Abstract
This paper gives an outline of truthmaker semantics for natural language against the background of standard possible-worlds semantics. It develops a truthmaker semantics for attitude reports and deontic modals based on an ontology of attitudinal and modal objects and on a semantic function of clauses as predicates of such objects. The semantics is applied to factive verbs and response-stance verbs as well as to cases of modal concord. The paper also presents new motivations for ‘object-based truthmaker semantics’ from intensional transitive verbs such as need, look for, own, and buy and gives an outline of their semantics based on a further development of truthmaker semantics.
1 Introduction
Possible-worlds semantics certainly is the most common approach to the semantics of modals, and it is also a dominant approach to the semantics of attitude reports, at least in formal semantics in the tradition of Montague (Thomason 1974). While philosophers have discussed problems with possible-worlds semantics for quite some time, the approach continues to have a range of attractive features that have made it persevere as a central tool of analysis in formal semantics. First of all, possible-worlds semantics appears to have the very general advantage of allowing for a unified compositional semantics of intensional and extensional expressions of various sorts, in the tradition of Montague Grammar. In addition, possible-worlds semantics promised more specific advantages, such as being a suitable basis for accounting for various sorts of connections between modals and attitude reports, and for how utterances of sentences relate to the discourse context, which is standardly construed as a set of worlds, a context set (Stalnaker 1978, 1984, 2002).
The main shortcomings of possible-worlds semantics are well-known and derive from the fact that propositions construed as sets of possible worlds give too coarse-grained a notion of content. Thus, standard possible-worlds semantics does not distinguish the meanings of logically equivalent sentences and fails to account for the intuitive notions of subject matter and of partial content. The need for a more fine-grained notion of content, especially for attitude reports, was the motivation for an alternative, structured conception of content, replacing sets of worlds by structured propositions, commonly construed as n-tuples of objects or concepts (Cresswell 1985 and others). The structured-propositions view comes with its own problems, however (Hanks 2015; Jubien 2001; Moltmann 2003b, 2013a, 2013b; Soames 2010). For one thing, it raises serious conceptual problems (such as the problems of the unity of the proposition and of the arbitrariness of the order of propositional constituents). Moreover, it is tailored for attitude reports of a certain sort, but not modals, and it is harder to make use of for general semantic purposes, such as the semantic composition of complex expressions of different sorts.
A third approach to the semantics of attitude reports makes use of situations rather than entire worlds, an approach that also gives a more fine-grained notion of content, though of a different sort (Barwise and Perry 1983; Kratzer 2014). One recent version of a situation-based approach is truthmaker semantics, as developed by Fine (2012, 2014, 2017a, 2017b, 2017c, 2018a, 2018b). Truthmaker semantics is based on the relation of exact truthmaking or satisfaction between a situation or action and a sentence (as well as a corresponding relation of exact falsification or violation). Exact truthmaking holds between a situation and a sentence just in case the situation is wholly relevant for the truth of the sentence. Truthmaker semantics is able to distinguish contents of logically equivalent sentences and gives an immediate account of the notions of subject matter and of partial content. Truthmaker semantics has been applied to a range of semantic and logical topics. However, it has not been applied to natural language more generally and in particular not to the various sorts of intensional predicates in natural language.
This paper gives an outline of a development of truthmaker semantics that I call object-based truthmaker semantics. Object-based truthmaker semantics carries over the truthmaker-semantic notion of content, based on situations or actions in the role of exact truthmakers or satisfiers. However, it applies the truthmaking/satisfaction relation (and the corresponding falsification/violation relation) not just to sentences, but also to objects of a certain sort. For modal sentences and attitude reports those objects are what I call modal and attitudinal objects, entities quite distinct from propositions. Modal objects are entities like obligations, permissions, and needs; attitudinal objects are entities like claims, judgments, beliefs, requests, promises, decisions, intentions, desires, and hopes. Modal and attitudinal objects are typically (but not necessarily) the denotations of nominalizations of modal predicates or attitude verbs. They are characterized by a range of properties that jointly distinguish them from other categories of entities. Most importantly, they carry truth or satisfaction conditions, yet display properties of concreteness.
Object-based truthmaker semantics avoids the problems of possible-worlds semantics, yet aims to retain similar advantages, in particular in providing a unified semantics of modals and attitude reports. It also has specific advantages in being able to give a better account of certain sorts of modals in attitudinal contexts (harmonic modals), of the distinction between weak and strong permissions, of the semantics of response-stance verbs and factive verbs, and of the distinction between descriptive and performative modals.
Object-based truthmaker semantics can be extended to the semantics of intensional transitive verbs, such as look for and owe, and explain particular semantic phenomena involving them: the interpretation of weak quantificational NPs as complements and restrictions on the sharing of the semantic object associated with different intensional verbs. The application of object-based truthmaker semantics to intensional transitive verbs requires extending the domain of bearers of truthmaking conditions to entities such as searches, purchases, and debts. An additional motivation for object-based truthmaker semantics applied to intensional transitive verbs comes from the fact that entities like searches and purchases require a causal connection to their satisfaction situations. Overall, the semantics of intensional transitive verbs gives significant further support for object-based truthmaker semantics, as opposed to possible-worlds semantics or even sentence-based truthmaker semantics.
This paper will first give a general outline of object-based truthmaker semantics against the background of the standard semantic approaches to attitude reports and modals. Second, it will elaborate the ontology of modal and attitudinal objects and motivate their status as bearers of truthmaking or satisfaction conditions. Third, it will apply object-based truthmaker semantics to attitude reports and modal sentences of various sorts, to factive and response-stance verbs, and to intensional transitive verbs. The paper will focus on the general picture and just present the general ideas for a compositional semantic analysis of the relevant data, rather than fully elaborating such an analysis itself.
2 Standard views of propositional attitudes and modals
2.1 The Relational Analysis of attitude reports and the Quantificational Analysis of modals
The standard analysis of clausal complements of attitude verbs as in (1a) takes them to be terms standing for propositions, which in turn will be arguments of the embedding attitude verb. This is what I call the Relational Analysis (Moltmann 2003b, 2013a, 2013b), given for (1a) in (1b):
| John believes that Mary is happy. |
| believe(John, [that Mary is happy]) |
Propositions are entities that are generally taken to play three roles: to be the (primary) bearers of truth values, to be the meanings of sentences (or referents of embedded clauses), and to be the contents or ‘objects’ of propositional attitudes.
There are two standard views about the content of propositional attitudes: the possible-worlds view, according to which the content of propositional attitudes consists in a set of worlds, and the structured-propositions view, according to which that content consists in a structured proposition, such as, in a very simple case, a pair consisting of a property and an object.[1] While there are various difficulties for both views, the second view has gained more popularity among philosophers, whereas the first view is generally adopted by linguists.
The standard view of modals is that of the Quantificational Analysis, according to which a modal of necessity as in (2a) has the meaning given in (2b), and a modal of possibility as in (3a) the meaning given in (3b):
| John needs to leave. |
| ∀w(w ∈ f(wo) → [John leave]w = true) |
| John is allowed to leave. |
| ∃w(w ∈ f(wo) & [John leave]w = true) |
The contextually given function f maps the world of evaluation wo to the relevant set of world (the worlds in which all of John’s obligations are fulfilled). The quantificational account of modals was extended to verbs expressing belief and knowledge by Hintikka (1962), and the Hintikka-style analysis has since become a common approach to the semantics of attitude verbs in natural language semantics. (4a), on that view, has the truth conditions in (4b), where belw,j is the set of worlds compatible with what John believes in w:
| John believes that S |
| ∀w’(w’ ∈ belw,j → [S]w’ = true) |
(4b) can be reformulated straightforwardly in terms of the Relational Analysis as below, making use of a proposition p (the set of worlds in which the sentence S is true) as an argument of the attitude verb:
| believe(J, p) iff ∀w’(w’ ∈ belw,j → w’ ∈ p). |
The modal analysis of attitude verbs has generally been applied only to attitude verbs that are taken to involve universal quantification over worlds, such as belief and knowledge.[2] But there are also verbs expressing mental attitudes that are correlates of modals of possibility and would involve not universal, but existential quantification over worlds, for example suppose and hypothesize as well as certain uses of think (thinking in the sense of taking a possibility into consideration) and hope. This is supported by the observation that such verbs go with may or might as modals of concord (or ‘harmonic modals’) rather than must, as will be discussed in Section 11.2. There are obvious examples among speech act predicates as well, those describing acts of giving permission, acts of inviting, or acts offering: permissions, invitations, and offers are attitudinal objects associated with possibility, not necessity.
3 The attraction of the possible-worlds view of modals and propositional attitudes
The possible-worlds account of content is most plausible for implicit attitudes, such as implicit beliefs, including those of animals and small children, which can hardly involve any form of structured mental representation. In fact, it has been argued that such attitudes are ascribed on the basis of how an agent would act in counterfactual circumstances (possible worlds) (Stalnaker 1984). For implicit attitudes only the agent’s dispositions regarding particular circumstances matter, not the structure of a mental representation. The possible-worlds account of content is much less plausible for other attitudes, though, such as occurrent thought, or generally mental or illocutionary acts, which involve a more finely grained content (Cresswell 1985).
