ) and the spontaneous emission spectrum Psp(λ) [64]:
where
Extracted carrier densities give the maximum gain coefficients in the gain spectra at each pump power as shown in Figure 3(a), which can be used to determine the gain material loss, metallic loss and radiation loss of the plasmonic nanolaser. First, at the full lasing state, the gain coefficient saturates at ∼15,100 cm−1 which approximately equals to the summation of metallic loss and radiation loss. The wavelength of the lasing peak is at 707.0 nm. The gain material loss at this wavelength is ∼29,400 cm−1 as shown in Figure 3(b). Second, around the lasing threshold where the cavity resonance just starts to supply feedback, the gain from CdSe approximately just compensates the metallic loss. This condition can be recognized as the resonant peak emerging in the spontaneous emission background, which is at ∼109 kW cm−2 corresponding to a gain coefficient of 12,600 cm−1. Thereby we can get the metallic loss and radiation loss to be 12,600 cm−1 and 2500 cm−1 respectively, which is consistent with our full wave simulation result. Estimated from the quality factors of the cavity with and without ohmic loss, the simulation gives a metallic loss and radiation loss to be ∼12,500 cm−1 and ∼2600 cm−1 respectively.

Gain and loss compensation in the plasmonic nanolaser. (a) Extracted maximum gain coefficients at varied pump power. (b) Gain spectrum at full lasing state. The maximum gain in the gain spectrum approximately equals to the sum of the metallic loss and radiation loss.
Quality factor characterizes the photon loss rate of a cavity. An unambiguously definition of the laser threshold can be described as the condition in which the rates of spontaneous and stimulated emission into the laser mode are equal, because the stimulated emission needs to dominate in the lasing state. According to Einstein coefficient relations on spontaneous emission and stimulated emission [65], this condition requires a lasing mode containing one photon to reach the threshold [61]. So to optimize the quality factor is essential to lower the threshold of a laser. The loss coefficient of a cavity can be calculated by

The relationships between quality factor, loss, gain, carrier density and lasing emission wavelength. (a) Relationship of the quality factor and the loss coefficient. (b) Relationship of the gain coefficient and carrier density of CdSe. (c) Gain coefficient versus the corresponding wavelength and gain material loss for CdSe.
Figure 4(b) shows the carrier densities to acquire varied gain coefficient for CdSe. As well known, a smaller quality factor means a larger loss coefficient and thereby a higher gain coefficient to compensate for lasing. However, for a given gain material, the highest gain is limited by the catastrophic damage threshold of the material due to thermal effect which becomes severer with increasing pump power. With the increase of the carrier density, a gain material can give a higher gain coefficient at a shorter wavelength in the gain spectrum due to enlarged separation of quasi-Fermi levels of the conduction and valence band. Figure 4(c) shows the calculated gain coefficient versus the corresponding wavelength for CdSe. A higher required gain for lasing means a higher gain material loss as also shown in Figure 4(c).
3 Conclusion and discussion
In summary, we have revealed the loss and gain in a plasmonic nanolaser. We obtained gain coefficients at each pump power of a plasmonic nanolaser and determined its gain material loss, metallic loss and radiation loss. We further provided relationships between quality factor, loss, gain, carrier density and lasing emission wavelength. While a plasmonic nanolaser cavity can lower the total cavity loss by suppressing radiation loss via the plasmonic field confinement effect, its cavity size miniaturization is also inevitably accompanied with increasing total cavity loss. Searching materials with higher optical gain and designing plasmonic nanocavities with lower cavity loss are crucial for the development of plasmonic nanolasers. In the design of plasmonic nanolasers, optimization of metallic loss and radiation loss attracts dominant attention. While the minimization of the two will benefit the laser performance, we can see that the gain material loss is always larger than the summation of them as the carriers are far from fully inversion for semiconductor gain materials at room temperature. For a small laser cavity with large free spectral range, the design of the lasing resonance wavelength of the cavity is also essential to lower the total cavity loss, because the gain material loss is strongly wavelength dependent. Our work gives guidance to the cavity and gain material optimization of a plasmonic nanolaser, which can lead to laser device with ever smaller cavity size, lower power consumption and faster modulation speed.
Funding source: National Natural Science Foundation of China, China
Award Identifier / Grant number: 11774014
Award Identifier / Grant number: 91950115
Award Identifier / Grant number: 11574012
Award Identifier / Grant number: 61521004
Funding source: Natural Science Foundation of Beijing Municipality, China
Award Identifier / Grant number: Z180011
Funding source: National Key R&D Programme of China
Award Identifier / Grant number: 2018YFA0704401
Acknowledgements
This work is supported by NSFC under project Nos. 11774014, 91950115, 11574012 and 61521004, Beijing Natural Science Foundation (Z180011) and the National Key R&D Programme of China (2018YFA0704401).
