Startseite A C 2,α,β estimate for complex Monge–Ampère type equations with conic sigularities
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A C 2,α,β estimate for complex Monge–Ampère type equations with conic sigularities

  • Liding Huang , Gang Tian EMAIL logo und Jiaxiang Wang
Veröffentlicht/Copyright: 13. März 2024

Abstract

In this paper, we give an alternative approach to the C 2,α,β estimate for complex Monge-Ampère equations with cone singularities along simple normal crossing divisors.

1 Introduction

In [1], the second-named author proves the existence of Kähler–Einstein metrics on Fano manifolds by using a continuity method through deforming conic angle. In one step in the proof, one needs a C 2,α -type estimate for complex Monge–Ampère equations on complex spaces with conic angles along a smooth divisor. This was achieved in [1] and [2] by adopting the method developed in [3]. In this note, we will extend the arguments in [2] or [1] to complex Monge–Ampere equation with conic singularities in more general cases and obtain corresponding C 2,α -type estimate.

Let D i = {z i = 0} for i = 1, …, l be hyperplanes in C n = C l × C n l . A standard conic metric with cone angles 2 π β 2 π β 1 , , 2 π β l along D 1, …, D l is given by

ω β = 1 i = 1 l | z i | 2 β i 2 d z i d z i ̄ + j = l + 1 n d z j d z j ̄ ,

where β i ∈ (0, 1) for each i. Let B R (p) be a geodesic R-ball centered at p with respect to ω β . We consider the equation

(1.1) ( 1 ̄ u ) n = e h ( z ) ω β n ,

where h is a smooth function.

Locally, a Kähler–Einstein metric equation with cone angle 2π β , where β β 1 , , β l and each β i ∈ (0, 1)), is equal to solving (1.1) in a unit ball B 1(o) for a point o. We call the metric 1 ̄ u equivalent to w β on B R (o) if it satisfies

(1.2) K 1 ω β 1 ̄ u K ω β , x B R ( o ) ,

where K is a uniform constant.

It is important to establish a priori C 2,α,β (see the definition (2.4)) estimate for solutions of (1.1) when one uses the continuity method and deforms the angles β. For the non-singular case, i.e. l = 0, such an estimate is simply the C 2,α -estimate which had been obtained by using Calabi’s method (cf. [4]) and the Evans-Krylov method (see [5], [6]), an alternative proof was independently obtained in [3]. When l = 1 and 0 < β 1β < 1, Jeffres-Mazzeo-Rubinstin [2] as well as Tian [7] applied the arguments in [3] to obtain the C 2,α,β estimate. Tian’s method in [3] is to derive a local L 2-estimate for the third order derivative of solutions u. Then, as a consequence of Morrey’s lemma, they established a C 2,α,β -estimate for solutions for any α ( 0,1 ) ( 0 , 1 β 1 ) along a divisor. The estimate depends on α , inf Δ β h , h C 0,1 , β , K , β , where C 0,1 , β denotes a Liptschitz norm with respect to ω β . Huang [8] improved the L 2 estimate of the third derivative and the C 2,α,β estimate in Tian [7] so that it depends only on h C 0,1 , β .

There are other arguments for the C 2,α,β estimate for solutions of (1.1). Brendle [9] proved the C 2,α,β estimate for β < 1 2 by the estimate of the third order derivative. In [10], Guenancia-P a ̌ un applied the arguments of Evans-Krylov to obtain the C 2,α,β estimate for some α and their estimate depends on the second order derivative of h. Note also that it is hard to compute α precisely in Evans-Krylov type arguments. Chen-Wang [11], [12] used the blow-up argument to establish the C 2,α ,β estimate for α′ < α under the condition uC 2,α,β , which depends on h C α and J. Chu [13] improved Chen-Wang’s result such that α′ = α. Huang-Zhou [14] proved the properties of Green functions for conic linear elliptic equation and proved the C 2,α,β estimate by the Green functions.