Possible-worlds semantics, however, has been attractive to formal semanticists for other reasons. First, possible-worlds semantics, it appears, allows for a unified compositional semantics of the sentential units (clausal complements or subjects or prejacents) associated with both attitudinal and modal predicates. Sentential units on that view always stand for sets of possible worlds, which are obtained compositionally from possible-world-based meanings of subsentential expressions.
Possible worlds have also played an important role for representing the common ground. The common ground is generally conceived as an unstructured content of what the interlocutors take for granted, as a set of worlds or context set. The common ground plays a central role in theories of presuppositions, in the so-called Satisfaction Theory of presupposition projection (Heim 1983). On the Satisfaction Theory, the presuppositions of a sentence S need to be true in the worlds of the common ground C (a set of worlds) in order for C to be updated with the proposition p expressed by S (a set of worlds) (which means intersecting p with C). Complex sentences such as conjunctions (and conditionals) involve complex conditions on updating. Updating a context set C with the utterance of a conjunction S & S’ consists in first intersecting C with the proposition expressed by S and then intersecting the result with the proposition expressed by S’.
In addition to the primary context set representing what is shared by the interlocutors, the common ground, various secondary context sets need to be distinguished, representing what the interlocutors take the content of a particular type of attitude of a particular agent to be. Thus, in a sequence John believes that it is raining. He believes that it will stop soon, the presupposition of it will stop soon needs to be true not in the worlds in the primary context set, but in the worlds compatible with what the interlocutors take to be John’s beliefs. The latter make up just one secondary context. Another secondary context may represent John’s fears, and yet another Bill’s beliefs. Further additions to the context set (or the context sets) are needed to account for updating with questions as well as with imperatives and performatively used deontic modals, that is, modals that put a requirement in place, rather than describing it, as on one reading of (6) below:[3]
| You must leave. |
There are also particular connections among propositional attitudes and modals. I will focus on just two. One of them consists in that attitude or illocutionary act reports may permit particular inferences to modal sentences such as the inferences below:
| John asked Mary to leave. |
| Mary must leave. |
| John offered Mary to use the house. |
| Mary may use the house. |
For (7a) to be felicitous, though, John must have the right authority to set up an obligation by issuing a request.
Another connection between attitude reports and modals is certain occurrences of modals in embedded clauses exhibiting modal concord, ‘harmonic modals’, as Kratzer (2016) calls them. Harmonic modals are occurrences of modals in the complement clause of an attitude verb that appear to resume the modal force associated with the reported attitude, rather than contributing to a modal content of that attitude:
| John insisted that Mary should leave. |
The harmonic use of the modal should in (8) matches the subjunctive mood in (9a) and contrasts with the non-harmonic use of must in (9b):
| John insisted that Mary leave. |
| John reported that Mary must leave. |
Again, possible-worlds semantics appears to be suited to capture this sort of connection between modals and propositional attitudes given that attitude verbs are basically treated as modal operators ranging over worlds and may range over the same worlds as a modal (Section 5.2).[4]
4 The structured-propositions view and verbs of saying
Structured propositions have been proposed as an alternative to the conception of propositions as sets of worlds, giving a more fine-grained notion of content. A structured proposition is generally conceived of as an n-tuple consisting of the meanings of the elementary constituents. Thus, a simple type of structured proposition, as the meaning of the subject-predicate sentence Mary is happy, would be a pair consisting of a property (the property of being happy) and an object (Mary). With structured propositions as their meanings, two sentences that are logically equivalent, but involve significantly different syntactic structures, are distinguished, as are sentences that are about different objects or involve different properties. Though structured proposition appear more suited than sets of worlds for representing the content of propositional attitudes, structured propositions come with conceptual problems of their own, especially the problem of the unity of the proposition: truth conditions for structured propositions need to be stipulated and do not pertain to the nature of structured propositions as such (Hanks 2015; Jubien 2001; Moltmann 2013b, 2020; Soames 2010). Moreover, the structured-propositions view imposes a fineness of grain that is not generally considered needed for the semantics of modals and the semantics of various sorts of implicit attitudes, and sometimes even for explicit attitudes. For example, the order of disjuncts or of complements should not generally lead to a difference in the content of the reported attitude (John’s belief that Mary gave Joe a book is not necessarily distinct from John’s belief that Mary gave a book to Joe). Furthermore, if the objects of attitudes are construed as structured propositions, attitudes would lose their similarity to modals, which means that connections between attitudes and modals would be harder to account for.
Yet, it appears that for certain sorts of attitude reports a highly fine-grained, structured notion of content is unavoidable, namely those with verbs of saying.[5] The sensitivity of verbs of saying to the syntactic structure and perhaps even choice of words in their complement can be enforced by the use of literally:
| John literally said that Sue was greeted by Mary. |
However, if for verbs of saying, the particular choice of words as well as the syntactic structure of the complement clause may matter, this may not so much motivate a particular conception of sentence meaning as such (structured propositions as opposed to sets of worlds). Rather it may motivate a view according to which the complement of verbs of saying contributes differently to the characterization of the reported attitude than the complement of other attitude verbs, namely by specifying the structure of the product of a locutionary act, rather than just providing a propositional content (or the truth or satisfaction conditions of the reported attitudinal object) (Moltmann 2017b). In what follows, therefore, I will set aside verbs of saying, as they arguably involve a rather different overall semantics than other attitude verbs.
5 Truthmaker semantics
Truthmaker semantics, as recently developed by Fine (2012, 2014, 2017a, 2017b, 2017c, 2018a, 2018b), gives a notion of content that is more fine-grained than that of possible-worlds semantics, but yet not as fine-grained as that of the structured-propositions view. In particular, the content of a sentence is not taken to reflect syntactic structure in the way a structured proposition does. The following is a very brief outline of Fine’s sentence-based truthmaker semantics, which should suffice for the present purposes.
Truthmaker semantics is based on situations (and actions) rather than entire worlds, as well as on the relation of exact truthmaking (or satisfaction) holding between situations (or actions) and sentences. A situation (or action) s stands in the relation ╟ of exact truthmaking (or exact satisfaction) to a sentence S just in case s is wholly relevant for the truth (or satisfaction) of S. This means that s should not include anything that fails to bear on the truth (or satisfaction) of S. A situation (or action) s is a falsifier (or violator) of a sentence S just in case s is wholly relevant for the falsity (or violation) of S.
The use of the notion of exact truthmaking distinguishes truthmaker semantics from older situation-based semantic theories such as that of Barwise and Perry (1983) and Kratzer (2014), which are based on the relation inexact truthmaking or verification between situations and sentences. The notion of an exact truthmaker of a sentence is distinct from that of a minimal situation supporting a sentence, a notion defined in terms of inexact truthmaking in Kratzer (2002, 2014. There are two important reasons for using the notion of an exact truthmaker rather than that of a minimal truthmaker (Fine 2017a). First, there are sentences that have exact verifiers, but lack minimal verifiers, for example there are infinitely many natural numbers.[6] Second, a sentence such as it is windy or it is rainy and windy has two exact verifiers, a situation in which it is (just) windy and a situation in which it is (just) windy and rainy, but it would have only one minimal verifier (a situation in which it is windy) (Fine 2017a).
Situations are taken to be parts of worlds, and no further assumptions are made regarding their ontology beyond the roles they play within truthmaker semantics. Actions are a specific kind of situation, those that may comply with or violate imperative sentences, rather than making them true. The domain of situations divides into actual, possible, as well as impossible situations. Actual situations are part of the actual world; impossible situations are part of impossible worlds and would be truthmakers of contradictory sentences. The domain of situations is ordered by a part-whole relation < (a partial order) and is closed under fusion. Formally it forms a complete lattice.
The truthmaking/satisfaction relation ╟ applies to both declarative and imperative sentences: declarative sentences are made true by situations that are their exact truthmakers, imperatives are complied with by actions that are their exact satisfiers. The following standard conditions on the truthmaking of sentences with conjunctions, disjunctions, and existential quantification then hold, where ⊕ is the operation of fusion:[7]
| s ╟ S and S’ iff for some s’ and s’’, s = s’ ⊕ s’’ and s’ ╟ S and s’’ ╟ S’. |
| s ╟ S or S’ iff s ╟ S or s ╟ S’. |
| For a sentence S, s ╟ ∃x S iff s ╟ S[x/d] for some individual d. |
Truthmaker semantics assigns to sentences not only truthmakers or satisfiers, but also falsifiers or violators. Making use of the relation of (exact) falsification or violation allows a straightforward formulation of the truthmaking conditions of negative sentences: a truthmaker of ¬ S is a falsifier of S. With ╢ as the relation of (exact) falsification or violation, the condition on negation is given below:[8]
| s ╟ not S iff s ╢ S. |
Also complex sentences are assigned both verification and falsification conditions. For conjunctions and disjunctions, the falsification conditions are those below:
| s ╢ S and S’ iff s ╢ S or s ╢ S’. |
| s ╢ S or S’ iff for some s’ and s’’, s = s’ ⊕ s’’ and s’ ╢ S and s’’ ╢ S’. |
A sentence S then has as its meaning a pair <pos(S), neg(S)> consisting of a positive denotation, the set pos(S) of verifiers of S, and a negative denotation, the set neg(S) of falsifiers of S.
