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The tight approximation property

  • Olivier Benoist EMAIL logo and Olivier Wittenberg
Published/Copyright: March 11, 2021

Abstract

This article introduces and studies the tight approximation property, a property of algebraic varieties defined over the function field of a complex or real curve that refines the weak approximation property (and the known cohomological obstructions to it) by incorporating an approximation condition in the Euclidean topology. We prove that the tight approximation property is a stable birational invariant, is compatible with fibrations, and satisfies descent under torsors of linear algebraic groups. Its validity for a number of rationally connected varieties follows. Some concrete consequences are: smooth loops in the real locus of a smooth compactification of a real linear algebraic group, or in a smooth cubic hypersurface of dimension 2, can be approximated by rational algebraic curves; homogeneous spaces of linear algebraic groups over the function field of a real curve satisfy weak approximation.

A G-equivariant complex analytic spaces

In this appendix, we develop the basics of G-equivariant complex geometry, and collect the results that we need.

A.1 Definition

A G-equivariant complex analytic space is a complex analytic space (Z,𝒪Z) in the sense of [47, p. 16] whose underlying locally ringed space is endowed with an action of G such that the complex conjugation σ acts 𝐂-antilinearly on 𝒪Z. It is said to be a manifold (resp. Stein, projective, etc.) if so is the underlying complex analytic space. A G-equivariant complex manifold is nothing but a complex analytic manifold endowed with an action of G such that σ acts antiholomorphically.

If Z is a G-equivariant complex analytic space, a G-equivariant coherent sheaf on Z is a coherent sheaf on the underlying complex analytic space that is endowed with an action of G compatible with its 𝒪Z-module structure.

There are two equivalent approaches to G-equivariant complex geometry. One can consider the G-equivariant spaces defined above, as in [51, Section II.4] where they are called complex analytic spaces with an antiinvolution, as in [84, p. 250] where they are called analytic spaces over 𝐑, or as in [20, Section 2.1] where they are called real structures on complex spaces. One can also consider their quotients by the action of G in the category of locally ringed spaces: those are the Berkovich 𝐑-analytic spaces hinted at in [9, Examples 1.5.4], which were also considered by Huisman [62] under the name of real analytic spaces. The reason for our choice is that classical results of complex geometry apply more directly in the former context.

A.2 Analytification

Let (Z,𝒪Z) be a complex analytic space with structural morphism μ:𝐂𝒪Z. We define its conjugate (Zσ,𝒪Zσ) to be equal to (Z,𝒪Z) as a locally ringed space, but with structural morphism μσ. With a coherent sheaf on Z, one associates a coherent sheaf σ on Zσ: it is equal to as a sheaf and its 𝒪Zσ-module structure is induced by the equality 𝒪Zσ=𝒪Z. One verifies that a G-equivariant complex analytic space is nothing but a complex analytic space Z endowed with an isomorphism α:ZσZ of complex analytic spaces such that αασ=IdZ, and that a G-equivariant coherent sheaf on it is a coherent sheaf on the underlying complex space endowed with an isomorphism β:α*σ such that βσασ*β=Id.

If X is a variety over 𝐑, then the analytification X𝐂an of X𝐂 has a natural structure of G-equivariant complex analytic space, denoted by Xan. Similarly, if is a coherent sheaf on X, then the analytification 𝐂an of 𝐂 has a natural structure of a G-equivariant coherent sheaf, denoted by an.

When X is proper, the analytification functor YYan induces an equivalence between the categories of closed subvarieties of X and of closed G-equivariant analytic subspaces of Xan, and the functor an is an equivalence between the categories of coherent sheaves on X and of G-equivariant coherent sheaves on Xan. These facts follow from the above description of G-equivariant complex analytic spaces and G-equivariant coherent sheaves, together with Serre’s GAGA theorem for proper varieties [50, Exposé XII, Théorème 4.4] (see also [50, Exposé XII, Corollaire 4.6]) and Galois descent (see for instance [93, I Section 1]).

Arguing in the same way, we obtain a G-equivariant version of Riemann’s existence theorem from the non-equivariant statement [50, Exposé XII, Théorème 5.1]: for any variety X over 𝐑, the analytification functor induces an equivalence between the categories of finite étale coverings of X and of G-equivariant finite topological coverings of X(𝐂).

A.3 The Stein property

Recall that a complex analytic space Z is Stein if one has Hq(Z,)=0 for all coherent sheaves on Z and all q>0. We collect here for later use G-equivariant analogues of well-known consequences of the Stein property.

