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US Prospectus Liability – An Overview and Critique

  • Marc I Steinberg EMAIL logo
Veröffentlicht/Copyright: 26. August 2023
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Abstract

This article addresses prospectus liability in the United States. The key statutes and Securities and Exchange Commission (SEC) rules and regulations are examined in conjunction with analysis of the causes of action and defenses that are applicable. While the US prospectus framework is thorough, substantial gaps exist that should be remedied. The article accordingly focuses on principal aspects of US prospectus liability exposure and proffers recommendations for improving the overall framework.

Published Online: 2023-08-26
Published in Print: 2023-08-10

© 2023 Walter de Gruyter GmbH, Berlin/Boston

Heruntergeladen am 15.1.2026 von https://www.degruyterbrill.com/document/doi/10.1515/jetl-2023-0010/pdf
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