Home Comparing intubation techniques of Klippel–Feil syndrome patients in the last 10 years: a systematic review
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Comparing intubation techniques of Klippel–Feil syndrome patients in the last 10 years: a systematic review

  • Mitchell Fisher EMAIL logo , Andrew Simonsen , Christopher Stewart , Salma Alkhatib , Abbigail Niewchas , Alex Otto , Randall Hansen , Kent McIntire and Suporn Sukpraprut-Braaten
Published/Copyright: February 20, 2025

Abstract

Context

Klippel–Feil syndrome (KFS) is a rare congenital abnormality characterized by cervical vertebral fusion. Patients typically present with a triad of short neck, low posterior hairline, and limited cervical range of motion. The location and quantity of vertebral fusions in KFS makes airway management challenging in the field of anesthesia. Anesthesiologists select intubation methods based on perceived difficulty, making this paper essential to the field.

Objectives

The purpose of this study is to analyze first-attempt intubation success rates of KFS patients by intubation technique and stratified by location and quantity of cervical fusions and a Mallampati score if reported.

Methods

This is a systematic review of all case reports on PubMed in the last 10 years utilizing the keywords “KFS,” and subsequently screened searching “anesthesia” and “intubation.” Examiners reviewed the remaining 27 articles for fusion abnormalities and intubation techniques utilized. The articles detail fiberoptic, direct, laryngeal mask airway (LMA), and video-guided intubation techniques, and the success rates were analyzed.

Results

Of the 1234 KFS articles found, 657 were case reports with 157 being in the last 10 years. After review, 27 case reports presenting 30 cases were included. The average age reported was 25.4 ± 21.6 and 73.3 % were female. Direct (n=10), fiberoptic (n=12), video-guided (n=6), and LMA (n=2) were the chosen first-attempt intubation maneuvers. Fiberoptic and video-guided intubations reported 83 % success, while direct and LMA reported 50 % success. Higher success rates were found in patients with two cervical segment fusions (70 %) when compared to three or more fusions (33 %). Inferior vertebral fusions (C5-T1) reported higher success than midcervical fusions (C3-C5), 100 % and 33 %, respectively. Mallampati class 4 had the highest success (100 %), although further analysis showed fiberoptic intubation was utilized in each of these cases, skewing the data.

Conclusions

Fiberoptic and video-guided intubation in KFS patients offers the highest success rates of intubation. There were limitations in this study due to the number of case reports available. Although there may be confounding variables to consider based on the case presentation and surgery performed, fiberoptic endotracheal intubation should be considered the gold standard when intubating KFS patients.

Klippel–Feil syndrome (KFS) is a rare congenital disease that was first described by Maurice Klippel and André Feil from France in 1912 [1]. It is typically characterized by cervical vertebral fusion [1], 2]. Patients usually present clinically with the triad of short neck, low posterior hairline, and limited cervical range of motion [3], [4], [5]. Airway management for KFS patients can be challenging due to cervical instability [1], 6], 7]. Intubation difficulty can be due to a variety of reasons, and the field of anesthesia lacks a perfect understanding of what factors contribute to more difficult intubations [1]. This study aims to expound knowledge related to intubation difficulty in patients who have cervical vertebral anomalies.

Anesthesiologists utilize a variety of methods to intubate, and they make selections based on the perceived difficulty of the case [3]. Cervical instability and vertebral fusions are a major cause of the difficulty, and if not monitored carefully, they can lead to permanent neurological damage [5]. Mallampati scores anticipate intubation difficulty and score the oral airway on a scale of 0–4 with 4 having only the hard palate visible and 0 meaning that the epiglottis is visible [8], 9]. The purpose of this paper is to analyze first-attempt success rates of various intubation techniques utilized on KFS patients in the hope of learning more about the factors that lead to more difficult intubations. The anatomic and congenital implications of KFS make managing these patients’ airways potentially difficult and warrant exploration for the field of anesthesia.

