Abstract
We present a continuative definition of topological charge to depict the polarization defects on any resonant diffraction orders in photonic crystal slab regardless they are radiative or evanescent. By using such a generalized definition, we investigate the origins and conservation of polarization defects across the whole Brillouin zone. We found that the mode crossings due to Brillouin zone folding contribute to the emergence of polarization defects in the entire Brillouin zone. These polarization defects eventually originate from the spontaneous symmetry breaking of line degeneracies fixed at Brillouin zone center or edges, or inter-band coupling caused by accidental Bloch band crossings. Unlike Bloch states, the polarization defects live and evolve in an unbound momentum space, obeying a local conservation law as a direct consequence of Stokes’ theorem, but the total charge number is countless.
1 Introduction
Polarization defects [1], [2], [3], [4], [5], [6], [7], [8], [9], [10], [11], [12], [13] are exotic phenomena that can happen in both real and momentum space at which one or two components that compose the light’s polarization are ill-defined, corresponding to some special points on the Poincaré sphere, such as the north or south poles which represent the circular-polarized states (CPs) [9], [14], [15], [16] and the amplitudes singularity at the sphere center that is related to bound states in the continuum (BICs) [17], [18], [19], [20], [21], [22], [23], [24]. Polarization defects bridge the underlying non-trivial physics in singular optics [25], [26], [27] and non-Hermitian systems [28], [29], [30], [31], [32] to the characteristics of the far-field radiation, thus enabling many applications such as high-Q cavities [33], vortex beam generators [34], and chiral devices with circular dichroism [35], [36]. In particular, from the view of topological photonics [37], [38], [39], [40], [41], [42], [43], the polarization defects in photonic crystal (PC) slabs can be characterized by quantized topological charges [44], [45], [46], [47], [48], [49]. For example, the BICs carry integer topological charges; the CPs and some paired exceptional points (EPs) [50], [51], [52], [53], [54], [55], [56] possess half-integer charges. The topological charge provides a vivid picture to depict and manipulate the far-field radiation and paves the way to rich consequences such as merging BICs [57], [58], [59] and unidirectional guided resonances (UGRs) [60], [61], [62].
Although topological charges establish a valid interpretation of polarization defects, such a picture is still incompetent in clarifying several important elusiveness, mainly because it is defined on the far-field radiation, and thus, their evolution is limited inside the light cone. For instance, it is not clear how the polarization defects originate in physics and how they evolve in the whole Brillouin zone (BZ). Besides, as the footstone of the topological charge’s theory, the conservation of topological charges in momentum space has been widely recognized. Nevertheless, it remains elusive what the physical origin of this conservation law is, and whether or not any global conservation of topological charges exists if taking all types of polarization defects into account.
To address the questions mentioned above, we first generalize the definition of topological charge to near-field context in this letter, which is not only consistent with the conventional definition in characterizing the radiative waves but can also depict the topological features in evanescent waves. As a result, such a generalized topological charge is valid in the entire BZ and can be applied to any diffraction orders including the non-radiative ones. Then, we reveal that in periodic structure, owing to BZ folding, polarization defects are eventually resulted from the line degeneracy fixed at BZ center or edges, or inter-band coupling near the accidental Bloch band crossings. Moreover, we point out that the polarization defects in a given diffraction order live in an unbound momentum space rather than the reduced BZ. Therefore, we need to consider the entire BZ to track their dynamic evolution, which is quite different from the Bloch states. Nevertheless, the topological charges always obey the local conservation law due to Stokes’ theorem, but the total charge number is countless.
