Abstract
We investigate the coupling effects between a double-resonance split-ring resonators (SRRs) design and the epsilon-near-zero (ENZ) guided mode of ultrathin indium tin oxide (ITO) films on second-harmonic generation (SHG). The optimized SRRs with an aspect ratio of 0.3 support a magnetic dipole (MD) resonance within the ENZ regime of ITO and a higher-order resonance at the SH frequency to achieve mode matching under cross-polarized excitation. The SRR-ITO coupled system (as opposed to the nanorod-ITO coupled system) was found to perform constructive (destructive) polarization interference between the nonlinear polarization currents at the upper hybridized modes (ω+) and the linear electric field at SH frequency (2ω+), resulting in a 1218-fold SHG enhancement outperformed than that of the nanorod-ITO coupled system, as predicted by overlap integral analysis. The measured SHG conversion efficiency for the SRR-ITO coupled system exceeds 10−7 at an excitation wavelength of 1,320 nm, corresponding to a one-order (two-order) of magnitude enhancement compared to the nanorod-ITO coupled system (Au/ITO film). These findings highlight the potential of the proposed hybrid metasurfaces for efficient cross-polarized nonlinear signal generation, paving the way for advanced applications such as light sources, modulators in integrated photonic circuits, and biological sensing.
1 Introduction
Second-harmonic generation (SHG) has attracted considerable interest due to its wide-ranging photonic applications in biological sensing [1], [2], vacuum ultraviolet light source [3], [4], and high-resolution microscopy [5], [6]. A variety of plasmonic nanostructures that support magnetic resonances [7], [8], [9], [10], Fano resonances [11], [12], and surface lattice resonances [13], [14], [15], [16] have been demonstrated to support strongly localized electric field at the fundamental frequency for amplifying SHG. However, as noble metals such as gold and silver exhibit centrosymmetric crystal lattices, SHG from plasmonic systems is prohibited in the bulk volume and predominantly originate from the metallic surfaces where centro-symmetry is broken. To improve the conversion efficiency, some studies has been indicated that the high degree of the asymmetric spatial variation for the inducing electromagnetic fields play a role in affecting the intensity of the generated second-harmonic (SH) signals [17], [18], [19]. In addition, doubly or multi-resonance designs cover the wavelengths involved in the nonlinear process [13], [20], [21], [22] have been demonstrated as an effective strategy to maximize the nonlinear effects.
The most straightforward approach for double-resonance designs is to integrate multiple resonators into one single metasurface, allowing the spectral positions of resonances to be freely adjusted through the geometrical tuning of each resonator and their mutual coupling [23], [24]. For example, aluminum antennas with three different arm lengths have been designed to exhibit resonances at both the fundamental and SH frequencies, and a maximal SHG enhancement is found to achieve when the quadrupole-dipole coupling occurs to allow efficient dipole SH emission [24]. In addition, the combination of V-shaped and nanorod antennas has been shown to support double resonances while ensuring spatial mode overlap [25]. Another class of structures employs a sandwich configuration, consisting of plasmonic nanocubes atop a dielectric spacing layer and a back metallic reflector, which achieves mode-matched SHG through gap-plasmon modes and the localized surface plasmon resonance of the nanocube [26].
Later, the development of the overlap integral further indicates that maximizing nonlinear interactions in nanoscale systems requires not only a spatial overlap of the excited local field at both the fundamental and SH frequencies but also constructive polarization interference between them. To achieve this, a metal–insulater–metal (MIM) sandwich structure incorporating an epsilon-near-zero (ENZ) material as a spacer has been studied, enabling spatial and constructive overlap between fundamental wave (FW) and SH polarizations through different orders of gap-plasmon modes [22]. The effectiveness of the overlap integral in predicting SHG behavior for nanostructures becomes even more evident when optimizing the SHG efficiency of split-ring resonators (SRRs) [27]. The SRR designs are well-known structures to be able to generate strong magnetic-dipole (MD) resonances when the polarization of the incident light is parallel to the base arm of the SRR structure (i.e., x-direction in Figure 1a) [28]. The generated magnetic field associated with the MD resonance causes the electrons in the base arm are not only driven by the incident electric field but also experienced magnetic Lorentz force simultaneously. According to the hydrodynamic model, this Lorentz force supplies the contribution of SHG signals polarized orthogonally to the excitation (i.e., y-direction in Figure 1a) [27], [28], [29], [30]. By carefully tailoring the geometry of SRRs, a higher-order resonance is possible to be designed at the SH frequency under the excitation of an orthogonal polarized light. Previous study has demonstrated that a maximal SH does not occur for SRRs with the severe asymmetry but for intermediate morphology through the overlap integral theoretical prediction and was validated by the experimental results [27].

