Startseite Mathematik Differential forms and invariants of complex manifolds
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Differential forms and invariants of complex manifolds

  • Jonas Stelzig EMAIL logo
Veröffentlicht/Copyright: 7. Mai 2025

Abstract

We survey some results and open questions related to various algebraic invariants of compact complex manifolds that can be obtained from differential forms.

MSC 2010: 32Q55

1 Introduction

Compact complex manifolds are ubiquitous in geometry, number theory, and theoretical physics. Yet, there is still a large gap in our understanding of these objects. Broadly speaking, many tools for their study either use only the underlying almost complex structure or apply only to the special cases of Kähler or projective manifolds. In consequence, the geography of general compact complex manifolds and the boundary regions with the almost complex and Kähler worlds remain largely mysterious. For example, starting in dimension 3, not a single example of a compact almost complex manifold, which does not admit a complex structure, is known – the most famous instance of this problem being the six-sphere. Similarly, no compact complex manifold of dimension 3 is known on which every complex structure is Kähler – this is open even for CP 3 .

A natural first step to amend this state of affairs is to study algebraic invariants that are defined for all compact complex manifolds. On the one hand, one should understand the restrictions imposed upon such invariants by the existence of a Kähler metric. On the other hand, one should clarify to what extent they depend on, or can be upgraded to take into account, the presence of an integrable almost complex structure. Our aim here is to give an overview of some results and open questions that are concerned with the following types of such invariants: cohomology groups, Chern classes, rational homotopy groups, and higher operations.

1

Our choice of topics is certainly rather biased and incomplete. To name just some of the many omissions, we will never speak about nontrivial fundamental groups and rarely about torsion phenomena, and mostly take coefficients to be Q , R , or C . In this case, all the aforementioned invariants can essentially be computed using differential forms, as we will recall.

A guiding question will be that of realization, i.e., which sets of invariants can actually be realized by a space. We will also sometimes briefly touch upon the question of classification, i.e., to what extent do the given invariants determine our space.

The realization questions we discuss come in two related flavors: a structural one and a numerical one. To fix ideas, let us think about (say, rational) cohomology rings of some class of spaces, a case discussed in more detail below. A structural question is which abstract rings arise as cohomology rings of spaces in the given class. A numerical one is which sequences of numbers arise as the Betti numbers of our class of spaces. The latter is essentially equivalent to asking about all relations that have to hold among the entries of such sequences when they come from a space in our class. In particular, a first approximation would be to ask which linear relations need to hold.

2 Spaces, manifolds, and almost complex structures

2.1 Spaces

In the following, X will always denote a topological space, which will subsequently be assumed to carry more and more extra structure. Although it is unnecessary in many places, for simplicity of exposition, we will generally assume X to be simply connected and of finite type.

A basic invariant of a topological space is its singular cohomology ring with rational coefficients H sing * ( X ; Q ) , or, even more basic, the sequence of Betti numbers b k ( X ) dim H sing k ( X ; Q ) . The answer to the numerical realization question – which sequences ( b k ) k 0 of non-negative integers arise as Betti numbers of spaces? – is clearly: all of them, as one may see by considering wedges of spheres. Structurally, the question becomes: Which graded-commutative graded Q -algebras arise as the cohomology ring of spaces?

Again, the answer is: all of them. To give a precise statement, let us introduce some notation. We abbreviate graded-commutative non-negatively graded Q -algebra as rational cga. Furthermore, we call a rational cga simply connected if H 0 = Q and H 1 = 0 .

Theorem 2.1

For any degree-wise finite-dimensional simply connected rational cga H , there is a simply connected space X with H sing ( X ; Q ) H .

Theorem 2.1 can be deduced as a consequence of the deeper results of rational homotopy theory [76,88]. Before we state them, let us explain some context.

Recall that singular cohomology is defined to be cohomology of the complex of singular cochains C * ( X , Q ) . The multiplication is defined on the cochain level, but is not commutative there. On the other hand, if X is a manifold, one can associate with it the complex of R -valued differential forms A X , R , which does have a graded-commutative multiplication. It thus has the structure of a graded-commutative differential graded R -algebra, which will be abbreviated as real cdga. The cohomology of A X , R , the de Rham cohomology H d R ( X ; R ) H ( A X , R , d ) , is thus a real cga, and the de Rham theorem gives an isomorphism of cga’s: H sing * ( X ; R ) H d R * ( X ; R ) .

It is an insight of Sullivan [88], based on earlier work of Cartan, Quillen, Thom, Whitney and others [89], that one can extend the method of differential forms to rational coefficients and general spaces. Sullivan functorially (cf. [16]) attaches a rational cdga of A P L ( X ) to any space X , such that H sing ( X ; Q ) H * ( A P L ( X ) , d ) . Roughly speaking, A P L ( X ) consists of polynomial forms on every simplex mapping into X . Conversely, there is a “geometric realization” functor, attaching a space A to any rational cdga A . A map of two simply connected spaces is a rational homotopy equivalence if it induces an isomorphism in cohomology with rational coefficients. Similarly, in the category of rational cdga’s, one has a natural notion of quasi-isomorphism, namely, a map of cdga’s inducing an isomorphism in cohomology.

Theorem 2.1 then follows from the following more general result.

Theorem 2.2

The rational homotopy theory of finite-type simply connected spaces is equivalent to the homotopy theory of finite-type cohomologically simply connected rational cdga’s.

In a more technical language, Sullivan’s A P L -forms and the geometric realization induce an equivalence of categories between the full subcategories of the category of spaces localized at rational homotopy equivalences, resp. the category of rational cdga’s localized at quasi-isomorphisms, which are spanned by those objects that are of finite type and (cohomologically) simply connected.

In view of this theorem, it becomes a natural question to find an optimal representative for the quasi-isomorphism class of a rational cdga A . We recall two ways of doing so.

One way is by Sullivan’s minimal models: for any connected cdga A , there exists a minimal cofibrant model, i.e., a quasi-isomorphism from another cdga M A A such that M A = Λ V and V has a well ordered basis ( v i ) with v i < v j for deg v i < deg v j such that d v i is a linear combination of products of two or more lower-order generators. Every self-homotopy equivalence of such an M A is an actual isomorphism, and so the homotopy class of A can be identified with the isomorphism class of M A .

Another way is via higher operations and homotopy transfer: to motivate this, recall the classical triple Massey products [61,62]. For any three pure degree classes [ a ] , [ b ] , [ c ] H ( A ) s.t. a b = d x , b c = d y , one obtains a new class a , b , c [ a y ( 1 ) a x c ] H ( A ) , well defined up to the ideal generated by [ a ] and [ c ] and depending only on the cohomology classes of a , b , and c . This can be considered as a partially defined ternary operation H ( A ) 3 H ( A ) . The theory of homotopy transfer gives a slightly more involved way of equipping H ( A ) with everywhere defined n -ary operations m k for k 1 (with m 1 = 0 and m 2 being the usual product), satisfying certain compatibility conditions making it into a so-called C -algebra. Any cdga with m 1 = d , m 2 the product and all higher operations trivial is in particular a C -algebra. Then, the homotopy class of A can be identified with the isomorphism class of the C -algebra ( H ( A ) , 0 , m 2 , m 3 , m 4 , ) . Let us summarize this discussion in the following theorem:

Theorem 2.3

Sullivan’s A P L -functor, building a minimal model, resp., homotopy transfer, induces bijections preserving the cohomology ring between the following sets of (quasi-)isomorphism classes, where we restrict to (cohomologically) simply connected objects of finite type in each case:

2.1

2.2 Compact manifolds

Let us now consider compact smooth manifold of dimension n , without boundary. Again, one can ask the realization questions: which collections of non-negative integers are Betti numbers of compact smooth n -folds? Which rational cga’s are cohomology algebras of compact smooth n -folds?

