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Fractional Choquard Equations with Confining Potential With or Without Subcritical Perturbations

  • Dimitri Mugnai ORCID logo EMAIL logo and Edoardo Proietti Lippi
Published/Copyright: October 2, 2019

Abstract

In this paper, we consider fractional Choquard equations with confining potentials. First, we show that they admit a positive ground state and infinitely many bound states. Then we prove the existence of two signed solutions when a superlinear and subcritical perturbation is added; in this case, the main feature is that such a perturbation does not satisfy the usual Ambrosetti–Rabinowitz condition.

1 Introduction

The starting point of this paper is a class of fractional Choquard equations of the form

(P1) ( - Δ ) s u + V u = ( I α * | u | p ) | u | p - 2 u in N , N 1 .

Here p>1 varies in a suitable range, s(0,1), and (-Δ)s is the fractional Laplacian defined as

( - Δ ) s u = C ( n , s ) P.V. N u ( x ) - u ( y ) | x - y | N + 2 s d y

with the integral in the principal value sense, that is,

P.V. N u ( x ) - u ( y ) | x - y | N + 2 s d y = lim ε 0 N B ( x , ε ) u ( x ) - u ( y ) | x - y | N + 2 s d y ,
C ( n , s ) = π ( - 2 s + N / 2 ) Γ ( N / 2 + s ) Γ ( - s ) ,

and Γ is Euler’s Gamma function. Moreover, VC(N) is a potential such that V(x)V0>0 for every xN.

Finally, Iα:N is the Riesz potential of order α(0,N), defined for every xN{0} as

I α ( x ) = A α | x | N - α , A α = Γ ( N - α 2 ) 2 α Γ ( α 2 ) π N 2 .

The reasons to consider problem (P1) go back to physical motivations; indeed, the Choquard equation

(1.1) - Δ u + u = ( I 2 * | u | 2 ) u in 3

has appeared in the context of various physical models; for instance, see the models for polarons in a ionic lattice from Fröhlich in [9, 10]. The Choquard equation was actually introduced by Philippe Choquard in 1976 in the modelling of a one-component plasma; see [13]. More general versions of the Choquard equation have been introduced in recent years in the context of quantum mechanics; see [3, 5].

An interesting family of problems which extends (1.1) is given by the autonomous homogeneous Choquard equations

- Δ u + u = ( I α * | u | p ) | u | p - 2 u in N ,

where N, α(0,N) and p>1, studied in [15]. However, physical models in which particles are under the influence of an external electric field V lead to study Choquard equations in the form

(1.2) - Δ u + V u = ( I α * | u | p ) | u | p - 2 u in N ,

where generally V is a nonconstant electric potential in Lloc1(N). Due to the presence of the potential V, the problem is not invariant under translation of the space, and the situation is more complicated; see [4, Chapter 1] and [25].

It is clear that problem (P1) is the nonlocal counterpart of (1.2). In fact, recent research has shown that local interaction sometimes should be conveniently replaced by nonlocal ones (for instance, see [27, 7, 11, 12, 17, 24]), and indeed, our first set of results are related to those proved by Van Schaftingen and Xia in [25]; therein, they studied the problem in the case of a nonnegative potential V and proved the existence of a ground state solution, as well as a sequence of solutions whose energies are unbounded. In our case, due to the nonlocal nature of problem (P1), we do not handle the case of a vanishing potential, so we assume V:N[V0,+) with V0>0, and we first prove analogous results to those proved in [25]. In particular, the first two main results of this paper are Theorem 3.1, where the existence of infinitely many solutions is proved, and Theorem 3.3, where the existence of a ground state is given.

In the second part of the paper, we study a subcritical perturbation of problem (P1), namely,

(P2) ( - Δ ) s u + V u = ( I α * | u | p ) | u | p - 2 u + f ( x , u ) in N .

Here f satisfies suitable conditions, but, in particular, it does not satisfy the Ambrosetti–Rabinowitz conditions. This means that the usual strategy to find critical points for the associated functional cannot be performed. For this reason, we assume a new condition on f (see Section 4), recently introduced in [18] and already exploited in other contexts (for instance, see [8]). This condition is quite general, but, on the other hand, it is enough to overcome the difficulties arising from the lack of the Ambrosetti–Rabinowitz condition and prove that the associated functional has critical points. In this way, we can prove the existence of two solutions, one being positive and the other being negative; see Theorem 4.2, the third main result of this paper.

The paper is organized as follows: in Section 2, we introduce the problem in detail, and we give the functional setting we shall use later on, in particular, proving some embedding and continuity results. In Section 3, we prove the existence of an unbounded sequence of solutions for problem (P1) and that there exists a ground state solution. The former result is obtained by using the fountain theorem by Bartsch [2], while the latter is the consequence of a strategy which goes back to Rabinowitz [20].

Finally, in Section 4, we consider problem (P2) and prove that there exist two nontrivial constant-sign solutions. In this case, due to the general behavior of the nonlinearity f, we are not able to apply the usual mountain pass theorem with the (PS) condition, but we need a version under the validity of the (C) condition. Indeed, the fact that f does not satisfy the Ambrosetti–Rabinowitz conditions makes the proof of the boundedness of (C) sequences very hard, but, following the approach of [18], we succeeded in proving it, gaining the desired result.

2 Functional Setting

We divide this section in two parts: in the first one, we study some properties of the convolution term and some embedding properties related to the functional space where the problems are set; in the second part, we introduce the variational structure we will use.

2.1 Embedding Results

The leading operator in the equation forces to consider the quantity

u H V s : = ( 2 N | u ( x ) - u ( y ) | 2 | x - y | N + 2 s d x d y + N V u 2 d x ) 1 2 .

Now, we claim that this is a norm and define HVs(N) as the normed space obtained by completion of the set of smooth functions with compact support Cc(N) with respect to the norm uHVs. Indeed, HVs is clearly a semi-norm, but if uHVs=0, from the first term, u is constant with NV|u|2=0, which leads to u=0, so HVs is a norm.

Moreover, HVs(N) is a Hilbert space, endowed with the scalar product

u , v = 2 N ( u ( x ) - u ( y ) ) ( v ( x ) - v ( y ) ) | x - y | N + 2 s d x d y + N V u v d x for every u , v H V s ( N ) .

With an assumption on the potential V, we can say that HVs(N) is continuously embedded in the fractional Hilbert space Hs(N).

Remark 2.1.

If infV>0, then HVs(N)Hs(N), that is, there exists C>0 such that

(2.1) u H s ( N ) C u H V s ( N ) for every u H V s ( N ) .

Indeed, we have

u H s ( N ) 2 = 2 N | u ( x ) - u ( y ) | 2 | x - y | N + 2 s d x d y + N u 2 d x max { 1 , 1 inf V } ( 2 N | u ( x ) - u ( y ) | 2 | x - y | N + 2 s d x d y + N V u 2 d x ) C u H V s ( N ) ,

so we have the continuous embedding.

For further references, we also define HVs(Ω) as the completion of smooth functions with compact support with respect to the norm

( Ω 2 | u ( x ) - u ( y ) | 2 | x - y | N + 2 s d x d y + Ω V u 2 d x ) 1 2 .

