Home Medicine Types of diagnostic errors in neurological emergencies in the emergency department
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Types of diagnostic errors in neurological emergencies in the emergency department

  • Nicole M. Dubosh EMAIL logo , Jonathan A. Edlow , Micah Lefton and Jennifer V. Pope
Published/Copyright: December 6, 2014

Abstract

Background: Neurological emergencies often pose diagnostic challenges for emergency physicians because these patients often present with atypical symptoms and standard imaging tests are imperfect. Misdiagnosis occurs due to a variety of errors. These can be classified as knowledge gaps, cognitive errors, and systems-based errors. The goal of this study was to describe these errors through review of quality assurance (QA) records.

Methods: This was a retrospective pilot study of patients with neurological emergency diagnoses that were missed or delayed at one urban, tertiary academic emergency department. Cases meeting inclusion criteria were identified through review of QA records. Three emergency physicians independently reviewed each case and determined the type of error that led to the misdiagnosis. Proportions, confidence intervals, and a reliability coefficient were calculated.

Results: During the study period, 1168 cases were reviewed. Forty-two cases were found to include a neurological misdiagnosis and twenty-nine were determined to be the result of an error. The distribution of error types was as follows: knowledge gap 45.2% (95% CI 29.2, 62.2), cognitive error 29.0% (95% CI 15.9, 46.8), and systems-based error 25.8% (95% CI 13.5, 43.5). Cerebellar strokes were the most common type of stroke misdiagnosed, accounting for 27.3% of missed strokes.

Conclusions: All three error types contributed to the misdiagnosis of neurological emergencies. Misdiagnosis of cerebellar lesions and erroneous radiology resident interpretations of neuroimaging were the most common mistakes. Understanding the types of errors may enable emergency physicians to develop possible solutions and avoid them in the future.

Introduction

Diagnostic errors have been estimated to occur in 0.6%–12% of emergency department (ED) patients [1, 2]. Failure to make a diagnosis can result in patient harm and is a leading source of medical malpractice claims [3, 4]. Conversely, excessive workups and over-diagnosis may also lead to patient harm and inefficient resource utilization. Neurological emergencies may pose particular diagnostic challenges, with one study reporting that misdiagnosis or diagnostic uncertainty occurs in over one-third of ED patients presenting with neurological problems [5].

Although the reasons for this are complex, they can be organized into three categories: knowledge gaps, cognitive errors, and systems-based errors [6, 7]. Patients with neurological emergencies frequently present with “atypical” symptoms that lack the “classic triads” on which traditional medical education focuses [7–14]. Lack of understanding of the limitations of radiologic testing further complicates the matter. The resultant knowledge gaps may result in misdiagnosis. Cognitive strategies and heuristics, which have been previously described in the literature, are often essential for efficient decision making in the busy ED but when they fail, cognitive errors occur [15, 16]. Systems-based factors such as resource limitations, discordance between consulting and emergency physicians’ impressions and radiology interpretation errors also contribute. The prevalence of these types of errors as it applies to the diagnosis of neurological emergencies is unknown.

The goal of study was to identify the types of errors that lead to missed diagnosis and delays in diagnosis of patients with neurological emergencies by reviewing ED quality assurance (QA) records. As a pilot study, we also aim to determine the feasibility of using our institution’s extensive QA database as a means of retrospectively analyzing causes of misdiagnosis and error with the hope of conducting future, larger scale studies using this methodology.

Materials and methods

Study design

This is a retrospective review of patients with neurological diagnoses that were missed or delayed at an urban, tertiary academic center ED with an annual volume of 55,000 patients and whose cases were reviewed by the department’s QA Committee. We refer to missed or delayed diagnoses as “misdiagnoses” because a delay in attaining a diagnosis implies that it was, for some period of time, missed. We define neurological emergency diagnoses as those involving a pathologic process to the nervous system that requires prompt recognition or intervention in order to prevent or decrease morbidity and mortality or a process that has a differential diagnosis including conditions that require prompt recognition or intervention. We use the term “error” to mean failure of a planned action to be completed as intended or the use of a wrong plan to achieve an aim [17].

Our ED has a peer-review QA program whose purpose is to ensure that standards of care are met and to identify areas where quality of care might be improved. The QA Committee is comprised of emergency physicians and nurses who have undergone a training module on adverse event and error analysis and meets bi-monthly to review cases identified as having a potential adverse event or error. Sources of cases include (1) those in which concerns were expressed by other departments, physicians or patients, (2) those that trigger hospital quality markers including 72 h return to the ED requiring admission, death within 72 h of arrival to the ED, transfers from floor to the intensive care unit (ICU) (within 24 h of admission), and (3) all cases discussed at the ED’s Morbidity and Mortality conference. The QA peer review process involves review of the medical record and ED course, along with interviews with the involved practitioners about their thought process and decision-making in managing the patient. During QA meetings, the committee determines if a misdiagnosis and any error occurred by discussion and consensus. These deliberations are recorded in the minutes, which are then stored electronically in a secure, online shared drive. The cases are de-identified.

