Startseite Extrapolating sparse gold standard cause of death designations to characterize broader catchment areas
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Extrapolating sparse gold standard cause of death designations to characterize broader catchment areas

  • Robert H. Lyles EMAIL logo , Solveig A. Cunningham , Suprateek Kundu , Quique Bassat , Inácio Mandomando , Charfudin Sacoor , Victor Akelo , Dickens Onyango , Emily Zielinski-Gutierrez und Allan W. Taylor
Veröffentlicht/Copyright: 11. August 2020
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Abstract

Objectives

The Child Health and Mortality Prevention Surveillance (CHAMPS) Network is designed to elucidate and track causes of under-5 child mortality and stillbirth in multiple sites in sub-Saharan Africa and South Asia using advanced surveillance, laboratory and pathology methods. Expert panels provide an arguable gold standard determination of underlying cause of death (CoD) on a subset of child deaths, in part through examining tissue obtained via minimally invasive tissue sampling (MITS) procedures. We consider estimating a population-level distribution of CoDs based on this sparse but precise data, in conjunction with data on subgrouping characteristics that are measured on the broader population of cases and are potentially associated with selection for MITS and with cause-specific mortality.

Methods

We illustrate how estimation of each underlying CoD proportion using all available data can be addressed equivalently in terms of a Horvitz-Thompson adjustment or a direct standardization, uncovering insights relevant to the designation of appropriate subgroups to adjust for non-representative sampling. Taking advantage of the functional form of the result when expressed as a multinomial distribution-based maximum likelihood estimator, we propose small-sample adjustments to Bayesian credible intervals based on Jeffreys or related weakly informative Dirichlet prior distributions.

Results

Our analyses of early data from CHAMPS sites in Kenya and Mozambique and accompanying simulation studies demonstrate the validity of the adjustment approach under attendant assumptions, together with marked performance improvements associated with the proposed adjusted Bayesian credible intervals.

Conclusions

Adjustment for non-representative sampling of those validated via gold standard diagnostic methods is a critical endeavor for epidemiologic studies like CHAMPS that seek extrapolation of CoD proportion estimates.


Corresponding author: Robert H. Lyles, Department of Biostatistics and Bioinformatics, The Rollins School of Public Health of Emory University, 1518 Clifton Rd. N.E., Mailstop 1518-002-3AA, Atlanta, GA, 30322, USA, Phone: 404-727-1310, E-mail:

  1. Acknowledgments: We are grateful to Drs. John Williamson, Rob Breiman, Dianna M. Blau, Cynthia Whitney and Pratima Raghunathan for their helpful comments, and to Dr. Donna Brogan for her constructive conceptual input.

  2. Research funding: The CHAMPS study is funded by the Bill & Melinda Gates Foundation. ISGlobal is amember of the CERCA Programme, Generalitat de Catalunya (https://cerca.cat/en/suma/). CISM is supported by the Government of Mozambique and the Spanish Agency for International Development (AECID). Partial support was also provided by the Emory center for AIDS research (P30AI050409).

  3. Author contributions: All authors have accepted responsibility for the entire content of this manuscript and approved its submission.

  4. Competing interests: The findings and conclusions in this report are those of the author(s) and do not necessarily represent the official position of the Centers for Disease Control and Prevention. The authors declare no conflicts of interest.

  5. Informed consent: Informed consent was obtained from all individuals included in this study.

  6. Ethical approval: The local Institutional Review Board deemed the study exempt from review.

Appendix 1: Standard error estimation

As discussed in Section 2.1, the MLE (π^c,ML) for the proportion of deaths in the target population due to underlying cause c is algebraically equivalent to π^c,A and π^c,B in Eqns. (3) and (4). Writing the MLE in terms of estimates of the G×(C + 1) probabilities in Table 2 yields.

π^c,ML=g=1Gp^gc(1+p^g0c=1Cp^gc)

where p^gc=ngc/N (g = 1,…, G; c = 0,…, C).

Derivatives of the corresponding function with respect to the pgc’s are as follows (g = 1,…, G; c = 1,…, C):

πcpg0=pgcc=1Cpgc;
πcpgc=pgcpg0(c=1Cpgc)2,ifcc;
πcpgc=pgcpg0(c=1Cpgc)2+(1+pg0c=1Cpgc),ifc=c

We obtain multivariate delta method-based estimated standard errors by stringing the p^gcs into a G×(C + 1) element vector: p^=(p^10,p^11,...,p^1C,p^20,p^21,...,p^2C,...,p^G0,p^G1,...,p^GC). The multinomial covariance matrix structure then yields Σ^=Va^r(p^)=(1/N)[Diag(p^)p^p^], so that

Va^r(π^c,ML)D^cΣ^D^c

where D^c is the column vector containing estimates of the above derivatives (replacing each pgc by p^gc) aligned with the order of the elements in p^.

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Received: 2019-12-02
Accepted: 2020-04-28
Published Online: 2020-08-11

© 2020 Walter de Gruyter GmbH, Berlin/Boston

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