For a G-equivariant coherent sheaf on a G-equivariant complex analytic space Z, the group G acts on Hq(Z,), the action of σ being 𝐂-antilinear. Since the Hq(Z,) are 𝐂-vector spaces, one has Hp(G,Hq(Z,))=0 for p>0, and the second spectral sequence of equivariant cohomology [49, Théorème 5.2.1] shows that HGq(Z,)=Hq(Z,)G. Thus, if Z is Stein, then HGq(Z,)=0 for all q>0.

The real vector space Hq(Z,)G satisfies Hq(Z,)=Hq(Z,)G𝐑𝐂, giving rise to a real structure on Hq(Z,). The cohomology long exact sequence induced by a short exact sequence of G-equivariant coherent sheaves is G-equivariant, hence is defined over 𝐑 for these real structures.

Lemma A.1.

Let Z be a Stein G-equivariant complex analytic space.

  1. If Z has finite dimension, then a G-equivariant coherent sheaf on Z whose fibers have bounded dimensions is a quotient of a trivial G-equivariant coherent sheaf.

  2. A short exact sequence 01230 of G-equivariant coherent sheaves on Z splits G-equivariantly if 3 is locally free.

Proof.

(i) Combine Cartan’s Theorem A and [73, Theorem 1] to see that is generated by finitely many global sections. The smallest G-stable sub-𝐂-vector space VH0(Z,) containing these sections is defined over 𝐑: an 𝐑-basis ζ1,,ζN of VH0(Z,)G is also a 𝐂-basis of V. The ζi induce a G-equivariant surjection 𝒪ZN of coherent sheaves.

(ii) Consider the exact sequence 01323330. Since Z is Stein, there is an induced short exact sequence of global sections on Z, hence of the underlying real vector spaces:

0H0(Z,13)GH0(Z,23)GH0(Z,33)G0.

A lift of Id3H0(Z,33)G in H0(Z,23)G corresponds to a G-equivariant morphism 32 of coherent sheaves inducing the required splitting. ∎

Proposition A.2.

Let Z be a G-equivariant complex analytic space. Any G-stable locally closed Stein subspace YZ has a G-stable Stein open neighborhood in Z.

Proof.

By Siu’s theorem [95], Y has a Stein open neighborhood Y in Z. The G-stable open neighborhood Yσ(Y) is then Stein by [47, p. 127]. ∎

A.4 The Picard group

Let Z be a G-equivariant complex analytic space. The isomorphism classes of G-equivariant invertible sheaves on Z form a group for the tensor product: the Picard group PicG(Z) of Z. Letting 𝒪Z*𝒪Z be the G-equivariant subsheaf of invertible analytic functions, one has an isomorphism PicG(Z)HG1(Z,𝒪Z*). This follows from the Čech description of G-equivariant cohomology [49, Théorème 5.5.6] (for details in the topological setting see [64, p. 698] or [71, Proposition 1.1.1]).

Let 𝐙(1)𝐂 be the sub-G-module generated by -1. Viewing the exponential exact sequence [47, Lemma, p. 142]

(A.1)0𝐙(1)𝒪Zfexp(2πf)𝒪Z*0

as a short exact sequence of G-equivariant sheaves on Z yields a boundary map

cl:PicG(Z)HG2(Z,𝐙(1)),

the so-called equivariant cycle class map. Composing it with the restriction map

HG2(Z,𝐙(1))HG2(ZG,𝐙(1))

and with the canonical isomorphism

HG2(ZG,𝐙(1))H1(ZG,𝐙/2𝐙)

described in [72, Theorem 1.3] induces the Borel–Haefliger cycle class map

cl𝐑:PicG(Z)H1(ZG,𝐙/2𝐙).

Proposition A.3.

The map cl:PicG(Z)HG2(Z,Z(1)) is an isomorphism if Z is a Stein G-equivariant complex analytic space. So is clR:PicG(Z)H1(ZG,Z/2Z) if Z is a Stein G-equivariant complex manifold of pure dimension 1.

Proof.

If Z is Stein, then HGq(Z,𝒪Z)=0 for q>0 (see Section A.3). The long exact sequence of G-equivariant cohomology induced by the exponential exact sequence then shows that cl is an isomorphism.

It remains to prove that the restriction map HG2(Z,𝐙(1))HG2(ZG,𝐙(1)) is an isomorphism if Z is a Stein G-equivariant complex manifold of pure dimension 1. To do so, we let i:ZZGZ be the inclusion and we let i! denote the extension by zero. Since G acts antiholomorphically on Z, the fixed point set ZGZ is a one-dimensional 𝒞 closed submanifold, and the quotient Z/G is a 𝒞 manifold with boundary ZG and interior (ZZG)/G. We denote by j:(ZZG)/GZ/G the inclusion, and by 𝐙~ the sheaf on (ZZG)/G induced by the G-equivariant sheaf 𝐙(1) on ZZG. Since G acts antiholomorphically on Z, it reverses its orientation, so that j!𝐙~ is the orientation sheaf of Z/G in the sense of [17, V, Definition 9.1].