One obvious obstruction comes from Poincaré duality: for any compact smooth n -fold, the n -dimensional cohomology is one-dimensional H n ( X ; Q ) Q and multiplication yields a perfect pairing H k ( X ; Q ) × H n k ( X , Q ) H n ( X ; Q ) Q . Any finite-dimensional cga satisfying these properties will be called a (rational) PD-algebra of formal dimension n . For such algebras, the linear relation b k = b n k needs to hold. Furthermore, in even dimensions n = 2 k , the induced pairing in middle cohomology is ( 1 ) k symmetric. In particular, on all PD-algebras of formal dimension n with n 2 mod ( 4 ) , the congruence b n 2 0 mod ( 2 ) holds.

Not every collection of non-negative numbers b 0 , , b n with b 0 = 1 satisfying the aforementioned duality constraints can be obtained as the Betti numbers of a connected compact n -fold as we will see shortly. However, we have a positive answer to the linearized numerical realization problem:

Theorem 2.4

[56] The relations b k = b n k and b n 2 0 mod ( 2 ) if n 2 mod ( 4 ) are the only relations that hold universally for all Betti numbers of compact smooth n-manifolds.

If one wants to realize not just Betti numbers, but cohomology rings, there are, in dimensions n = 4 k , more subtle restrictions coming from Poincaré duality and characteristic classes. First, since Poincaré duality holds integrally, the nondegenerate symmetric pairing in middle degree needs to be rationally equivalent to one of the form ± y i 2 .

Next, recall that for any (stably) complex vector bundle V on X , one has a classifying map f V : X B U and the cohomology of B U is a polynomial algebra on generators c i situated in degrees 2 i . The Chern classes of the vector bundle V are then the classes c i ( V ) f V * c i H 2 i ( X ; Z ) . For a real vector bundle W , one defines its Pontryagin classes by p i ( W ) ( 1 ) i c 2 i ( W C ) H 4 i ( X ; Z ) . In particular, for any smooth manifold X , one writes p i ( X ) p i ( T X ) . If X is compact with fundamental class [ X ] and of dimension n divisible by 4, one thus obtains for every partition τ of n 4 , say n 4 = i = 1 n 4 k i i , the Pontryagin number

p τ ( X ) p 1 ( X ) k 1 p n 4 ( X ) k n 4 , [ X ] Z .

By Hirzebruch’s signature theorem, in every dimension divisible by 4, the signature σ of the middle degree pairing can be computed as a universal linear expression with rational coefficients in the Pontryagin numbers. For example, dropping evaluation on the fundamental class in the notation (taken from [68]):

n σ
4 1 3 p 1
8 1 45 ( 7 p 2 p 1 2 )
12 1 945 ( 62 p 3 13 p 2 p 1 + 2 p 1 3 )
16 1 14175 ( 381 p 4 71 p 3 p 1 19 p 2 2 + 22 p 2 p 1 2 3 p 1 4 )
20 1 467775 ( 5110 p 5 919 p 4 p 1 336 p 3 p 2 + 237 p 3 p 1 2 + 127 p 2 2 p 1 83 p 2 p 1 3 + 10 p 1 5 ) .

This shows that there are necessary congruences for the Pontryagin classes, and hence, not all sequences of Betti numbers satisfying the necessary linear relations are realized by manifolds. For example:[1] if there were a compact 12-fold with Betti numbers b 0 = b 6 = b 12 = 1 and 0 else, it would follow that 62 945 Z , which is absurd. With this in mind, one has the following version of Theorem 2.1 for compact smooth manifolds:

Theorem 2.5

(Sullivan-Barge realization theorem [8,88]) Let H be a PD-algebra of formal dimension n 5 and H 1 = 0 . Fix some classes p i H 4 i .

  1. If n 0 mod ( 4 ) , in every rational homotopy type with cohomology ring H , there exists a compact smooth manifold X with H ( X ) H and p i ( X ) = p i .

  2. If n 0 mod ( 4 ) , the same conclusion holds if we assume, furthermore, that there is a choice of fundamental class in ( H n ) such that the pairing induced on H n 2 is rationally equivalent to one of the form ± y i 2 and that the signature can be computed from Hirzebruch’s expressions evaluated in the “Pontryagin numbers” formed formally from p i .

In particular, in all dimensions 5 , whether a rational homotopy type contains a simply connected smooth closed manifold only depends on the rational cohomology ring.

In fact, one can even solve the classification problem up to finite ambiguity [88]: roughly speaking, the statement is that if one takes into account integral information, one may refine the aforementioned to a statement roughly saying that the map

{ closed manifolds π 1 = 0 } { minimal model, lattices, torsion, p i }

induces, in dimension 5 , a finite-to-one map on diffeomorphism classes.

2.3 Almost complex manifolds

A manifold X together with an endomorphism J of the tangent bundle squaring to Id is called an almost complex manifold. By definition, the tangent bundle is a complex vector bundle, and so the real dimension of the manifold is even, say 2 n . Furthermore, one has canonically defined Chern classes c i ( X ) c i ( X , J ) c i ( T X ) H sing 2 i ( X ; Z ) . If X is, in addition, compact, one can thus form Chern numbers

c τ ( X ) c 1 ( X ) k 1 c n ( X ) k n , [ X ] Z ,

for any partition τ of n , written as n = k 1 + k 2 2 + + k n n .

Again, these numbers have to satisfy certain universal congruences on all almost complex manifolds of a given dimension, characterizing the image of the map Ω U H ( B U , Q ) , resp., in the case c 1 = 0 , the image of Ω S U H ( B S U , Q ) . Roughly speaking, they are all integrality conditions that come out of the Atiyah-Singer index theorem. A precise statement is as follows: we call these the Stong congruences following [64]:

Theorem 2.6

(Stong congruences, [7,39,86,87]) Let X be a closed almost complex manifold of dimension 2 n .

  1. For any n, the numbers

    z T d ( X ) , [ X ]

    are the integers for every polynomial z Z [ e 1 , e 2 , ] , where e i are the elementary symmetric polynomials in the variables e x j 1 , where x j are given by formally writing 1 + c 1 + c 2 + = Π j ( 1 + x j ) and T d ( X ) denotes the Todd polynomial evaluated on c 1 , c 2 , .

  2. If n 0 ( 4 ) and c 1 = 0 , furthermore, the numbers

    1 2 z A ˆ ( X ) , [ X ]

    are the integers for every z Z [ e 1 p , e 2 p , ] , where e i p are the elementary symmetric polynomials in the variables e x j + e x j 2 , where the x j are given by formally writing 1 + p 1 + p 2 + = Π j ( 1 + x j 2 ) and A ˆ ( X ) denotes the A ˆ polynomial evaluated on p 1 , p 2 , .