In truthmaker semantics, logically equivalent sentences will have different semantic values whenever they are about different things. Truthmaker semantics provides a straightforward account of the notion of subject matter of a sentence, namely as the fusion of its truthmakers or satisfiers. In truthmaker semantics, the contents of sentences thus are considerably more fine-grained than in possible-worlds semantics, which does not provide a reasonable notion of subject matter if sentence meanings are just taken to be sets of worlds (Yablo 2015). Truthmaker semantics, moreover, provides a straightforward account of the notion of partial content (Fine 2017a; Yablo 2015):
| For sets of situations (or actions) A and B, B is a partial content of A iff every exact truthmaker (or satisfier) of A contains an exact truthmaker (or satisfier) of B and every exact truthmaker (or satisfier) of B is contained in an exact truthmaker (or satisfier) of A. |
The notion of partial content is extremely well-reflected in the way we talk about content, including the contents of modal and attitudinal objects: part of the content of this sentence, part of John’s belief, part of John’s obligation all stand for a partial content (of a belief, a sentence, and a modal object). It is also reflected in the adverb partly when modifying attitude verbs (Section 9). Given the notion of partial content, that it is cold is part of John’s belief that it is raining and it is cold (since every situation in which it is just cold is part of a situation in which it is raining and it is cold, and every situation in which it is cold and it is raining has a situation as part in which it is just cold). However, that two is greater than one is not a part of that belief, unlike on a possible-worlds account of inference. Moreover, unlike on a possible-worlds account, that two is greater than one or it is cold need not be part John’s belief that it is cold given (14). For Fine (2018a), partial content also plays a central role for the validity of inferences. For example, it explains the invalidy of the inference with imperatives in (15), which is a problem for possible-worlds semantics (Ross’ paradox):
| Mail the letter! |
| Mail the letter or burn the house down! |
For Fine, p! implies q! only if q is a partial content of p, which is not the case in (15).
Truthmaker semantics as developed by Fine assigns content only to sentences and has not been developed so as to allow for an application to attitude reports and modals in general.[9] An obvious way in which one might try to apply truthmaker semantics to attitude reports would be to take the truth-maker-based meaning of the embedded sentence to be the argument of the attitudinal relation. Thus, (16a) would have the logical form in (16b):
| John believes that S. |
| believe(John, <pos(S), neg(S)>) |
However, there are reasons why such an analysis would be unsatisfactory. One reason is that it could hardly be used to account for the connections between modals and attitude reports that this paper will discuss. Another reason is that (16b) would fall under the Relational Analysis of attitude reports, which is associated with a range of philosophical and linguistic difficulties, as will be discussed in the next section.
6 Problems for the Relational Analysis of attitude reports and the importance of modal and attitudinal objects
The Relational Analysis, on which attitude verbs take propositions as arguments, is compatible with more or less fine-grained notions of content: a proposition may be construed as a set of worlds or as a structured proposition of some sort. There are a range of philosophical and linguistic difficulties, however, for the Relational Analysis.[10] I will just mention them briefly, since they are elaborated elsewhere in the literature and my own previous work.
The Relational Analysis fails to make a distinction (going back to Brentano) between the content and the object of an attitude, treating propositions as things agents have attitudes to, rather than as the contents of attitudes that agents engage in.
Abstract propositions raise a number of conceptual problems, which have been a major topic of debate in contemporary philosophy of language. They include the problem of the graspability of propositions, the problem of the unity of the proposition, and the problem of how propositions as abstract objects can be true or false (Hanks 2015; Jublien 2001; Moltmann 2013b, 2017a, 2020; Soames 2010).
| John assumed that S. |
| ?? John assumed the proposition that S. |
| John fears that S. |
| John fears the proposition that S. |
The Relational Analysis has difficulties accounting for the semantics of nominal constructions, where the that-clause does not syntactically or semantically appear to act as an argument (Moulton 2015):
| John’s request that S |
Semantically, the that-clause in (19) seems to stand for what the entire NP stands for (a request), rather than providing an object entering into a thematic relation to the noun request. Yet, the clausal complement would stand for a proposition and a proposition is not the same thing as a request. For example, a request can be complied with or ignored, but a proposition cannot (at least not in the same sense) (See Section 5.3).[11]
The Relational Analysis does not get the semantics of what I call special quantifiers right (Moltmann 2013a, 2020, to appear). Special quantifiers (and pronouns), which include something, everything, that, and what, can take the position of clausal complements of attitude verbs. In that position, given the Relational Analysis, they should stand for propositions, but in fact they can only stand for attitudinal objects or kinds of them (Moltmann 2003a, 2003b, 2013a, 2013b, 2017a, to appear).
7 The ontology of modal and attitudinal objects
Object-based truthmaker semantics pursues an alternative to the propositions-based Relational Analysis of attitude reports and to the Quantificational Analysis of modal sentences.[12] Object-based truthmaker semantics assigns very different logical forms to attitude reports and modal sentences than the standard approaches. On the standard view of attitude reports, clauses when embedded under an attitude verb act as singular terms standing for propositions. The present view is that such clauses act semantically as predicates of the attitudinal object associated with the attitude verb. The standard view is that modal predicates act as quantifiers over possible worlds and that what I will call the sentential unit associated with the modal predicate acts as the scope of such a quantifier (complement clause, subject clause, or prejacent). The present view is that the sentential unit semantically acts as a predicate of the relevant modal object. Clauses act as predicates of modal or attitudinal objects by giving their truthmaking or satisfaction conditions.[13]
Object-based truthmaker semantics is based on a novel ontology of attitudinal and modal objects. Attitudinal and modal objects are part of the ontology implicit in natural language: they are referents of definite NPs whose heads are nominalizations of attitude verbs or modals (John’s belief that S, Mary’s claim that S, John’s obligation to VP), and they act as semantic values of special quantifiers and pronouns and as implicit arguments of predicates. The characteristic properties of attitudinal and modal objects are reflected in the semantics of those constructions, but also in various general intuitions we have about them.
Kinds of attitudinal and modal objects also play an important role. They act as referents of NPs of the sort the belief that S, the claim that S, the obligation to do X as well as semantic values of special quantifiers and pronouns. Two particular attitudinal objects (of the same sort) belong to the same kind just in case they are exactly or closely similar (‘are the same’), which means they are the same in content. If John’s belief is the same as Mary’s belief, John and Mary share a belief, and if John’s claim is the same as Mary’s, they made the same claim. Sharing a content thus means engaging either in attitudinal objects that are closely similar or in the same kind of attitudinal object.
Attitudinal objects are distinct from the more familiar ontological categories of actions and states. Attitudinal objects share characteristic properties that jointly distinguish them from actions (and states) and propositions. Moreover, they display properties that could hold neither of actions (and states) nor of propositions (which I will turn to shortly). Attitudinal objects divide into act-related attitudinal objects, which include judgments, decisions, claims, requests, promises, and state-related attitudinal objects such as beliefs, intentions, desires, and fears. Some attitudinal objects are products of acts in the sense of Twardowski’s (1911) distinction between actions and products. This arguably means that they are abstract artifacts in the sense of Thomasson’s (1999), which means that they lack a material or physical realization (Moltmann 2013b, 2017a). Thus, a claim is the (illocutionary) product of an act of claiming, a promise the (illocutionary) product of an act of promising, and a judgment the (cognitive) product of an act of judging. Attitudinal objects that are products of acts need not last longer than the act that produced them (Section 5.1).
Modal objects may be products of illocutionary acts, but need not be. Strong permissions are generally the products of illocutionary acts, but not so for weak permissions (Section 7.4). Modal objects share the characteristic properties of attitudinal objects and are sharply distinguished from states. But they can last longer than the act that produced them, and in fact they need not have come into existence at a particular point in time in the first place.
7.1 Properties of concreteness
Attitudinal objects are concrete content bearers and as such play a central role in our mental life as well as in communication. Their characteristic properties thus divide into properties of concreteness and content-related properties. Here are some of their properties of concreteness.
First of all, attitudinal objects are involved in various forms of content-based causation. Causal predicates naturally apply to attitudinal objects and then convey content-based causation but not so when they apply to the corresponding actions (Moltmann 2013a, 2013b, 2017a). Thus, Mary’s claim caused excitement implies that the excitement was due to the content of Mary’s claim, but not so for Mary’s making a claim / Mary’s speech act caused excitement. Mary’s request may cause anxiety in virtue of its content, but not so for Mary’s act of requesting. Propositions as abstract objects, on the standard understanding, cannot play causal roles. In addition, some attitudinal objects can be objects of perception, for example remarks and claims, which can be heard.
Attitudinal objects also act as the targets of content-related memory. We remember thoughts, beliefs, decisions and intentions, rather than propositions. We may also remember facts, which are not attitudinal objects. However, facts may be conceived as modal objects (Section 9), which, though less concrete than attitudinal objects, are entities of the very same sort.