In this paper, we give an alternative approach by proving the L 2 estimate of the third derivatives and the C 2,α,β estimate along simple normal crossing divisors. More precisely, we use the integral method to prove

Theorem 1.1

Assume that uC 1,1(B 1(o) \ D)⋂PSH(B 1(o)) is a solution of (1.1) which satisfies (1.2), where D = ∪ i D i . Suppose that hC 1(B 1(o) \ D) and for some p 0 > 2n, there exists A > 0,

h L p 0 ( B 1 ( o ) , ω β n ) A , h L A .

Then, for any α < min 1 2 n p 0 , min i β i 1 1 , there exists a r 0 ( 0 , 1 2 ) and C α such that, for any x B 1 2 ( o ) and 0 < rr 0, we have

(1.3) B r ( x ) | ( 1 ̄ u ) | 2 ω β n C α r 2 n 2 + 2 α ,

where C α depends on n, α, K, β , A and ∇ is the Chern connection with respect to ω β .

By the above theorem, we immediately obtain the following theorem.

Theorem 1.2

Let uC 1,1(B 1(o) \ D)⋂PSH(B 1(o)) be a solution of (1.1) which satisfies (1.2). Suppose that hC 1(B 1(o) \ D) and for some p 0 > 2n

h L p 0 ( B 1 ( o ) , ω β n ) A , h L A .

Then, for any α 0 , min 1 2 n p 0 , min i β i 1 1 , there exists C > 0 such that

[ 1 ̄ u ] C α , β B 1 2 ( o ) C ,

where C depends on n, β , K, A, α.

Furthermore, for certain types of general fully nonlinear PDEs (see (4.1) in Section 4), with assumption (1.2), we can also use the same arguments to obtain the W 3,2-estimate in the form of (1.3), and therefore the C 2,α,β -estimate in terms of C 1,1.

The organization of paper is as follows. In Section 2, we state some conventions and notations. In Section 3, we prove L 2 estimate of the third derivative. In Section 4, we will briefly describe how to obtain the estimate for more general fully nonlinear PDEs.

2 Preliminary

2.1 Coordinate systems

For convenience, we introduce conic coordinates ( w 1 , , w n ) C l × C n l and denote the conic R-ball B β ( R ) by

B β ( R ) = ( w 1 , , w n ) C l × C n l j = 1 n | w j | 2 R 2 , w i = | w i | e 1 θ i , β i π θ i < β i π , 1 i l , w j = z j , l + 1 j n .

Then there is an isometric branch map ψ defined by

ψ : B R ( o ) B β ( R ) ( z 1 , , z n ) ( w 1 , , w n ) = ( z 1 ) β 1 β 1 , , ( z l ) β l β l , z l + 1 , , z n .

Then we can write the standard conic metric as

g β = j = 1 n d w i 2 .

This means

(2.1) B β ( r ) = ( z 1 , , z l , z ) i = 1 l | z i | 2 β i β i 2 + | z | 2 R 2 ,

where z = z l + 1 , , z n and | z | 2 = l + 1 n | z j | 2 .

If we use polar coordinates r i , θ i , z , where r i = | z i | β i β i , z i = β i r i 1 β i e 1 θ i , i = 1, …, l, and each θ i ∈ [0, 2π], then

(2.2) g β = i = 1 l d r i 2 + β i 2 r i 2 d θ i 2 + j = l + 1 n | d z j | 2 .

Notice that in the polar coordinate system, we have

β min 2 g Euc g β g Euc ,

where β min≔ min{β 1, …, β l }, and g Euc = i = 1 l d r i 2 + r i 2 d θ i 2 + j = l + 1 n | d z j | 2 is Euclidean metric in polar coordinate system.

Now, let us recall some definitions from [15]. For α < min β i 1 1,1

(2.3) C , α , β ( Ω ) f sup x y | f ( x ) f ( y ) | d ω β ( x , y ) α < + ,

where d ω β ( x , y ) is the distance between x and y with respect to ω β . Furthermore, we denote

C 1 , α , β ( Ω ) u C , α , β ( Ω ) i β u C , α , β ( Ω ) ,

C 2 , α , β ( Ω ) u C 1 , α , β | u C 2 , α , β ( Ω ) < ,

where

(2.4) u C 2 , α , β u C 1 , α , β + i , j i β j ̄ β u C , α , β ( Ω ) .