The investigators consisted of three emergency physicians: a senior attending, a junior attending, and a second-year resident. The second-year resident reviewed the QA meeting minutes from January 2005 to June 2012 and identified cases involving neurological diagnoses that were missed or delayed and that met inclusion criteria for this study. A trained research assistant extracted information including patient age, sex, date of ED visit, summary of the QA committee’s conclusion, imaging studies, consultations during the ED visit, and outcome from the patient’s online medical record and entered these data into an electronic spreadsheet.

The three physician investigators independently reviewed the online medical record and QA meeting minutes for the cases identified and determined whether or not the misdiagnosis was due to an error that occurred during the ED visit. Each investigator then classified any error identified as a knowledge gap, cognitive error, or systems-based error. In the cases in which a cognitive error occurred, the specific failed heuristic or strategy that led to the error was also identified. These have been previously described by Croskerry [15]. Systems-based errors were further classified by subtype. If the investigators did not identify an error on the part of the ED physician, based on the deliberations of the QA committee as described above, the case was excluded from further analysis. The determinations by the three investigators were compared. The error type identified by the majority of the investigators was recorded as the final type of error for that case and used for analysis. If the majority of investigators could not agree on the error type, the case was excluded.

Our Institutional Review Board reviewed and approved the study. The procedures followed were in accord with the local institutional research standards, federal regulations and ethical standards. This was a retrospective study and therefore it was not possible to obtain informed consent. All subjects were de-identified.

Study population

By QA meeting minutes review, we identified patients age 18 years or older who were found to have a non-traumatic neurological emergency diagnosis that was missed during their ED visit at our institution between January 2005 and June 2012. We excluded patients younger than 18 years of age and those with a trauma-related or a non-emergent neurological diagnosis. We also excluded cases that lacked a medical record number in the QA meeting minutes and cases for which documentation in the QA meeting minutes was incomplete.

Outcome measures

The primary outcome was type of error leading to the misdiagnosis. The type of error was categorized as a knowledge gap, cognitive error, or systems-based error. Secondary outcome measures included time during the academic year by quartile in which the ED visit occurred, whether or not a neurology or neurosurgery consultation was obtained in the ED during the visit in which the error occurred, and specific neurological diagnosis that involved an error.

Data analysis

We entered the data extracted from the QA meeting minutes, online medical record, and error type determined by the reviewers into a spreadsheet using Microsoft Excel 2003 (Redmond, WA). We calculated the proportions and 95% confidence intervals of the types of errors leading to the misdiagnosis as well as age, sex, quartile and half of the academic year in which the ED visit took place, and inclusion of an ED neurology or neurosurgery consultation. A Fleiss coefficient was calculated to measure inter-rater reliability of the error determination. Analyses were conducted with GraphPad Software (GraphPad Software, Inc., La Jolla, CA).

Results

During the study period, 1168 cases reviewed by the QA Committee had both documented medical record numbers and case descriptions in the QA meeting minutes. Of these, 42 cases were found to include a neurological misdiagnosis that met inclusion criteria. We excluded 13 cases in which no error was found. Twenty-nine cases were determined to have had a diagnostic error in the ED management of the patient (Figure 1). Two of these cases had two diagnostic errors made over multiple ED visits for the same presentation. The patient characteristics and missed diagnoses are shown in Table 1.

Figure 1 Process for identification of cases meeting inclusion criteria and determination of error type.
Figure 1

Process for identification of cases meeting inclusion criteria and determination of error type.

Table 1

Key characteristics of cases with a diagnostic error leading to a missed neurological emergency.