We first study when we have an embedding of HVs(N) into the weighted space

L 2 ( N ; | x | γ d x ) : = { u : N : u measurable , N | x | γ u 2 d x < + } .

We consider this space with the norm

u L 2 ( N ; | x | γ d x ) 2 = N | x | γ u 2 d x .

More precisely, we show that, under suitable assumptions, this embedding is continuous and compact.

Proposition 2.2.

Let N>2s and γ[0,+). If VC(RN), V(x)V0>0 and

(2.2) lim inf | x | + V ( x ) | x | γ > 0 ,

then there exists a constant C>0 such that

(2.3) N | x | γ u 2 d x C ( 2 N | u ( x ) - u ( y ) | 2 | x - y | N + 2 s d x d y + N V u 2 d x ) for every u H V s ( N ) ,

that is, the embedding HVs(RN)L2(RN;|x|γdx) is continuous.

If, in addition,

(2.4) lim | x | + V ( x ) | x | γ = + ,

then the corresponding embedding is compact. Moreover, when γ=0, the embedding HVs(RN)Lq(RN) is compact for every q(2,2*).

Here 2*=2NN-2s is the usual Sobolev fractional exponent; see [6]. A similar result was proved in [25] for the embedding of HV1(N) into Lq(N) with 1q(12-1N,12), only assuming V0. In our result, we require a stronger assumption, that is, V is far from 0, but we give a simpler proof.

Proof of Proposition 2.2.

Since (2.2) holds, we can take λ(0,+) such that

λ < lim inf | x | + V ( x ) | x | γ .

Then there exists k>0 sufficiently large so that, if xNB(0,k), we have V(x)λ|x|γ. So, multiplying by u2 and integrating in NB(0,k), we obtain

λ N B ( 0 , k ) | x | γ u 2 d x N B ( 0 , k ) V u 2 d x .

Then, since γ0 and V(x)V0>0, we can write

N | x | γ u 2 d x k γ B ( 0 , k ) u 2 d x + N B ( 0 , k ) | x | γ u 2 d x k γ B ( 0 , k ) V V 0 u 2 d x + 1 λ N B ( 0 , k ) V u 2 d x max { k γ V 0 , 1 λ } N V u 2 d x C u H V s 2 ,

so (2.3) holds.

As for the compactness, if (2.4) holds, let HVs(N) be a bounded set, and take a sequence (vn)n. Up to a subsequence, we may assume that vnv in HVs(N) as n, so we want to prove that vnv in L2(N;|x|γdx) as n. Of course, we can assume that v0. Since vn is bounded in HVs(N); by assumption (2.4), for every ε>0, there exists R>0 such that

(2.5) ( sup | x | > R | x | γ V ( x ) ) v n H V s 2 ε .

Since vnHVs(N) for all n, we have vnHVs(B(0,R)) and vn0 in HVs(B(0,R)) as n. By the fractional Rellich–Kondrakov theorem, HVs(B(0,R)) is compactly embedded in L2(B(0,R)), so it follows that vn0 in L2(B(0,R)) as n. Since γ0, the space L2(B(0,R)) is naturally embedded in the weighted space L2(B(0,R);|x|γdx), so vn0 in L2(B(0,R);|x|γdx). Therefore, there exists N1>0 such that, for every nN1, we have

(2.6) B ( 0 , R ) | x | γ v n 2 d x ε .

Then, for nN1, by (2.5) and (2.6), we obtain

N | x | γ v n 2 d x = B ( 0 , R ) | x | γ v n 2 d x + N B ( 0 , R ) | x | γ v n 2 d x ε + ( sup | x | > R | x | γ V ( x ) ) N B ( 0 , R ) V v n 2 d x ε + ( sup | x | > R | x | γ V ( x ) ) v n H V s 2 2 ε .

This proves that N|x|γvn2dx0 as n, that is, vn0 in L2(N;|x|γdx), so the desired embedding is compact.

To conclude the proof, in the case γ=0, we use some interpolation to show that the previous sequence (vn)n in HVs(N) is compact in Lq(N) with q(2,2*). To this purpose, take q¯=2NN-2s if N>2s; then there exists β(0,1) such that

1 q = β 2 + 1 - β q ¯ .

Using the interpolation inequality, we have vnLqC1vnL2βvnLq¯1-β. By the fractional Sobolev inequality (see [6]), we know that vnLq¯CvnHs, so

C 1 v n L 2 β v n L q ¯ 1 - β C 2 v n L 2 β v n H s 1 - β .

By (2.1), we have

C 2 v n L 2 β v n H s 1 - β C 3 v n L 2 β v n H V s 1 - β .

In the end, we have shown that

v n L q C v n L 2 β v n H V s 1 - β .

Since we have just proved that vn0 in L2(N) as n, (vn)n being bounded in HVs(N), we get

v n L q C v n L 2 β v n H V s 1 - β 0 as n .

This concludes the proof. ∎

Remark 2.3.

Although we are not interested in the case N2s, we notice that the previous result holds true also in this situation with minor adaptations.

Before describing the link between the convolution term and the space HVs, we recall some basic results known as the Hardy–Littlewood–Sobolev inequality and the Stein–Weiss inequality (see [14, 22]).

Theorem 2.4 (Hardy–Littlewood–Sobolev Inequality).

Let 0<α<N and 1<p<q< with 1q=1p-αN. Then there exists C=C(p,α,N)>0 such that

N f ( y ) d y | x - y | N - α L q ( N ) C f L p ( N ) for every f L p ( N ) .

Remark 2.5.

Since, in the previous result, we have q=NpN-αp, we can simply say that Iα*fLNpN-αp(N) and

N | I α * f | N p N - α p d x C ( N | f | p d x ) N N - α p .

Theorem 2.6 (Stein–Weiss Inequality).

Let

T λ f ( x ) = N f ( y ) | x - y | λ d y

with 0<λ<N, 1<p<, α<N-Np, β<Nq, α+β0 and

1 q = 1 p + λ + α + β N - 1 .

If pq<, then Tλf(x)|x|-βLq(RN)Af(x)|x|αLp(RN), where A=A(p,α,β,λ).

In the next proposition, we will define two maps, and we will prove that they are continuous and of weak to strong type, that is, they map weakly convergent sequences into strongly convergent sequences.

Proposition 2.7.

Let N>2s and α(0,N). If VC(RN), VV0>0, satisfies

(2.7) lim inf | x | + V ( x ) 1 + | x | N + α p - N > 0 ,

then there are two well-defined mappings

(2.8) φ : H V s ( N ) L 2 ( N ) , u H V s ( N ) I α 2 * | u | p L 2 ( N ) ,
(2.9) ψ : H V s ( N ) ( H V s ( N ) ) , u H V s ( N ) ( I α * | u | p ) | u | p - 2 u ( H V s ( N ) ) ,

which are continuous for p(1,N+αN-2s). If, in addition,

(2.10) lim | x | + V ( x ) 1 + | x | N + α p - N = + ,

the mappings above are of weak to strong type.

Proof.

The sign of the exponent in (2.7), that is, N+αp-N, gives us the asymptotic behavior of V(x) when |x|, so we study separately the cases N+αp-N<0 and N+αp-N0.

(I) The case p>N+αN.