The following lemma is similar to Lemma 2.3 in [7] and can be proved by standard arguments.

Lemma 2.1

There is a constant C β , which depends on β such that for any smooth function v on B β ( 1 ) with boundary conditions:

(2.5) v w 1 , , r i e 1 2 π β i , , w l , w = e 1 2 π ( 1 β i ) v w 1 , , r i , , w l , w

for each 1 ≤ il, we have

(2.6) B β ( 1 ) | v | 2 d w d w ̄ C β B β ( 1 ) | d v | 2 n n + 1 d w d w ̄ n + 1 n .

Moreover, if v L 2 ( B β ( 1 ) ) is a harmonic function on B β ( 1 ) , then for any 0 < r < 1, there is a constant C = C( β , n) such that

(2.7) d v L 2 ( B β ( r ) ) 2 C r 2 n 4 + 2 β max 1 d v L 2 ( B β ( 1 ) ) 2

where β max≔ max{β 1, …, β l }.

Proof

Let’s see what the boundary condition (2.5) means. Recalling z i = β i w i 1 β i , we have

v z i , r i e 1 2 π β i , = v w i w i z i , r i e 1 2 π β i , = e 1 2 π ( 1 β i ) v w i , r i , β i w i 1 β i 1 = e 1 2 π ( 1 β i ) v w i w i z i , r i , e 1 2 π ( β i 1 ) = v w i w i z i , r i , = v z i , z i , ,

which allows us to consider v as a function on the ball with standard conic metric. Then by standard Sobolev embedding, we get the first part of the lemma.

Let ζ i w i 1 β i β i , which satisfy the boundary condition (2.5), and if we write v as a function of ζ 1, …, ζ l , w l+1, …, w n , we can find that v ( , ζ i e 1 2 π ( 1 β i ) , ) = e 1 2 π ( 1 β i ) v ( , ζ i , ) . Hence we can extend v to be a function on a ball which solves the Laplace equation with respect to the Euclidean metric. Note that Δ v ζ i 2 0 , and

v ζ i = 1 β i β i v w i ( w i ) 2 1 β i .

This implies,

(2.8) sup B β ( r ) v w i 2 C r 2 1 β i 2 B β ( 1 ) v ζ i 2 d w d w ̄ ,

and thereby completing the proof.□

Next, we recall two elementary facts, which are shown in [3].

Lemma 2.2

(Divergence free [3], Lemma 2.1). For each j, i U i i j ̄ i U i j ̄ z i = 0 , where all derivatives are covariant with respect to ω β .

Lemma 2.3

([3], Lemma 2.2). For any positive λ 1, …, λ n , we have

(2.9) λ λ k u k k ̄ det u i j ̄ ( n 1 ) λ C i , j u i j ̄ λ i δ i j 2 ,

where λ = λ 1 … λ n , and C is a constant depending only on λ i and u i j ̄ .

3 The proof of the Theorem 1.1

In this section, we prove Theorem 1.1 by following the arguments in Section 2 of [7] (see also [3]).

In terms of the coordinate system w 1, …, w n , (1.1) becomes

(3.1) det 2 u w i w ̄ j = e h ( z ) .

By standard arguments, we can simply suppose uC 4(B 1(o) \ D)⋂PSH(B 1(o)), whereas the constants in our derivation below depend only on u C 1,1 in (1.3). By direct computations, we can derive

(3.2) u i j ̄ u i j ̄ p q ̄ = u i l ̄ u k j ̄ u i j ̄ p u k l ̄ q ̄ + h p q ̄ .

Now, we write

k β = z k 1 β k z k , 1 k l , z k , l + 1 k n .

We denote by Δ u the Laplace operator with respect to 1 ̄ u and ∇ u the gradient operator with respect to 1 ̄ u . Assume γ = (γ 1 … γ n ) is a unit vector, then we let u γ k = 1 k = n γ k k β u , and U i j ̄ = det ( u i j ̄ ) u i j ̄ , where ( u i j ̄ ) is the inverse matrix of ( u i j ̄ ) .