2 Results and discussions
2.1 Generalizing the definition of topological charges to full field
To elaborate on our findings, we start from a 1D dielectric slab as shown in Figure 1a and consider the transverse-electric (TE) modes with main components of (H x , E y , H z ) for simplicity, while the discussion upon the 2D PC can be found in Supplementary materials. We note that the other components such as E x are not zero, especially when it deviates from the k x axis. When the alternating dielectric layers in the PC have the same relative permittivities (ɛ 1 = ɛ 2), the slab degrades to a conventional homogeneous slab waveguide, supporting several waveguide modes such as G 1 (black line) and G 3 (grey line) shown in left panel of Figure 1b. By assuming an artificial periodic modulation of permittivity δ ɛ = ɛ 1 − ɛ 2 along x direction with a crystal constant of a, an artificial Bloch wave vector k x β 0 can be defined, where β 0 = 2π/a is the reciprocal lattice constant. As a result, the energy dispersion curves of waveguide modes fold back to the reduced BZ and thus result in varieties of band crossings. Obviously, there are two types of crossings due to the folding. First, the waveguide modes of the same order (i.e. G 1 propagating towards the left and the right) fold to cross at the BZ center or edges (solid circles, left panel); second, waveguide modes of different orders (i.e. G 1 and G 3) may cross with each other accidentally (dashed circles, left panel). The crossings in the first case are inevitable as long as the periodic modulation is applied. As a comparison, the crossings in the second case are accidental and tunable if the frequencies of waveguide modes vary, and thus can be avoided totally by choosing proper parameters. Note that when δ ɛ = 0, the folded waveguide modes simply cross with each other without coupling due to the orthogonality.

Resonant diffraction orders in periodic PC slab. (a) Schematic of the 1D PC slab. (b) Band diagrams of the effective homogeneous slab (δɛ = 0, left panel) and the periodic PC slab (δɛ = 1, right panel), with r/a = 0.4 and h/a = 1.2. Solid circles: crossings between the waveguide modes of the same order; dashed circles: accidental crossings between different waveguide modes. Indices in each region indicate the radiative diffraction orders. Dashed orange/purple lines: light lines for the 0th/1st diffraction orders. Dashed grey line: BZ edge. (c) Profiles of 0th (orange) and 1st (purple) diffraction orders for
Then, we introduce nonzero δ ɛ to turn the homogeneous slab into a PC slab. Due to the periodic modulation of permittivity, if symmetries allow, two crossed waveguides modes could couple with each other. Specifically, for first crossing scenario mentioned above, waveguide modes of the same order couple with themselves, get anti-crossed to split the photonic bandgap, forming series of Bloch energy bands (solid circles, right panel of Figure 1b). For the second case, inter-band coupling may emerge between different Bloch bands (dashed circles, right panel of Figure 1b), giving rise to different crossing types (crossing or anti-crossing) based on the coupling strength [62]. The crossings and coupling between energy bands not only result in fancy band structures, but also provide possibilities to manipulate the far-field radiation, and thus create abundant polarization defects by hybridizing multi radiation channels belonging to different Bloch modes.
To investigate how to generate polarization defects through the band crossings, we first propose a general picture to depict the radiation and polarization of Bloch modes in PC slab. According to the Bloch’s theorem, Bloch modes in periodic structure can be decomposed as a series of diffraction orders [63], [64]:
with k
y
β
0 is the continuous non-Bloch wave vector along y direction. Accordingly, the in-plane momentum of mth diffraction order is given by g
m
with
Accordingly, the topological charges picture is only valid where radiative channels can be well-defined. However, the band crossings can happen everywhere in the whole BZ. To figure out how band crossings contribute to the emergence of polarization defects, we generalize the definition of topological charges upon non-radiative diffraction orders. Specifically, as shown in Figure 2a, if mth diffraction order is radiative, the far-field polarization (c
s,m
, c
p,m
) is generally elliptical and transverse to the 3D wave vector k = (g
m
, k
z,m
), where

Near-field topological charge. (a) Schematic of far-field and near-field polarization. Black arrow: 3D radiative wave vector k = (g
m
, k
z,m
); blue dashed plane: far-field s−p plane perpendicular to k; blue arrow: far-field radiation in s−p plane; yellow plane: far-field x−y plane; yellow arrow: projected far-field radiation in x−y plane; red plane: near-field plane located at upper surface of the PC slab; red arrow: near-field components in x−y plane; green arrow: z component of near-field wave. (b) Top panels: band structures of
Then, we consider the near-field waves
Here,
The above continuative definition of
2.2 First crossing scenario: mode combination and formation of lattice charge
By utilizing the generalized topological charges, we investigate the physical origin of polarization defects, that is, how band crossings contribute to the emergence of polarization defects. We also discuss the conservation law that the generalized topological charges obey. As we stated above, in periodic PC slab there are two types of band crossings due to the BZ folding: inevitable crossings between the waveguide modes of the same order, and accidental Bloch bands crossings between waveguide modes of different orders. Both of them introduce the inter-mode couplings and can generate nontrivial polarization defects accordingly [23]. We first take waveguide mode G 1 as an example to investigate the first crossing scenario.