Continuity and weak to strong property for φ. In this case, |x|N+αp-N0 as |x|, so (2.7) implies that we are in the case γ=0 of Proposition 2.2, that is, lim inf|x|+V(x)>0. Take uHVs(N); then, by (2.1), we have HVs(N)Hs(N) and

(2.11) u H s C u H V s .

By the fractional Sobolev embedding, we have Hs(N)L2NpN+α(N) and

(2.12) u L 2 N p N + α C u H s ,

provided that the exponent 2NpN+α satisfies the condition

2 2 N p N + α 2 N N - 2 s .

This implies

(2.13) N - 2 s N + α 1 p N N + α ,

which is indeed the case we are considering. Thus, taking uHVs(N), we have uL2NpN+α(N), and so |u|pL2NN+α(N), being

u L 2 N p N + α = ( N | u | 2 N p N + α ) N + α 2 N p = ( N | u | p 2 N N + α ) N + α 2 N p = | u | p L 2 N N + α 1 p .

By the Hardy–Littlewood–Sobolev inequality with 0<α2<N, p=2NN+α and f=|u|p, being

1 < 2 N N + α < 2 N α ,

since N+α>α and α<N, and

(2.14) N 2 N N + α N - α 2 2 N N + α = 2 N 2 N 2 + N α - N α = 2 ,

we get

I α 2 * | u | p L 2 ( N ) and I α 2 * | u | p L 2 ( N ) C | u | p L 2 N N + α .

This means that the Riesz integral operator, which maps

(2.15) | u | p L 2 N N + α ( N ) I α 2 * | u | p L 2 ( N ) ,

is a linear and bounded operator. In the end, we get that the first map we are considering, that is, (2.8) is well defined.

As for the continuity, by (2.1), we have HVs(N)Hs(N), and by the fractional Sobolev embedding, Hs(N)L2NpN+α(N). Moreover, the Nemytskii operator

(2.16) u L 2 N p N + α ( N ) | u | p L 2 N N + α ( N )

is continuous; see [19]. Then, as we said before, the Riesz integral operator (2.15) is linear and bounded, so it is continuous. It follows that the composition of these maps (2.8) is continuous, so we get the first part of the claim.

If (2.10) holds, the embedding HVs(N)L2NpN+α(N) is compact for N-2sN+α<1p<NN+α by Proposition 2.2. As a consequence, if we take (un)n in HVs(N) such that unu in HVs(N), we have unu in L2NpN+α(N). From the continuity of the previous maps, we get Iα2*|un|pIα2*|u|p in L2(N). This proves that (2.8) is of weak to strong type, as we claimed.

Continuity and weak to strong property of ψ. For the second map, starting with uHVs(N), we have, as before,

H V s ( N ) H s ( N ) L 2 N p N + α ( N ) and u L 2 N p N + α C 1 u H s C 2 u H V s

for p such that (2.13) holds. Then, from uL2NpN+α(N), it follows that |u|pL2NN+α(N). Now, we can use again the Hardy–Littlewood–Sobolev inequality with the same p and f as before, but with α in place of α2, being

1 < 2 N N + α < N α and N 2 N N + α N - α 2 N N + α = 2 N 2 N 2 - N α = 2 N N - α ,

so we get

I α * | u | p L 2 N N - α ( N ) with I α * | u | p L 2 N N - α C | u | p L 2 N N + α .

By uL2NpN+α(N), we also have |u|p-2uL2NN+αpp-1(N) since

u L 2 N p N + α ( N ) = ( N | u | 2 N p N + α d x ) N + α 2 N p = ( N | | u | p - 1 | 2 N N + α p p - 1 d x ) N + α 2 N p p - 1 p - 1 = | u | p - 2 u L 2 N N + α p p - 1 1 p - 1 .

Now, we want to use the fact that Iα*|u|pL2NN-α(N) and |u|p-2uL2NN+αpp-1(N) to prove that

(2.17) ( I α * | u | p ) | u | p - 2 u L 1 1 - N + α 2 N p ( N ) .

To do this, we will use the Hölder inequality. We have the exponents 2NN-α and 2NN+αpp-1, so, from

N - α 2 N + ( N + α ) ( p - 1 ) 2 N p = 1 - N + α 2 N p ,

we get

N - α 2 N 1 - N + α 2 N p + ( N + α ) ( p - 1 ) 2 N p 1 - N + α 2 N p = 1 .

So, with these exponents, we can use the Hölder inequality to get

N | ( I α * | u | p ) | u | p - 2 u | 1 1 - N + α 2 N p d x ( N | I α * | u | p | 1 1 - N + α 2 N p 2 N N - α ( 1 - N + α 2 N p ) d x ) 1 2 N N - α ( 1 - N + α 2 N p ) ( N | | u | p - 2 u | 1 1 - N + α 2 N p 2 N p ( N + α ) ( p - 1 ) ( 1 - N + α 2 N p ) d x ) 1 2 N p ( N + α ) ( p - 1 ) ( 1 - N + α 2 N p ) ( N | I α * | u | p | 2 N N - α d x ) 1 2 N N - α ( 1 - N + α 2 N p ) ( N | | u | p - 2 u | 2 N p ( N + α ) ( p - 1 ) d x ) 1 2 N p ( N + α ) ( p - 1 ) ( 1 - N + α 2 N p ) ,

which means that (2.17) holds, as we claimed. Since 2NpN+α is the Hölder conjugate of 11-N+α2Np, we can identify L11-N+α2Np(N) with the dual of L2NpN+α(N), so we have

( I α * | u | p ) | u | p - 2 u ( L 2 N p N + α ( N ) ) L 1 1 - N + α 2 N p ( N ) .

Now, since HVs(N)L2NpN+α(N), by duality, (L2NpN+α(N))(HVs(N)), so (Iα*|u|p)|u|p-2u(HVs(N)). In the end, we obtain that the second map (2.9) is well defined.

As for the continuity again, we start with the continuous embeddings

H V s ( N ) H s ( N ) L 2 N p N + α ( N ) .

As above, the map (2.16) is continuous, and with the Hardy–Littlewood–Sobolev inequality, we showed that the linear map

| u | p L 2 N N + α ( N ) I α * | u | p L 2 N N - α ( N )

is bounded; hence it is continuous. With the same arguments, we also have that the map

u L 2 N p N + α ( N ) | u | p - 2 u L 2 N N + α p p - 1 ( N )

is continuous, and by the Hölder inequality, the map

u L 2 N p N + α ( N ) ( I α * | u | p ) | u | p - 2 u L 1 1 - N + α 2 N p ( N )

is continuous. Then, as before, we identify L11-N+α2Np(N) with the dual of L2NpN+α(N), that is,

L 1 1 - N + α 2 N p ( N ) ( L 2 N p N + α ( N ) ) .

Then, from the continuous embedding HVs(N)L2NpN+α(N), considering the dual spaces, the embedding (L2NpN+α(N))(HVs(N)) is continuous. So, composing the maps, we get (2.9) that is, a continuous map, as we claimed.

If, in addition, (2.10) holds, then the embedding HVs(N)L2NpN+α(N) is compact for N-2sN+α<1p<NN+α by Proposition 2.2. Hence, if we take a sequence (un)n in HVs(N) such that unu in HVs(N), then unu in L2NpN+α(N). Again from the continuity of the maps, it follows that (Iα*|un|p)|un|p-2un(Iα*|u|p)|u|p-2u in (HVs(N)). So we proved that the map (2.9) is of weak to strong type, as we wanted.