The first set of congruences in low dimensions are as follows [41,64]:

2 n Universal congruences
2 c 1 0 mod ( 2 )
4 c 2 + c 1 2 0 mod ( 12 )
6 c 3 c 1 3 0 mod ( 2 ) , c 2 c 1 0 mod ( 24 )
8 c 4 + c 3 c 1 + 3 c 2 2 + 4 c 2 c 1 2 c 1 4 0 mod ( 720 ) ,
c 2 c 1 2 + 2 c 1 4 0 mod ( 12 ) , 2 c 4 + c 3 c 1 0 mod ( 4 )
10 c 5 + c 4 c 1 0 mod ( 12 ) , 9 c 5 + c 4 c 1 + 8 c 3 c 1 2 + 4 c 2 c 1 3 0 mod ( 24 ) ,
8 c 4 c 1 + 8 c 3 c 1 2 + 12 c 2 c 1 2 5 c 2 c 1 3 + 15 c 1 5 0 mod ( 24 ) ,
6 c 3 c 1 2 + c 2 c 1 3 + c 1 5 0 mod ( 12 ) ,
c 4 c 1 + c 3 c 1 2 + 3 c 2 2 c 1 c 2 c 1 3 0 mod ( 1440 )

Then, one has the following almost complex version of the Sullivan-Barge theorem, which, after the formulation and proof had been left to the reader in [88], has been worked out fully in [64]:

Theorem 2.7

(Almost complex realization, [64]) Let A be a rational cdga of finite type with H 1 = 0 and satisfying rational Poincaré duality with formal dimension 2 n . Fix a choice of a class 0 [ X ] H 2 n ( A ) = H 2 n ( A ) and classes c i H 2 i ( X , Q ) . Then, the homotopy type of A contains a closed, simply connected, almost complex manifold X realizing [ X ] as fundamental class and the c i as Chern classes if and only if the following conditions are satisfied:

  1. The “Chern numbers” formed formally with the classes c i and [ X ] satisfy the Stong congruences.

  2. If n is odd, the “intersection form” on H n ( A , Q ) is rationally equivalent to one of the form ± y i 2 and the signature can be computed from the Hirzebruch L-polynomial evaluated in the “Pontryagin numbers” formed formally from c i and [ X ] .

  3. The Euler characteristic equals the top Chern number: c n , [ X ] = ( 1 ) k b k ( A ) .

We note that, as in the smooth case, the realizability of a simply connected rational homotopy type depends only on the cohomology ring. Unlike the smooth case, the aforementioned data combined with integral information do not finitely determine the almost complex manifold up to pseudoholomorphic equivalence. For instance, the action of the diffeomorphism group of a given real manifold of real dimension 4 on the space of almost complex structures has an infinite-dimensional orbit space.

3 Complex manifolds

We will now restrict our focus to integrable almost complex structures on compact manifolds. While it may still be unreasonable to expect a finite-to-one classification in general, the situation improves in at least two ways: first, the moduli space of integrable almost complex structures is locally finite-dimensional [5052].[2] Second, there are many more finite-dimensional cohomology theories, which depend on the complex structure and capture some information on the moduli.[3] We survey these next.

3.1 Zoo of cohomology theories

On any almost complex manifold ( X , J ) , the cdga of C -differential forms A X = A X , R C carries a bigrading A X A X p , q . It is induced by the splitting of the bundle of C -valued 1-forms A X 1 = A X 1,0 A X 0,1 into i - and i -eigenbundles for the endomorphism J . With respect to this bigrading, the differential splits into components d = + ¯ of bidegree ( 1,0 ) and ( 0,1 ) , if and only if J is integrable. We restrict to this case from now on. By the equation d 2 = 0 , one has 2 = ¯ 2 = ¯ + ¯ = 0 . In other words, the complex of forms on a complex manifold is the total complex underlying a bicomplex. The multiplication is compatible with the bigrading, so that A X carries the structure of a graded-commutative bidifferential, bigraded algebra, which we will abbreviate as cbba. The antilinear conjugation action on A X interchanges A X p , q with A X q , p and with ¯ . A cbba with such an antilinear isomorphism will be called an R -cbba. A smooth map f : X Y of complex manifolds is holomorphic iff it respects the bigrading, i.e., f * ( A Y p , q ) A X p , q .

From A X , one can build various holomorphic invariants of X . We write down the following definitions only for A X , but they are meaningful for any bicomplex (or R -cbba), and we will use this in the next sections.

The most well-known holomorphic cohomological invariant is perhaps Dolbeault cohomology [28], controlling existence and uniqueness of the ¯ -equation x = ¯ y . It is defined as the graded-commutative bigraded algebra, obtained as the cohomology of the columns of the bicomplex ( A X , , ¯ ) :

H ¯ ( X ) ker ¯ im ¯ .

It can be identified with the sheaf cohomology of the sheaf of holomorphic functions H ¯ p , q ( X ) = H q ( X , Ω p ) .

Next, note that on the de Rham cohomology with complex coefficients H d R ( X ) H d R ( X ; C ) , one has a multiplicative filtration, induced from the column filtration on A X , i.e.,

F p H d R ( X ) im ( r p A X r , s ker d H d R ( X ) ) ,

and another filtration F ¯ , computed analogously from the rows of A X , which is conjugate to F . These filtrations generally depend on the complex structure.

As for any bicomplex, there is a spectral sequence, the Frölicher spectral sequence [32],

E 1 p , q ( X ) = H ¯ p , q ( X ) ( H d R p + q ( X ) , F ) ,

which does not degenerate in general, and so the higher pages E r p , q ( X ) give additional invariants of the bihomolomorphism type of X .

On any compact X , the vector spaces H ¯ p , q ( X ) (and hence all later pages) are finite-dimensional and satisfy Serre duality, i.e., for any connected compact X of dimension n , one has H ¯ n , n ( X ) C and the multiplication

H ¯ p , q ( X ) × H ¯ n p , n q ( X ) H ¯ n , n ( X ) C

is a perfect pairing. The vector spaces H ¯ ( X ) are generally not conjugation invariant; rather, conjugation swaps H ¯ p , q ( X ) with H q , p ( X ) , where the latter vector space is defined analogously but exchanging ¯ by .

Another natural bigraded cohomology algebra, which is conjugation invariant, is the Bott-Chern cohomology

H BC ( X ) ker ker ¯ im ¯ .

It was defined by Bott and Chern in [15] studying generalizations of Nevanlinna theory and has found many other uses since.[4] It is an initial cohomology in the sense that it has natural maps to H ¯ , H , H d R , and all other cohomology theories discussed later on. For any holomorphic vector bundle V , the Chern classes can naturally be lifted to Bott-Chern cohomology in the following sense: there are classes c i , BC ( V ) H BC i , i ( X ) , compatible with pullback by holomorphic maps, such that under the natural map H BC ( X ) H d R ( X ) , they coincide with the image of c i ( V ) under the map H sing ( X ; Z ) H d R ( X ) .

Bott-Chern cohomology generally does not satisfy a Serre-type duality. Rather, it pairs nondegenerately with Aeppli cohomology [2,3]

H A ( X ) ker ¯ im + im ¯ .