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- Revealing photonic Lorentz force as the microscopic origin of topological photonic states
- Topological edge and corner states in a two-dimensional photonic Su-Schrieffer-Heeger lattice
- Dual-band dichroic asymmetric transmission of linearly polarized waves in terahertz chiral metamaterial
- A conformal transformation approach to wide-angle illusion device and absorber
- A complete phase diagram for dark-bright coupled plasmonic systems: applicability of Fano’s formula
- Optical telescope with Cassegrain metasurfaces
- Smart sensing metasurface with self-defined functions in dual polarizations
- Experimental nanofocusing of surface plasmon polaritons using a gravitational field
- Mechanotunable optical filters based on stretchable silicon nanowire arrays
- Extraordinary optical transmission and second harmonic generation in sub–10-nm plasmonic coaxial aperture
- Particle simulation of plasmons
- AI-assisted on-chip nanophotonic convolver based on silicon metasurface
- Hybrid organic-inorganic perovskite metamaterial for light trapping and photon-to-electron conversion
- Proposed method for highly selective resonant optical manipulation using counter-propagating light waves
- Temperature-dependent dark-field scattering of single plasmonic nanocavity
- On-chip trans-dimensional plasmonic router
- Chaotic photon spheres in non-Euclidean billiard
- Systematic studies for improving device performance of quantum well infrared stripe photodetectors
- Wide gamut, angle-insensitive structural colors based on deep-subwavelength bilayer media
- Generation of terahertz vector beams using dielectric metasurfaces via spin-decoupled phase control
- Loss and gain in a plasmonic nanolaser
- Flexibly tunable surface plasmon resonance by strong mode coupling using a random metal nanohemisphere on mirror
- Dynamic tuning of enhanced intrinsic circular dichroism in plasmonic stereo-metamolecule array with surface lattice resonance
- Directing Cherenkov photons with spatial nonlocality
- Narrow-frequency sharp-angular filters using all-dielectric cascaded meta-gratings
- Reconfigurable topological waveguide based on honeycomb lattice of dielectric cuboids
- Optical spin-dependent beam separation in cyclic group symmetric metasurface
- Helicity-delinked manipulations on surface waves and propagating waves by metasurfaces
Articles in the same Issue
- Editorial
- Editorial on special issue “Metamaterials and Plasmonics in Asia”
- Reviews
- Metamaterials – from fundamentals and MEMS tuning mechanisms to applications
- Large-area metasurface on CMOS-compatible fabrication platform: driving flat optics from lab to fab
- Tip-enhanced photoluminescence nano-spectroscopy and nano-imaging
- Plasmon-enhanced organic and perovskite solar cells with metal nanoparticles
- Plasmonic nanostructures in photodetection, energy conversion and beyond
- Broadband metamaterials and metasurfaces: a review from the perspectives of materials and devices
- Visible to long-wave infrared chip-scale spectrometers based on photodetectors with tailored responsivities and multispectral filters
- Research Articles
- All-metallic geometric metasurfaces for broadband and high-efficiency wavefront manipulation
- Revealing photonic Lorentz force as the microscopic origin of topological photonic states
- Topological edge and corner states in a two-dimensional photonic Su-Schrieffer-Heeger lattice
- Dual-band dichroic asymmetric transmission of linearly polarized waves in terahertz chiral metamaterial
- A conformal transformation approach to wide-angle illusion device and absorber
- A complete phase diagram for dark-bright coupled plasmonic systems: applicability of Fano’s formula
- Optical telescope with Cassegrain metasurfaces
- Smart sensing metasurface with self-defined functions in dual polarizations
- Experimental nanofocusing of surface plasmon polaritons using a gravitational field
- Mechanotunable optical filters based on stretchable silicon nanowire arrays
- Extraordinary optical transmission and second harmonic generation in sub–10-nm plasmonic coaxial aperture
- Particle simulation of plasmons
- AI-assisted on-chip nanophotonic convolver based on silicon metasurface
- Hybrid organic-inorganic perovskite metamaterial for light trapping and photon-to-electron conversion
- Proposed method for highly selective resonant optical manipulation using counter-propagating light waves
- Temperature-dependent dark-field scattering of single plasmonic nanocavity
- On-chip trans-dimensional plasmonic router
- Chaotic photon spheres in non-Euclidean billiard
- Systematic studies for improving device performance of quantum well infrared stripe photodetectors
- Wide gamut, angle-insensitive structural colors based on deep-subwavelength bilayer media
- Generation of terahertz vector beams using dielectric metasurfaces via spin-decoupled phase control
- Loss and gain in a plasmonic nanolaser
- Flexibly tunable surface plasmon resonance by strong mode coupling using a random metal nanohemisphere on mirror
- Dynamic tuning of enhanced intrinsic circular dichroism in plasmonic stereo-metamolecule array with surface lattice resonance
- Directing Cherenkov photons with spatial nonlocality
- Narrow-frequency sharp-angular filters using all-dielectric cascaded meta-gratings
- Reconfigurable topological waveguide based on honeycomb lattice of dielectric cuboids
- Optical spin-dependent beam separation in cyclic group symmetric metasurface
- Helicity-delinked manipulations on surface waves and propagating waves by metasurfaces