Double-resonance hybrid metasurfaces. (a) Schematic illustration of nonlinear SRR-ITO coupled system. (b) Left: SEM images of the SRR-ITO coupled system (top) and the nanorod-ITO coupled system (bottom). Right: Geometrical parameters of the SRRs (top) and nanorods (bottom). (c) Illustration of SHG enhancement using double-resonance SRR designs. The color maps represent the linear electric field distributions, while the indigo arrows indicate the directions of the surface currents. The middle row (x-pol. @ SH) corresponds to the nonlinear currents generated by the fundamental mode (x-pol. @ FW). The resulting nonlinear signal interacts with a higher-order mode (y-pol. @ SH), leading to the final SHG response.
To further boost up the SHG performance of nonlinear plasmonic metasurfaces, previous studies have incorporated materials with high nonlinear susceptibility such as indium tin oxide (ITO) [31], [32], [33], [34], lithium niobate [35], [36], HfO2-based ferroelectric [22], [37], and TiO2 [38] into nanostructures. Among these, ITO films exhibit a second-order susceptibility
2 Results and discussions
Figure 1a and b depicts the unit cell of the hybrid metasurface comprising Au SRR arrays on a 40-nm-thick ITO film, with a glass substrate beneath the structure. The SRRs are arranged in a square lattice with a period (P) of 450 nm. Each SRR consists of two arms with the width (w
1
) of 80 nm and the length l
y
, alongside a bottom arm with a width (w
2
) of 40 nm and a length l
x
. The thickness (t) of these Au nanostructures is set to be 50 nm. In addition, to ensure an effective coupling between the plasmonic resonance of Au nanostructures and the bulk-plasmon mode of ITO film, the resonant modes for Au nanostructures in the absence of ITO films should fall within the ENZ region. The ENZ region of ITO film, defined as the range where the absolute value of the real part of permittivity is below 1 (i.e.,
Figure 1c illustrates the design concept of double-resonance SRRs under cross-polarized excitation. For the incidence of x-polarized light, the induced circular surface currents of SRRs leads to a MD resonance at the fundamental frequency
To maximize the SHG of double-resonance SRRs in the uncoupled system, we first employed the overlap integral to determine the optimal ARs of the SRR structures. Here, the AR is defined as the ratio of the vertical length to the total length of the SRR nanostructure, given by AR =
The overlap integral between the nonlinear polarization and the linear electric field at SH can be expressed as: [27]
where |E
SHG| represents the amplitude of electric field for SHG emission in the far field,
where

Optimization of the ARs for SRRs in uncoupled systems. (a) Evaluated
Figure 2b displays the simulated transmission spectra for the optimized SRR with l y = 65 nm and l x = 300 nm (AR = 0.3) under normal incidence of x- and y-polarized light, respectively. Under x-polarized light excitation, a broadband transmission dip appears at λ = 1,537 nm (red curve) with a full width at half maximum (FWHM) of 400–500 nm. This broadband resonance provides a large spectral overlap with the ENZ region of the ITO film. The near-field distribution marked by the red star reveals that it corresponds to the MD resonance induced by circular surface currents (white arrows) within the SRRs (Figure 2b). Meanwhile, the simulated transmission spectra of the optimized SRRs (red curve) under y-polarized excitation exhibit two distinct resonant dips at λ = 749 nm and 621 nm, respectively. Notably, the resonant mode at λ = 749 nm closely matches the SH frequency of the MD mode at λ = 1,537 nm, illustrating a double-resonance condition. Both the near-field distributions of the resonant modes at λ = 749 nm and λ = 621 nm, indicated by the yellow and green stars in Figure 2b, respectively, reveal the higher-order resonant feature. The variation of resonant modes for SRR structures with varying ARs under both x- and y-polarized light can be found in Figure S2 of supplementary material. In addition, Figure 2b shows the simulated transmission spectra of the nanorods with l = 350 nm and w = 65 nm for comparison. Upon x-polarized light illumination, one can observe a broad transmission dip at λ = 1,326 nm (blue curve), corresponding to the electric dipole (ED) resonance with the electric field primarily concentrated at both ends of the nanorods (Figure S2c in supplementary material). Different from SRRs, only one resonant mode at λ = 567 nm is observed for the nanorods under y-polarized excitation, which presents a large spectral deviation from the SH frequency of the ED mode at λ = 1,326 nm.