These vector spaces are also stable under conjugation and are a “terminal” cohomology in the sense that they receive natural maps from H ¯ , H , H d R , and all other cohomology theories discussed later on.

Bott-Chern and Aeppli cohomology groups arise as hypercohomology groups in certain degrees of the complexes of sheaves [11,12,26,78]

S p , q = ( O X + O ¯ X Ω X 1 Ω ¯ X 1 Ω X p 1 Ω ¯ X p 1 Ω ¯ X p Ω ¯ X q 1 ) ,

which are closely related to the complexes computing the Deligne cohomology groups [10]. Other cohomology groups of these complexes appear, for example, in the classification of holomorphic string algebroids [33], or holomorphic higher operations [65]. Some general properties of these cohomologies are established in [85] and [70].

One can continue this list with more cohomology theories, arising naturally from certain geometric contexts. For example, if one extends J as an algebra-automorphism to the vector space A X of all forms and sets d c J 1 d J , one may obtain new complexes ( ker d c , d ) and ( A im d c , d ) and corresponding singly graded cohomology theories

H ker d c ( X ) H ( ker d c , d ) , H A im d c ( X ) H ( A im d c , d ) ,

which are also finite-dimensional and in duality, [81]. Then, there are the groups defined by Varouchas [98], and higher-page analogs of those and Aeppli and Bott-Chern cohomology [7375] and possibly more which we have not mentioned.

All of the aforementioned cohomologies are finite-dimensional, and so in addition to the Betti and Hodge numbers b k ( X ) dim H d R k ( X ) and h ¯ p , q ( X ) dim H ¯ p , q ( X ) , one obtains a vast collection of numerical invariants from the dimensions of the respective cohomologies: h BC p , q dim H BC p , q ( X ) , h A p , q H A p , q ( X ) , etc. One also has a bigraded refinement of the Betti numbers using the filtrations, setting b k p , q ( X ) dim gr F p gr F ¯ q H d R k ( X ) .

These numbers satisfy certain universal relations. For example, on all compact complex manifolds of a given dimension n , one has linear relations induced by duality and the real structure, such as

e r , ¯ p , q = e r , ¯ n p , n q = e r , q , p , h BC p , q = h BC q , p = h A n p , n q , b k p , q = b k q , p = b 2 n k n p , n q ,

but also other linear relations such as

h ¯ 0 , n = h BC 0 , n , h ¯ 0 , n 1 = h A 0 , n 1 , h ¯ n 1,0 = h BC n 1,0 .

There is then the following natural question, which we will come back to later:

Question 3.1

What are the linear relations that hold universally between the dimensions of the various cohomologies associated with compact complex manifolds of a given dimension?

We note that in dimension n = 2 , one also has a nonlinear polynomial relation

( h ¯ 0,1 h BC 0,1 ) ( h ¯ 0,1 h BC 0,1 1 ) = 0 ,

but it is unknown whether universal nonlinear polynomial relations exist in higher dimensions.[5]

Furthermore, there are universally valid inequalities. Let us denote the total dimension of any of the aforementioned cohomology theories by a letter without sub- or superscripts indicating a degree, so b k = 0 2 n b k , h BC p , q = 0 n h BC p , q , e i p , q = 0 n dim E i p , q , etc.

Theorem 3.2

[4,73,81] The following two sets of inequalities hold on all compact complex manifolds:

(3.1) h BC h ker d c h ¯ b ,

and, for any fixed r 0 ,

(3.2) h BC i = 1 r e i ( X ) ( r 1 ) b .

It is an interesting question to find manifolds on which equality holds. For example, one has h ker d c = h ¯ for Vaisman manifolds, all complex surfaces, and complex parallelizable manifolds with solvable Lie algebra of holomorphic vector fields [48,73,81]. In the first two cases, in addition, h ¯ = b , while in the last case, in addition, h BC = h ker d c . There are also simply connected examples for both cases [47]. There is, however, by no means any known kind of classification of manifolds satisfying a particular case of equality. In particular, it is unknown whether there are any manifolds satisfying equality in 3.2 for r 2 , but not for r 1 .

3.2 Compact Kähler case

An important class of compact manifolds are those admitting a Kähler metric. This includes all complex submanifolds of projective space.

In this case, the cohomological story greatly simplifies: roughly speaking, all cohomologies are determined by Dolbeault cohomology. More precisely:

Proposition 3.3

(The ¯ -Lemma, [25]) For any bicomplex A = ( A , , ¯ ) , the following assertions are equivalent:

  1. For any a A such that a = ¯ a = 0 and a = d b for some b A , there exists a c A such that a = ¯ c .

  2. There is an isomorphism A A s q A d o t , where A s q is a direct sum of squares, i.e., bicomplexes of the form

    (3.3)

    where all arrows are ± id and all other maps vanish, and A d o t is a direct sum of dots, i.e., one-dimensional bicomplexes with all differentials being zero.

  3. All maps in the diagram

    (3.4)

    are isomorphisms.

  4. The spectral sequences in the previous diagram degenerate and the filtrations on de Rham cohomology are n-opposed, i.e., b k p , q = 0 unless k = p + q .

Moreover, for a compact Kähler manifold X, the bicomplex A X satisfies these conditions.

A complex manifold X for which A X satisfies the aforementioned conditions is called a ¯ -manifold. Compact Kähler manifolds are ¯ -manifolds, but the converse is not true. A broader class is, for example, given by those manifolds bimeromorphic to compact Kähler manifolds, i.e., Fujiki’s class C , but also these do not exhaust all ¯ -manifolds (see, e.g., [31,47,59]).

One readily checks that all cohomologies introduced earlier are compatible with direct sums, vanish on squares, and are one-dimensional on dots. Thus, as soon as a cohomology allows us to reconstruct the information on the position of the dots, e.g., Dolbeault cohomology, or de Rham cohomology with its filtrations, it determines all other ones on ¯ -manifolds. In such cases, the answer to Question 3.1 is given by the following theorem:

Theorem 3.4

[56] The only universal Q -linear relations between Hodge, Betti, and Chern numbers on compact Kähler manifolds of dimension n are as follows:

  1. (Real structure and duality) h p , q = h q , p = h n p , n q ,

  2. (Hodge decomposition) b k = p + q = k h p , q ,

  3. (Hirzebruch Riemann Roch) χ p = T d p .

Here, χ p p ( 1 ) q h p , q and T d p is the pth Todd-genus, a certain linear combination of Chern numbers.

It is stated here for compact Kähler manifolds as in [56], but from the proof in [56], it is clear that it remains true when considering the smaller (resp. larger), classes of projective, resp., ¯ -manifolds. The result (for Hodge numbers) was extended to polynomial relations in Paulsen and Schreieder [69] (see also [96,97] for characteristic p versions of these results).

3.3 Hirzebruch’s question

Given a biholomorphism X Y of complex manifolds, it induces an isomorphism H ( Y ) H ( X ) for H any of the cohomologies introduced earlier. In particular, the cohomology dimensions are invariants of the biholomorphism class of a manifold.

