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Variations on the Weak Bounded Negativity Conjecture

  • Ciro Ciliberto and Claudio Fontanari EMAIL logo
Published/Copyright: April 26, 2024
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Abstract

We present two applications of Hao’s proof of the Weak Bounded Negativity Conjecture. First, we address the so-called Weighted Bounded Negativity Conjecture and we prove that all but finitely many reduced and irreducible curves C on the blow-up of ℙ2 at n points satisfy the inequality C2min{112n(C.L+27),2}, where L is the pull-back of a line. Next, we turn to the widely open conjecture that the canonical degree C.KX of an integral curve on a smooth projective surface X is bounded from above by an expression of the form A(g − 1) + B, where g is the geometric genus of C and A, B are constants depending only on X. We prove that this conjecture holds with A = − 1 under the assumptions h0(X, −KX) = 0 and h0(X, 2KX + C) = 0.

1 Introduction

The celebrated Bounded Negativity Conjecture, going back (at least) to Federigo Enriques (see for instance [3], Conjecture 1.1 and the historical remarks following its statement), predicts that on every smooth surface X the self-intersection C2 of any reduced and irreducible curve C on X is bounded below by a constant − bX depending only on X, thus C2 ≥ − bX. The extreme difficulty of such a conjecture, which is still open even for the blow-up of the projective plane ℙ2 at n ≥ 10 general points, motivated the formulation of the so-called Weak Bounded Negativity Conjecture (see [2], Conjecture 3.3.4), where the lower bound on C2 is allowed to depend on the geometric genus of C. A complete proof of this weaker version has been provided by Hao in [5].

Here we present some applications of Hao’s result to two still open conjectures in the same circle of ideas.

The first conjecture we address is a bounded negativity statement known as Weighted Bounded Negativity Conjecture (see [2], Conjecture 3.7.1), where the lower bound on C2 is allowed to depend on the degree of C with respect to any nef and big divisor on X. The recent paper [6] collects several partial results towards this direction. In particular, in [6], Theorem 3.1, by using Orevkov–Sakai–Zaidenberg’s inequality, it is proven that if Y is the blow-up of ℙ2 at n distinct points and C is a reduced and irreducible curve on Y, then C2 ≥ −2n C.L, where L is the pull-back of a line.[1] In the same paper (see p. 370), as a consequence of the Plücker–Teissier formula, the previous bound is improved to C2 ≥ −n C.L. By applying only elementary tools in algebraic surface theory, we obtain the following partial improvement:

Theorem 1

Let Y be the blow-up of2 at n arbitrary (proper or infinitely near) points and let L be the pull-back of a (general) line in2. Then all but finitely many reduced and irreducible curves C on Y satisfy the inequality

C2min{16n(C.L+3),2}.

As a consequence of [5], Corollary 1.8, we sharpen the previous bound as follows:

Theorem 2

Let Y be the blow-up of2 at n arbitrary (proper or infinitely near) points and let L be the pull-back of a (general) line in2. Then all but finitely many reduced and irreducible curves C on Y satisfy the inequality

C2min{112n(C.L+27),2}.

Next, we turn to another widely open conjecture (see [1], Conjecture 1, and [4], Conjecture 5.1) related to bounded negativity. Let C be an integral curve on a smooth complex projective surface X. We denote by g = g(C) its geometric genus and by by kC : = C.KX its canonical degree.

Conjecture 3

(Vojta). Let X be a smooth projective surface. There exist constants A, B such that for any integral curve C we have kCA(g − 1) + B.

Note that if h0(X, − KX) > 0 then kC ≤ 0 for all but finitely many curves C on X, hence we can assume that h0(X, −KX) = 0.

Moreover, if C is smooth then kC = 2(g − 2) − C2, so in this case the Bounded Negativity Conjecture would imply kC ≤ 2(g − 1) + bX − 2. In the same vein, Hao’s proof of the Weak Bounded Negativity Conjecture yields the following result:

Theorem 4

Let X be a smooth projective surface with h0(X, −KX) = 0 and let C be a smooth irreducible curve of genus g on X.