Specifically,
where ω
0 is the degenerate frequency of

Generation of polarization defects from lattice charge. (a,b) Band structures when δ
ɛ
= 0. Blue line: line degeneracy due to BZ folding. (c) Band structures when δ
ɛ
> 0. (d,e) Polarization vector fields of waveguide modes
Although no polarization defect exists for individual
By introducing the realistic periodic modulation to turn the homogeneous slab into a PC slab, the two waveguide modes couple with each other and the line degeneracy is lift to form two band-edge Bloch modes
Similar line degeneracy also emerges at BZ edge (blue circle, left panel of Figure 1b). And nonzero lattice charge also emerges as the direct consequence of the mode combination and eventually turns into polarization defects for all the diffraction orders. We note that, as a mathematical concept, the lattice charge only depends on the assumed periodic modulation, or in other words, the lattice, and has no relationship with the concrete geometry of the unit cell of the PC slab. By changing the geometry or symmetry of the unit cell, the lattice charge may turns into different polarization defects, but the conservation law always holds. More discussions and examples can be found in Supplementary materials.
2.3 Second crossing scenario: inter-band coupling and local charge conservation
We take the
The band structures of

Generation of polarization defects from accidental inter-band coupling between different Bloch bands. (a) Coupling scenario of
In fact, for a specific diffraction order (i.e. 0th order here), inside the ROI around the X point, the total generalized topological charge carried by all the polarization defects generated from the second crossing scenario always conserves to zero. Different from the line degeneracy in the first crossing scenario, here the crossing between Bloch bands is accidental, local, and can be eliminated by simply adjusting the parameter of the PC slab to get two Bloch bands separated and uncoupled. When h > h c (Figure 4c), the two bands are gapped inside and outside the ROI, and thus no polarization defects emerge. Then, when h get smaller than h c , two bands get crossed and coupled inside the ROI (Figure 4f), but still gapped outside the ROI. Since the polarization vector fields are smooth everywhere except the polarization defects, along the closed boundary of the ROI (i.e. red boxes in Figure 4d and g), the total winding number of polarization vector should be the same before and after the coupling, which equals to zero. Then, according to the Stokes’ theorem, it’s derived that the total topological charge of the polarization defects inside the ROI is always conserved to zero. By varying the parameters, the polarization defects may evolve away from the X point and leave the ROI. However, the local conservation still holds by enlarging the ROI to again include all these polarization defects generated from the second crossing scenario.