On the other hand, some linear combinations of these cohomology dimensions are even topological invariants. This is most obvious for h ¯ 0,0 , which counts connected components. By a spectral sequence argument, one sees that one can compute the Euler characteristic as χ = p , q ( 1 ) p + q h ¯ p , q . More deeply, by the Hodge index theorem, for general compact complex manifolds, σ = p , q ( 1 ) q h ¯ p , q ( X ) holds and so the combination of Hodge numbers on the right is invariant under orientation preserving homeomorphisms. In view of such relations, Hirzebruch asked the following question in 1954 [40]:

Problem 31. Are the h p , q and the Chern characteristic numbers of an algebraic variety V n topological invariants of V n ? If not, determine all those linear combinations of the h p , q and the Chern characteristic numbers which are topological invariants.

Remark

One may ask the same question with the weaker assumption that V n is Kählerian (or even less that V n is complex). Surely, if one only assumes that V n is almost-complex, then the answer must be negative for Chern characteristic numbers for n 3 (see Section 2.1).

There are several remarks in order: first, one may understand “topological invariant” in at least four a priori different ways, namely, invariant under homeomorphisms or diffeomorphisms of the underlying manifold, which may or may not be required to preserve the orientation. Next, as mentioned earlier, there are universal linear relations between the Hodge and Chern numbers of compact complex manifolds in a given dimension, described for compact Kähler manifolds in Theorem 3.4, and one should therefore answer the question modulo these relations.

Some extreme cases of the problem were quickly resolved: for example, in 1958, Hirzebruch and Borel exhibited an example of diffeomorphic 5-folds with distinct c 1 5 [14], giving a negative answer to the initial question. A determination of topologically invariant Chern numbers of mere almost complex manifolds was given in [46].

Much more recently, the problem concerning the Chern numbers only was solved by Kotschick [55,57], following earlier work [53,54], and finally, the original problem for both Hodge and Chern numbers of projective varieties was solved by Kotschick and Schreieder:

Theorem 3.5

[56] A rational linear combination of Hodge and Chern numbers of compact projective manifolds of dimension n 3 is

  1. an oriented homeomorphism or diffeomorphism invariant if and only if it reduces to a linear combination of the Betti and Pontryagin numbers modulo the universal relations of Theorem 3.4.

  2. an unoriented homeomorphism or diffeomorphism invariant if and only if it reduces to a linear combination of the Betti numbers modulo the universal relations of Theorem 3.4.

It is clear from the proof of this theorem that one can replace projective manifolds by Kähler manifolds or even by ¯ -manifolds and the statement remains unaffected.

It is proved in [83] that in the aforementioned formulation, the answer remains the same when relaxing to all compact complex manifolds of a given dimension n 3 , only that the universal relations are different (e.g., h ¯ p , q h ¯ q , p in general).[6] We will furthermore see that there are more general questions to be asked in the general compact complex realm, taking into account all cohomological invariants instead of just the Hodge numbers.

3.4 Common motives

All the previously discussed cohomologies behave similarly in many geometric situations, e.g., they can be computed as one would expect from the de Rham case for projective bundles and blow-ups [80]. However, they do not all satisfy a straightforward Künneth formula (see, e.g., [20,83,84]).

Naturally, one expects a more fundamental invariant lurking behind all these cohomology groups. In some sense, there is an obvious answer: they are all computed from the bicomplex of forms ( A X , , ¯ ) . In fact, one readily checks that they are well defined for a general bicomplex ( A , , ¯ ) and that they are naturally compatible with direct sums H ( A i ) H ( A i ) . Finally, they all vanish on squares as in Diagram (3.3).

These observations may be seen as a motivation for the following definitions: we denote by BiCo the category of all bicomplexes and by Ho ( BiCo ) the quotient category, where all morphisms that factor over a direct sum of squares are set to zero. This is called the homotopy category, or derived category, of bicomplexes. An additive functor H : BiCo Ad to some additive category Ad is called a cohomological functor if it factors through this derived category. In other words, it has to commute with finite direct sums and vanish on direct sums of squares. A functor from complex manifolds to Ad is called cohomological if it factors, via X A X through a cohomological functor. Examples of such functors are of course all the aforementioned cohomology theories and also diagrams of those, such as Diagram (3.4).

Now, the values of cohomological functors on objects A are determined by the isomorphism type of A in Ho ( BiCo ) , and so instead of studying the cohomology theories of a complex manifold one at a time, one should determine this isomorphism type for the bicomplex ( A X , , ¯ ) , i.e., determine A X “up to squares.” To do this, one needs a good understanding of what maps of bicomplexes induce isomorphisms in Ho ( BiCo ) and how to represent an isomorphism class in Ho ( BiCo ) , so let us discuss these points next.

We call a map of bicomplexes inducing an isomorphism in Ho ( BiCo ) a bigraded quasi-isomorphism. By definition, it has a quasi-inverse, i.e., a map in the other direction such that the compositions both ways differ from the identity by maps factoring through direct sums of squares. This is the bicomplex analog of a map of complexes invertible up to chain homotopy. One may characterize these maps cohomologically as follows:

Proposition 3.6

[82,84] Let f : A B be a map of bicomplexes.

  1. The map f is a bigraded quasi-isomorphism if and only if the induced maps H BC ( A ) H BC ( B ) and H A ( A ) H A ( B ) are isomorphisms.

  2. Assume that for every fixed k , H BC p , q ( A ) , and H BC p , q ( B ) are nonzero for only finitely many bidegrees with p + q = k . Then, the map f is a bigraded quasi-isomorphism if and only if the induced maps H ¯ ( A ) H ¯ ( B ) and H ( A ) H ( B ) are isomorphisms.

Thus, a map of bounded bicomplexes is a bigraded quasi-isomorphism if and only if it is a quasi-isomorphism in row and column cohomology and, using the real structure, a map of complex manifolds f : X Y induces a bigraded quasi-isomorphism A Y A X if and only if it induces an isomorphism in Dolbeault cohomology. For both A and B satisfying the ¯ -Lemma, a bigraded quasi-isomorphism is the same as a map of bicomplexes, which is also a usual quasi-isomorphism (i.e., it induces an isomorphism in total cohomology). In view of the characterization in terms of Bott-Chern and Aeppli cohomology, which measure the existence and uniqueness of solutions to the ¯ -equation x = ¯ y , and to avoid confusion with other possible meanings of “bigraded quasi-isomorphism,” we will sometimes also use the name pluripotential quasi-isomorphism to denote the same concept.

To describe the pluripotential quasi-isomorphism type, or even the actual isomorphism type, of a bicomplex, the following theorem is useful:

Theorem 3.7

[49,82] Every bicomplex is a direct sum of indecomposable bicomplexes. Every indecomposable bicomplex is isomorphic to a square or a zigzag.

Here, a zigzag is a bicomplex concentrated in at most two antidiagonals, s.t. all nonzero vector spaces are C , all nonzero maps are the identity, and all nonzero vector spaces are connected by a chain of maps. For example,

(3.5)

The total dimension of a zigzag will be called its length (so the above have length 4 and 3).[7] Zigzags of length one are called dots, and those of length two are called lines. For every length 2 , there are, up to shift, two zigzags of that length, and then, there are zigzags that may be infinite in one or both directions.