  1. If h0(X, 2KX + C) ≠ 0 then kC ≤ 4(g − 1) + 3 c2(X) − KX2 .

  2. If h0(X, 2KX + C) = 0 then kC ≤ − (g − 1) − KX2 χ (𝓞X).

Item (a) is precisely [5], Corollary 1.8 (just note that h0(X, 2KX + C) ≠ 0 implies h0(X, 2(KX + C)) ≠ 0), while item (b) follows from the proof of [5], Lemma 1.3, which works under the weaker assumption h0(X, 2KX + C) = 0 and in the smooth case gives the better bound C2 ≥ 3 g + KX2 + χ (𝓞X) − 3.

The extension of item (a) to singular curves is known to be a highly nontrivial problem. A partial result towards this direction is [7], Theorem 1, item (4): if C is integral and some multiple of KX + C is effective then kC ≤ 4(g − 1) + 3 c2(X) − KX2 + n, where n is the number of ordinary nodes and ordinary triple points of C. As pointed out by Miyaoka in [8], Remark D, this yields a similar bound for C.KX provided C contains neither ordinary double points nor ordinary triple points. Strangely, complicated singularities of high multiplicity do no harm to estimating canonical degrees. Curves with many ordinary double points are technically the most difficult to deal with.

We focus on item (b) and we obtain the following complete generalization to the singular case:

Theorem 5

Let X be a smooth projective surface with h0(X, −KX) = 0 and let C be an integral curve of geometric genus g on X. If h0(X, 2KX + C) = 0 then

kC(g1)KX2χ(OX).

Our argument is inspired by [5], proof of Theorem 1.9, which in turn closely follows [2], proof of Proposition 3.5.3.

We work over the complex field ℂ.

2 The proofs

Lemma 6

Let X be a smooth projective surface and let C be a reduced and irreducible curve on X. Then for every integer m ≠ 1 we have

C2=1m1χ(OX)+12mKX2+2pa(C)+1m1pa(C)21m11m1h0(mKX+C)+1m1h1(mKX+C)1m1h0((m1)KXC).

Proof

Just apply the Riemann–Roch theorem to mKX + C, Serre duality to h2(mKX + C) and the adjunction formula to C:

h0(mKX+C)h1(mKX+C)+h0((m1)KXC)==h0(mKX+C)h1(mKX+C)+h2(mKX+C)==χ(OX)+12(mKX+C)((m1)KX+C)==χ(OX)+12(m(m1)KX2+(2m1)KX.C+C2)==χ(OX)+12(m(m1)KX2+(2m1)(2pa(C)2C2)+C2)==χ(OX)+12m(m1)KX2+(m1)(2pa(C)2)+pa(C)1(m1)C2.

Lemma 7

Notation as in Lemma 6. If h0(−mKX) ≠ 0 for some m ≥ 1, then all but finitely many reduced and irreducible curves C on X satisfy the inequality C2 ≥ − 2.

Proof

Let E be an effective divisor in |−mKX|. If C is not one of the finitely many curves in the support of E then −KX.C ≥ 0, hence C2 = −KX.C + 2pa(C) − 2 ≥ − 2. □

Lemma 8

Notation as in Theorem 1. Let m0 be the integer such that

C.L+13m0C.L+33.

Then h0(m0 KY + C) = 0.

Proof

We have (m0 KY + C).L = − 3 m0 + C.L ≤ − 1 < 0 and L is nef, hence the divisor m0 KY + C cannot be effective. □

Proof of Theorem 1

We apply Lemma 6 to X = Y, in particular we have χ(𝓞Y) = 1 and KY2 = 9 − n. By Lemma 7 we may assume that h0(−(m − 1)KYC) = h0(−(m − 1)KY) = 0. By setting m = m0 as in Lemma 8 we obtain

C212m0n16n(C.L+3).