To establish the C 2,α,β estimate, we need to use the Harnack inequality for u γ γ ̄ . For this we need some regularity of u γ γ ̄ , especially near the divisors D 1, …, D l . The next Lemma can be found in [14].

Lemma 3.1

([14], Lemma 6.1). Under the assumption of Theorem 1.1, u γ γ ̄ W loc 1,2 , β ( B 1 ( o ) ) .

Lemma 3.2

Under the assumption of Theorem 1.1, u γ γ ̄ is a subsolution of equation

(3.3) U i j ̄ u γ γ ̄ i j ̄ = e h h γ γ ̄ | h γ | 2 , in  B r ( o ) ,  for any  r < 1 .

Proof

Denote w = u γ γ ̄ . By (3.2), we obtain

(3.4) e h u i j ̄ w i j ̄ e h h γ γ ̄ + | h γ | 2 0 .

Thus, by integration by parts, we obtain

(3.5) 0 B 1 ( o ) ( e h u i j ̄ w i j ̄ e h h γ γ ̄ + e h | h γ | 2 ) χ δ η ω β n = B 1 ( o ) e h u i j ̄ w i ( η χ δ ) j ̄ + e h h γ ( χ δ η ) γ ̄ + e h | h γ | 2 χ δ η ω β n .

Let δ → 0, the second line of above formula tends to

B 1 ( o ) ( e h u i j ̄ w i ( η ) j ̄ + e h h γ ( η ) γ ̄ + e h | h γ | 2 η ) ω β n .

By Lemma 3.1 and definition of subsolution, u γ γ ̄ is a subsolution.□

Next, we are going to show the following estimate in our setting.

Lemma 3.3

([7], Lemma 2.4). There is some q > 2, which may depend on β , u i j ̄ L , and h L 2 n , such that for any B 2r (y) ⊂ B 1(o), we have

(3.6) r 2 n B r ( y ) ( 1 + | 3 u | 2 ) q 2 ω β n 2 q C r 2 n B r ( y ) ( 1 + | 3 u | 2 ) ω β n ,

where C denotes a uniform constant.

Proof

First we assume y = x. Define λ i j ̄ by

(3.7) λ i j ̄ = r 2 n B r ( x ) u i j ̄ ω β n , i , j = 1 , , n .

By using unitary transformations if necessary, we may assume λ i j ̄ = 0 for any ij and i, jl + 1. By Laplacian estimate (1.2), we have

K 1 δ i j λ i j ̄ K δ i j ,

where I is the identity matrix. Choose a cut-off function η : B r ( x ) R satisfying:

η ( z ) = 1 , z B 2 r 3 ( x ) , η ( z ) = 0 , z B r ( x ) \ B 5 r 6 ( x ) , | η | C r , | 2 η | C r 2 .

Using Lemma 2.2 and Lemma 3.2, we can deduce

(3.8) B r ( x ) U i j ̄ k = 1 n λ λ k u k k ̄ det u p q ̄ ( n 1 ) λ η i j ̄ ω β n = B r ( x ) k = 1 n λ λ k U i j ̄ u k k ̄ i j ̄ η det u p q ̄ U i j ̄ η i j ̄ ω β n B r ( x ) u i q ̄ u p j ̄ u i j ̄ k u p q ̄ k ̄ e h η ω β n + B r ( x ) e h h k k ̄ η | h k | 2 ω β n C r 2 n 2 c B r 2 ( x ) | 3 u | 2 ω β n B r ( x ) e h h k η k ̄ ω β n C r 2 n 2 c B r 2 ( x ) | 3 u | 2 ω β n C r 2 n 2 ,

where in the last inequality, we used

| B r ( x ) e h h k η k ̄ ω β n | C η L 2 n 2 n 1 h L 2 n C r 2 n 2 .

On the other hand, by Lemma 2.3, we can deduce

B r 2 ( x ) | w | 2 ω β n C r 2 n 2 + r 2 B r ( x ) i , j = 1 n | u i j ̄ λ i δ i j | 2 ω β n .