Given some bicomplex A and a zigzag Z , denote by mult Z ( A ) the number of direct summands isomorphic to Z in a decomposition as in Theorem 3.7. This number does not depend on the chosen decomposition. Thus, any bicomplex A can be written as a direct sum of squares and zigzags A A s q A z i g . The bigraded quasi-isomorphism type (knowing A up to squares) is uniquely determined by the isomorphism type of A z i g , which is again uniquely determined by the collection of numbers mult Z ( A ) for all zigzags A . One can encode this information in a “checkerboard” diagram. For example, suppose A is the direct sum of the two zigzags in Figure (3.5), where we assume the top-left corner of the first to sit in degree (0, 1) and the top-left corner of the second to sit in degree (3, 1). Then, we may depict this as

3.4

Now the situation discussed in the previous section has become much more transparent: The value (on objects) of a cohomological functor H is determined by its value on all zigzags. For example, we urge the reader to stop for a moment and convince themselves that the Frölicher spectral sequence(s) degenerates on the first page for every odd zigzag, while for any even zigzag of length 2 r , the de Rham cohomology vanishes and there is a nonzero differential on page r of the row- or column Frölicher spectral sequence. In particular, as a consequence of finite dimensionality of Dolbeault cohomology, the multiplicities of all zigzags (and hence the dimensions of all other cohomological functors discussed) are finite on compact complex manifolds.

Properties of the quasi-isomorphism type of A X will have shadows in the various cohomological functors. For instance, real structure and duality hold on the bicomplex level: for any bicomplex ( A , 1 , 2 ) , denote by A ¯ the conjugate bicomplex, which has the same underlying vector space and total differential, but twisted multiplication and bigrading, i.e., A ¯ p , q = A q , p with conjugate C -linear structure. Then, there is an isomorphism

(3.6) A X A ¯ X .

Similarly, denote by D A [ n ] the n th dual bicomplex, i.e., ( D A [ n ] ) p , q = Hom ( A n p , n q , C ) with total differential given (up to sign) by precomposition with the differential of A . This is a module over A by precomposition with the multiplication. For any compact complex n -fold X , integration over X yields a canonical closed element X D A X [ n ] 0,0 and the composition with the module structure yields a bigraded quasi-isomorphism

(3.7) A X D A X [ n ] .

Thus, for any cohomological functor, one has canonical isomorphisms

H ( A X ) H ( A ¯ X ) H ( D A X [ n ] ) .

For each particular H , it is an easy exercise to work out an expression for the two terms on the right and one may thus recover all the known results about real structures and duality for the individual cohomological functors.

Any numerical invariant of compact complex manifolds of the form h = dim H for some cohomological functor H is a sum of the invariants mult Z ( _ ) by additivity of cohomological functors. Consequently, all universal relations between all such numerical invariants h on compact complex manifolds of a given dimension, it is necessary and sufficient to determine all universal relations between the numbers mult Z ( _ ) in a given dimension. The following are all known relations, which follow from classical results (in particular, Serre duality and the cohomological properties of compact complex surfaces). See [82] for a treatment in this language and references.

Theorem 3.8

Let X be a compact complex n-fold. Then, the following universal linear relations hold:

  1. (Real structure) Let σ be the involution that associates with every zigzag its mirror along the diagonal p = q . Then, mult Z ( A X ) = mult σ Z ( A X ) for all zigzags Z .

  2. (Duality) Let τ be the involution that associates with every zigzag its mirror along the antidiagonal p + q = n . Then, mult Z ( A X ) = mult τ Z ( A X ) for all zigzags Z .

  3. (Only dots in the corners) Let Z denote any zigzag of length 2 , which has a nonzero component in degree ( 0,0 ) , ( n , n ) , ( n , 0 ) , or ( 0 , n ) . Then, mult Z ( A X ) = 0 .

  4. (Frölicher degeneration in dimension 2) For n = 2 , and Z any zigzag of length 2, mult Z ( A X ) = 0 .

  5. For n = 2 , if Z denotes the following zigzag, with top-left vector space sitting in degree ( 0,1 ) :

    one has the quadratic relation

    mult Z ( A X ) ( mult Z ( A X ) 1 ) = 0 ,

    or, equivalently, mult Z ( A X ) { 0,1 } .

The following more precise version of Question 3.1 is open, but partial results are obtained in [83]:

Question 3.9

Are all universal rational linear (resp., polynomial) relations between cohomological invariants of compact complex manifolds of a given dimension a consequence of the relations (R1)–(R4) (resp. (R1)–(R5))?

Using the first two relations earlier, one may refine the “checkerboard” notation for compact complex manifolds of a given dimension. Namely, for a complex n -dimensional manifold, consider an ( n + 1 ) × ( n + 1 ) board and instead of single zigzag write the entire Z 2 × Z 2 = τ , σ orbit on one board. For example, in this notation, the bicomplex of forms of a connected compact complex curve Σ g of genus g looks as follows:

3.4

and that of a connected compact complex surface X looks as follows:

3.4

where σ = b 2 + b 2 denotes the signature and ε is zero for b 1 ( X ) even (Kähler case) and 1 otherwise.

To give a positive answer to Question 3.9, it essentially remains to solve the following construction problems (cf. [83]):

Problem 3.10

For even n 4 , construct an n -dimensional compact complex manifold X n with b n 1 n 1 , n 1 ( X n ) = 1 , i.e., supporting a nonzero n 1 de Rham class, unique up to scalar, which can be represented by both a holomorphic and an antiholomorphic form.

That is, one is looking for a manifold with an indecomposable summand of the following form in the bicomplex of differential forms:

3.4

For odd n 3 , these exist.

Problem 3.11

For every n 3 , construct a n -dimensional compact complex manifold X n with nonvanishing differentials on page E n 1 starting in degree ( 0 , n 1 ) or ( 0 , n 2 ) .

That is, one needs to construct manifolds realizing the following direct summands in their bicomplexes, where for readability we omit zigzags determined via the real structure:

3.4

For n = 3 , the first case is known to exist and the second one corresponds to a (hypothetical) threefold with a nontrivial differential E 2 0,1 E 2 2,0 .

3.5 Topological invariants

One notes that the examples in the last section imply that for curves and surfaces, the entire bigraded quasi-isomorphism type is determined by the (oriented) topological manifold underlying X . This is far from true in dimensions 3 . For instance if one takes X = N Γ the quotient of an even-dimensional nilpotent Lie-group modulo a lattice, there are generally many left-invariant complex structures that have distinct cohomological invariants like Hodge numbers, and hence distinct bigraded quasi-isomorphism type, but are all deformation equivalent. LeBrun’s examples [58], [63] show there can even be infinitely complex structures with pairwise distinct Hodge numbers on the same smooth manifold.

This, together with Hirzebruch’s question, begs the following more general question:

Question 3.12

Which linear combinations of multiplicities of zigzags (and Chern numbers) are topological invariants of compact complex manifolds in dimension 3 ?

For example, the Betti numbers are a sum of the multiplicities of certain odd zigzags. On the other hand, not all multiplicities of odd zigzags are topological invariants as one may see, for example, in small deformations of the Iwasawa manifold [6,66]. In analogy with what happens in the Hodge-case, one may conjecture:

Conjecture 3.13

Modulo universal relations, a linear combination of zigzag multiplicities and Chern numbers of compact complex manifolds in dimension n 3 is an (orientation preserving) homeomorphism invariant iff it is an (orientation preserving) diffeomorphism invariant iff it is a linear combination of the Betti numbers (and the Pontryagin numbers).