(II) The case pN+αN(<2).

Continuity and weak to strong property of φ.

Again, we start with uHVs(N). Since N+αp-N0, by Proposition 2.2 with γ=N+αp-N, we have a continuous embedding

(2.18) H V s ( N ) L 2 ( N ; | x | N + α p - N d x ) ,

and

(2.19) N | x | N + α p - N | u ( x ) | 2 d x C u H V s 2 .

Moreover, the operator

(2.20) u L 2 ( N ; | x | N + α p - N d x ) | u | p L 2 p ( N ; | x | N + α p - N d x )

is well defined since

(2.21) u L 2 ( N ; | x | N + α p - N d x ) = ( N | x | N + α p - N | u ( x ) | 2 d x ) 1 2 = | u | p L 2 p ( N ; | x | N + α p - N d x ) 1 p .

Then, using the Stein–Weiss inequality with λ=N-α2, β=0, q=2, N+α-Np2 in place of α and 2p in place of p, we claim that

N | I α 2 * | u | p | 2 C ( N | x | N + α p - N | u ( x ) | 2 d x ) p ,

that is,

(2.22) I α 2 * | u | p L 2 2 C | u | p L 2 p ( N ; | x | N + α p - N d x ) 2 .

Now, we show that the conditions on the exponents hold. Indeed, we have

N + α - N p 2 < N - N p 2

since N>α. Then, from pN+αN, we get

N + α - N p 2 0 .

Finally, the equation

1 2 = p 2 + N - α 2 + N + α - N p 2 N - 1

is verified, and we can apply the Stein–Weiss inequality, as claimed.

As a consequence, the linear operator

(2.23) | u | p L 2 p ( | x | N + α p - N d x ; N ) I α 2 * | u | p L 2 ( N )

is bounded, and so it is continuous. In the end, the composition map

(2.24) u H V s ( N ) I α 2 * | u | p L 2 ( N )

is well defined.

As for the continuity, from the continuous embedding (2.18), we get that the map

u H V s ( N ) u L 2 ( N ; | x | N + α p - N d x )

is continuous. As before, the map (2.20) is continuous. Then, by (2.22), the map (2.23) is continuous. By composition, we obtain that (2.24) is continuous.

If we are in the case (2.10), then the weak to strong property follows from Proposition 2.2, which gives the compactness of the embedding (2.18). So, if we take a sequence (un)n in HVs(N) such that unu in HVs(N), then unu in L2(N;|x|N+αp-Ndx). From the continuity of the maps, the strong convergence still holds, so we have Iα2*|un|pIα2*|u|p in L2(N). This means that the desired map (2.24) is of weak to strong type, so we get the first part of the claim.

Continuity and weak to strong property of ψ. For the second map, starting again with uHVs(N), by Proposition 2.2, we have the continuous embedding (2.18) with

u L 2 ( N ; | x | N + α p - N d x ) C u H V s ,

so uL2(N;|x|N+αp-Ndx). Then, as before, the operator (2.20) is well defined, being

u L 2 ( N ; | x | N + α p - N d x ) = ( N | x | N + α p - N | u ( x ) | 2 d x ) 1 2 = | u | p L 2 p ( N ; | x | N + α p - N d x ) 1 p .

Similarly, the operator

(2.25) u L 2 ( N ; | x | N + α p - N d x ) | u | p - 2 u L 2 p - 1 ( N ; | x | N + α p - N d x )

is well defined; in fact,

u L 2 ( N ; | x | N + α p - N d x ) = ( N | x | N + α p - N | u ( x ) | 2 d x ) 1 2 = | u | p - 1 L 2 p - 1 ( N ; | x | N + α p - N d x ) 1 p - 1 .

By the Stein–Weiss inequality, we claim that

I α * | u | p | x | - N + α - p N 2 L 2 2 - p A | u | p | x | N + α - p N 2 L 2 p ,

that is,

N | I α * | u | p | 2 2 - p | x | - N + α - p N 2 - p d x ( N | x | N + α p - N | u | 2 d x ) p 2 - p .

This implies that the linear operator

(2.26) | u | p L 2 p ( N ; | x | N + α p - N d x ) I α * | u | p L 2 2 - p ( N ; | x | - N + α - p N 2 - p d x )

is bounded, so it is continuous as well. To prove this, we use again the Stein–Weiss inequality with λ=N-α, f=|u|p, q=22-p, β=N+α-Np2, 2p in place of p and N+α-pN2 in place of α.

Now, using Iα*|u|pL22-p(N;|x|-N+α-pN2-pdx) together with |u|p-2uL2p-1(N;|x|N+αp-Ndx), we want to prove that

( I α * | u | p ) | u | p - 2 u L 2 ( N ; | x | N - N + α p d x ) .

Indeed, using the Hölder inequality with exponents 1p-1 and 12-p, being p-1+2-p=1, we have

N | ( I α * | u | p ) | u | p - 2 u | 2 | x | N - N + α p d x = N | ( I α * | u | p ) | 2 | x | - ( N + α - p N ) | | u | p - 2 u | 2 | x | p - 1 p ( N + α - p N ) d x ( N | ( I α * | u | p ) | 2 2 - p | x | - N + α - p N 2 - p ) 2 - p ( N | | u | p - 2 u | 2 p - 1 | x | N + α - p N p ) p - 1 .

From this, we have that

(2.27) u L 2 ( N ; | x | N + α p - N d x ) ( I α * | u | p ) | u | p - 2 u L 2 ( N ; | x | N - N + α p d x )

is well defined. Now, we claim that

(2.28) L 2 ( N ; | x | N - N + α p d x ) = ( L 2 ( N ; | x | N + α p - N d x ) ) .

As a matter of fact, starting with uL2(N;|x|N-N+αpdx), we can consider u¯:=|x|N2-N+α2puL2(N) and define

T ( v ) : = N | x | - N 2 + N + α 2 p u ¯ v d x for every v L 2 ( N ; | x | N + α p - N d x )

so that T(L2(N;|x|N+αp-Ndx)).

On the other hand, starting with T(L2(N;|x|N+αp-Ndx)), by the Riesz representation theorem, there exists a unique u¯L2(N;|x|N+αp-Ndx) such that

T ( v ) = N u ¯ v d x for every v L 2 ( N ; | x | N + α p - N d x ) .

Now, we can define u:=u¯|x|N+αp-N so that uL2(N;|x|N-N+αpdx). So, for every f(L2(N;|x|N+αp-Ndx)), we proved that there exists a unique uL2(N;|x|N-N+αpdx), and thus we get (2.28), as claimed.

From this, we know that (Iα*|u|p)|u|p-2u(L2(N;|x|N+αp-Ndx)). Then, from Proposition 2.2, we have the continuous embedding HVs(N)L2(|x|N+αp-Ndx;N), so, reasoning with the dual spaces, we get that the embedding

(2.29) ( L 2 ( | x | N + α p - N d x ; N ) ) ( H V s ( N ) )

is continuous. Thus, composing the maps, we get

(2.30) u H V s ( N ) ( I α * | u | p ) | u | p - 2 u ( H V s ( N ) ) ,

which is well defined.

