Abstract
The viscosities of poly(3-hydroxybutyrate) (PHB) with mixed tacticities were determined as functions of temperature and shearing rate via plate–plate viscosimetry, and fitted by a combined Herschel–Bulkley–Cross–Doolittle model while applying Carvalho et al.’s single-point correction. They were compared to values of slit viscosimetry, obtained during processing at a temperature of 428 K. In both cases, measured values and fitted model parameters as a function of tacticity exhibited a discontinuous behaviour at a fraction of meso diads of 0.7. To further investigate, we calculated values of vibrational and excess free volume. We found that these correlate with structural and external properties, some of which were reported in earlier works, namely the paracrystalline contents and specific volumes of the materials at room temperature, as well as their energies of fracture during tensile testing. These, in turn, correlate with the statistical averages of relative lengths of chain segments of similar a- or iso-tacticity. Hence, we found that expressing changing tacticities simply by a continuous progression of the fraction of meso diads is insufficient to trace associated discontinuities of the flow behaviour in mixed-tacticity PHB. We conclude that free volume is generated by polymer chain conformational disorder, which should be treated on the oligomeric chain segment level.
1 Introduction
1.1 Mixed-tacticity poly(3-hydroxybutyrate) (PHB)
In order to trace the development of the resulting structural features and mechanical properties, we recently synthesized mixed-tacticity variants of PHB [1]. Since it is readily and securely determinable by NMR, we used the fraction of meso diads,
During the injection moulding of samples for mechanical testing with a twin-screw extruder, as reported earlier [2], we also noted that the screw momenta progressed nonlinearly from batch to batch with
Hence, in this work, we consider the rheological properties of mixed-tacticity PHB melts, both in a laboratory and a processing context. Specifically, we performed plate–plate rheology measurements on samples from a range of
1.2 Polymer viscosity and free volumes
The Arrhenius-type Glasstone et al. [5], Williams et al. [6], and Doolittle [7,8] equations are commonly used to model the dependence of polymer viscosities on the temperature
where
Using equations (2)–(6) to account for contributions of vibrational- and liquid motions as initially proposed by Fox and Flory [11,12] leads to the form for
Inserting equation (7) into equation (1) yields equation (8). In the literature, equation (8) is often given in simplified form
where
We evaluated temperature- and shear rate-resolved rheometric data on the basis of equation (9). Two aims were followed: First, to generally elucidate the changes of flow behaviour with changing PHB main-chain tacticity, as expressed by
2 Experimental section
2.1 Polymer synthesis
The manner of polymer synthesis has been reported earlier [1]. In brief, S- and R-
We determined the fraction of meso diads
2.2 Plate–plate viscosimetry
Rheological measurements were performed using a commercial rheometer (MCR 302; Anton Paar, Graz, Austria) with a 8 mm plate–plate geometry (PP08 measuring head, Anton Paar) and therefore a radius
After lowering the measuring head, the samples were trimmed by use of a metal spatula. Then, the temperature was reduced to a level slightly above the “gel” point of the respective sample, which in each case corresponded roughly to its melting point
The temperature was increased in increments of 10 K. At each temperature, the viscosity was determined in rotational mode in a rotational frequency range
We expected non-Newtonian behaviour and therefore considered the actual shear stress progression with plate radius. Since the flow behaviour indices were not known beforehand, we implemented Carvalho et al.’s single-point correction into the fitting routine (described in the following) [20]. We calculated and report the viscosities at the particular radius
Here,
To the data
where
Alternative explanations, such as a temperature dependence of
Equation (8) assumes a homogeneous amorphous material with
All measurements were performed with great care. Nonetheless, we wished to make the reported values robust against potential measurement errors, such as gas entrapments, incomplete homogenization, underfilling, and overfilling. Hence, we uniformly used medians and median absolute deviations to group and provide uncertainties to measurement values or calculation results pertaining to the same parameters.
2.3 Slit viscosimetry
In an earlier work [2], we used a twin-screw extruder (HAAKE Minilab II; Thermo Fisher Scientific, Karlsruhe, Germany) to produce samples for mechanical testing. Here, synthesized mixed-tacticity PHB with
where
3 Results
3.1 Polymer synthesis
The syntheses resulted in materials spanning a tacticity range of

Weight average chain lengths of the synthesized materials.
3.2 Plate–plate viscosimetry
All of the plate–plate viscosimetry data could be fitted in a satisfactory manner (Table S1) by the Herschel–Bulkley–Cross–Doolittle model, equations (8) and (9), with Carvalho et al.’s single-point correction, equation (10), provision for temperature dependence of shear thinning, equation (14), and a combined characteristic temperature
The measured data and their fits via equation (9) showed similar progressions (Figures 2 and S1). The Kendall rank correlation coefficients

Logarithms of the viscosities over temperature and shear rates at the particular radii for (a)

Thermal expansion coefficients in the liquid (squares and full lines) and glassy states (circles and dashed lines).
The liquid-state thermal expansion coefficients

Ratios of the thermal expansion coefficients in the liquid and glassy states.
All synthetic PHB compositions showed Newtonian shearing behaviour

Progressions of the flow behaviour indices for each

High-temperature limits of the flow behaviour indices.
The values of

Doolittle scaling parameters.

Doolittle exponential progression parameters

Yield shear stresses
The values of
3.3 Slit viscosimetry
From the extrusion machine data, we plotted the screw momenta (Figure 10) and the viscosities calculated via equation (16) (Figure 11). We were able to obtain a good qualitative correlation between the values of

Medians of the momenta required for constant rotational speed of the extruder’s twin-screw.