The evolution trajectories of two integer topological charges in Figure 4g and h are shown in Figure 4b, where the black dot denotes the DP which is the same with the one in Figure 4a. When slab thickness decreasing from critical value of h
c
, the two integer charges are spawned from the DP, and evolve towards the opposite direction: the integer charge on
2.4 Evolution of polarization defects in unfolded BZ
Combining the above discussions, we conclude that the band crossings in PC slab contribute to the emergence of polarization defects in any diffraction orders due to the BZ folding. These polarization defects carry nonzero generalized topological charges conserve to the lattice charge, or locally conserve to the trivial uncoupled case due to the Stokes’ theorem. Considering that the band crossings are universal and common in PC slab, it’s interesting and important to ask about whether the global conservation of all these topological charges in BZ exists or not. To answer this question, we note one important fact that, polarization defects belong to the feature of one specific diffraction order, but not the Bloch mode itself. According to the Bloch theorem, the reduced BZ is a compact and closed manifold for Bloch states, so that the discussions upon its characteristics can be limited inside the reduced BZ. As a comparison, a single diffraction order is not periodic over the whole momentum space. As for the polarization defects in a given diffraction order, the BZ is flattened and can’t be scrolled up. In fact, although originated from the BZ folding, the polarization defects can emerge everywhere in the entire BZ, not limited inside the reduced one. One example is the integer charge in
According to Eq. (1), the mth diffraction order is exactly equivalent to nth order by translating a reciprocal vector of (n − m)β 0 in momentum space due to the same in-plane wave vector:
This equivalence indicates that, polarization defects in different diffraction orders can convert to each other. For example, as schematically shown in Figure 5, a polarization defect in 0th diffraction order (blue line) can convert into a −1th diffraction order (orange line) by translating a reciprocal vector of β 0. Actually, it can also convert into any other −mth diffraction order by translating a reciprocal vector of mβ 0. In other words, there are two ways to deal with the polarization defects in momentum space: taking all the polarization defects in multi diffraction orders into account but limited inside the reduced BZ, or focusing on polarization defects in only one diffraction orders (i.e. 0th order) but in the entire flattened BZ. The two pictures are equivalent to each other. Accordingly, there are also two viewpoints to deal with the global conservation of generalized topological charges.

Polarization defects in unfolded BZ. Dark grey shading: reduced BZ; light grey shading: Entire BZ; solid arrows: schematic of evolution trajectories of polarization defects in different diffraction orders.
In the first viewpoint, we consider the reduced BZ (dark grey shading, Figure 5), where exist infinite diffraction orders bearing possible polarization defects (solid lines, Figure 5). Obviously, the total number of polarization defects is countless since the number of diffraction orders is infinite. Moreover, it’s hard to deal with the topological charge right at the BZ edge (i.e. half charge in Figure 4g and h) if we only consider the reduced BZ. Also, it’s counter-intuitive to count for the total number of topological charges from different diffraction orders. As for the second viewpoint, we focus on only one diffraction order such as 0th order, distributed and evolving in entire BZ (blue line, Figure 5). And for polarization defects on any other diffraction order, we can convert them to defects in 0th order according to Eq. (4). In this way, the conservation question of topological charges turns out to ask whether the total 0th charges conserve or not in entire BZ. Obviously, the total number of polarization defects is still infinite, and thus it’s hard to derive a so-called “global” conservation in such a boundless momentum space. Nevertheless, the local conservation still holds to regulate the behaviour of topological charges. Specifically, as for the polarization defects rooted from the BZ folding, we have concluded that they are conserved with the lattice charge as a consequence of mode combination in line degeneracy. As for the polarization defects raised by accidental Bloch band crossings, they are actually local wrinkles on polarization vector field. Due to the Stokes’ theorem, they are always conserved to uncoupled case, which is zero.
3 Conclusions
To summarize, we generalize the definition of topological charge to any resonant diffraction orders regardless they are radiative or evanescent, which allows us to track and discuss the origins and conservation of polarization defects across the entire BZ. We found that in periodic PC structure, band crossings due to the BZ folding result in the emergence of polarization defects, which originate from the spontaneous symmetry breaking of the line degeneracy in BZ edge or center, or inter-band coupling between accidentally crossed Bloch bands. The dynamic behaviour of these polarization defects can be depicted by generalized topological charges, which locally conserve to lattice charges or trivial uncoupled case, respectively. Different from Bloch state, polarization defects evolve in unbound momentum space. We conclude that topological charge locally conserves owing to Stokes’ theorem, but the total number of charges in entire BZ is countless. Our work proposes a universal picture of polarization defects in any diffraction orders not just the radiative one. With this novel picture, it’s possible to realize topological charges in near-field and non-radiative channels, promote the conventional topological radiation theory from far field to the full field, and tailor the near-field diffraction arbitrarily from a topological perspective. Our theory is potentially powerful in boosting exotic phenomena about versatile light manipulation, such as near-field light confinement and enhancement, and near-field beam morphing and steering, thus benefiting various optoelectronic applications such as near-field illumination, near-field vortex beam generator, one-way wave guide and on-chip circulator.