Using the Sobolev inequality Lemma 2.1, we get

B r 2 ( x ) ( 1 + | 3 u | 2 ) ω β n r 2 B r ( x ) ( 1 + | 3 u | 2 ) n n + 1 ω β n n + 1 n .

Then (3.6) follows from Gehring’s inverse Hölder inequality.□

Now, we are in a position to prove the following estimate. Note that the index 2 n 1 2 p 0 > 2 n 2 in the following lemma.

Lemma 3.4

(Tian [7], Lemma 2.5). Under the assumption of Theorem 1.1, for any y B 1 2 ( o ) , B 4r (y) ⊂ B 1(o) and σ < r, there is a q > 2 such that

(3.9) B σ ( y ) | 3 u | 2 ω β n C r 2 n 1 2 p 0 C σ r 2 n 4 + 2 β max 1 + r ( 2 2 n ) B r ( y ) | 3 u | 2 ω β n q 2 q B r ( y ) | 3 u | 2 ω β n ,

where q depends on n, K, h L , β and h L 2 n .

Proof

Let v = v i j ̄ i , j = 1 , , n satisfy

(3.10) k = 1 n λ λ k v i j ̄ , k k ̄ = 0 , in  B r ( x ) , v i j ̄ = u i j ̄ , on  B r ( x ) .

Multiplying (3.10) by w ̂ i j ̄ u i j ̄ v i j ̄ , we get

B r ( x ) k = 1 n λ λ k v i j ̄ w k 2 ω β n B r ( x ) k = 1 n λ λ k u i j ̄ w k 2 ω β n .

This implies

(3.11) B r ( x ) | v i j ̄ | 2 ω β n C B r ( x ) | u i j ̄ | 2 ω β n .

Multiplying (3.2) by w ̂ p q ̄ and by integration by parts, we have

B r ( x ) u i j ̄ u i p q ̄ w ̂ p q ̄ j ̄ ω β n B r ( x ) u i l ̄ u k j ̄ u i j ̄ p u k l ̄ q ̄ w ̂ p q ̄ B r ( x ) w ̂ p q ̄ p h q ̄ .

Note that

B r ( x ) w ̂ p q ̄ p h q ̄ ω β n 1 2 B r ( x ) | w ̂ p q ̄ | ω β n + 1 2 B r ( x ) | h | 2 ω β n 1 2 B r ( x ) | w ̂ p q ̄ | ω β n + C r 2 n 2 .

Hence, we can deduce,

(3.12) B r ( x ) | w ̂ p q ̄ | 2 ω β n C r 2 n 1 2 p 0 + B r ( x ) | w ̂ | + | u i j ̄ λ i δ i j | 2 | u i j ̄ | 2 ω β n .

By the Poincaré inequality, we have

(3.13) B r ( x ) | u i j ̄ λ i δ i j | 2 | u i j ̄ | 2 ω β n

(3.14) r 2 n r 2 n B r ( x ) | u i j ̄ | q ω β n 2 q r 2 n B r ( x ) | u i j ̄ λ i δ i j | 2 q q 2 ω β n q 2 q C r 2 n B r ( x ) | u i j ̄ λ i δ i j | 2 q q 2 ω β n q 2 q B r ( x ) 1 + | u i j ̄ | 2 ω β n C r 2 2 n B r ( x ) | u i j ̄ | 2 ω β n q 2 q B r ( x ) 1 + | u i j ̄ | 2 ω β n .

Without loss of generality, we may assume that q ≥ 2(q − 2). Since w ̂ i j ̄ vanishes on ∂B r (x), its L 2-norm is controlled by w ̂ i j ̄ L 2 , and therefore, by u i j ̄ L 2 . Then we have

B r ( x ) | w ̂ i j ̄ | | u i j ̄ | 2 ω β n r 2 n r 2 n B r ( x ) | u i j ̄ | q ω β n 2 q r 2 n B r ( x ) | w ̂ i j ̄ | q q 2 ω β n q 2 q C r 2 n B r ( x ) | w ̂ i j ̄ | q q 2 ω β n q 2 q B r ( x ) 1 + | u i j ̄ | 2 ω β n C r 2 2 n B r ( x ) | w ̂ i j ̄ | q q 2 ω β n q 2 q B r ( x ) 1 + | u i j ̄ | 2 ω β n r 2 2 n B r ( x ) | u i j ̄ | q q 2 ω β n q 2 q B r ( x ) 1 + | u i j ̄ | 2 ω β n .