Attitudinal objects have other properties of concreteness. Attitudinal objects generally have a limited life span. Mary’s belief that S comes into existence only once Mary believes that S and ceases to exist once Mary no longer believes that S. Twardowski (1911) took products to share their lifespan with the acts that produced them. However, this does not seem correct for products such as claims and promises, which have a modal character that permits them to last beyond the illocutionary act that produced them. Modal objects generally endure past the act that may have created them, for example permissions and obligations that result from particular illocutionary acts. But modal objects need not have been created in the first place, for example deontic modal objects that represent universal ethical laws.
7.2 Content-related properties
Modal and attitudinal objects have three characteristic content-related types of properties, none of which pertain to states and actions.
Truth or satisfaction conditions
Attitudinal objects such as claims, judgments, and beliefs have truth conditions, but not so for their correlated states or actions. John’s claim or judgment may be true or false, as may be John’s belief. But a speech act cannot intuitively be true or false, and neither can an act of judging. Also a mental state described as such (a belief state) cannot intuitively be true or false. Other attitudinal objects do not have truth conditions, but rather satisfaction conditions and thus can be satisfied, fulfilled, implemented, or realized. This also holds for modal objects: obligations and needs can be fulfilled or satisfied, permissions and offers taken up.
Similarity relations based on sameness of content
Attitudinal objects that are of the same sort (involving the same kind of physical realization and force) enter similarity relations (conveyed by is the same as) just on the basis of a shared content. Thus, John’s thought is the same as Mary’s is true just in case their thoughts share their content. Is the same as does not apply in that way to actions: for two actions to be the same, they need to share features of their performance; sameness of content will not be enough. For John’s thinking is the same as Mary’s to be true, sharing of content is not enough, rather their way of thinking need to be similar. Also attitudinal objects enter similarity relations just on the basis of shared types of satisfaction conditions: John’s obligation is the same as Mary’s is true just in case the obligations are satisfied and violated by the same types of actions.[14]
Part structure strictly based on partial content
This property is best reflected in the way part of is understood when applying to modal or attitudinal objects (Moltmann 2013a, Chap. 4, 2013b, 2017a). Part of John’s need can pick out only a partial content, not the temporal part of a state. ‘Part of John’s decision’ cannot be ‘part of the action of deciding’, the temporal part of an action. ‘Part of John’s claim’ cannot be ‘part of the speech act of claiming’. Similarly, ‘part of John’s belief’ and ‘part of John’s hope’ can only be partial contents, not what is normally considered the parts of a state (temporal parts).
It is remarkable that even physically realized attitudinal objects (e.g. claims) fail to have a physical part structure. They differ in that respect from physically realized artifacts like books or letters, which have content-based and material part structures. Given standard ontological assumptions, the lack of a physical and a temporal part structure of attitudinal objects is a serious puzzle. However, it appears that there are various types of physical objects that are attributively limited, in the sense of lacking expected property specifications. Thus, ontologically dependent objects such as wholes, folds, and tropes lack an object-independent spatial location (Moltmann 2019b). Moreover, as is more familiar, material objects have parts only in space, not in time (temporal stages), at least according to general and linguistically reflected intuitions. Attributive limitations are an issue in descriptive metaphysics that needs to be much further explored (Moltmann 2019b).
7.3 Predicates of satisfaction
Attitudinal and modal objects generally have truth conditions, or rather, more generally, satisfaction conditions. This is reflected in the great range of predicates of satisfaction that can apply to attitudinal and modal objects (was satisfied, was fulfilled, was executed, was followed, was broken, was complied with). The applicability of such predicates sharply distinguishes attitudinal and modal objects from sentences, propositions, ‘mental representations’, and from actions. Four types of satisfaction predicates can be distinguished (Moltmann 2018b):
Truth predicates: true, correct
Predicates of fulfillment and violation: fulfill, satisfy, follow, violate, and ignore
Predicates of acceptance: accept, take up
Predicates of realization: realize, execute, implement carry out
The four classes of satisfaction predicates select different types of attitudinal objects. Truth predicates apply to attitudinal objects such as beliefs, claims, and judgments, but hardly to events and states:
| The claim / belief /judgment is true. |
| ??? The speech act / belief state / act of judging is true. |
Truth predicates apply to attitudinal objects with a word-world direction of fit, to use Searle’s (1969, 1983) term (Moltmann 2018b).
Predicates of fulfilment and violation such as satisfy, fulfil, follow, comply with, keep, break, and violate apply to various attitudinal objects, such as requests, demands, and promises, as well as to modal objects of the sort of obligations and needs. These are attitudinal objects with a world-word/mind direction of fit in Searle’s (1969, 1983) sense, associated with modal force of necessity (Moltmann 2018b). Predicates of fulfillment and violation apply neither to actions nor to propositions, as the predicates keep and break illustrate in a particularly striking way:[15]
| John kept / broke his promise. |
| ??? John kept / broke a proposition.[16] |
| ??? John kept / broke his promising / his act of promising. |
Attitudinal objects associated with the modal force of possibility such as offers and invitations do not accept predicates of fulfilment, but rather go with predicates of acceptance, such as take up and accept.
Attitudinal objects of the sort of intentions and decisions do not go with predicates of fulfilment, violation or acceptance, but rather predicates of realization such as realize, implement, or execute. Those predicates do not apply to the corresponding states: states of intending or acts of deciding cannot be realized or executed.
Different types of satisfaction predicates thus select different types of modal and attitudinal objects. An account of that selection is given in Moltmann (2018b), based on truthmaker theory and a normative construal of the notion of a direction of fit.
Representational properties (satisfaction conditions) are characteristic of all attitudinal and modal objects, including those that do not result from acts, such as state-like attitudinal objects (intentions, beliefs, desires, fears), and light permissions and obligations. This means that the representational ability of modal and attitudinal objects should not be traced to the intentional act that may have created them. Rather it is better regarded as a primitive feature of mind-dependent entities (attitudinal objects).[17]
8 Motivations for object-based truthmaker semantics
There are a range of specific motivations for the use of modal and attitudinal objects in connection with truthmaker semantics. I will mention five of them.
8.1 Avoiding propositions
Object-based truthmaker semantics allows dispensing with abstract propositions and thus avoids the problems associated with them (Section 3). On the present view, sentences embedded under attitude verbs act as predicates of attitudinal objects specifying their satisfaction conditions. Propositions then no longer play a role as entities, as referents of that-clauses and as arguments of attitudinal relations. They play a role only in the sense of being propositional contents of sentences, that is, as truthmaker-based meanings.
8.2 Extending truthmaker semantics to the mental
Object-based truthmaker semantics gives a semantics of mental objects as well. By applying to attitudinal objects, object-based truthmaker semantics allows linking truthmaker semantics to the intentionality of the mind. Truthmaker semantics is particularly suited for attitudinal objects such as intentions and decisions, which come with inherent satisfaction or realization conditions and are satisfied or realized not by worlds or world states, but rather by actions.[18]
8.3 The dependency of truthmakers on particular attitudinal objects
Object-based truthmaker semantics accounts for the fact that it may depend on the particular attitudinal or modal object what the satisfiers in question are. Thus, Searle (1983) has pointed out that intentions and requests do not just take actions as satisfiers, but rather actions ‘by way of’ realizing or fulfilling the intention or request, that is, actions with a particular gloss that makes reference to the intention or request itself. To use Searle’s example, doing something that accidentally kills my neighbor is not an action that fulfills my intention to kill my neighbor, rather only an action with the intention of doing so is. Other attitudinal or modal objects (hopes, beliefs, or epistemic modal objects) do not require their satisfiers or truth makers to be of that sort.
8.4 The distinction between strong and weak permission
The distinction between strong and weak permissions shows a particular way in which truthmakers may depend on the type of modal object (Moltmann 2018a).[19] For object-based truthmaker semantics, strong and weak permissions are two different sorts of objects. Strong permissions generally are the products of particular acts of permitting, whereas weak permissions are states of what is (explicitly or implicitly) permitted. Strong permissions have different satisfaction conditions from weak permissions. Strong permissions have as satisfiers only actions meeting what is explicitly permitted, whereas the satisfiers of weak permissions include those actions that are just not in violation of what is obligatory. The reason is that strong permissions are individuated by the act that creates them, whereas weak permissions are individuated in connection with what is obligatory (Moltmann 2018a).
The distinction between the two sorts of permissions is well-reflected in English, in the contrast between simple predicates (be + impersonal adjectival passive) as in (22a), which display the weak reading (as well as a strong one), and complex predicates (light verb + nominal), as in (22b), which display the strong reading:
| Mary is permitted to take a walk. |
| Mary has permission to take a walk. |
The possible-worlds-based account would give the same semantics to the two sorts of permission sentences: for a permission sentence such as (22b) to be true, the clausal complement would have to be true in some world compatible with the obligations of the relevant agent. But having a permission means more than that: it means that there was an act whose content is, at least in part, given by the complement clause and whose product, the permission, can be taken up by performing the act described by the complement clause. Moreover, giving or receiving a permission involves a change not in the set of worlds compatible what the agent is obliged to do, but rather in the set of options to act that are at the agent’s disposal.