For the continuity, we take uHVs(N), and from Proposition 2.2, we have the continuous map

u H V s ( N ) u L 2 ( | x | N + α p - N d x ; N ) .

As above, the map (2.20) is continuous, as well as the map (2.25), doing the same calculations with p-1 instead of p. From the Stein–Weiss inequality, we obtained that the linear map (2.26) is bounded, so it is continuous. Then, combining the last two maps with the Hölder inequality, we obtain that the map (2.27) is continuous. Then we identify L2(N;|x|N-N+αpdx) with the dual of L2(N;|x|N+αp-Ndx) as before. As a consequence of Proposition 2.2, we have the continuous embedding (2.29), so the map

( I α * | u | p ) | u | p - 2 u L 2 ( N ; | x | N - N + α p d x ) ( I α * | u | p ) | u | p - 2 u ( H V s ( N ) )

is continuous. Composing the maps, we obtain (2.30), which is a continuous map, as we stated.

If, in addition, (2.10) holds, as in the other cases, the weak to strong property again follows from the compactness of the embedding (2.18) given again by Proposition 2.2. So we take (un)n such that unu in HVs(N), and then unu in L2(N;|x|N+αp-Ndx). From the continuity of the maps, we obtain (Iα*|un|p)|un|p-2un(Iα*|u|p)|u|p-2u in (HVs(N)). So the map (2.30) is of weak to strong type, and this concludes the proof. ∎

2.2 The Energy Functional

Now, we use the results of the previous section to prove that the functional Jp:HVs, defined as

J p ( u ) = 1 2 2 N | u ( x ) - u ( y ) | 2 | x - y | N + 2 s d x d y + 1 2 N V u 2 d x - 1 2 p N ( I α * | u | p ) | u | p d x ,

is well defined and of class C1 on HVs(N).

First of all, we prove an equality that will be useful in the proof of the next result. By the semi-group identity for the Riesz potential, that is, Iα=Iα2*Iα2 (see [21, p. 118, equation 6]), we have

N ( I α * | u | p ) | u | p d x = N | I α 2 * | u | p | 2 d x .

Proposition 2.8.

Let N>2s, α>0, p(1,N+αN-2s). If (2.10) holds, then functional Jp is of class C1 on HVs(RN).

Proof.

We only need to consider the nonlinear term Gp of Jp, that is,

G p ( u ) = N ( I α * | u | p ) | u | p = N | I α 2 * | u | p | 2 .

By Proposition 2.7, the map uHVs(N)(Iα*|u|p)|u|pL2(N) is continuous, so Gp is continuous on HVs(N), and so Jp is continuous as well. Again by Proposition 2.7, which gives the continuity of the map (2.30), being

G p ( u ) , v = 2 p N ( I α * | u | p ) | u | p - 2 u v for every v H V s ( N ) ,

we get the claim. ∎

3 Infinitely Many Solutions and Existence of a Ground State

3.1 Unbounded Sequence of Solutions

The first result is that equation (P1) has infinitely many solutions.

Theorem 3.1.

Let N>2s, α(0,N), p(1,N+αN-2s) and VC(RN) with VV0>0. If (2.10) holds, then problem (P1) has an infinite sequence of solutions whose critical values are unbounded.

In order to prove Theorem 3.1, we start with the following proposition.

Proposition 3.2.

Under the assumptions of Theorem 3.1, the functional Jp satisfies the (PS) condition, that is, any sequence (un)n in HVs(RN) with the property that (Jp(un))n is bounded and Jp(un)0 in (HVs(RN)) as n has a convergent subsequence.

Proof.

Consider a Palais–Smale sequence (un)n for Jp, that is,

( J p ( u n ) ) n is bounded    and    J p ( u n ) 0 in ( H V s ( N ) ) as n .

We want to show that (un)n is bounded in HVs(N). First, we observe that, by assumption, there exist A,B>0 such that

J p ( u n ) A and J p ( u n ) ( H V s ( N ) ) B ,

so, by the Cauchy–Schwarz inequality, we have

J p ( u n ) - 1 2 p J p ( u n ) , u n A + B 2 p u n H V s .

We also have

J p ( u n ) - 1 2 p J p ( u n ) , u n = ( 1 2 - 1 2 p ) u n H V s 2 .

As a consequence,

( 1 2 - 1 2 p ) u n H V s 2 A + B 2 p u n H V s ,

which proves that the sequence (un)n is bounded in HVs(N). Up to a subsequence, we can assume that (un)n converges to some function u weakly in HVs(N) and strongly in Lq(N) with 1q(12-sN,12). By Proposition 2.7 we have Gp(un)Gp(u) as n+ in (HVs(N)) because the map Gp is of weak to strong type. Now, we can write

u n - u H V s 2 = 2 N | u n ( x ) - u ( x ) - u n ( y ) + u ( y ) | 2 | x - y | N + 2 s d x d y + N V | u n - u | 2 d x
= 2 N ( u n ( x ) - u n ( y ) ) ( u n ( x ) - u ( x ) - u n ( y ) + u ( y ) ) | x - y | N + 2 s d x d y
- 2 N ( u ( x ) - u ( y ) ) ( u n ( x ) - u ( x ) - u n ( y ) + u ( y ) ) | x - y | N + 2 s d x d y
- N V u ( u n - u ) d x + N V u n ( u n - u ) d x
+ N ( I α * | u n | p ) | u n | p - 2 ( u n - u ) d x + N ( I α * | u | p ) | u | p - 2 ( u n - u ) d x
- N ( I α * | u n | p ) | u n | p - 2 ( u n - u ) d x - N ( I α * | u | p ) | u | p - 2 ( u n - u ) d x
= J p ( u n ) , u n - u - J p ( u ) , u n - u + 1 2 p G p ( u n ) u n - u - 1 2 p G p ( u ) , u n - u
= J p ( u n ) - J p ( u ) , u n - u + 1 2 p G p ( u n ) - G p ( u ) , u n - u .

Combining this with the fact that Jp(un)Jp(u)=0 and Gp(un)Gp(u) in (HVs(N)), unu in HVs(N), we get

u n - u H V s 2 = J p ( u n ) - J p ( u ) , u n - u - 1 2 p G p ( u n ) - G p ( u ) , u n - u 0 as n + ,

so Jp satisfies the (PS) condition. ∎

We are now ready for the proof of Theorem 3.1.

Proof of Theorem 3.1.

From Proposition 2.8, we know that JpC1(HVs(N)) and from Proposition 3.2 that it satisfies the (PS) condition, so we have to prove that the conditions (A1) and (A2) of the fountain theorem hold. Since HVs(N) is a subspace of L2(N), which is a separable space, it is separable as well, so there exists an orthonormal basis (ej)j0 of HVs(N). Using this basis, we define Xj:=ej, Yk=j=0kXj and Zk=j=kXj¯.

Now, we find suitable rk and ρk. First, let us denote by σk the positive minimum of Gp on the unit sphere of Yk, and then, for any uYk with uHVs=ρk, compute

J p ( u ) = 1 2 u H V s 2 - 1 2 p N ( I α * | u | p ) | u | p = 1 2 u H V s 2 - 1 2 p u H V s 2 p G p ( u u H V s ) 1 2 ρ k 2 - σ k 2 p ρ k 2 p .