Now we apply Lemma 2.1 to our v i j ̄ above. We can deduce,

(3.15) B σ ( x ) | v i j ̄ | 2 ω β n C σ r 2 n 4 + 2 β max 1 B r ( x ) | v i j ̄ | 2 ω β n .

We observe,

B σ ( x ) | u i j ̄ | 2 ω β n 2 B r ( x ) | w ̂ i j ̄ | 2 ω β n + 2 B σ ( x ) | v i j ̄ | 2 ω β n .

Hence, by (3.11) and (3.15), we get

(3.16) B σ ( x ) | u i j ̄ | 2 ω β n B r ( x ) 2 | w ̂ i j ̄ | 2 + C σ r 2 n 4 + 2 β max 1 | u i j ̄ | 2 ω β n ,

thereby completing the proof.□

Lemma 3.5

For any ɛ 0 > 0, there is an mN* which satisfies that for any r ̃ > 0 and B r ̃ (y) ⊂ B 1(0), there is a r ∈ [2m r ̃ , r ̃ ] such that

(3.17) r 2 2 n B r ( y ) | w | 2 ( 1 ̄ u ) n ε 0 ,

where m depends on ϵ 0 , K , h W 1 , p 0 .

Proof

By directly calculating, we have

(3.18) Δ u u = k u i q ̄ u p j ̄ u i j ̄ k u p q ̄ k ̄ + Δ h ,

where Δ u is the Laplacian operator with respect to 1 ̄ u , Δ is the Laplacian operator with respect to ω β . We assume that η ≥ 0 satisfying

η = 1 x B r 2 ( y ) 0 x B r ( y ) \ B 3 r 4 ( y ) ,

| η | C r , and | Δ u η | C r 2 .

By (1.2) and (3.18), we have

(3.19) B r ( y ) η | w | 2 ω β n C B r ( y ) η k u i q ̄ u p j ̄ u i j ̄ k u p q ̄ k ̄ ( 1 ̄ u ) n = C B r ( y ) η u u η Δ h ( 1 ̄ u ) n = C B r ( y ) η u ( u M r ) η Δ h ( 1 ̄ u ) n C B r ( y ) | u η | ( M r u ) + < η , h > + η | h | ω β 2 ( 1 ̄ u ) n C r 2 n 1 2 p 0 + C r 2 B r ( y ) ( M r u ) ω β n ,

where ∇ u is the gradient operator with respect to 1 ̄ u , M r = sup B r ( y ) u . By the weak Harnack inequality, we obtain

(3.20) r 2 n B r ( y ) ( M r u ) ω β n C inf B r 2 ( y ) ( M r u ) + r 2 4 n p 0 .

Therefore,

r 2 2 n B r ( y ) | ( 1 ̄ u ) | 2 ω β n C M r M r 2 + r 2 4 n p 0 .

If the formula (3.17) is not true, we choose r = r ̃ , 2−1 r ̃ , …, 2k r ̃ , so

k ϵ 0 C M r ̃ M 2 k r ̃ + 2 r ̃ 2 4 n p 0 .

When k is sufficient large, we get a contradiction.□

In the following, we give the proof of Theorem 1.1.

The proof of Theorem 1.1. We denote H ( r ) = B r ( y ) | w | 2 ω β n , σ = λr where λ < 1. In addition, we choose r satisfying Lemma 3.5. By Lemma 3.4 and 3.5, we have, for any α < α 0 , min 1 2 n p 0 , min i β i 1 1 ,

(3.21) σ 2 2 n H ( σ ) C r 2 4 n p 0 λ 2 2 n C σ r 2 n 4 + 2 β max 1 σ 2 2 n + σ 2 2 n r 2 2 n H ( r ) q 2 q H ( r ) = C λ 2 β max 1 2 r 2 2 n + λ 2 2 n r 2 2 n r 2 2 n H ( r ) q 2 q H ( r ) C λ 2 β max 1 2 + ε 0 λ 2 n 2 r 2 2 n H ( r ) .