The complex predicate has permission in (22b) involves explicit reference to a permission, the product of an act of permitting, and the complement clause serves to give the content of that product. By contrast, (22a) contains a stative predicate is permitted describing a deontic state, rather than the product of an act, and it is that state that the complement relates to. The strong reading thus will go along with the compositional semantics of a complex predicate as in (22b), and the weak reading with that of a simple stative predicate as in (22a).[20]
8.5 The underspecification of content by the complement clause
Another important advantage of object-based truthmaker semantics concerns the possibility of underspecification of the content of certain types of attitudinal or modal objects by the complement clause or associated sentential unit. One case that has been discussed in the literature is the underspecification of a desire as below (Fara 2013):
| Fiona wants to catch a fish. |
Fiona’s desire, according to (23), is not satisfied if she catches any fish whatsoever, but, most likely, only a fish she can eat. The speaker uttering (23) need not know what the exact constraints are that Fiona’s desire may impose on what satisfies it.
Also modals allow for this sort of underspecification, in particular teleological and deontic modals:
| Fiona needs to catch a fish (in order to have something for dinner). |
| John needs to write a letter (and therefore cannot be disturbed). |
The need reported in (24a, b) may exhibit the very same underspecification as the desire reported in (23). The speaker need not know about the particular conditions imposed on the satisfaction of the need, the kind of fish Fiona needs to catch in (24a) and the sort of letter John has to write in (24b).
The underspecification of desire reports constitutes a serious problem for the standard view according to which the clausal complement of an attitude verb gives the full truth or satisfaction conditions for the reported attitude (Fara 2013). By contrast, it is unproblematic for the present analysis of attitude reports within object-based truthmaker semantics. The underspecification exhibited in (23) as well as in (24a, b) simply means that what the satisfiers in question are depends on the particular attitudinal or modal object in question, not the sentence used to characterize it (which may give only necessary, not sufficient conditions for its satisfaction). That is, the reported desire or need itself may come with constraints as to what will satisfy it, constraints that may be given only partially by the complement clause (or sentential unit).[21]
9 Sentences as predicates of modal and attitudinal objects
We can now turn to the formal semantics of clauses as predicates of content bearers, that is, attitudinal or modal objects. For the semantics of attitude reports, I will make use of Davidsonian event semantics (Davidson 1967). That is, an attitude verb will have an additional argument position for events, acts, or states. I will assume, certainly simplifying, that there is a unique attitudinal object att-obj(e) associated with a Davidsonian event argument e of an attitude verb. The clausal complement of the attitude verb will then be predicated of the attitudinal object associated with the event argument, as in (25b) for (25a) below:
| John claimed that S. |
| ∃e(claim(e, John) & [that S](att-obj(e))) |
That is, (25a) means that there is an event e of claiming by John and that S holds of the attitudinal object associated with e (att-obj(e)). The semantics of attitude reports in (25b) is (almost) overtly reflected in the corresponding complex-predicate construction in (26), which involves explicit reference to an attitudinal object (or a kind of attitudinal object):
| John made the claim that S. |
The fact that languages show an alternation between the simple and the complex-predicate construction further motivates the semantics in (25b) (Moltmann 2017a, 2018a).
Clausal modifiers of nominalizations of attitude verbs will be predicated of the attitudinal object described by the nominalization, as in (27b) for (27a):
| John’s claim that S |
| ιd[claim(d, John) & [S](d)] |
Given the possibility of underspecification, the property that sentences as predicates of modal or attitudinal object express will consist in a partial specification of satisfaction conditions, as below, where ╟ is the relation of exact truthmaking or satisfaction now holding between situations or actions s and modal or attitudinal objects d (as well as sentences):
| [S] = λd[∀s(s ╟ d → ∃s’(s’╟ S & s’ < s) & ∀s’(s’╟ S → ∃s(s ╟ d & s’ < s))] |
This simply means that the content of S is a partial content of the content of d in the sense of (14).
(28) cannot yet be adequate, though, since it would not allow distinguishing necessity and possibility semantically. Given (28), a permission (for Mary to enter the house) could be a modal object with the very same satisfaction conditions as an obligation (for Mary to enter the house). But the permission for Mary to enter the house is not an obligation for Mary to enter the house.
What distinguishes a permission from an obligation? Permissions allow for certain actions, those they permit. Obligations allow for certain actions, those that comply with them, but unlike permissions they also exclude certain actions, those that violate them. The permission for Mary to enter the house allows for actions of Mary entering the house, but does not exclude any other actions. By contrast, the obligation for Mary to enter the house allows for actions of Mary entering the house and excludes actions of Mary’s not doing so. This means that permissions have only satisfiers, whereas obligations have both satisfiers and violators.
Also illocutionary products are distinguished in that way. An offer or invitation has only satisfiers, but no violators. By contrast, a request or order has both satisfiers and violators.
This difference between modal forces requires modifying (28) by adding a condition on the falsification or violation of the modal or attitudinal object, namely that every falsifier of the sentence also be a falsifier or violator of the modal or attitudinal object. The modified meaning of a sentence S then is as follows, where the relation of falsification or violation ╢ now also obtains between actions or situations and modal or attitudinal objects (Moltmann 2018a):
| [S] = λd[∀s(s ╟ d → ∃s’(s’╟ S & s’ < s)) & ∀s’(s’╟ S → ∃s(s ╟ d & s’ < s)) & (∃s s ╢ d →∀s(s ╢ S → s ╢ d))] |
That is, a sentence S expresses the property that holds of a modal or attitudinal object d just in case the content of S is a partial content of d and every falsifier of S is a violator of d, should there be a violator of d.
On this account, sentences conveying necessity and sentences conveying possibility will have exactly the same logical form; but they involve different sorts of modal or attitudinal objects with different satisfaction and violation conditions. This is given for (30a) and (30b) in (31a) and (31b) respectively, based on the same meaning of the complement clause (which is, syntactically simplified, taken to be Mary to leave the house):
| John asked Mary to leave the house. |
| John allowed Mary to leave the house. |
| ∃e(ask(e, j, m) & [Mary to leave the house](att-obj(e))) |
| ∃e(allow(e, j, m) & [Mary to leave the house](att-obj(e))) |
In (31a) and (31b), the function att-obj maps the event argument of the verb onto the attitudinal object associated with that event, and the complement clause is predicated of that attitudinal object, with the property of (attitudinal or modal) objects in (29) as its meaning.
Similarly, modal sentences involve predication of the sentential unit associated with the modal predicate of the relevant modal object. Taking the modal object to be the event argument itself, (32a) and (33a) will then have the logical forms in (32b) and (33b) respectively:
| John needs to leave. |
| ∃d(need(d) & [John to leave](d)) |
| Mary is permitted to take a walk. |
| ∃d(is permitted(d) & [Mary to take a walk](d)) |
In (32b) and (33b), the sentential units John to leave and Mary to take a walk will have the very same sort of property in (29) as their meaning and attribute that property to the respective modal objects, the need and the permission.
Unlike possible-worlds semantics, this gives an adequate account of strong (explicit) permissions (the only reading of Mary has permission to take a walk). If the modal object d is an explicit permission, the sentential unit will specify which sorts of actions will be exact satisfiers of d and not just what is true in some world compatible with what is obligatory. The latter may count as satisfiers only of a state of weak permission which is set up on the basis of what is obligatory, displaying the duality between permission and obligation (Moltmann 2018a).
There is a further important argument for the truthmaker account and against the possible-worlds account and that is that possible-worlds semantics would not permit a single property of clauses that could hold of attitudinal and modal objects of necessity and of possibility. Moulton (2015), who (following talks by Angelika Kratzer) proposes the property in (34a) as the meaning of that-clauses, based on the notion of the content cont(xc) of a contextually determined content bearer xc (e.g. an attitudinal object) in (34b):
| [that S] = λxcλw [cont(xc)(w) = λw’[S is true in w’] |
| cont(xc)(w) = {w′ | w ′ is compatible with the content of xc in w} |
One problem with this account is of course that it is based on possible worlds, leading to the usual problems of a too coarse-grained semantics for various sorts of attitudes. The second problem is that it treats content bearers with the force of possibility and content bearers with the force of necessity exactly the same. This makes it impossible to account for the connections between attitude reports and modals as mentioned earlier (see also Section 11.2). In fact, it is not clear how the account could apply to modals such as must, can, or need in the first place, since modals need not involve an object associated with a specific propositional content, for example when they convey weak permission or obligation.
