Abstract
The conditions for the existence of the Chapman–Enskog first-order solution to the Boltzmann equation for a dilute gas are examined from two points of view. The traditional procedure is contrasted with a somehow more formal approach based on the properties of the linearized collision operator. It is shown that both methods lead to the same integral equation in the non-relativistic scenario. Meanwhile, for relativistic systems, the source term in the integral equation adopts two different forms. However, as we explain, this does not lead to an inconsistency. In fact, the constitutive equations that are obtained from both methods are shown to be equivalent within relativistic first-order theories. The importance of stating invariant definitions for the transport coefficients in this context is emphasized.
1 Introduction and preliminaries
The study of perturbative solutions to the Boltzmann equation in the dilute gas scenario dates back to work by Hilbert, specifically in relation to the so called 6th problem [1], [2]. In particular, the Hilbert expansion, suitably modified by Chapman and Enskog, led to one of the most successful methods of solution for the Boltzmann equation in dilute systems: the Chapman–Enskog (CE) approximation [3], [4]. Despite criticisms on its mathematical weaknesses, mostly on regimes beyond Navier–Stokes (see for example [2], [4], [5]), this method has been shown to be a powerful tool capable of fundamenting the hydrodynamic equations and delivering constitutive relations for dissipative fluxes which agree with experimental results in the linear regime.
In the relativistic scenario, the CE approximation was applied by pioneers in the field such as Israel [6] and de Groot [7]. However, the fact that its traditional form predicts first-order couplings between dissipative fluxes and spatial gradients of the state variables leads to its partial dismissal, based on the findings that such relations give rise to pathological theories for which the equilibrium configurations are generically unstable [8]. Recently, a new family of first-order theories has been proposed and shown to contain promising candidates to describe high temperature gases in curved spacetimes. These new theories allow one to consider a general frame and representation in which constitutive equations feature all possible couplings, including relations which involve time derivatives of the state variables. Under suitable restrictions, these theories have been shown to lead to physically sound equations [9], [10]. However, despite recent attempts [11], [12], their microscopical foundations are still not well understood from the point of view of the CE expansion. For recent progress based on the Hilbert expansion, see Ref. [13]. The purpose of this work is to shed new light on this problem.
As a starting point we consider the Boltzmann equation, which is an integro differential relation describing the balance between the time evolution of the one-particle distribution function f and the cumulative effects of collisions, and which we write here in a general form as
Here L
F
represents the Liouville operator, giving the total time derivative of the distribution function in the presence of an external electromagnetic force (indicated symbolically by F), and
and
where
Firstly, the traditional procedure is implemented, which performs an expansion of the convective time derivative term in the right-hand side of Eq. (3) [3], [7], [14]. The coefficients of this expansion are adjusted by integrating the first-order equation, multiplied by the collision invariants, over the momentum space. This procedure is shown to be equivalent to substituting the time derivatives of the state variables using the local equilibrium Euler equations, and renders the source term depending solely on the spatial gradients.
The second, more formal, method follows the lines of Ref. [5] (see also [15]) by projecting the source term
As is shown in the first part of this work, in the non-relativistic case, both methods lead to the same equation and thus to the traditional results in non-equilibrium thermodynamics, including the Fourier and Navier-Newton (or Navier–Stokes) constitutive relations. On the other hand, in the relativistic scenario, the two procedures lead to different versions of the source term. In particular, the second method yields a source term that depends on spatial gradients as well as proper time derivatives of the state variables. For example, the vector term in this version features the acceleration, similar to the one proposed by Eckart in a phenomenological fashion [16]. Up to now, and to the authors’ knowledge, it is not possible to obtain such a structure by strictly following the traditional CE method. Therefore, in the relativistic regime, one obtains two different sets of expressions for the dissipative fluxes. As will be discussed, these two representations are equivalent to each other and correspond to particular cases of the general first-order theories put forward in Refs. [9], [10].