In view of the long exact sequence of relative equivariant cohomology

HG2(Z,i!𝐙(1))HG2(Z,𝐙(1))HG2(ZG,𝐙(1))HG3(Z,i!𝐙(1)),

it suffices to show that HGq(Z,i!𝐙(1))=0 for q2. By the first spectral sequence of equivariant cohomology [49, Théorème 5.2.1], HGq(Z,i!𝐙(1))Hq(Z/G,j!𝐙~). By Poincaré duality, we have Hq(Z/G,j!𝐙~)H2-qBM(Z/G,𝐙), where H*BM denotes Borel–Moore homology (apply [17, V, Theorem 9.3] to X=Z/G, =𝐙, and with Φ the family of closed subsets of X). This group obviously vanishes if q3. It also vanishes if q=2 as Z/G has no compact component since Z is Stein. ∎

A.5 Meromorphic functions and ramified coverings

If Z is a complex manifold, we let (Z) be the ring of meromorphic functions on Z. It is the product of the fields of meromorphic functions of the connected components of Z.

Proposition A.4.

Let Z be a complex manifold of pure dimension 1 with finitely many connected components. Associating with π:ZZ the M(Z)-algebra M(Z) induces an equivalence between the categories of finite morphisms π:ZZ of complex manifolds of pure dimension 1 and of finite étale M(Z)-algebras.

Proof.

When Z is connected, and if one restricts to the subcategories of finite morphisms π:ZZ with Z non-empty and connected, and of finite field extensions of (Z), this is [92, Chapter 1, Section 4.14, Corollary 4]. The general case follows at once. ∎

If Z is a G-equivariant complex manifold, let (Z)G be the ring of G-equivariant meromorphic functions on Z. If Z is connected, one has (Z)G(-1)=(Z). If Z has two connected components Z and σ(Z), one has (Z)G(Z). In general, (Z)G is the product of the fields of G-equivariant meromorphic functions on the G-orbits of connected components of Z.

Proposition A.5.

Let Z be a G-equivariant complex manifold of pure dimension 1 with finitely many connected components. Associating with π:ZZ the M(Z)G-algebra M(Z)G induces an equivalence between the categories of finite morphisms π:ZZ of G-equivariant complex manifolds of pure dimension 1 and of finite étale M(Z)G-algebras.

Proof.

This follows from Proposition A.4 and from the description of G-equivariant complex analytic spaces Z given in Section A.2, as complex analytic spaces Z endowed with the datum of an isomorphism α:ZσZ such that αασ=IdZ. ∎

A.6 Meromorphic functions and cohomological dimension

The next proposition is attributed to Artin by Guralnick [52].

Proposition A.6.

Let Z be a connected complex manifold of dimension 1. Then the field M(Z) has cohomological dimension 1.

Proof.

If Z is compact, this is Tsen’s theorem. If Z is not compact, let L be a finite extension of (Z). By Proposition A.4, it is the field of meromorphic functions of some connected complex manifold of dimension 1. As a consequence, the Brauer group of L vanishes by [52, Proposition 3.7]. The proposition then follows from [90, II 3.1, Proposition 5]. ∎

Recalling that a field k is said to have virtual cohomological dimension 1 if k(-1) has cohomological dimension 1, we deduce from Proposition A.6:

Corollary A.7.

Let Z be a G-equivariant complex manifold of dimension 1 such that Z/G is connected. Then the field M(Z)G has virtual cohomological dimension 1.

Corollary A.7 can be refined if ZG=.

Proposition A.8.

Let Z be a G-equivariant complex manifold of dimension 1 such that Z/G is connected. If ZG=, the field M(Z)G has cohomological dimension 1.

Proof.

We claim that -1 is a sum of two squares in (Z)G. It follows that (Z)G cannot be ordered, so that its absolute Galois group contains no element of finite order by the Artin–Schreier theorem [5]. The main theorem of [88] and Corollary A.7 then imply that (Z)G has cohomological dimension 1.

It remains to prove the claim. If Z is compact, then (Z)G is the function field of a smooth projective connected curve over 𝐑 with no 𝐑-point by GAGA (see Section A.2), and the claim is due to Witt [104, Satz 22]. We assume from now on that Z is not compact, hence Stein [47, p. 134].