Viscosities calculated from slit data by equation (16) at
4 Discussion
4.1 Influence of the free volume
Equation (8) relates the progression
The relative free volumes at the processing temperature of 428 K show a twofold progression (Figure 12): For

Relative free volumes
We found that the values of
Also remarkable is the comparison between the progressions of the crystalline-phase densities
This equation utilizes the assumption that the glassy amorphous and crystalline phase expansion coefficients are similar, both being due to thermal vibrations [10]. The resulting progression of

Crystalline phase densities at room temperature, as calculated by equation (18).
The above-mentioned correlations confirm our intuitive expectation that large values of free volume in the glassy (
In general, for a single substance with fixed
twin-screw momenta required for constant-rate extrusion (Figure 10),
viscosities determined by slit and plate–plate viscosimetry at 428 K (Figure 11),
values of relative free volume (Figure 12),
It should be added that amounts of free volume in the unstressed state do not entirely account for the material behaviour during large-strain testing: Struik found evidence to support the hypothesis “that mechanical deformations connected with segmental motion generate free volume” [33], either immediately, or by changing the equilibrium value of
Litt and Tobolsky proposed that in “polymers whose backbones are more rigid, due to steric hindrance or because bulky groups are part of the backbones, … molecules may not conform well to each other (except in an ordered crystalline phase) because the segments are bulky, skewed, or nonspherical” and “will have a large maximum unoccupied volume because of poor packing,” which in turn “allows orientation of polymer segments (one or several) to relieve strain at strain levels below those at which the polymer breaks, and thus finally to give a ductile rather than brittle failure” [32]. In this work, we are considering polymer compositions that are structurally heterogeneous on the oligomeric level, due to the random sequential inclusion of R and S monomers by the catalyst during synthesis [1]. Hence, we extend the origins for large unoccupied volumes to include disorder due to mixed tacticities. Since we earlier determined that this poor packing also extends to the crystalline phase [4], we further extend Litt and Tobolsky’s statements to include imperfect molecular conformations also in crystals.
We have in the past attempted to express this type of disorder as the ratio of chain segment lengths of each iso- and atactic makeup
Dammert et al. stated that “results from positron annihilation experiments and molecular modeling show that the tacticity of the chains in polystyrene and poly(
Simply considering the fractions of diads does not reflect their grouping into chain segment lengths, as is the case with the number
4.2 Influence of average chain lengths
Initially, Flory determined an exact relationship between viscosity and chain length in linear polyesters [37]. Differences in viscosity in non-Newtonian fluids vanish to larger shear rates, once the chains of longer polymeric species become fully aligned [38,39,40]. Therefore, the influence of chain length for a single type of material is reflected by the values of
We chose to compare the different compositions’ viscosities at

Chain-length corrected (
It was not possible to achieve a uniform gradient of 0, i.e. equal values of
Considering equation (1), the continuous increase of
4.3 Comparison with slit viscosimetry
Notably higher screw momenta were required to achieve constant flow rates
We attribute the quantitative differences in
Bagley determined that for viscoelastic shear thinning materials,
4.4 Non-Newtonian behaviour
The values of
Conversely, the lower molecular masses of the synthesized PHB do not lead to pronounced shear thinning at higher temperatures. This is expected, since shorter chains in general exhibit higher chain mobility, and require less time for full alignment and disentanglement during shearing [38,40]. However, at temperatures close to
For all synthetic compositions
A point not investigated in the scope of this work, but providing a tentative explanation is that “[f]low of molten semicrystalline polymers is also complicated by the presence of ordered structures at temperatures well above the melting point, e.g. at
5 Outlook
Based on polymer melt viscosimetric data evaluated as functions of temperature and shearing rates and on previously evaluated thermal expansion data, we were able to show that direct correlations exist between the development of free volume with mixed tacticity and previously determined material characteristics, namely the energies of fracture during tensile testing, the portions of the materials exhibiting paracrystalline disorder, and the specific volumes of the crystalline phases. Thus, we traced the structural and external properties of a single type of polymer with changing tacticities, both in the solid and in the liquid state.
Foremost, it would be of interest to improve our insight into the behaviour of polymer compositions with mixed tacticities and therefore different tactic chain segment lengths through dynamic mechanical analyses, and to trace structural dynamics via simulation approaches.
Then, it will be of interest to confirm these findings in other polymer systems: One of the original aims for synthesizing mixed-tacticity PHB was to improve on the material’s processing properties. Not only was this achieved by effectively lowering the melting temperature; we also found that the mechanical properties could be readily tailored. We assume that these findings can be readily transferred to other polymer systems, as well.
We further propose in situ investigations of structures formed in PHB melts with
Finally, it is yet to be demonstrated that microbes can be induced to produce mixed-tacticity variants of PHB in large quantities. Due to the achievable variations in processing and resulting mechanical properties, this would represent a significant technological step towards ecologically and economically sustainable thermoplasts.
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Funding information: The authors thank the Bavarian State Ministry of the Environment and Consumer Protection for funding our work through the BayBiotech grant TLK01U-69042.
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Author contributions: Daniel Van Opdenbosch: formal analysis and writing; Martin Kretschmer: investigation; Oliver Lieleg: resources and supervision; Cordt Zollfrank: funding acquisition
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Conflict of interest: The authors declare no conflict of interests.
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Ethical approval: The conducted research is not related to either human or animal use.
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Data availability statement: The datasets generated during and/or analysed during the current study are available from the corresponding author on reasonable request.
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