The remainder of this article is organized as follows. In Section 2 the non-relativistic Boltzmann equation is treated by the two methods described above, leading to the same force-flux relations. Section 3 is devoted to the relativistic counterpart where it is shown that one obtains two different source terms. At the beginning of both sections we also present the particular form of Eq. (1) for non-relativistic and relativistic gases, respectively, together with a dimensional analysis that justifies the CE expansion. Finally, in Section 4 we discuss how each representation in the relativistic scenario leads to different constitutive relations, which are nevertheless shown to be equivalent. A thorough discussion of the results and the main conclusions of this article are also included in Section 4. In the Appendix we summarize the frame-invariant formulation put forward by Kovtun [10] and extend it to include the electromagnetic force. Furthermore, we provide definitions for the transport coefficients which are representation-independent in addition to frame-invariant within the context of the first-order theories.
2 Non-relativistic case
As mentioned above, in this section we address the non-relativistic version of the Boltzmann equation. In particular, we consider a simple, mild temperature gas of classical, massive and charged particles in the presence of an external electromagnetic field. The regime under consideration, regarding the temperature of the system, is characterized by large values of the parameter z = mc 2/k B T, which measures the ratio between the rest energy of the individual particles of mass m (c being the speed of light) and the thermal energy of the gas k B T (k B denoting Boltzmann’s constant and T the temperature). Under these assumptions a Newtonian treatment of the problem is adequate, and the Liouville operator in Eq. (1) is given by
where
measuring the change in the one-particle distribution function arising from collisions with molecules labeled with a subscript 1. Here primes denote quantities after the collision and the shorthand notation
In order to compare the order of magnitude of each term in Boltzmann’s equation (1) one introduces dimensionless variables, denoted by overbars, as follows:
where Kn = ℓ/L is the Knudsen parameter.
Motivated by Eq. (6), the CE method relies on the hypothesis that the distribution function can be expanded as
where
2.1 The traditional Chapman–Enskog procedure
In the traditional approach the expansion given by Eq. (7) is assumed to have a different impact on the convective time derivative operator than on the rest of the terms on the left-hand side of Eq. (6). Indeed, separating the molecular velocity
where
and
the first term requires a different expansion, i.e.
where the coefficients
Introducing Eqs. (9)–(11) into (8) one obtains, for the first two orders in Kn
and
where we recall that
is the linearized collision operator [19]. Equation (12) implies that the first term in the expansion is precisely the Maxwell–Boltzmann distribution function
For the second equation (Eq. (13)) one introduces the local equilibrium, or functional, hypothesis by means of which the space and time dependence of the distribution function is given solely through the state variables that parametrize it. This assumption is also considered for the undetermined coefficients
Introducing Eqs. (16) into (13) one is led to
In order to determine the coefficients
The right-hand side of Eq. (18) vanishes due to the symmetry properties of the linearized collision operator and the fact that all components of
where p = nk
B
T is the hydrostatic pressure. By substituting the coefficients
which can be further simplified by splitting the velocity gradient as
where
Notice that the method described in this subsection is equivalent to assuming
and writing the time derivatives of the state variables n, T and
2.2 The projection method
Next, we summarize a more formal approach which follows the lines of Ref. [5]. As a starting point, we consider the first-order linear equation (3) and apply the Liouville operator defined in Eq. (4) directly on
The solvability of Eq. (3) requires the source term
such that
where the superscript ⊥ refers to the aforementioned orthogonal projection. In order to perform this step, we first rewrite the source term as
where terms in
Notice that all time derivatives are contained in K and hence they lie in
where the coefficients a
i
, b
i
, c
i
, d
i
and e
i
are obtained by imposing the orthogonality conditions
Introduction of Eqs. (31) and (32) into (27) gives
where
and
contains all elements of
It is worthwhile to point out that the projection method leaves only spatial gradients as driving forces. Already the first step which consists in isolating terms which belong to
3 Relativistic case
In this section the relativistic scenario is addressed, in which the thermal energy of the system is comparable or larger than the rest energy of the particles, such that z ≲ 1. Therefore, we consider a gas of massive, non-degenerate charged particles propagating in a flat spacetime