CharacteristicsNumberPercentage
Patient characteristics
 Age
  Mean57N/A
  Median57N/A
 Sex
  Female1552
  Male1448
Missed diagnosis
 Stroke1137.9
  Cerebellar310.3
  Frontal26.9
  Frontal and parietal13.4
  Internal capsule13.4
  Occipital and temporal13.4
  Occipital and thalamic13.4
  Occipital13.4
  Perisylvian13.4
 Symptomatic aneurysm310.3
  Anterior communicating artery26.9
  Posterior communicating artery13.4
 Spinal epidural hematoma26.9
 Intracranial hemorrhage26.9
 Symptomatic pituitary adenoma13.4
 Guillan-Barre syndrome13.4
 Anterior ischemic optic neuropathy13.4
 Disseminated Lyme disease13.4
 Venous sinus thrombosis13.4
 Metastatic cerebellar lesion13.4
 Bacterial meningitis13.4
 Herpes simplex virus encephalitis13.4
 Mollaret’s meningitis13.4
 Carotid dissection13.4
 Cerebellar peduncle demyelinating lesion13.4

Knowledge gaps were found to be the most common type of error leading to misdiagnosis. The distribution of error types and subtypes is shown in Table 2. Examples of cases and associated errors are shown in Table 3. Two cases included two errors (knowledge gap, systems-based issue and knowledge gap, cognitive error) over multiple ED visits and these are included in the calculated proportions. There were no cases in which all three reviewers disagreed on the type of error. In five cases, however, one reviewer disagreed with the other two. The Fleiss coefficient for inter-rater reliability was 0.89 (95% confidence interval 0.85 to 0.93).

Table 2

Types of errors leading to misdiagnosis of neurological emergencies.

Cause of errorPercentage of casesSpecific type
Knowledge gap45.2% (95% CI 29.2, 62.2)Specific to each case
Cognitive error29.0% (95% CI 15.9, 46.8)Diagnostic anchoring (55.6%)
Diagnostic momentum (11.1%)
Premature closure (11.1%)
Base rate neglect (11.1%)
Search satisfying (11.1%)
Systems-based issue25.8% (95% CI 13.5, 43.5)Radiology resident misread (87.5%)
Delay in obtaining imaging (12.5%)
Table 3

Examples of specific cases and the error leading to a miss or delay in diagnosis

CaseError
Example 1:Cognitive error, diagnostic anchoring
37-year-old female with metastatic colon cancer status post chemotherapy 1 week prior presented to the ED with worsening nausea and new headache not responsive to acetaminophen. Patient was tachycardic and afebrile with a normal neurological exam. She was treated with fluids, pain control, and anti-emetics and discharged home. Patient follows up in clinic 3 days later is found to have a new posterior fossa mass on head CT. She is taken to the OR 3 days later.The patient presented to the ED with headache and nausea in the setting of having recently received chemotherapy. ED documentation from this visit attributes these symptoms to her chemotherapy and thus no further neurologic workup was performed. This is an example of diagnostic anchoring, or the fixation on a specific aspect of a presentation early on in the assessment and development of a diagnosis based on this initial impression. Chemotherapy is known to cause nausea and an array of other side effects. Given the temporal relationship with chemotherapy, the EP anchored on this explanation for her symptoms and failed to further investigate other diagnoses.
Example 2:Systems-based error, radiology resident misread
47-year-old female presented to the ED with left facial numbness. Her neurological exam was notable for numbness in the left fifth cranial nerve distribution. There was concern for stroke. A neurology consult was obtained in the ED and patient underwent an MRI. The read by the radiology resident was reported to the ED as normal and the patient was discharged home. The final attending radiology read was reported the following day and noted a subacute to chronic infarction of the posterior limb of the right internal capsule extending into the caudate nucleus. The patient was called to return to the ED for admission to the neurology service.The patient presented to the ED with symptoms concerning for stroke. The emergency physician ordered the appropriate imaging test to further evaluate this diagnosis. The initial radiology read by the resident on call was incorrect. The error was on the part of the radiology team and not the emergency physician. This is a systems-based error, as the protocol in place which allows a resident to report the results of an imaging study prior to attending radiology read failed to identify the diagnosis.
Example 3:Knowledge gap regarding diagnosis of stroke
23-year-old female with no past medical history presented to ED with right-sided headache and left-sided clumsiness, weakness, and parathesias. Exam notable for mild left-sided weakness. Discharged home with diagnosis of complex migraine after negative head CT and neurology consult. Returned 2 days later for persistent symptoms and found to have right thalamic and occipital infarcts as well as a patent foramen ovale.The patient presented to the ED with symptoms concerning for stroke. She was discharged home with persistent symptoms and was given a diagnosis of migraine, as the EPs and neurology consultant thought a stroke was not likely based on her age. Their knowledge deficit was that stroke can occur in young people and that the CT in early stroke will often be normal.

The types of failed cognitive heuristics and strategies included diagnostic anchoring, diagnostic momentum, premature closure, base rate neglect, and search satisfying. The types of systems-based issues were radiology resident misreads and delay in obtaining imaging study. Radiology resident misread was the most common systems-based issue, accounting for 87.5% of all systems-based issues (Table 4).

Table 4

Types of errors by specific diagnosis.