10 The semantics of response-stance verbs and factive verbs
Not all attitude verbs have a semantics on which their clausal complement is just predicated of the attitudinal object associated with the event argument of the verb. With one class of attitude verbs, the clausal complement in addition serves as a predicate of a contextually given attitudinal object, which gives further support for the semantics of attitude reports based on attitudinal objects. The class of verbs consists in what Cattell (1978) called response-stance verbs and includes repeat, confirm, agree, and remind, as in the sentences below:
| John repeated that it will rain. |
| John confirmed that it was raining. |
| John agreed to surrender. |
| John reminded Mary to return the keys. |
In general, response-stance verbs have a clausal complement that serves to characterize both the reported attitudinal object and a contextually given attitudinal object. Thus, in (35a) the complement clause gives the content of two attitudinal objects: John’s assertion (or perhaps just his act of saying) and a contextually given claim, which may be John’s or another person’s previous claim. In (35b), the clausal complement gives the satisfaction condition of John’s assertion as well as that of a previous assertion or acceptance with a much weaker illocutionary force. In (35c), the infinitival complement specifies actions as satisfiers of John’s statement of intent as well as, say, a previous request. In (35d), the complement clause gives the satisfaction conditions of Mary’s decision or intention that John’s locutionary act aims to trigger, as well as those of a previous thought, decision, or intention of Mary’s. The lexical meaning of the response-stance verb constrains the nature of the contextually given attitudinal object and its relation to the attitudinal object of the reported agent.
What is the logical form of a sentence with a response-stance verb? A first option is (36b) for (36a), where d is the contextually given attitudinal object:
| John agreed that S. |
| ∃e(agree(e, John) & [that S](att-obj(e)) & [that S](d)) |
However, this cannot be right because an act can be an act of agreeing not on its own, but only in relation to a contextually given speech act. A better option is (37), where agree is now a three-place predicate taking the contextually given attitudinal object d as a third argument:[22]
| ∃e(agree(e, John, d) & [that S](att-obj(e)) & [that S](d)) |
There is specific support for (37), and that is the general substitutability of the clausal complement by an NP explicitly referring to the contextually given attitudinal object (plus sometimes a preposition):[23]
| John agreed with the request to leave. |
| John repeated the claim that it is raining. |
| John confirmed the speculation that it was raining. |
| John reminded Mary of the requirement / request to return the key. |
Additional support for (37) comes from the reading of the modifier partly with response-stance verbs (Moltmann 2017c). With verbs such as mention and think, that is, with what Cattell (1978) calls volunteered-stance verbs, partly fails to have a reading on which it relates to the content of the clausal complement:
| ??? John partly mentioned that the house needed to be renovated. |
| ??? John partly thought that the students were talented. |
(39a) has a conceivable reading on which it means that John mentioned that part of the house needed to be renovated, and (39b) on which it means that John thinks that only some of the students are talented. But such readings are not available. By contrast, response-stance verbs do permit a reading of partly on which it relates to part of the content of the contextually given attitudinal object:
| John partly agreed that the house needs to be renovated. |
| John partly denied that the students are lazy. |
In (40a) partly means ‘part of the content of the claim that the house needs to be renovated’ (which may be that part of the house needs to be renovated). In (40b), partly picks out a partial content of the claim that the students are lazy, which may be that part of the students are lazy. The same sort of reading of partly is generally available with transitive verbs:
| John partly ate the chicken. |
| John partly liked the concert. |
Given Davidsonian event semantics, the general meaning of partly can be taken to be that of a relation between an event e and a type of event E which holds just in case e instantiates part of E. The logical form of (41a) will then be as in (42a) and the one of (41b) as in (42b), where ^ is an abstractor for event types:
| ∃e’(partly(e’, ê[eat(e, John, the chicken)])) |
| ∃e’(partly(e’, ê[agree(e, John, d)]) & [that S](att-obj(e’)) & [that S](d)) |
With a verb like eat, the part structure of the event is inherited from the part structure of the object argument. Analogously, with a verb like agree, the part structure of the event of agreeing is inherited from the partial-content-based part structure of the attitudinal object. Partly then says that the event argument of the verb instantiates part of the type of the event described by the VP.
Response-stance verbs pattern together with factive verbs with respect to their syntactic behavior (for example disallowing adjunct extraction) (Cattell 1978). Factive verbs also exhibit the same reading of partly:
| John partly recognizes that he failed. |
| John partly acknowledges that the students are lazy. |
In (43a, b), partly relates to part of the content of a fact (partial failure in (43a) and part of the students being lazy in (43b)). This further supports the same semantics for factive verbs as for response-stance verbs. But with factive verbs the clausal complement will characterize not an attitudinal object, but a fact -- in addition to characterizing the content of the described mental state or act.
The relevant notion of a fact should not be that of an actual situation in the sense of truthmaker semantics, on which a fact would be a fully specific part of the actual world. Rather it should be a notion of a non-worldly fact, which can be quantificational or disjunctive. Non-worldly facts exist independently of anyone’s mental attitudes and thus are not attitudinal objects. Yet, they do have a part structure based on partial content (given how partly is understood in (43a, b)). Non-worldly facts in the required sense are best conceived as modal objects, namely modal objects whose satisfiers are situations that are part of the actual world. Such a factive modal object can be obtained by mapping a sentence S true in a world w onto an object fw(S), a modal object whose satisfiers are just the situations that are part of w and make S true:
| Truthmaking condition for factive modal objects |
| For a sentence S and a world w in which S is true, for any s, s ╟ fw(S) iff s ╟ S and s < w. |
Making use of factive modal objects, the logical form of a sentence with a factive verb such as (45a) will be as in (45b):
| John realized that S. |
| ∃e(realize(e, John, fw([S])) & [that S](att-obj(e))) |
Note that reference to the entire actual world in the characterization of modal objects means that truthmaker semantics cannot do without the notion of a world as such.
To sum up, object-based truthmaker semantics can naturally be extended to response-stance verbs and factive verbs, by positing an additional verbal argument that is a contextually given attitudinal object or a factive modal object. In the reading of the modifier partly, those attitudinal or factive modal objects display a part structure based on partial content, which specifically supports the truthmaker-based approach.
11 Subject clauses
There are also good reasons to assume that clausal subjects with a predicate like is true or is correct give the content of a contextually given content-bearer (a claim, rumor, or suggestion) (Moltmann 2018b). Thus, a sentence like (46) is generally understood in such a way that that S serves to give the truth conditions of a contextually given attitudinal object, a claim or speculation:
| That S is correct. |
Correct does not apply to propositions, referred to as such, but only to attitudinal objects such as claims (The proposition that S is correct hardly makes sense, as opposed to the claim that S is correct). This means that (46) has the logical form in (47), for the relevant contextually given attitudinal object d:
| correct(d) & [that S](d) |
Other clausal subjects may instead be predicated of an object that is an implicit argument of the verb or closely related to it. Thus, the clausal subjects of is possible is best viewed as acting as a predicate of the modal object that is an implicit argument of the modal possible, as in (48b) for (48a):
| That John will be late is possible. |
| ∃d(possible(d) & [that John will be late](d)) |
Of course, a particular semantic role of a clausal subject will have to have a syntactic basis. But in the present context, the aim was simply to show the plausibility of clausal subjects serving particular semantic roles which are not that of standing for a proposition.
12 Object-based truthmaker semantics and connections between modals and propositional attitudes
12.1 Inferential connections between modals and attitude reports
The present approach accounts straightforwardly for inferential connections between attitude reports and modal sentences. That is because attitudinal objects may entail the existence of a modal object sharing the same satisfaction conditions. Thus, (49a) and (49b) are valid on the relevant reading because the command entails the existence of an obligation with the same satisfiers and violators, and the offer entails the existence of a permission with the same satisfiers:
| John asked Mary to leave. |
| Mary must leave. |
| John offered Mary to use the house. |
| Mary may use the house. |
Similarly, imperatives and performatively used modal sentences stand in inferential relations under suitable conditions.[24] In suitable contexts, both (50a) and (50b) are valid:
| Leave the room! |
| You must leave the room. |
| Take an apple! |
| You may take an apple. |
The request or permission produced by the utterance with an imperative entails, under the right normative conditions, the existence of a modal object of obligation or permission with the very same satisfaction conditions. By producing a request, the speaker also produces a modal object of obligation, with the very same satisfiers and violators. By producing a permission, the speaker also produces a modal object of permission, with the very same satisfiers.
12.2 Harmonic modals
Object-based truthmaker semantics has a particular application to modals in embedded contexts which exhibit modal concord with the embedding verb, that is, harmonic modals, to use Kratzer’s (2016) term.[25] With its use of modal and attitudinal objects, object-based truthmaker semantics provides a straightforward account of harmonic modals and avoids difficulties that arise when applying the standard semantics of modals to the phenomenon.