Funding source: National Natural Science Foundation of China
Award Identifier / Grant number: 62135001
Award Identifier / Grant number: 62325501
Funding source: National Key Research and Development Program of China
Award Identifier / Grant number: 2022YFA1404804
Funding source: Grant-in-Aid for Scientific Research
Award Identifier / Grant number: 22H04915
Acknowledgements
The authors thank DH in Chongqing University, WL in National University of Defense Technology, ZZ in Peking University for discussion.
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Research funding: This work was supported from National Key Research and Development Program of China (2022YFA1404804), National Natural Science Foundation of China (62325501 and 62135001), Grant-in-Aid for Scientific Research (22H04915).
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Author contributions: All the authors contributed significantly to this work. SN, CP and XY supervised the project. TI contributed to discussing and revising the theory. XY and CP wrote the manuscript with contributions from all the authors. All the authors have accepted responsibility for the entire content of this manuscript and approved its submission.
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Conflict of interest: Authors state no conflict of interest.
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Informed consent: Informed consent was obtained from all individuals included in this study.
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Ethical approval: The conducted research is not related to either human or animals use.
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Data availability: All data generated or analyzed during this study are included in this published article and its supplementary information files.
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Artikel in diesem Heft
- Frontmatter
- Research Articles
- Advancements in surface-enhanced femtosecond stimulated Raman spectroscopy: exploring factors influencing detectability and shapes of spectra
- Measuring high-efficiency perfect composite vortex beams with reflective metasurfaces in microwave band
- Modulation of surface phonon polaritons in MoO3 via dynamic doping of SiC substrate
- Auto-collimation diffraction of two-dimensional metal–dielectric grating with azimuth angle of 45°
- Topological bound states in the continuum in a non-Hermitian photonic system
- Metacavities by harnessing the linear-crossing metamaterials
- Photon antibunching in single-molecule vibrational sum-frequency generation
- Coupled acoustoplasmonic resonators: the role of geometrical symmetries
- Quantum and thermal noise in coupled non-Hermitian waveguide systems with different models of gain and loss
- Origins and conservation of topological polarization defects in resonant photonic-crystal diffraction
- Gesture-controlled reconfigurable metasurface system based on surface electromyography for real-time electromagnetic wave manipulation
Artikel in diesem Heft
- Frontmatter
- Research Articles
- Advancements in surface-enhanced femtosecond stimulated Raman spectroscopy: exploring factors influencing detectability and shapes of spectra
- Measuring high-efficiency perfect composite vortex beams with reflective metasurfaces in microwave band
- Modulation of surface phonon polaritons in MoO3 via dynamic doping of SiC substrate
- Auto-collimation diffraction of two-dimensional metal–dielectric grating with azimuth angle of 45°
- Topological bound states in the continuum in a non-Hermitian photonic system
- Metacavities by harnessing the linear-crossing metamaterials
- Photon antibunching in single-molecule vibrational sum-frequency generation
- Coupled acoustoplasmonic resonators: the role of geometrical symmetries
- Quantum and thermal noise in coupled non-Hermitian waveguide systems with different models of gain and loss
- Origins and conservation of topological polarization defects in resonant photonic-crystal diffraction
- Gesture-controlled reconfigurable metasurface system based on surface electromyography for real-time electromagnetic wave manipulation