Methods

This study is a systematic review of all case reports on PubMed utilizing the keywords “Klippel–Feil Syndrome.” Case reports were the sole source of data extraction due to lack of research in the study of KFS and the field of anesthesiology. The initial search was conducted on September 1, 2023, and researchers found 1,234 articles, 657 of which were case reports, and 157 were published in the previous 10 years. Articles were searched for the keywords “anesthesia” and/or “intubation,” and 56 were observed. Case reports were selected if they contained relevant information regarding the intubation of KFS patients – 27 case reports covering 30 cases were selected. Cases not meeting these criteria were excluded from this study. A total of 29 case reports were excluded for: not enough clinically related information (n=16), nonintubation anesthetic method (n=7), no procedure performed (n=3), duplicate (n=1), or the patient was a nonhuman subject (n=2). Any articles written in foreign languages were translated utilizing online software. A Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) flow diagram is shown in Figure 1, depicting the selection process. Any discrepancies related to article inclusion or exclusion were assessed by the researchers utilizing Joanna Briggs Institute (JBI) critical appraisal guidelines, and final decisions were made by the lead researchers (MF, AS).

Figure 1: 
A PRISMA diagram demonstrating the article selection criteria.
Figure 1:

A PRISMA diagram demonstrating the article selection criteria.

Examiners reviewed the remaining cases for information regarding the vertebral abnormalities presented and the relevance to the success rate of the chosen intubation technique. The articles detailed fiberoptic, direct, laryngeal mask airway (LMA), and video-guided intubation techniques with varied levels of success. For a more standardized statistical analysis, the authors chose to analyze the first-attempt success rates of the initial intubation technique selected for each case. The researchers also wanted to focus on the location of the cervical vertebral fusion, the number of total fusions, and the Mallampati score that was reported to see if there was a correlation that could benefit the field of anesthesia. Examiners stratified this data with the first-attempt success rates accordingly. For the purposes of the study, the cervical vertebral fusions were divided into three relatively similar-sized sections, including: superior (AO-C3), middle (C3-C5), and inferior (C5-C7) cervical regions. A mixed category was also included in cases in which there were multiple fusions in different regions. As an example, a C2-C3 fusion would be described as a superior fusion, whereas a C3-C4 fusion would be described as a middle fusion. Any fusions that contained multiple sections were categorized into the mixed grouping.

Quality assessment and risk of bias

Critical appraisal was performed utilizing the JBI critical appraisal guidelines for the selected case studies to assure that quality and reliable information was utilized in this systematic review. Two researchers performed the quality assessment of the articles found on PubMed (MF, AS). Case reports were only selected if they met the described criteria and provided sufficient information including age, sex, diagnosis of KFS, explanation of intubation-related difficulty, intubation method performed, and whether it was successful. Bias was avoided when deciding to include or exclude case reports by utilizing the guidelines mentioned, allowing all relevant human anesthesia intubations reported to be reviewed. Case reports that did not contain enough information were excluded accordingly. These reasons for exclusion are listed in the PRISMA diagram provided. Each included case study met these standards and helped construct this systematic review. By having multiple appraisers, the authors were able avoid personal bias and better assure that quality information was utilized in this study.

Results

Of the 27 articles and 30 total cases included in the study, the average age was 25.4 ± 21.6, and 73.3 % were female. Direct (n=10), fiberoptic (n=12), video-guided (n=6), and LMA (n=2) were the four chosen first-time intubation maneuvers. Limited cervical range of motion (70 %), and short neck (57 %) were the most frequent reasons listed for difficulty during intubation. The number and anatomical location of cervical vertebral fusions varied from patient to patient and were recorded. Depicted in Table 1 are the 30 case reports with information related to cervical vertebral fusions and the intubation-related difficulties.

Table 1:

Summary of analysis from Klippel–Feil syndrome case reports related to anesthesiology intubations.