Proof of Theorem 2

If h0(2 KY + C) = 0, then by arguing as in the proof of Theorem 1 with m = 2 we obtain C2 ≥ min {−n, −2}. Assume now h0(2 KY + C) ≠ 0, so that in particular h0(2 (KY + C)) ≠ 0. By Lemma 7 we may also assume h0(− KY) = 0. Hence we are in the position to apply [5], Corollary 1.8, and deduce

C2KY23c2(Y)+22pa(C)=9n3(3+n)+22pa(C)=4n+22pa(C).

On the other hand, by arguing as in the proof of Theorem 1, we obtain

C216n(C.L+3)+2pa(C)2.

It follows that

2C24n+16n(C.L+3)

and we conclude

C2112n(C.L+27).

Proof of Theorem 5

The idea is to blow up X resolving step by step the singularities of C. If the assumptions hold at each step provided they hold at the previous one and the conclusion holds at each step provided it holds at the next one, then the statement follows recursively from the smooth case, namely from item (b) of Theorem 4.

Let X be a smooth projective surface and let C be an integral curve of geometric genus g on X. Let pC be a point with multiplicity multp(C) = m ≥ 2 and let π: X be the blow-up of X at p. Let E be the exceptional divisor of the blow-up and let = π*(C) − mE be the strict transform of C.

We claim the following:

  1. If h0(X, −KX) = 0 then h0(, −K) = 0.

  2. If h0(X, 2KX + C) = 0 then h0(, 2K + ) = 0.

  3. If k ≤ − (g − 1) − KX~2 χ (𝓞) then kC ≤ − (g − 1) − KX2 χ (𝓞X).

Indeed, (i) follows from K = π*(KX) + E (for details see [5], Lemma 1.10).

Next, for (ii) we have h0(, 2K + ) = h0(, 2 (π*(KX) + E) + π*(C) − mE)) ≤ h0(, 2 π*(KX) + π*(C)) = h0(, π*(2KX + C)) = h0(X, 2KX + C) = 0.

Finally, we have kC = KX . C = K . m = km ≤ − (g − 1) − KX~2 χ (𝓞) − m = − (g − 1) − ( KX2 − 1) − χ (𝓞X) − m < −(g − 1) − KX2 χ (𝓞X). □

Remark 9

If the curve C = in Ci is reducible (but still reduced), the argument above works verbatim by setting g : = in gi − (n − 1), where gi is the geometric genus of the irreducible component Ci. Indeed, after finitely many blow-ups we obtain a curve which is the disjoint union of the normalizations of the curves Ci. The arithmetic genus of is pa() = in gi − (n − 1) = g and the proof of [5], Lemma 1.3, implies 2 ≥ 3 pa() + KX~2 + χ (𝓞) − 3, hence we have K . ≤ − (pa() − 1) − KX~2 χ (𝓞) = − (g − 1) − KX~2 χ (𝓞), exactly as in the integral case.

Remark 10

Under the same assumptions, the argument above yields the following stronger inequality:

KX.C(g1)KX2χ(OX)pC(multp(C)1)(g1)KX2χ(OX)#Sing(C).

Remark 11

The argument above does not apply to the extension to singular curves of item (a) of Theorem 4 because the analogue of item (iii) does not work. Indeed, if k ≤ 4(g − 1) + 3 c2() − KX~2 then kC = km ≤ 4(g − 1) + 3(c2(X) + 1) − ( KX2 − 1) − m = 4(g − 1) + 3 c2(X) − KX2 + (4 − m), with 4 − m > 0 if 2 ≤ m ≤ 3.

Acknowledgements

The authors are members of GNSAGA of the Istituto Nazionale di Alta Matematica “F. Severi”. This research project was partially supported by PRIN 2017 “Moduli Theory and Birational Classification”.

  1. Communicated by: I. Coskun

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Received: 2023-08-25
Revised: 2023-09-26
Published Online: 2024-04-26
Published in Print: 2024-04-25

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