Since p>1, we have

lim ρ k ( 1 2 ρ k 2 - σ k 2 p ρ k 2 p ) = - ,

so, for sufficiently large ρk, we have supuYk,u=ρkJp(u)0, and so condition (A1) holds.

Now, turn to (A2). We define

β k : = sup { I α 2 * | u | p L 2 : u Z k , u H V s = 1 }

and show that βk0 as k. Indeed, we observe that 0<βk+1βk since ZkZk+1, so βkβ0. By definition of βk, we know that, for every k0, there exists ukZk such that ukHVs=1 and

(3.1) I α 2 * | u k | p L 2 > β k 2 .

By definition of Zk, we have uk0 in HVs(N), and as a consequence of Proposition 2.7, we have

I α 2 * | u k | p I α 2 * | u | p in L 2 ( N ) with u = 0 .

Hence, by (3.1), we get β=0.

Moreover, for every uZk, we have

J p ( u ) = 1 2 u H V s 2 - 1 2 p N ( I α * | u | p ) | u | p = 1 2 u H V s 2 - 1 2 p u H V s 2 p N [ ( I α * | u u H V s | p ) ] 2 1 2 u H V s 2 - β k 2 2 p u H V s 2 p .

Now, setting rk:=1βk1/(p-1), for every uZk with uHVs=rk, we obtain

J p ( u ) 1 2 1 β k 2 p - 1 - 1 2 p 1 β k 2 p p - 1 - 2 = ( 1 2 - 1 2 p ) 1 β k 2 p - 1 .

This means that

inf u Z k u = r k J p ( u ) ( 1 2 - 1 2 p ) 1 β k 2 p - 1 .

Taking the limit, we obtain

lim k inf u Z k u = r k J p ( u ) lim k ( 1 2 - 1 2 p ) 1 β k 2 p - 1 = + ,

so condition (A2) holds. Of course, fix rk first as above, choose ρk such that ρk>rk>0, and apply the fountain theorem. ∎

3.2 Ground State

Now, we will prove that equation (P1) admits a ground state solution, and this will be done using the mountain pass theorem, following the lines of the celebrated paper by Rabinowitz [20].

Theorem 3.3.

Let N>2s, α(0,N), p(1,N+αN-2s) and VC(RN) with VV0>0. If (2.10) holds, then problem (P1) has a positive ground state solution.

Proof.

We divide the proof in several steps.

Existence of a mountain pass solution. To prove the existence of a solution, we apply the mountain pass theorem to Jp. First, by Proposition 2.8, Jp is of class C1 on HVs, and by Proposition 3.2, it satisfies the (PS) condition with Jp(0)=0. Now, we observe that

(3.2) N ( I α * | u | p ) | u | p C u H V s 2 p .

Indeed, if p>N+αN, by (2.11), (2.12) and (2.14), inequality (3.2) holds at once. On the other hand, if 1<pN+αN, the estimate follows by using (2.19), (2.21) and (2.22).

As a consequence of (3.2),

J p ( u ) 1 2 u H V s 2 - C 2 p u H V s 2 p = 1 2 u H V s 2 ( 1 - C p u H V s 2 p - 2 ) .

So, for uHVs=ρ small enough, we have infu=ρJp(u)>0, so the functional has a strict local minimum at 0.

Finally, take uHVs(N){0}, and notice that

J p ( t u ) = 1 2 t 2 u H V s 2 - 1 2 p t 2 p N ( I α * | u | p ) | u | p - as t + .

This means that Jp enjoys the geometric structure of the mountain pass, so

(3.3) β = inf g Γ max θ [ 0 , 1 ] f ( g ( θ ) ) > 0

is a critical value for the functional Jp, where

Γ = { g C 0 ( [ 0 , 1 ] , H V s ( N ) ) ; g ( 0 ) = 0 , g ( 1 ) < 0 } .

So we have found a nontrivial solution u for problem (P1). Now, we want to show that such a point u is the desired ground state.

To do that, we introduce the usual Nehari manifold

𝒩 : = { u H V s ( N ) { 0 } : J p ( u ) u = 0 } .

The mountain pass solution is a ground state. As usual, we start defining a radial homeomorphism between 𝒩 and the unit ball in HVs(N). To do that, for every uHVs(N)){0}, we define ψ:(0,+) as

ψ ( t ) : = J p ( t u ) .

From the behavior of Jp, as we discussed above, ψ(t)>0 for t small, and ψ(t)<0 for t large enough. As a consequence, there exists maxt0ψ(t), and it is achieved at a certain t:=φ(u)>0. Since φ(u) is a maximum point for ψ, we have ψ(φ(u))=0. On the other hand, we have

0 = φ ( u ) ψ ( φ ( u ) ) = J p ( φ ( u ) u ) , φ ( u ) u ,

that is, φ(u)u𝒩.

Now, we claim that φ(u) is the only value of t>0 such that tu𝒩. Indeed, since

ψ ( t ) = t ( u H V s 2 - t 2 p - 2 N ( I α * | u | p ) | u | p ) ,

we have ψ(t)=0 if and only if

t ¯ = ( u H V s 2 N ( I α * | u | p ) | u | p ) 1 2 p - 2

with ψ(t)>0 for 0<t<t¯ and ψ(t)<0 for t>t¯. This means that the equation

u H V s 2 = t 2 p - 2 N ( I α * | u | p ) | u | p

is solvable if and only if t=t¯=φ(u). As a consequence, there is a well-defined map φ,

u H V s ( N ) φ ( u ) ( 0 , + ) .

In particular, if uB(0,1), there exists a unique φ(u)>0 such that φ(u)u𝒩. Moreover, we show that the map φ is continuous. Indeed,let (un)n be such that unu in HVs(N){0}. From Proposition 2.7,

N ( I α * | u n | p ) | u n | p N ( I α * | u | p ) | u | p  as  n .

Since, for every n>0, we have φ(un)un𝒩, then

(3.4) φ ( u n ) 2 u n H V s 2 = φ ( u n ) 2 p N ( I α * | u n | p ) | u n | p .

From this, we have

φ ( u n ) 2 p - 2 = u n H V s 2 N ( I α * | u n | p ) | u n | p u H V s 2 N ( I α * | u | p ) | u | p as n + .

So φ(un) converges to a certain φ¯, and since u0, we have φ¯0. Taking the limit in (3.4), we get

φ ¯ 2 u n H V s 2 = φ ¯ 2 p N ( I α * | u | p ) | u | p ,

so φ¯u𝒩. Then, by the uniqueness of φ, we get φ¯=φ(u), so φ(un)φ(u). In conclusion, 𝒩 is homeomorphic to the unit ball in HVs(N).

Now, define

β * = inf H V s ( N ) { 0 } max θ 0 J p ( θ u ) .

We claim that

β * = β = inf u 𝒩 J p ( u ) ,

where β is defined in (3.3). In fact, from the definition of φ, for every uHVs(N){0}, we have

max θ 0 J p ( θ u ) = J p ( φ ( u ) u ) ,

so

inf u H V s ( N ) { 0 } max θ 0 J p ( θ u ) = inf u H V s ( N ) { 0 } J p ( φ ( u ) u ) = inf u 𝒩 J p ( u )

so that β*=infu𝒩Jp(u). Moreover,

max t [ 0 , 1 ] J p ( g ( t ) ) J p ( g ( t ) ) inf u 𝒩 J p ( u ) = β *

so that ββ*.