3.6 Bimeromorphism invariants

Apart from topological equivalence (i.e., homeomorphism or diffeomorphism, with or without preserving the orientation), there is another natural notion of equivalence between complex manifold, namely, that of bimeromorphic equivalence. The typical example of a bimeromorphic map is that of a blow-up X ˜ X in some submanifold Z X . By the deep results of [1,102], two manifolds are related by a bimeromorphic map iff they are related by a chain of roofs of blow-ups in smooth centers. Thus, to show that some number, or isomorphism class of algebraic object, is invariant under bimeromorphisms, it is necessary and sufficient to show it is does not change under blow-ups. The bigraded quasi-isomorphism class (and hence every cohomology) of the blow-up X ˜ of a smooth complex submanifold Z X of codimension r 2 can be computed as follows [80]:

A X ˜ A X i = 1 r 1 A Z [ i ] .

Together with relations (R1)–(R5), this implies:

Theorem 3.14

[80,82] Let n 2 . The multiplicities of the following zigzags are bimeromorphic invariants:

  • (1) All zigzags having a nonzero component in the boundary degrees { 0 , n } × { 0 , , n } { 0 , , n } × { 0 , n }

  • (2) All zigzags of length 2 which have a component in the “secondary corners’ { ( 1 , 1 ) , ( n 1 , n 1 ) , ( 1 , n 1 ) , ( n 1 , 1 ) }

  • (3) If n 4 , the multiplicities of all even length zigzags, i.e., in addition to the above, the multiplicities of

  • are bimeromorphic invariants.

3.6

The pictures given here might be helpful when reading [83, $10]. In particular, this theorem recovers the classical results of the bimeromorphic invariance of the Hodge numbers h p , 0 and h 0 , q , but also exhibits further invariants away from the boundary. Naturally, one may then ask:

Question 3.15

Is any linear combination of cohomological invariants which is a bimeromorphic invariant of compact complex manifolds of a given dimension a linear combination of the above multiplicities of zigzags?

Again, this question has to be read modulo the (still not completely determined) universal relations. The analogous question for Hodge numbers alone (and also including Chern numbers) has a positive answer as was confirmed by Kotschick and Schreieder [56] in the Kähler case and for general compact complex manifolds in [83]. What is missing for a general resolution is an answer to Question 3.9.

3.7 Multiplicative matters

In the previous discussion, we focused on numerical invariants. There are now many structural realization questions one could ask. For instance, which bigraded rings arise as Dolbeault cohomology or Bott-Chern cohomology rings, which diagrams of the form (3.4) arise from compact complex manifolds? Which rational homotopy types contain compact complex manifolds?

If one asks for realization by compact Kähler or projective manifolds, on the one hand, the whole cohomological situation is determined by Dolbeault cohomology; on the other hand, there is further structure, e.g., coming from the Hard Lefschetz theorem. Known necessary conditions for positive answer to the realizability of cohomology rings have been discussed, e.g., in [99101].

In the case of general compact complex manifolds, one again faces the situation that there are many distinct cohomologies and corresponding variants of realization questions one could consider. For instance, analog of rational homotopy theory that replace ordinary cohomology by a particular complex cohomology have to some extent been developed in the Dolbeault or Bott-Chern setting (see, e.g., [5,38,67,91]).

As in the additive case, the need for a universal invariant arises. A by now obvious candidate is the bicomplex of forms together with its multiplication, turning it into a graded-commutative, bigraded, bidifferential algebra with real structure ( R -cbba) and satisfying Serre duality, up to (multiplicative, real) bigraded quasi-isomorphism.

Question 3.16

Consider a collection ( A Q , A C , h , { c i , c i , BC } ) , where

  1. A Q is a rational PD-cdga of formal dimension 2 n 6 , and c i H 2 i ( A ) , such that the conditions for almost complex realization in Theorem 2.7 are satisfied.

  2. A C is an R -cbba satisfying Serre duality of formal dimension n , i.e., (3.6) and (3.7) hold. The underlying bicomplex of A further satisfies (R3) of Theorem 3.8.[8]

  3. h is a chain of quasi-isomorphisms of cdga’s between A Q C and A C , which is compatible with the real structures on both sides.

  4. c i , BC H BC i , i ( A C ) are classes whose images in H d R ( A C ) are identified with c i via the isomorphism H d R ( A Q ) C H d R ( A C ) .

Is there a compact complex n -manifold X such that Sullivan’s PL-forms, the smooth C -valued forms, the zigzag of quasi-isomorphism given by the PL de Rham theorem, and the Chern classes in rational and Bott-Chern cohomology realize these data, up to an appropriate notion of quasi-isomorphism? If so, to what extent is X determined by these data?

Much is unknown about the aforementioned question. For instance, just as it is not known whether any almost complex manifold in dimension 6 is complex, it is not known whether one could always “complete” only the data ( A Q , { c i , d R } ) to a tuple realizable by a complex manifold. In other words:

Question 3.17

Consider a rational PD-cdga A , which satisfies all the conditions for almost complex realization. Is it quasi-isomorphic (over R ) to an R -cbba satisfying the conditions of Question 3.16 ( 2 ) , in particular, Serre duality?

One may view the question as stated above as an algebraic, or rational homotopy theoretic, version of the question of topological obstructions to the existence of complex structures. Without duality assumption, a positive answer is given in [84]. On the other hand, the stricter question that asks for the existence of an R -cbba such that the underlying bicomplex satisfies some additive conditions, generally will have a negative answer. The prototypical result in this direction is the famous

Theorem 3.18

[25,88] Any ¯ -manifold is rationally formal, i.e., there is a chain of quasi-isomorphisms of cdga’s between A P L ( X ) and H sing ( X ; Q ) , where the latter is considered as a cdga with trivial differential.

A famous proof of this theorem from [25] proceeds as follows: by the ¯ -Lemma, both maps in diagram of cdga’s

(3.8)

are quasi-isomorphisms (e.g., one may check this on every indecomposable summand). Since this connects the forms to an algebra with trivial differential, the proof is complete.[9] Note that this argument uses only the ¯ -property and not that the cbba comes from geometry. Thus, a cdga can only be quasi-isomorphic to an R -cbba satisfying the ¯ -Lemma, if it is formal.

Inspired by this result, one may ask if there are more general additive conditions than the ¯ -Lemma on the bicomplex, which are incompatible with certain multiplicative types of cbba’s. This is indeed the case as we show in [81]. Instead of reproducing the general statement, let us give two examples from [81] to illustrate the types of questions one can answer with it:

Example 3.19

Consider a filiform nilmanifold M = G Γ , where Γ is a lattice in the simply connected Lie group G associated with the cdga of left-invariant forms

Λ ( η 1 , , η 6 ) d η 1 = d η 2 = 0 , d η k = η 1 η k 1 for k = 3 , , 6 .

Like any even-dimensional nilmanifold, M admits an almost complex structure (e.g., put J η 2 k = η 2 k 1 ). It is known that M does not admit left-invariant complex structures [37], and it is unknown whether it admits any complex structures. But what if we impose conditions on the pluripotential quasi-isomorphism type for the bicomplex of forms ( A M , , ¯ ) ? For instance, is there a complex structure with the following bicomplex possible?

Note that this would yield the correct Betti numbers and have a pure Hodge structure on H 1 .