Harmonic modals occur in clauses embedded under speech act verbs, where they do not contribute to the content of the reported speech, but rather appear to just reflect the inherent modality associated with the embedding predicate:
| John insisted that Mary should leave. |
| The general demands that the troops must leave. (Zeijlstra 2007) |
There are also harmonic uses of modals of possibility, with suitable embedding verbs:
| John suggested that Bill might leave. |
| The document indicates that Bill might be guilty. |
| John thought the package might have been for him (when he opened it). |
For Kratzer (2016), harmonic modals spell out the inherent modality of the content-bearing object of which the clause is to be predicated (an insistence, demand, suggestion, indication, or thought, in the examples above). Her account of harmonic modals is based on a possible-worlds-based property of the meaning of clauses. Focusing on modals of necessity as in (56), she proposes that the harmonic modal in the embedded clause spells out universal quantification over the possible worlds that make up the content cont(xc)(w) of the content-bearing object xc, as below, where w is the actual world:
| λxc[∀w’(w’ ∈ cont(xc)(w) → Mary leaves in w’)] |
The problem for such a possible-worlds-based account, though, is that it is inapplicable to modals of possibility, as in (52a–c) (Moltmann 2019a, to appear b). In (52a-c) the modal might should spell out existential quantification, giving (54) as the meaning of the that-clauses:
| [that S] = λxc[∃w’(w’ ∈ cont(xc)(w) & S is true in w’)] |
But in (52a), the that-clause does not just specify what is the case in some world in which John’s suggestion is taken up; it specifies (at least) what is the case in all the worlds in which the suggestion is taken up. Similarly in (52b), the that-clause does not just say what is the case in some world compatible with what the document says, but what is the case in all such worlds, and likewise for (52c).
Object-based truthmaker semantics allows for a straightforward account of harmonic modals of both necessity and possibility. On this account, harmonic modals are considered performative uses of modals in embedded contexts.[26] In object-based truthmaker semantics, sentences with a performative use of a modal such as (55a, b) will express properties of modal products meant to be produced by uttering the sentence, as in (56a, b) (Moltmann 2017a, 2019):
| You must leave! |
| You may leave! |
| λd[must(d) & [(addressee) leave](d)] |
| λd[may(d) & [(addressee) leave](d)] |
With a harmonic modal acting as a performative modal in an embedded context, (51a) will simply have the logical form in (57b) based on the meaning of the embedded clause in (57a), and (52b) the one in (58b), based on (58a):
| [that Mary should leave] = λd[should(d) & [Mary leave](d)] |
| ∃e(insist(e, John) & [that Mary should leave](modal-product(e))) |
| [that Bill might be guilty] = λd[might(d) & [Bill be guilty](d)] |
| ∃e(indicate(e, the document) & [that Bill might be guilty](modal-product(e))) |
A modal product can be produced by the very same illocutionary act as an illocutionary product, and it will have the very same satisfaction conditions as the illocutionary product (Moltmann 2017a, 2018a). An act of demanding produces a demand as well as possibly an obligation with the very same satisfaction conditions. An act of permitting produces an illocutionary and a modal product of permission with the same satisfaction conditions.
Harmonic modals are a phenomenon where object-based truthmaker semantics appears to have a significant advantage over possible-worlds semantics with its quantificational analysis of modals.
13 The semantics of intensional transitive verbs
Object-based truthmaker semantics is particularly suited for the semantics of intensional transitive verbs, once it is expanded so as to include not just attitudinal and modal objects as bearers of truthmakers or satisfiers, but also objects like searches, purchases, and debts. Since those objects are associated with intensional transitive verbs, I will call them ‘intensional objects’, a term that is used differently in other contexts, but in the present context matches the choice of the terms ‘attitudinal object’ and ‘modal object’.
Object-based truthmaker semantics has two important advantages over possible-worlds semantics for the semantics of intensional transitive verbs. First, it can explain the particular readings of NPs with weak quantifiers (a, exactly two, at most etc) as complements of intensional transitive verbs. Second, it can account for the constraints on the sorts of ’semantic objects’ that different intensional verbs can share. An additional motivation comes from the observation that certain intensional object require a causal connection to their satisfiers, for example purchases.
First of all, a few clarificatory remarks about intensional transitive verbs in general. I take intensional transitive verbs to comprise a larger class of verbs than is common, including the following types of verbs (Moltmann 1997, 2008):
| Verbs of absence: need, look for (three readings), want |
| Verbs of possession: own, buy, sell, offer, give, have |
| Verbs of recognition: recognize, see |
| Verbs of nomination: nominate, hire |
| Verbs of imagination and depiction: imagine, see, paint |
Verbs of possession allow for intensional readings involving a nonspecific reading of their complement, e.g. John offered Mary a glass of wine (but no particular one), John bought a bottle of wine on the internet (but no particular one), Bill owns half of the estate (but no particular half) (Moltmann 1997; Zimmermann 2001). An example of an intensional reading of recognize is John recognized a genius (when he saw his daughter calculate) and of hire, Mary hired an assistant (giving Bill his first job).
Also the verb find can be used as an intensional verbs, either as a verb of nomination (Mary found a secretary) or a verb of recognition (John found a wife). Need and look for share the same two intensional readings (John needs / is looking for a secretary / a wife), in addition to an object-related one (John needs / is looking for a pen).
The general criterion for the intensionality of intensional transitive verbs is not lack of existence-entailment or failure of substitutivity, but rather a particular nonspecific reading of complements with weak quantifiers (on which they could not take scope over the verb) (Moltmann 1997; Zimmermann 2001). What is also characteristic of intensional transitive verbs is that they involve particular semantic objects which special quantifiers (something, what, the same thing etc.) range over when they are in the object position of intensional transitive verbs. I will call those objects ‘variable satisfiers’,
13.1 Intensional transitive verbs with weak quantifiers
Intensional transitive verbs display a particular reading of NP complements with weak quantifiers, which is different from the one such quantifiers display in clausal complements of intensional verbs (Moltmann 1997, 2008). Compare (60a, b) and (61a, b):
| John needs exactly two assistants. |
| John needs to have exactly two assistants. |
| John needs no assistant. |
| John needs to have no assistant. |
Unlike (60b), (60a) does not mean that in any world in which John’s needs are satisfied, John has exactly two assistants. If John happens to have four assistants, his needs may still be satisfied. Rather (60a) means that in a situation exactly satisfying John’s needs, he has exactly two assistants. Similarly, (61a), unlike (61b), does not mean that in a world in which John’s needs are satisfied, he has no assistant. The satisfaction of his needs is compatible with his having an assistant. Rather (61a) means that in a situation exactly satisfying John’s needs John has no assistant. Thus the meaning of (60a) can be paraphrased as in (62) (based on Moltmann 1997, 2008):
| For every situation s exactly satisfying John’s need, John stands in R (‘have’) to exactly two assistants in s |
NP complements with strong quantifiers do not display the same sort of reading; otherwise (63) would come out trivially true on an intensional reading (Moltmann 1997; Zimmermann 1993):
| John needs every assistant. |
(63) cannot mean that any situation satisfying John’s needs is a situation in which John has every assistant of his. The reason is that strong quantificational NPs carry a domain presupposition, which, roughly, requires their domain to be identified in the actual world or the previous discourse context, not the current situation of evaluation (Moltmann 1997, 2006).
The semantics of verbs of nomination and possession with weak quantifiers similarly involve satisfaction situations restricting the domain of the quantifier, as indicated (64b) for (64a) and in (65b) for (65a):
| John hired at most two assistants. |
| ‘In any situation realizing John’s hiring, John has at most two assistants.’ |
| John bought exactly two bottles of wine over the internet. |
| ‘In any situation realizing John’s purchase, John has exactly two bottle of wine in s.’ |
Verbs of nomination and possession involve an extension of the notion of satisfaction: Situations satisfy an intensional object that is a hiring or a purchase in the sense of realizing it or being its intended result. Such situations need to stand in a causal relation to the hiring or purchase, which is an additional piece of support for object-based truthmaker semantics: only object-based truthmaker semantics makes use of a relation between objects and satisfaction situations, which may include a causal connection.
Perception verbs with naked infinitival complements as in (66a) have been analysed in situation semantics as taking a situation as an argument (Barwise/Perry 1983). This proposal could be combined with truthmaking, as in (66b) for (67a):
| John saw Mary leave. |
| ∃s∃e(see(e, John, s) & s ╟ Mary leave) |
However, this could not be used for the semantics of perception verbs with NP-complements. Here the situations will rather be the satisfiers of the perception, the intensional object associated with see, as in the paraphrase of (67a) in (67b):
| John saw at most ten trees. |
| In any situation s exactly satisfying John’s perception, there are at most ten trees in s. |
A situation satisfying the perception may be the very same situation that would be the argument of see with a naked infinitive, but it plays a different semantic role.
The paraphrase in (67b) does not imply veridicality. Veridicality can be enforced by requiring a causal connection between the act of perception and its satisfier(s), with the effect that the situation(s) acting as satisfier(s) will be actual ones.