On the other hand, if we fix uHVs(N){0}, we have Jp(θu)<0 for θ=θu large enough. As a consequence, we can associate to each ray {θu:θ0} a function guΓ, defined as gu(t)=tθuu. From this, we have

β * = inf H V s ( N ) { 0 } max θ 0 J p ( θ u ) = inf H V s ( N ) { 0 } max t [ 0 , 1 ] J p ( g u ( t ) ) .

Then, since {gu:uHVs(N){0}}Γ, we obtain

β * = inf H V s ( N ) { 0 } max t [ 0 , 1 ] J p ( g u ( t ) ) inf g Γ max t [ 0 , 1 ] J p ( g ( t ) ) = β .

Summing up, it follows that the mountain pass solution is also a minimizer on the Nehari manifold 𝒩, so it is a ground state. By replacing u with |u|, we get, as usual, that u is positive. ∎

4 Perturbed Subcritical Problems

In this section, we study problem (P2) with f:N× a Carathéodory function such that f(x,0)=0 for almost every xN. In addition, we assume the following hypotheses on f:

  1. there exists aLq(N), a0, with q((2*),2), c>0 and r(2,2*) such that |f(x,u)|a(x)+c|u|r-1 for almost every xN and for all u;

  2. denoting F(x,u)=0uf(x,t)dt, we have limu±F(x,u)u2=+ uniformly for almost every xN;

  3. if σ(x,u)=f(x,u)u-2F(x,u), then there exists β*L1(N), β*0, such that σ(x,u1)σ(x,u2)+β*(x) for almost every xN, all 0u1u2 or u2u10;

  4. lim u 0 f ( x , u ) u = 0 uniformly for almost every xN.

Remark 4.1.

Condition (f4) implies that limu0F(x,u)u2=0 uniformly for almost every xN.

Condition (f3) was introduced in [18] to replace the frequently used Ambrosetti–Rabinowitz condition, which is not assumed here.

Now, we can prove that problem (P2) admits solutions, and this will be done applying a version of the mountain pass theorem to some suitably truncated functionals of Ip.

Our main result is the following theorem.

Theorem 4.2.

Let N>2s, α(0,N), p(1,N+αN-2s), q(2,2*) and VC(RN) with VV0>0. If hypotheses (f1), (f2), (f3), (f4) and (2.10) hold, then problem (P2) admits two nontrivial constant-sign solutions.

First, denoting by u+ and u- the positive part and the negative part of u, respectively, we introduce the functionals

I ± ( u ) : = 1 2 u H v s 2 - 1 2 p N ( I α * | u ± | p ) | u ± | p d x - N F ( x , u ± ) d x .

We start proving that both I± satisfy the Cerami, (C) for short, condition – a generalization of the (PS) condition –, which states that any sequence (un)n in HVs(N) such that (I±(un))n is bounded and (1+un)I±(un)0 as n admits a convergent subsequence.

Proposition 4.3.

Under the assumptions of Theorem 4.2, the functionals I± satisfy the (C) condition.

Proof.

We do the proof for I+, the proof for I- being analogous.

Let (un)n in HVs(N) be such that

(4.1) | I + ( u n ) | M 1 for some M 1 > 0 and all n 1 ,

and

(4.2) ( 1 + u H V s ) I + ( u n ) 0 in ( H V s ( N ) ) as n .

From (4.2), we have |(1+uHVs)I+(un),h|εnhHVs for every hHVs(N) and εn0 as n, that is,

(4.3) | u n , h - N ( I α * | u n + | p ) | u n + | p - 2 u n + h d x - N f ( x , u n + ) h d x | ε n h H V s 1 + u n H V s .

In (4.3), if we take h=-un-HVs(N), we obtain |un,un-|εn for all n1, that is,

(4.4) u n + , u n - - u n - H V s 2 0

with

u + , u - = 2 N ( u + ( x ) - u + ( y ) ) ( u - ( x ) - u - ( y ) ) | x - y | N + 2 s d x d y - 2 N u + ( x ) u - ( y ) + u - ( x ) u + ( y ) | x - y | N + 2 s d x d y 0 ,

so it follows that

(4.5) u n - 0 in H V s ( N ) as n .

Now, we take h=un+HVs(N) in (4.3) and obtain

(4.6) - u n , u n + + N ( I α * | u n + | p ) | u n + | p d x + N f ( x , u n + ) u n + d x ε n .

From (4.1) and (4.5), we get

(4.7) u n , u n + - 1 p N ( I α * | u n + | p ) | u n + | p d x - 2 N F ( x , u n + ) d x M 2

for some M2>0 and all n1. Adding (4.6) and (4.7), we get

( 1 - 1 p ) N ( I α * | u n + | p ) | u n + | p d x + N f ( x , u n + ) u n + d x - 2 N F ( x , u n + ) d x M 3

for some M3>0 and all n1, that is,

(4.8) ( 1 - 1 p ) N ( I α * | u n + | p ) | u n + | p d x + N σ ( x , u n + ) d x M 3 .

Now, we claim that (un+)n is bounded in HVs(N). To prove this, we argue by contradiction, and passing to a subsequence if necessary, we assume that un+HVs. We set yn=un+/un+HVs, n1, so we can assume that

(4.9) y n y in H V s ( N )    and    y n y in L P ( N )

for every P(2,2*), with y0.

First, we assume y0. Then, defining Z(y):={xN:y(x)=0}, we have meas(NZ(y))>0 and un+(x) for almost every xNZ(y) as n. By hypothesis (f2), we have

F ( x , u n + ( x ) ) u n + H V s 2 = F ( x , u n + ( x ) ) u n + ( x ) y n ( x ) 2 for almost every x N Z ( y ) .

By Fatou’s lemma, we have

N lim inf n F ( x , u n + ( x ) ) u n + H V s 2 d x lim inf n N F ( x , u n + ( x ) ) u n + H V s 2 d x ,

so

(4.10) N F ( x , u n + ( x ) ) u n + H V s 2 d x as n .

Again from (4.1) and (4.5), we have

- 1 2 u n + H V s 2 + 1 2 p N ( I α * | u n + | p ) | u n + | p d x + N F ( x , u n + ) d x M 4

for some M4>0 and n1, so it follows that

- 1 2 + N F ( x , u n + ( x ) ) u n + H V s 2 d x M 4 u n + H V s 2 .

Passing to the limit as n, we obtain

lim sup n N F ( x , u n + ( x ) ) u n + H V s 2 d x M 5

for some M5>0, which is a contradiction with (4.10), and this concludes the case y0.

Now, assume y0. We consider the continuous functions γn:[0,1] defined by γn(t):=I+(tun+) for t[0,1] and n1, and define tn such that

(4.11) γ n ( t n ) = max t [ 0 , 1 ] γ n ( t ) .

Now, for λ>0, we define vn:=(2λ)12ynHVs(N). Then, by (4.9), we have vn0 in LP(N) for all P(2,2*). From (f1), performing some integration, we obtain

N F ( x , u n + ( x ) ) N a ( x ) | v n ( x ) | d x + C N | v n ( x ) | r d x ,

so we have

(4.12) N F ( x , u n + ( x ) ) 0 as n .