where F ab is the electromagnetic field tensor and the relativistic kernel is given by
Here p
a
denotes the molecules’ four momenta, satisfying p
a
p
a
= −mc
2, and x
a
are the spacetime coordinates. Also
The order of magnitude for the terms in Eq. (1) can be assessed in a similar way as in the non-relativistic scenario with the following additional assumptions:
where we have once again omitted the bars over the dimensionless quantities in order to simplify the notation. Thus, in this scenario the collisional term also scales one order higher in 1/Kn than the transport part, which suggests the same expansion as in the previous case:
where
In the relativistic scenario, the transport equations are given through a conservation equation for the particle four-flux
and a balance equation for the energy-momentum-stress tensor
that is,
These equations result from multiplying Eq. (1) by the collision invariants 1 and p
a
and integrating over momentum space. In equilibrium one has
and where we have defined
However, out of equilibrium, there is no unique way to associate the components of N a and T ab to the state variables and fluxes in the system. In fact, there is a large family of valid representations as explained in Refs. [9], [10]. In the present work the so-called Eckart frame is considered. This particular choice is such that
and
where ɛ is given by Eq. (43). The non-equilibrium quantities Q a , Π and τ ab are the heat flux, the trace and the traceless part of the Navier viscous tensor, respectively, and Q a and τ ab are orthogonal to u a . Therefore, this frame satisfies the matching conditions:
which imply
In this frame the particle flux is aligned with the hydrodynamic velocity, such that the particle four-flux has no non-equilibrium contribution and fixes the variables u a and n in any regime as the ones determined by the local equilibrium configuration. The remaining state variable that specifies the local equilibrium in this frame is the internal energy, as it relates in a one-to-one fashion to the temperature. Whereas in the Newtonian regime the internal energy is directly proportional to T, in the relativistic case this relation is nonlinear and given by Eq. (43).
As mentioned above, the Eckart frame is only one of the many possible choices that can be adopted in relativistic non-equilibrium linear thermodynamics. A brief discussion of the transformations that relate them is included in the Appendix.
3.1 The relativistic generalization of the traditional Chapman–Enskog procedure
To carry out a procedure similar to the one described in Section 2.1, we separate the convective derivative
such that
Notice that
for the CE method. Proceeding as before, one formally expands
for the remaining terms in the Liouville operator. Substitution of the proposed expansions in Eq. (38) leads to
and
Here, once again we use the notation
In order to find expressions for the coefficients
where
where
Considering the following decomposition for the velocity gradient:
where σ ab is the symmetric traceless component and ω ab the antisymmetric part, one is led to
By following the present method, all time derivatives are absent in the integral equation for ϕ, and thus they will not be present in the constitutive equations for the dissipative fluxes.
3.2 The projection method
In the relativistic case, the second approach closely follows the methodology described in Section 2.2. Using Eq. (39), the left-hand side of Eq. (1) yields
where the decomposition given in Eq. (61) was introduced.
Following the same line of thought as in Section 2.2, one first isolates terms containing elements of
where terms in
Rearranging terms and decomposing
Notice that, in contrast to the non-relativistic calculation, not all time derivatives terms belong to
with z-dependent coefficients A i , B i , C i , and imposing the orthogonality conditions
leads to
where
where
Thus, this methodology leads to the following integral equation for ϕ
As before one has
4 Discussion
In this work we have analyzed two different ways of implementing the CE method, which we referred to as the traditional procedure and the projection method. Both procedures constitute different ways of imposing orthogonality of the source term of the integral equation to the kernel of the linearized collision operator, which is a necessary condition for the existence of the solution. This step is carried out by adjusting
It is key for the following argument to recognize that, in addition to the mathematical aspects of the results of the previous sections, working with one or the other version of the CE method might have important physical implications. Indeed, the constitutive equations obtained from the solution of Eq. (62) in the traditional method can be written as
whereas Eq. (72) in the projection method leads to
Here, the transport coefficients
Equations (73)–(76) raise several non-trivial questions:
Q1 Are both force-flux representations valid from the phenomenological point of view?