13.2 Constraints on the sharing of semantic objects with intensional transitive verbs
The second motivation for applying object-based truthmaker semantics to intensional transitive verbs comes from constraints on the sharing of their semantic objects, as I will call them (Moltmann 2008, 2013a). The semantic objects of transitive need, for example, are the sorts of entities that relative clauses such as what John needs stand for. The descriptive generalizations about the sharing of semantic objects are as follows. Generally, extensional and intensional transitive verbs cannot share their semantic object:
| ??? John met what Bill is looking for, namely a rich heiress. |
| ??? John talked to what Bill needs, a competent assistant. |
| ?? John weighed what he was looking for, a suitcase. |
Intensional transitive verbs can share their semantic object, namely if their intensional objects share satisfaction situations:
| John promised Mary only what she really needed, namely a car. |
| Mary needs what she lacks, a car. |
| John offered Mary what she wanted (namely a glass of wine—he actually did not get to pour her one). |
| I now own what I needed (namely half the estate). |
| He accepted what I offered him (namely a glass of wine, but before I could pour him one, a fire broke out). |
In (69a) the satisfaction situation of John’s promise, situations in which Mary got a car, are also satisfaction situations of Mary’s need (for a car), and similarly for (89b). (69c-e) are examples of intensional uses of verbs of possession and absence whose intensional objects share satisfaction situations.
Sharing of semantic objects is also possible if the intensional objects share types of satisfaction situations.
| John promised Mary what Sue really needs, namely a car. |
| John himself lacks what Mary needs, a car. |
| John has found what Bill is still looking for, namely a person who can do the job. |
In (70a), John’s promise and Sue’s need share a type of satisfaction situation, namely of someone having a car, and similarly for (70b). A type of situation may be construed either as a set or plurality of situations or else as a situation involving unspecific, parametric objects.
Even apparently extensional verbs and intensional verbs can under particular circumstances share their object, namely when the (apparently) extensional verb describes an event resulting in a situation or type of situation that is a satisfier of the intensional object associated with the intensional verb, as is the case for buy and need below:
| John bought what he needed, a car. |
| John bought what Mary really needs (but John did not buy it for her). |
In (71a), an actual situation that results from the purchase is also a satisfaction of the need. In (71b), it is a type of situation that is so shared. In the examples below, the state (or type of state) described by have acts itself as a satisfaction situation of the need:
| John has what Mary needs. (Thus Mary should ask John for it.) |
| John has what Mary once needed. |
Buy and have are verbs of possession and thus have an intensional interpretation. If they have an intensional interpretation in (71a, b) and (72a, b) as well, that will explain their ability to share their semantic object with an obviously intensional verb. Verbs of possession will then generally be associated with intensional objects of the sort of purchases, ownerships, offers, etc, which may have different situations as satisfiers or just a single, actual situation acting as a satisfier. In (73), sharing is possible with two verbs of possession that may involve different satisfiers.
| John now owns what he bought over the internet (namely some bottle or other of that wine). |
The verbs find and look for display three different readings, all of which permit sharing:
| John found what he was looking for, a house. (finding as ‘coming across’) |
| John found what he was looking for, an assistant. (finding as ‘hiring’) |
| John found what he was looking for, a role model. (finding as ‘recognizing’) |
Satisfaction situations of findings are simply the actual situations resulting from the findings.
A finding (in the sense of coming across, of nomination, or recognition) with its resulting situations must be causally connected to the corresponding search. Thus the satisfaction situations involved in (74a-c) require a causal connection to the search.
Not all intensional transitive verbs permit the sharing of their semantic objects, for example not the verbs below:
| ?? John painted what Mary needs / recognized / owns / described, namely a castle. |
| ?? John recognized (when looking at the picture) what Mary needs, a castle. |
| ?? John found what Mary mentioned, a large suitcase. |
The reason is that those verbs do not share their semantic objects.
What are the semantic objects that intensional transitive verbs can share, that is, what are the denotations of free relative clauses like what John needs? They are what I call variable satisfiers (Moltmann 2013a), a notion that derives from the notion of a variable embodiment of Fine (1999). A variable embodiment is an entity (of type e) that is associated with a partial function from circumstances to manifestations and that inherits existence and location properties as well as circumstance-relative properties from its manifestations (at circumstances). The variable satisfier of an intensional object o is an entity associated with a manifestation function F that is defined for all and only the satisfaction situations of o and that maps any satisfaction situation of o to entities in s that have the relevant properties in s. Thus, if John needs a book, then ‘what John needs’ is the variable satisfier described in (76):
| [what John needs] = the object o such that for any situation s satisfying John’s need, the manifestation of o in s is the books John has in s. |
The motivation for the plural ‘books’ in (76) is that a situation that is an exact satisfier may very well contain two books (since it need not be a minimal satisfaction situation) (Fine, to appear).
A few more remarks about (76) are in order. First, the need may impose more specific conditions on a book in a situation of satisfaction (which the speaker need not know about). Second, there may be different situations as part of the same world that contain books that meet the need (all of which count as satisfaction situations). In a given world there may be books John has that are not part of a situation that exactly meets John’s needs. What matters are books in situations wholly relevant for the satisfaction of the need, not entire worlds in which the need is satisfied.
We can then formulate the manifestation of the variable satisfier of John’s need at a satisfaction situation s more formally as below, making use of the plural variable dd, which can stand for several objects at once:
| F(s) = max dd[∃s’(s’ < s & s’ ╟ HAVE(John, dd) & book(d))] |
That is, the manifestation of the variable satisfier of John’s need is the maximal plurality of entities dd such that for some part s’ of s, s’ is an exact truthmaker of ‘HAVE(John, dd) & book(d)’.
The variable satisfiers need not strictly be the same for intensional verbs to share their semantic objects. They just need to share a common part, given the part relation among variable satisfiers below (where F is the manifestation function):
| For variable satisfiers d and d’, d ≤ d’ iff for any situation s for which F(d) is defined, F(d’) is defined as well and F(d)(s) = F(d’)(s). |
For two intensional transitive verbs to share their semantic object then means that the variable satisfiers of the intensional objects they describe share a common part.
14 Summary
Possible-worlds semantics has been a dominant approach in formal semantics, despite its obvious shortcomings. Possible-worlds semantics appeared to have particular advantages for the pursuit of compositional semantics of natural language, allowing for a unified compositional semantics of a great range of constructions in a context of discourse and in particular for a unified semantics of modals and attitude reports. The most serious overall shortcoming of possible-worlds semantics is that it fails to give a sufficiently fine-grained notion of content. Truthmaker semantics with its central notion of a situation as an exact truthmaker of a sentence presents a more fine-grained notion of content, and its sentence-based version has been applied to a range of issues that present difficulties for the possible-worlds account.
Object-based truthmaker semantics extends sentence-based truthmaker semantics by applying the truthmaking relation not just to sentences, but also to attitudinal objects as well as the related categories of modal and intensional objects. It connects truthmaker semantics to the ontology of the mind as well as social objects such as obligations and permissions (entities on a par with laws), purchases, offers, and debts.
There are more specific motivations for object-based truthmaker semantics. One of them is the dependence of truthmakers on modal and attitudinal objects, which manifests itself in the distinction between weak and strong permissions, the possibility of underspecification of the content of the attitudinal, modal, or intensional object by the complement clause, sentential unit or NP complement, as well as causal or other connections in some cases between an object and its satisfiers.
The paper has outlined a semantics of attitude reports and modals on which a sentence embedded under an attitude verb semantically acts as a predicate of the attitudinal object associated with the verb, and the sentential unit associated with a modal as a predicate of the modal object that is an implicit argument of the modal. This semantics is (almost) overtly reflected in complex predicates of the sort make the claim, which often alternate with simple predicates like claim.
The semantics of attitude reports is able to overcome a range of difficulties for the standard proposition-based Relational Analysis, which include empirical and conceptual difficulties for the Relational Analysis as such as well as difficulties with the notion of an abstract proposition and the involvement of propositions in the semantics of attitude reports.
Of course, the paper has given only a very general outline of object-based truthmaker semantics, which invites various elaborations of empirical and formal detail, as well as more thorough comparisons with standard approaches for particular applications.
Acknowledgments
I would like to thank Kit Fine for numerous conversations on the topic of this paper, and the editor Hans-Martin Gaertner for detailed comments on an earlier version of this paper.
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© 2020 Walter de Gruyter GmbH, Berlin/Boston
Articles in the same Issue
- Frontmatter
- Truthmaker semantics for natural language: Attitude verbs, modals, and intensional transitive verbs
- Comments
- Syntactic, semantic and methodological aspects of an expanded ontology in the modal and attitudinal domain
- Propositions and attitudinal objects
- A Plea for equality: Remarks on Moltmann’s semantics for clausal embedding
- On the performance of modal objects
- Content individuals, truthmaking conditions, and the formal semantics of attitude reports
- That-clauses in attitude predicates: Giving syntax its due
- Attitudinal and modal objects: A view from the syntax-semantics interface
- Content, modals and attitude predicates
- Modal objects or modal quantifiers?
Articles in the same Issue
- Frontmatter
- Truthmaker semantics for natural language: Attitude verbs, modals, and intensional transitive verbs
- Comments
- Syntactic, semantic and methodological aspects of an expanded ontology in the modal and attitudinal domain
- Propositions and attitudinal objects
- A Plea for equality: Remarks on Moltmann’s semantics for clausal embedding
- On the performance of modal objects
- Content individuals, truthmaking conditions, and the formal semantics of attitude reports
- That-clauses in attitude predicates: Giving syntax its due
- Attitudinal and modal objects: A view from the syntax-semantics interface
- Content, modals and attitude predicates
- Modal objects or modal quantifiers?