Since un+HVs as n, there exists n01 such that (2λ)12/un+HVs(0,1) for all nn0. Then, by (4.11), we have

γ n ( t n ) γ n ( ( 2 λ ) 1 2 u n + H V s ) for all n n 0 .

Hence,

I + ( t n u n + ) I + ( ( 2 λ ) 1 2 y n ) = I + ( v n ) = λ y n H V s 2 - 1 2 p N ( I α * | v n | p ) | v n | p d x - N F ( x , v n ) d x .

From (4.12) and Proposition 2.7, we have

I + ( t n u n + ) λ + o ( 1 ) for all n n 1 n 0 ,

and since λ>0 is arbitrary, we have

(4.13) I + ( t n u n + ) as n .

Since 0tnun+un+ for all n1, by (f3), we get

(4.14) N σ ( x , t n u n + ) d x N σ ( x , u n + ) d x + β * 1 for all n 1 .

In addition, we have I+(0)=0, and from (4.1), (4.4) and (4.5), there exists M6>0 such that I+(un+)M6 for all n1. This, together with (4.13), implies that tn(0,1) for all nn2n1. Then, since tn achieves a maximum, we have

0 = t n γ n ( t ) = t n I + ( t n u n + ) , u n + = J p ( t n u n + ) , t n u n + - N f ( x , t n u n + ) t n u n + d x ,

that is,

(4.15) t n u n + H V s 2 - N ( I α * | t n u n + | p ) | t n u n + | p d x - N f ( x , t n u n + ) t n u n + d x = 0 for all n 1 .

Now, adding (4.15) to (4.14), we obtain

t n u n + H V s 2 - N ( I α * | t n u n + | p ) | t n u n + | p d x - 2 N F ( x , t n u n + d x ) N σ ( x , u n + ) d x + β * 1 for all n n 2 ,

and this implies that

2 I + ( t n u n + ) ( 1 - 1 p ) N ( I α * | t n u n + | p ) | t n u n + | p d x + N σ ( x , u n + ) d x + β * 1 ( 1 - 1 p ) N ( I α * | u n + | p ) | u n + | p d x + N σ ( x , u n + ) d x + β * 1 for all n 2

since tn(0,1). Thus, by (4.13), we get

(4.16) ( 1 - 1 p ) N ( I α * | u n + | p ) | u n + | p d x + N σ ( x , u n + ) d x as n .

Now, if we combine (4.8) and (4.16), we reach a contradiction, so the claim follows.

So (un+)n is bounded in HVs(N), and together with (4.5), this implies that (un)n is bounded in HVs(N). So we can assume that

u n u in H V s ( N )    and    u n u in L P ( N ) for all P ( 2 , 2 * ) .

Now, we choose h=un-u in (4.3) and obtain

(4.17) u n , u n - u - N ( I α * | u n | p ) | u n + | p - 2 u n + ( u n - u ) d x - N f ( x , u n + ) ( u n - u ) d x = o ( 1 ) .

But by (f1), we have

N | f ( x , u n + ) ( u n - u ) | N a ( x ) | u n - u | d x + N | u n | r - 1 | u n - u | d x a q u n - u q + C u n - u r 0 as n .

Hence, passing to the limit in (4.17), we obtain

u n , u n - u - N ( I α * | u n | p ) | u n + | p - 2 u n + ( u n - u ) d x 0 as n .

By Proposition 2.7, we also have

N ( I α * | u n | p ) | u n + | p - 2 u n + ( u n - u ) d x 0 as n ,

so we get

u n , u n - u = u n H V s 2 - u n , u 0 .

This implies that unHVs2uHVs2 as n, so unu in HVs(N), and then I+ satisfies the (C) condition, as desired. ∎

We are now ready to give the proof of Theorem 4.2.

Proof of Theorem 4.2.

From Proposition 4.3, we know that I+ satisfies the (C) condition, so we only have to verify the geometric conditions of the mountain pass theorem, and indeed, I+(0)=0.

By (f1) and (f4), there exist ε>0 and Cε>0 such that

F ( x , u ) ε 2 u n 2 + C ε | u | r for almost every x N and all u .

Then, by Proposition 2.7 and the Sobolev embedding theorem, there exist C,S,C1>0 such that, for every uHVs(N), we have

I + ( u ) = 1 2 u H V s 2 - 1 2 p N ( I α * | u + | p ) | u + | p d x - N F ( x , u + ) d x 1 2 u H V s 2 - C u + H V s 2 p - ε 2 u + 2 2 - C ε u + r r 1 - ε S 2 u H V s 2 - C u + H V s 2 p - C 1 u + H V s r .

So, if uHVs=ρ small enough, we have infu=ρI+(u)>0.

Now, if we take uHVs(N){0} with u>0 and t>0, then

I + ( t u ) = t 2 2 u H V s 2 - t 2 p 2 p N ( I α * | u | p ) u p d x - N F ( x , t u ) d x = t 2 2 u H V s 2 - t 2 p 2 p N ( I α * | u | p ) u p d x - t 2 N F ( x , t u ) ( t u ) 2 u 2 d x .

By Fatou’s lemma, we have

N lim inf t F ( x , t u ) ( t u ) 2 u 2 d x lim inf t N F ( x , t u ) ( t u ) 2 u 2 d x ,

so, by (f2), we have

N F ( x , t u ) ( t u ) 2 u 2 d x as t .

As a consequence, I+(tu)- as t, so there exists eHVs(N) such that eHVsρ and I+(e)<0.

Now, we can apply the mountain pass theorem to I+ and obtain a nontrivial critical point u of I+. In particular, we have

0 = I + ( u ) , u - = u , u - - N ( I α * | u + | p ) | u + | p - 2 u + u - d x - N f ( x , u + ) u - d x = u + , u - - u - H V s 2 .

From this, we have

u - H V s 2 = u + , u - = 2 N ( u + ( x ) - u + ( y ) ) ( u - ( x ) - u - ( y ) ) | x - y | N + 2 s d x d y - 2 N u + ( x ) u - ( y ) + u - ( x ) u + ( y ) | x - y | N + 2 s d x d y 0 ,

so u-0. As a consequence, since I+(u)=Ip(u), u is a positive solution of (P2).

In the same way, arguing with I-, we can find a negative solution for problem (P2). ∎


Communicated by Enrico Valdinocci


Award Identifier / Grant number: 2015KB9WPT 009

Funding statement: The first author is member of the Gruppo Nazionale per l’Analisi Matematica, la Probabilità e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM), and is supported by the MIUR National Research Project Variational methods, with applications to problems in mathematical physics and geometry (2015KB9WPT 009) and by the FFABR “Fondo per il finanziamento delle attività base di ricerca” 2017. The second author is member of the Gruppo Nazionale per l’Analisi Matematica, la Probabilità e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM).

Acknowledgements

The authors wish to thank the anonymous referee for the careful reading of the manuscript and for the suggestions she/he gave to improve the presentation of the paper.

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Received: 2019-08-06
Revised: 2019-09-08
Accepted: 2019-09-09
Published Online: 2019-10-02
Published in Print: 2020-02-01

© 2019 Walter de Gruyter GmbH, Berlin/Boston

This work is licensed under the Creative Commons Attribution 4.0 International License.

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