Next, we also performed a two-step nonlinear model based on perturbation theory [50]. First, the electric field at the FW frequency
Figure 3a illustrates the calculated transmission spectra for the coupled systems with the insertion of a 40-nm-thick ITO film beneath both the nanorods (blue curve) and the optimized SRRs (red curve). The dashed curve represents the calculated transmission of the bare ITO film at an oblique incidence angle of 50°, featuring a prominent resonance dip at 1,360 nm, attributed to the bulk-plasma mode. The coupling between the MD mode of SRRs (the ED mode of nanorods) and the bulk-plasma resonance of the ITO film results in two new hybridized resonances (ω
+ and ω
−) with a Rabi splitting energy of 211 meV (285 meV). Figure 3e shows the transmission map of the SRR-ITO coupled system as a function of l
x
, revealing a pronounced spectral splitting into two hybridized resonances on either side of the ENZ wavelength (λ
ENZ = 1,360 nm). Figure 3f and g shows the electric field distributions of the SRR-ITO and nanorod-ITO coupled systems at the upper branch of the hybridized resonances (

Optical properties of coupled systems. (a) Simulated transmission spectra for arrays of SRRs and nanorods on an ultrathin ITO film under the illumination of (a) x- and (b) y-polarized light, respectively. The dashed curve represents the transmission spectra of the bare ITO film at an oblique incidence angle of 50°. ω + and ω − indicate the spectral positions of upper and lower branches of the hybridized resonances, respectively. The corresponding measured transmission spectra under the incidence of (c) x- and (d) y-polarized light, respectively. (e) Simulated transmission map as a function of l x . The white dashed line indicates the ENZ wavelength (λ ENZ) of the ITO film. Electric field distributions at the respective ω + resonance for (f) the SRR-ITO system and (g) the nanorod-ITO system, respectively.
Since the critical coupling condition for a coupled system requires that the individual uncoupled mode has a comparable Q-factor, we first evaluated the total Q-factor of each resonant mode in the uncoupled system (Q tot ) by using the relation 1/Q tot = 1/Q rad + 1/Q abs, where Q rad and Q abs represent the energy dissipation rates due to the radiation and absorption losses, respectively. The Q tot for plasmonic nanostructures can be estimated by fitting the transmission spectra using the Fano line-shape equation (Figure S1e in supplementary material) [51],
where a
1, a
2, and b are the constants, ω
0 is the central angular frequency of the resonant mode, and γ
tot
denotes the total damping rate. Then, Q
tot
for the MD resonance of the SRRs is determined by
where the real part of ω
eigen determines the resonant frequency, and the imaginary part represents the damping rate and yields a value of 12. Therefore, the critical coupling in the SRR-coupled system is achieved when 1/Q
abs,ENZ = 1/Q
tot, SRRs is satisfied. The close value of Q
abs,ENZ and Q
tot,SRRs indicates that the SRR-ITO coupled system approaches the critical coupling condition. In addition, to verify strong coupling behavior between the MD resonance and the ENZ mode, we also calculate the coupling strength (g), the damping rate of the SRRs (γ
SRRs), and the damping rate of the ITO film (γ
ENZ) based on the coupled mode theory [52] and found the SRR-ITO coupled system satisfies the strong coupling criteria with
All samples were fabricated using standard electron beam lithography and thermal evaporation techniques. The scanning electron microscope (SEM) images of the fabricated structures are displayed in Figure 1b (see details in section S2 of supplementary material). Figure 3c presents the measured transmission spectra for the coupled system under normal incidence with x-polarized light, which agrees well with simulation results (Figure 3a) showing two new hybridized resonances (ω + and ω −) with Rabi splitting energies of 328 meV for the nanorod-ITO coupled system and 224 meV for the optimized SRR-ITO coupled system. The slight broadening in the measured spectra may be attributed to surface roughness and dimensional deviations in the nanostructures. Interestingly, under normal incidence of y-polarized light, the simulated transmission spectra shows that the higher-order mode of the SRR-ITO coupled system at the shorter wavelength of 675 nm show good correspondence to the SH frequency of ω + hybridized mode (λ = 1,281 nm). Similarly, the higher-order mode of nanorod-ITO coupled system excited at λ = 613 nm also exhibit smaller spectral deviation with respect to the SH frequency of ω + hybridized mode (λ = 1,204 nm). The measured transmission spectra under y-polarized light also show good correspondence to simulation results (Figure 4b and d).

Nonlinear optical properties for the coupled systems. Nonlinear electric field at the SH frequency
Next, the SHG performance for the coupled systems was analyzed via the aforementioned two-step nonlinear model, taking into account the bulk second-order susceptibility of
The SHG signals for the fabricated hybrid metasurfaces were then measured using in-house multiphoton microscopy with an excitation wavelength ranging from 1,100 to 1,395 nm (see details in section S3 of supplementary material). Figure 5a shows the measured SHG conversion efficiency, defined as

SHG performance of coupled systems. (a) Measured SHG conversion efficiency spectra for the SRR-ITO coupled system, the nanorod-ITO coupled system, and the Au /ITO film under an excitation wavelength range of 1,100–1,395 nm with a peak intensity of 4.6 GW/cm2. (b) Log–log plot of the measured SHG signals under varying excitation power. The dash lines indicate the fitting data with a second-order power dependence.