Q2 If so, how do they relate to each other and how can one interpret the various coefficients involved?
Q3 Which coefficients or combinations thereof are to be identified as the thermal conductivity and the shear and bulk viscosities?
Q4 When coupled to the balance equation (42), do Eqs. (73) and (74) and/or Eqs. (75) and (76) lead to a physically sound theory for relativistic dissipative fluids regarding hyperbolicity, causality and stability?
The answers to these questions can be argued by considering the new proposals for first-order theories of relativistic dissipative fluids [9], [10]. In order to address the first three questions, in Appendix A we generalize the work by Kovtun [10] to include the electromagnetic field and the additional freedom of adding terms proportional to the Euler equations (which are zero up to first order). This calculation shows that, even though N a and T ab can adopt the general form given in Eqs. (A1)–(A8), involving 18 coefficients, only five linear combinations thereof are frame-invariant and independent of the representation, that is, independent of the addition of the Euler equations. In order to describe these results, for definiteness we adopt the Eckart frame, in which case the first-order constitutive equations have the general form
with coefficients π i and κ i . Out of the five frame- and representation-invariant quantities, two of them are related to viscous dissipation and can be readily associated with the shear and bulk viscosities η and ζ, respectively, where
The remaining three invariant quantities are related to the coefficients κ i appearing in the heat flux and are
where h ≔ ɛ + k
B
T is the enthalpy per particle. Moreover, the quantities
which reduces the number of invariant and independent transport coefficients to three.
After these remarks, we are ready to provide answers to questions Q1–Q3. To this purpose, we first note that both sets of constitutive equations (Eqs. (73) and (74) and (75) and (76)) are particular cases of Eqs. (77) and (78). Indeed, Eqs. (73) and (74) correspond to these equations with
Here, the first two relations can be inferred directly from Eq. (62) by taking into account Eq. (43). In particular, the expressions for the non-equilibrium contributions to T ab in terms of the invariants are
On the other hand, Eqs. (75) and (76) have
where the last two relations can be inferred from Eq. (72). Consequently, Eqs. (75) and (76) can be rewritten as
Thus, regarding Q1 and Q2, one concludes that both representations are valid and equivalent in the linear case. Indeed, they are related to one another through the balance equations (see Eqs. (A14) and (A15)), which justifies the freedom of interchanging the acceleration term in Eq. (86) for a combination of the pressure gradient and the external electromagnetic force at any time using the Euler equation (Eq. (58)) to obtain Eq. (83) and vice versa. Moreover, it is easy to verify that condition (81) for the existence of global equilibria is satisfied in both cases.
The question Q3 of which coefficients correspond to the thermal conductivity and viscosities is then straightforward to address. In the non-relativistic case, one identifies these quantities as the ones involved in the Fourier and Navier–Stokes laws [17]:
where
where
as the correct thermal conductivity in order to assure the non-equilibrium version of the second law is exactly satisfied in the absence of other dissipative fluxes. However, notice that the expressions for the force-flux couplings in Eqs. (83) and (84), (86) and (87) also lead to a positive entropy production when truncated to second order [9]:
where
and in the second case (Eqs. (86) and (87)) reads
In both cases we see that, due to balance equations (A14) and (A15),
Finally, to address Q4 one needs to resort to the stability and causality analysis of the system of equation (42) when coupled to the linear constitutive relations (83) and (84) or (86) and (87). Recent works point to the possibility of obtaining a hyperbolic and causal theory in a general frame and representation, provided a non-trivial set of inequalities for the coefficients appearing in the generalized constitutive equations is satisfied [9], [10]. The particular case of the theory obtained in Section 3.1 has been previously analyzed and shown to lead to a stable system that does not violate causality in the comoving frame but becomes unstable in a general one [21]. A thorough analysis of the theory involving constitutive equations (86) and (87) is beyond the scope of this article and will be addressed elsewhere.