Since H1(Z,𝒪Z)=0 because Z is Stein, and since H2(Z,𝐙)H0BM(Z,𝐙)=0 by Poincaré duality [17, Chapter V, Theorem 9.3] and because Z has no compact component, the exponential exact sequence (A.1) yields H1(Z,𝒪Z*)=0. Since HG2(Z,𝒪Z)=0 because Z is Stein (see Section A.3), and since HG3(Z,𝐙(1))=H3(Z/G,𝐙~)=0 (the first equality stems from the first spectral sequence of equivariant cohomology [49, Théorème 5.2.1] and the second from the fact that Z/G is a surface), the exponential exact sequence (A.1) shows that HG2(Z,𝒪Z*)=0.

The second spectral sequence of equivariant cohomology [49, Théorème 5.2.1], that is, E2p,q=Hp(G,Hq(Z,𝒪Z*))HGp+q(Z,𝒪Z*), now shows that H2(G,𝒪(Z)*)=0. By [89, VIII Section 4], we have H2(G,𝒪(Z)*)=(𝒪(Z)*)G/{fσ(f),f𝒪(Z)*}. Thus we deduce from this vanishing that there exists f𝒪(Z)* such that -1=fσ(f). It follows that -1=(f+σ(f)2)2+(f-σ(f)2-1)2 is a sum of two squares in (Z)G, as desired. ∎

Let Z be a G-equivariant complex manifold of dimension 1 such that Z/G is connected. If xZG and if t(Z)G is a uniformizer at x, expanding in power series at x yields an inclusion (Z)G𝐑((t)). Restricting to (Z)G the unique ordering < of the field 𝐑((t)) for which t>0 gives rise to an ordering x,t of the field (Z)G. It is easily verified, using the fact that Z is either projective or Stein, that x,t and x,t coincide if and only if x=x and (t/t)(x)𝐑>0. We show that if ZG is compact, there are no other orderings of (Z)G.

Proposition A.9.

Let Z be a G-equivariant complex manifold of dimension 1 such that Z/G is connected and ZG is compact. Then all the orderings of M(Z)G are of the form x,t described above.

Proof.

Fix an ordering of (Z)G. With is associated a valuation ring

A:={f(Z)G-rfr for some r𝐑}

with maximal ideal

𝔪:={f(Z)G-rfr for all r𝐑>0}

and residue field isomorphic to 𝐑 [75, Theorems 2 and 3].

Assume for contradiction that for every point xZG, there exists fx𝔪 such that fx does not vanish at x. Since ZG is compact, there exist a finite subset ΣZG and ε𝐑>0 such that f:=xΣfx2𝔪 does not take any finite value that is ε on ZG. The field (Z)G(ε-f) is the field of G-equivariant meromorphic functions of a G-equivariant complex manifold Y of dimension 1, which is a ramified covering of Z (see Proposition A.4). Since f>ε on ZG, we see that YG lies above the poles of ε-f, hence is discrete. But YG is a one-dimensional differentiable manifold as G acts antiholomorphically on Y. It follows that YG=. Proposition A.8 implies that (Z)G(ε-f) cannot be ordered. Since ε-f0, this contradicts [74, VIII Basic Lemma 1.4].

We have shown the existence of a point xZG such that all f𝔪 vanish at x. All gA can be written in a unique way as g=r+f with r𝐑 and f𝔪, hence have no poles at x. Since for all g((Z)G)*, one of g and 1/g must belong to A, and since 𝐑A, we deduce that A(Z)G is the set of functions with no poles at x. It follows that 𝔪={f(Z)Gf(x)=0}.

Let t(Z)G be a uniformizer at x. After replacing t with -t, assume that t0. For f((Z)G)*, there are unique n𝐙, r𝐑* and g𝔪 such that f=tn(r+g), and f0 if and only if r>0. It follows that and x,t coincide. ∎

A.7 Sections of submersions

Let Z be a G-equivariant complex manifold. The total space E of the holomorphic vector bundle EZ associated with a G-equivariant locally free coherent sheaf on Z has a natural structure of G-equivariant complex manifold.

The first part of the following proposition is a G-equivariant variant of a particular case of [42, Proposition 3.2]. We explain how to make the proof work G-equivariantly.

Proposition A.10.

Let f:ZY be a G-equivariant holomorphic map of G-equivariant complex manifolds, and let u:YZ be a G-equivariant holomorphic section of f. Suppose that Y is Stein.