3 Summary and outlook
We investigate the coupling between a double-resonance SRR design and the ENZ mode on an ultrathin ITO film and their effects on SHG. To maximize the coupling efficiency, the AR of SRR structures in the uncoupled system is first optimized by employing the overlap integral, and we identified an AR of 0.3 achieves a double-resonance design that supports a MD resonance in the ITO’s ENZ region and a higher-order resonance at the SH frequency with a cross-polarization property, while the nanorod represents a single ED resonance within the ENZ region. The dominant y-polarized (x-polarized) SH response from the SRRs (nanorods) is consistent with the hydrodynamic model’s prediction of the SHG origin. Then, the large χ
(2) ITO film is integrated to form the SRR-ITO and nanorod-ITO coupled systems. The strong coupling in both coupled systems result in two hybridized modes with a Rabi energy exceeding 200 meV and achieve a spectral overlap between the higher-order mode under y-polarized excitation and the SH frequency of ω
+ hybridized mode under x-polarized excitation. Near-field analysis of the SRR-ITO coupled system reveals that the even-symmetry of both the nonlinear polarization current
Supplementary Material
Comparison of state-of-the-art nonlinear metasurfaces for SHG; details of sample fabrication and linear and nonlinear optical characterization; linear optical properties of the uncoupled and coupled systems.
Funding source: National Science and Technology Council
Award Identifier / Grant number: NSTC 113-2628-M-002-015-MY3
Funding source: National Taiwan University
Award Identifier / Grant number: NTU-114L7776
Award Identifier / Grant number: NTU-114L7844
Acknowledgments
The authors are also grateful to the Semiconductor Fabrication Lab of the Consortia of Key Technologies and the Nano-Electro-Mechanical-System Research Center, NTU, for their support.
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Research funding: The authors acknowledge financial support from the National Science and Technology Council (NSTC) of Taiwan (grant no. NSTC 113-2628-M-002-015-MY3) and from the National Taiwan University (NTU) (grant no. NTU-114L7844 and NTU-114L7776).
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Author contributions: H-HH conceived the idea. A-YL designed the nanostructures and performed the numerical simulations. A-YL fabricated the samples and carried out the linear optical measurements. C-HT performed the numerical simulations and the SEM measurements. K-IL conducted the nonlinear optical measurements. A-YL and H-HH analyzed the data and wrote the manuscript. H-HH supervised the project. All authors have accepted responsibility for the entire content of this manuscript and consented to its submission to the journal, reviewed all the results and approved the final version of the manuscript.
-
Conflict of interest: Authors state no conflict of interest.
-
Data availability: The datasets generated and/or analyzed during the current study are available from the corresponding author upon reasonable request.
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Supplementary Material
This article contains supplementary material (https://doi.org/10.1515/nanoph-2025-0382).
© 2025 the author(s), published by De Gruyter, Berlin/Boston
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Articles in the same Issue
- Frontmatter
- Editorial
- Editorial on special issue “The 11th International Conference on Surface Plasmon Photonics (SPP11)”
- Review
- Beyond limits: a tribute to Dai-Sik Kim’s academic legacy and vision
- Letters
- Meso-chiral optical properties of plasmonic nanoparticles: uncovering hidden chirality
- Modulation of the type and excitation region of plasmonic topological quasiparticles in a metasurface by tailoring the excitation light
- Research Articles
- Nonlocal electrodynamics of two-dimensional anisotropic magnetoplasmons
- Goos–Hänchen effect singularities in transdimensional plasmonic films
- Nature inspired design methodology for a wide field of view achromatic metalens
- Vortex beam nanofocusing and optical skyrmion generation via hyperbolic metamaterials
- Strong coupling of double resonance designs and epsilon-near-zero modes for mode-matching enhancement of second-harmonic generation
- Super-resolution imaging of resonance modes in semiconductor nanowires by detecting photothermal nonlinear scattering
- Cross-polarized and stable second harmonic generation from monocrystalline copper
- Dual-state six-channel polarization multiplexing in reconfigurable metasurfaces
- Metasurface-based Fourier ptychographic microscopy
- Dual-band spectral filter array integrated with a telecentric lens for real-time surface plasmon resonance sensing and imaging
- Visualization of plasmonic diffraction-guided carrier dynamics in silicon photodetectors
- Directional enhancement of photoluminescence from phosphor plates with TiO2 nanoantenna stickers
- Charge reservoir as a design concept for plasmonic antennas
- Cavity-mediated coupling between local and nonlocal modes in Landau polaritons
- Polarization-encoded color images for information encryption enabled by HfN refractory plasmonic metasurfaces
- Wavelength- and angle-multiplexed full-color 3D metasurface hologram