DiagnosisType of error
Venous sinus thrombosisCognitive error: base rate neglect
Cerebellar peduncle demyelinating lesionCognitive error: diagnostic anchoring
Frontal strokeCognitive error: diagnostic anchoring
Metastatic cerebellar lesionCognitive error: diagnostic anchoring
Herpes simplex virus encephalitisCognitive error: diagnostic anchoring
Massive subdural hematomaCognitive error: diagnostic momentum
Right occipital and temporal strokeCognitive error: search satisfying
Bacterial meningitisCognitive: diagnostic anchoring
Cerebellar strokeKnowledge gap and cognitive error: premature closure
Intracranial hemorrhageKnowledge gap
Guillain-Barre syndromeKnowledge gap
Cerebellar strokeKnowledge gap
Left frontal and parietal strokeKnowledge gap
Anterior ischemic optic neuropathyKnowledge gap
Right thalamic and right occipital strokeKnowledge gap
Right frontal strokeKnowledge gap
Disseminated Lyme diseaseKnowledge gap
Posterior communicating artery aneurysmKnowledge gap
Aseptic meningitisKnowledge gap
Cerebellar strokeKnowledge gap
Occipital strokeKnowledge gap
Right perisylvian strokeKnowledge gap and system-based: radiology resident misread
Epidural hematomaSystems-based: delay in obtaining MRI
Pituitary adenomaSystems-based: radiology resident misread
Anterior communicating artery aneurysmSystems-based: radiology resident misread
Internal capsule strokeSystems-based: radiology resident misread
Anterior communicating artery aneurysmSystems-based: radiology resident misread
Carotid dissectionSystems-based: radiology resident misread
Cervical spine epidural hematomaSystems-based: radiology resident misread

In regards to the time of year when the errors were made, there was no statistically significant difference in error rates between the first and second halves of the academic year or among quartiles. In 31.0% of cases with diagnostic errors, a neurology or neurosurgery consultation had been obtained in the ED. Data regarding the use of a consult in the ED was not available for two cases (6.9%).

Discussion

Although we cannot make any conclusions about the frequency of misdiagnoses of patients with neurological problems, we have identified some of the reasons behind misdiagnosis, some of which suggest certain solutions. The most common causes of error in our study were knowledge gaps, which result from education deficits about the conditions that were misdiagnosed. Focusing on improving physician education about neurological emergencies may decrease this type of error. A review of malpractice claims found that residents were involved in 56% of the cases and that in 75% of these cases, trainees had the highest contributory rate of any personnel involved [4]. Because the residents and attending emergency physicians are jointly involved in the decision-making process, our data do not allow us to assign these errors to one group or the other. Nevertheless, improving education about neurological emergencies at the resident level could help reduce these knowledge gaps down the road. Efforts to maximize resident supervision (which is in part a systems-based issue) may also improve quality of care.

More generally, a survey of emergency medicine program directors revealed that only 17% of residency programs require a rotation in neurology and 15% required a rotation in neurosurgery. Program directors indicated that the primary method of educating EM residents on neurological emergencies was through didactics [18]. Residency programs should consider expanding clinical rotations or improving didactic lectures on such topics in order to decrease knowledge gaps at the resident level. The contribution of knowledge gaps among attending emergency physicians is unknown and more difficult to study.

Cognitive errors accounted for 29% of misdiagnoses in this study. While emergency physicians will always use some sort of cognitive heuristics with their clinical acumen to make judgments, there may be strategies to avoid those that lead to error. Croskerry describes cognitive de-biasing through metacognition, “the process by which we reflect upon, and have the option of regulating what we are thinking” [16]. Reflection on one’s thought process can often be difficult in a busy ED, as emergency physicians are faced with constant distractions, variable acuity, and the need for rapid decision-making [15, 16]. Sign out at shift change may provide one instance where metacognition and reevaluation can occur; encouraging the oncoming physician to question a plan that does not sound right may decrease these errors. Perhaps a more realistic tool to avoid cognitive errors is the “diagnostic time-out” [19]. Patient safety has been shown to improve in surgical and procedural suites because of such time outs [20]. The ED team can implement a similar process by taking a “diagnostic time-out” to review the data and consider an expanded differential diagnosis. Such brief exercises may improve diagnostic accuracy and have been suggested for coma patients of unclear etiology [21]. Finally, acknowledging one’s own mistakes encourages self-reflection and allows clinicians to teach others about the error [19].