  1. There exist a G-stable open neighborhood U of u(Y) in Z, a G-stable open neighborhood U of the zero section u(Y) in Nu(Y)/Z and a G-equivariant biholomorphism UU respecting the projections to Y that is the identity on u(Y) and induces the identity Nu(Y)/Z=Nu(Y)/Nu(Y)/ZNu(Y)/Z between normal bundles.

  2. Suppose that Y has no isolated point. Let KY be a G-stable compact subset and let SZ be a nowhere dense analytic subset. Choose b1,,bmK and r0. Then there exist a G-stable open neighborhood Y of K in Y and a sequence un:YZ of G-equivariant holomorphic sections of f above Y with the same r-jets as u at the points bi, converging uniformly to u on K, and such that no connected component of un(Y) is included in S.

  3. If Z is a G-equivariant complex manifold and if f:ZY and g:ZZ are G-equivariant holomorphic maps with f=fg such that g is submersive along u(Y), there exist a G-stable open neighborhood W of gu(Y) in Z and a G-equivariant holomorphic map w:WZ with gw=IdW and wgu=u.

Proof.

(i) Since u is a holomorphic section of f, it follows that the map f is submersive along u(Y), and we may assume that f is submersive. We may moreover assume that Z is Stein by Proposition A.2. The G-stable sub-vector bundle ETZ consisting of those vectors tangent to the fibers of f satisfies E|u(Y)Nu(Y)/Z. By Lemma A.1 (i), there exists a G-equivariant surjection p:Z×𝐂NE of holomorphic vector bundles on Z, induced by vector fields V1,,VN on Z. As follows from Lemma A.1 (ii), there is a G-equivariant morphism q:Nu(Y)/Zu(Y)×𝐂N of holomorphic vector bundles on u(Y) that is a section of p|u(Y)×𝐂N. Let φti be the holomorphic flow of Vi. For (x,t1,,tN)u(Y)×𝐂N in an appropriate neighborhood of u(Y)×{0} in u(Y)×𝐂N, define

F(x,t1,,tN)=φt11φtNN(x)Z.

The map xF(q(x)) induces the required biholomorphism between neighborhoods of u(Y) in Nu(Y)/Z and Z by the inverse function theorem, as explained in [42, Proof of Proposition 3.2]. Its G-equivariance follows from our choices.

(ii) By (i), we may assume that Z is a neighborhood of the zero section of a G-equivariant vector bundle E on Y and that u is the zero section. Let K be a compact G-stable neighborhood of K in Y, and let Y be the union of the connected components of the interior of K that meet K. The compactness of K implies that Y has finitely many connected components Y1,,Yl. The set Σ of xY such that S contains a neighborhood of u(x) in f-1(x) is nowhere dense in Y because SZ is a nowhere dense analytic subset. Since G acts antiholomorphically on Y and Y has no isolated point, the subset YGY is nowhere dense. It follows that we can choose yjYj for 1jl such that yjΣYG and such that yj and σ(yj) are distinct from the bi. Since yjΣ, there exists zjf-1(yj)Eyj such that tzjS for all 0<t1. Since Y is Stein, one can find a section ζH0(Y,E) vanishing to order r at the bi and such that ζ(yj)=zj and ζ(σ(yj))=σ(zj). Replacing ζ with (ζ+σ(ζ))/2 ensures that ζH0(Y,E)G. Since K is compact, it follows that ζ/nH0(Y,E)G induces a section un of f over Y as soon as n0. The sequence un has the required properties.

(iii) By part (i), we may assume that Z is a neighborhood of the zero section u(Y) of Nu(Y)/Z. Since g is submersive along u(Y), the map g induces a surjection of G-equivariant vector bundles p:Nu(Y)/ZNgu(Y)/Z. By Lemma A.1 (ii), we can find a G-equivariant splitting s:Ngu(Y)/ZNu(Y)/Z of p. The composition g(s|s-1(Z)):s-1(Z)Z is the identity on gu(Y) and a local diffeomorphism along gu(Y), hence induces a G-equivariant biholomorphism ψ:WW between some G-stable open neighborhoods W and W of gu(Y) in s-1(Z) and Z. To conclude, define w:=sψ-1:WZ. ∎

Acknowledgements

Scheiderer’s paper [87] plays a fundamental role in our results on homogeneous spaces of linear algebraic groups. Its influence is gratefully acknowledged. We thank Roland Huber for sending us a copy of [60], Dmitri Pavlov for having made [52] available to us, Jean-Louis Colliot-Thélène for a useful comment on a previous version of this article and the referees for their careful work.

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Received: 2020-01-20
Revised: 2020-12-14
Published Online: 2021-03-11
Published in Print: 2021-07-01

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