Example 3.20

Let N = G Γ be a nilmanifold with structure equations

d η 3 = η 1 η 2 d η 4 = η 1 η 3 d η 5 = η 2 η 3 d η 6 = η 1 η 4 + η 2 η 5 .

Any such nilmanifold has a left-invariant complex structure, cf. [77]. According to [19] (p. 4, Theorem 2.1), there are two left-invariant complex structures on N . In fact, one may compute that for each of them, the bicomplex looks as follows:

The last summand means that there is a differential on page 1 of the Frölicher spectral sequence for these structures. One may ask whether there is any complex structure (not necessary left-invariant) on N with the same summands except the last. This would have the same bi-filtered de Rham cohomology, but degenerate Frölicher spectral sequence.

It turns out the answer to the questions in both examples is no in a rather strong sense:

Theorem 3.21

[81] Structures as asked for in the previous two examples cannot exist on any manifold in the real homotopy type of M, resp., N.

The techniques in proving this are not limited to the real homotopy types of nilmanifolds, but also apply to suitable highly connected homotopy types, for example.

Let us survey the main idea behind this type of result: the starting point in the observation is that the diagram (3.8) exists on any complex manifold. In general, the maps will not be quasi-isomorphisms, but the induced differential on H d c ( X ) will still be trivial and one can make a few statements about the two induced maps H ( ker d c ) H ( X ) , e.g., they will have the same rank, as one may verify by checking on each indecomposable summand. The next observation is that if one replaces A X by a quasi-isomorphic algebra A , there exists again a diagram

3.7

where the induced maps in cohomology have exactly the same ranks as in (3.8). Finally, what exactly the ranks are is determined by which indecomposable summands occur in A X . Now, not every cdga can support such a diagram with arbitrary ranks of the induced maps. Intuitively, if there is such a diagram with the maps close to being isomorphisms, there cannot be many Massey products.

3.8 Pluripotential version of rational homotopy theory

In analogy with Theorem 2.3, in [84], canonical representatives for the pluripotential quasi-isomorphism class of a cohomologically simply connected R -cbba, meaning H BC 0 = H A 0 = C and H BC 1 = H A 1 = 0 , are found:

Theorem 3.22

[84] The natural forgetful map from left to right yields a canonical bijection

I s o m o r p h i s m c l a s s e s o f s i m p l y c o n n e c t e d m i n i m a l R - c b b a s B i g r a d e d q u a s i - i s o m o r p h i s m c l a s s e s o f c o h o m o l o g i c a l l y s i m p l y c o n n e c t e d R - c b b a s .

The pluripotential variant of homotopy transfer and the C -side of Theorem 2.3 is currently being developed by Anna Sopena-Gilboy (forthcoming, see also [22] in this volume).

Moreover, in [84], a model category structure on the category of cbba’s is exhibited, for which the forgetful functor to cdga’s respects weak equivalences and (co-)fibrations. These results, in particular, answers positively a question of Sullivan of whether it is possible to build models in the rational homotopy theory sense for complex manifolds, which are compatible with bigrading and real structure. In fact, it does so with respect to the strong notion of pluripotential quasi-isomorphism (as opposed to de Rham quasi-isomorphism).

Furthermore, using these structured models, for any compact simply connected complex manifold, one may define groups that related to the complexified duals of the homotopy groups just as the various complex cohomology groups related to de Rham cohomology, e.g.,

(3.9)

3.9 Holomorphic higher operations and formality

As one might expect from the previous section, there are higher operations in complex geometry, the definition of which uses complex analytic information, e.g., that of solutions to the ¯ -equation. The simplest instance are the Aeppli-Bott-Chern (ABC) triple Massey products, defined in [5]: for any three classes [ α ] , [ β ] , [ γ ] H BC ( X ) , s.t. α β = ¯ x and β γ = ¯ y , one defines the triple ABC-Massey product as

[ α ] , [ β ] , [ γ ] A B C H A ( X ) ( α H A ( X ) + H A ( X ) γ ) .

Previously, Christopher Deninger has defined higher operations in real Deligne cohomology [27], which turn out to be closely related. Further operations with more than three inputs are produced in [65,92]. All these operations can be seen as invariants of the (real) bigraded quasi-isomorphism type of the cbba A X as is explained in [65]. It should be noted that neither the ordinary rational homotopy type nor the Dolbeault homotopy type of [67], is sufficient to capture these kinds of phenomena. In fact, in those theories, any ¯ -manifold is formal by [25,67], while an important example of Sferruzza and Tomassini [79] shows that the triple ABC Massey products do not necessarily vanish on ¯ manifolds. This raised the following question

Question 3.23

Are compact Kähler, or projective, manifolds pluripotentially formal? I.e. does there exist a chain of (real) bigraded-quasi isomorphisms of cbba’s between ( A X , , , ¯ , ) and a bigraded algebra H ( X ) with trivial differentials?[10]

One checks that pluripotential formality implies the vanishing of all higher operations such as ordinary, Dolbeault, or ABC Massey products.

A positive answer to this question in some special cases (compact Hermitian symmetric spaces, Kähler manifolds with a Hodge diamond of complete intersection type) was given in [65,84]. On the other hand, in very recent work [72], we show that in general, compact Kähler manifolds are quite far from being formal. This opens up a new homotopic toolbox for their study.

Theorem 3.24

[72]

  1. Any compact manifold with a surjective map to a Riemann surface of genus at least two supports a nontrivial ABC Massey product of the form α , α , β A B C , where α , β are 1-forms. In particular this holds for any such curve Σ g 2 .

  2. For any complex manifold of dimension 4 , there exists a finite sequence of blow-ups in points and lines such that the resulting manifold carries a nontrivial ABC Massey product of the form D 1 , D 2 , D 3 A B C , where the D i are divisor classes. The value of the Massey product (when paired with an appropriate class of complementary degree) is related to the cross ratio of four points on a line.

In the latter examples, the value of the Massey product varies if one holomorphically varies the configurations in which one blows up and this can be used to distinguish biholomorphism types of manifolds in families where all intermediate Jacobians, and the variation of Hodge structure given by the cohomology, are trivial.

Given how fruitful the study of the relative position of the Hodge decomposition on de Rham cohomology with respect to the rational structure given by singular cohomology is in complex geometry, and beyond, it seems not unreasonable to expect further applications from the interplay between the pluripotential homotopy type and the rational homotopy type.

Acknowledgments

This article is a modified and expanded version of the introduction to my habilitation thesis (with the same title). The ideas layed out here evolved over time and will likely evolve further. I benefited hugely from discussions with many people, including, but by no means limited to D. Angella, J. Cirici, H. Kasuya, D. Kotschick, A. Milivojevic, G. Placini, D. Sullivan, S. Wilson, and L. Zoller. I thank the anonymous referees for useful comments that improved the presentation.

  1. Funding information: Author states no funding involved.

  2. Author contributions: No other authors were involved in preparing this manuscript.

  3. Conflict of interest: There is no conflict of interest regarding this manuscript.

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Received: 2024-09-29
Revised: 2025-02-10
Accepted: 2025-02-11
Published Online: 2025-05-07

© 2025 the author(s), published by De Gruyter

This work is licensed under the Creative Commons Attribution 4.0 International License.

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