Systems-based errors accounted for 29% of misdiagnosis in our study, mostly due to radiology resident misreads. At our institution, radiology residents release preliminary reports on all ED imaging except for neurological magnetic resonance imaging (MRI) studies and emergency physicians base their decision making on these initial reads. For patients presenting on overnight shifts, patient dispositions are usually made prior to the attending radiologist report being available. This practice is similar to many other academic centers [22–24]. Of note, during the study period, our institutional policy changed from one that allowed radiology residents to release preliminary neurological MRI reports for decision making to our current policy given the large number of misreads. A report from our institution found the sensitivity for on call residents’ detection of aneurysms on CT angiography studies of patients with question subarachnoid hemorrhage was as low as 62% [25]. Studies from other institutions have found discrepancy rates of resident and attending physicians’ interpretations of neurological imaging to range from 8.4% to 13.5% [23, 24]. One study found the miss rate of radiology residents to be 5.2% per case on CT angiography studies of the head and neck [26]. Neuroimaging is the modality of choice for diagnosing strokes, aneurysms, and arterial dissections and these are the diagnoses that accounted for the majority of misses in our study. Emergency physicians should consider requiring real-time attending radiologist reads on all ED neuroimaging in order to decrease this type of error.

The two most common misses in our study had to do with diagnosis of stroke, particularly cerebellar stroke, and symptomatic aneurysms. This is consistent with existing literature that describes the high miss rate of these diagnoses and the difficulty clinicians face when making these diagnoses [7, 27–29]. All cases of missed cerebellar strokes in our study were due to cognitive errors or knowledge gaps, which further supports the need for increased education on this diagnosis. While radiology misreads accounted for several cases of missed cerebrovascular pathology, it is also important for clinicians to understand the limitations of even the most advanced neuroimaging tests in making these diagnoses, particularly in the early hours after an event [27–30].

Limitations

Because QA data is intrinsically skewed towards poor outcomes cases, the major limitation is that this was a retrospective study of a highly selected group of patients. Because some misdiagnoses may not have reached our QA Committee, we cannot make any conclusions regarding the frequency of misdiagnosis in our population. However, our QA system effectively identifies a large number of such cases because our departmental and hospital culture encourages flagging such cases for review. Though limited, such a retrospective physician analysis has been demonstrated as a practical method for identifying management problems [31].

A second limitation is the small sample size. Thirdly, the knowledge of severity of a case has been found to affect a reviewer’s perception of the appropriateness of care [32]. In our study, we did not blind the investigators to the results of each case in our study because it would have made it impossible to determine if errors had occurred. We believe, however, that requiring the identification of the specific types of errors forced the reviewers to think critically and eliminate poor outcome cases in which no error was made. Having three physicians independently review the cases diminished the likelihood of influence of perception by any one individual. In addition, the QA committee members investigated these cases at or close to real time and although we queried this database retrospectively, the data were detailed and collected prospectively, giving the investigators a clear sense of what happened in each case.

Last, the study setting (a large academic medical center, with 24-h availability of specialists, radiology coverage, and advanced imaging capabilities) makes it difficult to extrapolate these findings to other centers. Similarly, the presence of consultants in the ED may have biased the emergency physicians’ decision-making and thus influenced the prevalence of knowledge gaps and cognitive errors.

Conclusions

In this study, knowledge gaps, cognitive errors, and systems-based errors all contributed to the misdiagnosis of neurological emergencies. The two most common mistakes that suggest specific areas for improvement are missed diagnosis of cerebellar stroke and erroneous radiology resident interpretations of neurological imaging. Understanding these types of errors can enable emergency physicians to develop possible solutions to avoid them in the future.


Corresponding author: Nicole M. Dubosh, MD, One Deaconess Road W-CC2 Boston, MA 02215, Phone: +(617) 754-2339, Fax: +(617) 754-2350, E-mail:
aCo-first author
  1. Author contributions: All the authors have accepted responsibility for the entire content of this submitted manuscript and approved submission.

  2. Financial support: None declared.

  3. Employment or leadership: None declared.

  4. Honorarium: None declared.

  5. Competing interests: The funding organization(s) played no role in the study design; in the collection, analysis, and interpretation of data; in the writing of the report; or in the decision to submit the report for publication.

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Article note

This study was presented as a poster presentation in at the 2013 Council for Emergency Medicine Residency Directors (CORD) Academic Assembly in Denver, CO and at the 2013 Society for Academic Emergency Medicine (SAEM) in Atlanta, GA.


Received: 2014-7-2
Accepted: 2014-10-30
Published Online: 2014-12-6
Published in Print: 2015-2-1

©2014, Nicole M. Dubosh et al., published by De Gruyter

This work is licensed under the Creative Commons Attribution-NonCommercial-NoDerivatives 3.0 License.

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