Therefore, we conclude,

(3.22) σ 2 2 n H ( σ ) + σ 2 α C λ 2 β max 1 2 + ε 0 λ 2 n 2 r 2 2 n H ( r ) + C r 2 4 n p 0 2 α λ 2 2 n + λ 2 α r 2 α .

We choose λ, ϵ 0, r 0 such that

θ 2 ( 1 + C ) λ 2 α < 1 ,

ϵ 0 2 1 C 1 θ λ 2 n 2 ,

and

C r 0 2 4 n p 0 2 α λ 2 2 n + λ 2 α θ .

Then for r < r 0, we have

σ 2 2 n H ( σ ) + σ 2 α θ ( r 2 2 n H ( r ) + r 2 α ) .

By the iteration as in [16, Lemma 8.23], we obtain (1.3).

4 General fully nonlinear equations

For more general types of fully nonlinear PDEs, we can also prove Theorem 1.1 under condition (1.2). Denote A [ u ] ω β 1 1 ̄ u , which is positively bounded from below and above under condition (1.2). Consider the equation

(4.1) F ( A [ u ] ) = h ( z , u ) ,

where h(z, t) is a smooth function with respect to the variable z, t. F(A) = f(λ 1, …, λ n ) is a smooth symmetric function of eigenvalues of A, which is defined on an open symmetric cone Γ R n , with vertex at the origin, and containing Γ n { λ 1 > 0 , , λ n > 0 } R n . We also suppose f satisfy:

  1. f λ i > 0 for each 1 ≤ in, f is concave in Γ, and 2 f λ i λ j < 0 in Γ n { λ 1 > 0 , , λ n > 0 } R n ;

  2. sup Γ f < inf h;

  3. f is homogeneous of degree 1 and f > 0;

  4. j = 1 n z ̄ j F ( A [ u ] ) u i j ̄ = 0 .

Then we can change the inequality in Lemma 2.3 to be

(4.2) i f λ i u i i ̄ f ( λ ) C 1 + i , j | u i j ̄ λ i δ i j | 2 .

Differentiating (4.1) twice we can get,

(4.3) F ( A [ u ] ) u i j ̄ u i j ̄ p p ̄ + 2 F ( A [ u ] ) u i j ̄ u k l ̄ u i j ̄ p u k l ̄ p ̄ = h p p ̄ + h t p u p ̄ + h t p ̄ u p + h t t u p u p ̄ + h t u p p ̄ .

The right-hand side is bounded by (1.2). By assumption (1), we have

2 F ( A [ u ] ) u i j ̄ u k l ̄ u i j ̄ p u k l ̄ p ̄ < c | 3 u | 2 = c ( K ) | 3 u | 2 < 0 ,

and inequality (3.8) is still valid in this setting. Then, we can prove the C 2,α,β -estimate in terms of K in the same way. The estimate depends on h t t L , u L , u L . Here h t (z, t) means the partial derivative with respect to t. As an example, we can choose f ( λ ) = σ k ( λ ) 1 k = 1 i 1 < < i k n λ i 1 λ i k 1 k , i.e., the corresponding equation is the complex Hessian equation

(4.4) ( 1 ̄ u ) k ω β n k = e h ( z , u ) ω β n k .


Corresponding author: Gang Tian, BICMR and SMS, Peking University, Beijing 100871, P.R. China, E-mail:

  1. Research ethics: Not applicable.

  2. Author contributions: The authors have accepted responsibility for the entire content of this manuscript and approved its submission.

  3. Competing interests: The authors states no conflict of interest.

  4. Research funding: None declared.

  5. Data availability: Not applicable.

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Received: 2023-05-19
Accepted: 2023-10-15
Published Online: 2024-03-13

© 2024 the author(s), published by De Gruyter, Berlin/Boston

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