Although for the sake of clarity of the presentation we have restricted ourselves to the special-relativistic scenario in three space dimensions, our results can be easily generalized to a kinetic gas propagating on a curved spacetime of arbitrary dimensions. Notice that the results in Sections 3.1 and 3.2, regarding the different structure in the integral equations (62) and (72), are independent of the Eckart frame described at the beginning of that section. Therefore, it would be interesting to analyze whether our findings about the resulting differences in the constitutive equations (83) and (84), (86) and (87), hold in frames more general than Eckart’s, based on the study of the homogeneous solution of the first-order equation similar to what has been performed in Ref. [13] in the context of the Hilbert expansion.
Funding source: Universidad Michoacana and by CONAHCyT Network Project No. 376127
Award Identifier / Grant number: CIC Grant No. 18315
Acknowledgments
We thank Oscar Reula for fruitful discussions.
-
Research ethics: Not applicable.
-
Informed consent: Not applicable.
-
Author contributions: All authors contributed equally to the work, accepted responsibility for its content and approved its submission.
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Use of Large Language Models, AI and Machine Learning Tools: None declared.
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Conflict of interest: The authors state no conflict of interest.
-
Research funding: O.S. was partially supported by CIC Grant No. 18315 to Universidad Michoacana and by CONAHCyT Network Project No. 376127 “Sombras, lentes y ondas gravitatorias generadas por objetos compactos astrofísicos”.
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Data availability: Not applicable.
In this Appendix, the key results used in the discussion part of the present work are briefly summarized. They are based on Ref. [10], here extended to include the electromagnetic field contribution and to consider in a general manner the transformations involving the Euler equations. The key idea behind the general first-order theories formalism relies on the fact that, to first-order in derivatives, the particle four flux and energy-momentum-stress tensor can be written as
and
with
where
and
hence only 8 combinations out of the 18 coefficients are frame-independent.
In the particular case of this work, where the Eckart frame is chosen and an ideal gas with p = nkT is considered, one has γ i = ν i = ϵ i = 0 and thus, the invariant combinations in this frame are
and the particle flux and energy-momentum-stress tensor are given by J a = nu a and
with P, Q a and τ ab given by Eqs. (A5), (A7) and (A8). There is an additional freedom in the linear scenario which leads to different representations within the same frame. Indeed, the balance equations imply that
Thus, multiplying Eq. (A13) by Ω, Eq. (A14) by χ, and Eq. (A15) by ξ and adding them to Eqs. (A5) and (A7), one sees that the coefficients π i and κ i transform according to
and
This transformation further reduces the number of invariant coefficients from 8 to 5, namely
which are independent of both the frame and the choice of Ω, χ and ξ (which we refer to as a choice of representation in this article). The number of independent coefficients is further reduced by recognizing that all descriptions are required to coincide with each other in global equilibrium. Noticing that this condition demands collisions not to affect the occupation number in phase space, leads to
which implies
These restrictions, together with the requirement that the heat flux vanishes in equilibrium, yield the following compatibility conditions in this framework:
By taking into account Eq. (A21), one is finally left with only three frame- and representation-independent quantities, namely the viscous coefficients η, ζ and either
These results provide the basis for the discussion section in this work.
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Artikel in diesem Heft
- Frontmatter
- Original Research Articles
- Modeling high-pressure viscosities of fatty acid esters and biodiesel fuels based on modified rough hard-sphere-chain model and deep learning method
- Study on heat and mass transfer mechanism of unsaturated porous media under CW laser irradiation: with and without carrier gas
- Efficient ecological function optimization for endoreversible Carnot heat pumps
- Entropy as Noether charge for quasistatic gradient flow
- Numerical simulation of binary convection within the Soret regime in a tilted cylinder
- Is there a need for an extended phase definition for systems far from equilibrium?
- Existence of the Chapman–Enskog solution and its relation with first-order dissipative fluid theories
- Performance comparison of water towers and combined pumped hydro and compressed gas system and proposing a novel hybrid system to energy storage with a case study of a 50 MW wind farm
- Thermodynamic characterization of transient valve temperatures in diesel engines using probabilistic methods
- Energetic analysis of a non-isothermal linear energy converter operated in reverse mode (I-LEC): heat pump