Author and year Age and sex Vertebral abnormalities Number of cervical fusions Location of fusions Intubation-related difficulty Method success First-attempt success, Y/N
Altay [6] 26-day-old F Not reported Not reported Not reported Mallampati class 2; high palate; short neck; limited cervical ROM; Cormack Lehane score 2 Direct endotracheal intubation: successful Y
Complications: none reported
Singh [7] 18-month-old F Not reported Not reported Not reported Limited cervical ROM; short neck Direct endotracheal intubation: successful Y
Complications: none reported
Alaqeel [2] Neonatal F C5-C7 fusion 2 Lower Limited cervical ROM; short neck; cervical instability; vertebral fusions Direct endotracheal intubation: successful Y
Complications: none reported
Hase [1] 27-year-old F C3-C5 fusion 2 Mixed Mallampati class 4; Cormack–Lehane grade IV; limited cervical ROM; retrognathia; unable to protract mandible; mouth opening <3 cm; vertebral fusions Fiberoptic intubation: successful Y
Complications: none reported
Jena [10] 10-year-old F C5-C7 fusion; cervical scoliosis 2 Lower Mallampati class 2; short neck; limited cervical ROM; prone surgical positioning; vertebral fusions Video-guided endotracheal intubation: successful Y
Complications: None reported
Pagano [5] 70-year-old M Severe cervical rotoscoliosis Not reported Not reported Cormack–Lehane grade 2A; limited cervical ROM; mandibular prognathism; vertebral fusions Video-guided endotracheal intubation: successful Y
Complications: none reported
Aravindan [3] 38-year-old F C1-C3 fusion 2 Upper Mallampati class 2; Cormack–Lehane grade 1; short neck, limited cervical ROM; vertebral fusions Video-guided endotracheal intubation: successful Y
Complications: none reported
Aravindan [3] 18-year-old F C2-C7 fusion 5 Mixed Mallampati class 3; short neck; limited cervical ROM; limited mouth opening; prognathism; small external nares; large tongue; vertebral fusions Fiberoptic intubation: successful on second attempt N
Complications: none reported
Pacreu [11] 43-year-old M Not reported Not reported Not reported Mallampati class 4; short neck; limited cervical ROM; limited mandibular subluxation; mouth opening <5 cm; thyromental distance <6.5 cm Fiberoptic intubation: successful Y
Complications: none reported
Hitosugi [12] 1-year-old F C2-C3 fusion 1 Upper Short neck; limited cervical ROM; vertebral fusions; Video-guided endotracheal intubation: successful Y
Complications: none reported
Hitosugi [12] 2-year-old F C2-C3 fusion 1 Upper Short neck; limited cervical ROM; vertebral fusions; Laryngeal mask airway: successful Y
Complications: none reported
Sirico [13] 34-year-old F (37 weeks gestation) Atlanto-occipital and C2-C3 fusions 2 Upper Mallampati class 3; Cormack Lehane grade 2A; short neck; limited cervical ROM; mouth opening 4 cm; thyromental distance 3.5 cm; vertebral fusions Video-guided endotracheal intubation: successful Y
Complications: none reported
Dialameh [14] 27-year-old M C3-C5 fusion; cervical scoliosis 2 Middle Cormack–Lehane 4; limited cervical ROM; short neck; narrow airway; vertebral fusions Direct endotracheal intubation: unsuccessful N
Video-guided endotracheal intubation: successful
Complications: none reported
Bakan [15] 3-year-old F C2-C3 fusion; increased cervical lordosis 1 Upper Mallampati class 3; Cormack–Lehane grade I; short neck; limited cervical ROM; vertebral fusions Direct endotracheal intubation: successful Y
Complications: none reported
Paramaswamy [16] 16-year-old M C1-C6 fusion 5 Mixed Mallampati class 2; short neck, limited cervical ROM; mandibular prognathism; extrinsic restrictive lung disease due to thoracic kyphoscoliosis; deviated nasal septum and inferior turbinate hypertrophy; vertebral fusions Fiberoptic intubation: successful Y
Complications: none reported
Bhat [4] 18-month-old F Hypoplastic C3 and C6 vertebrae Not reported Not reported Short neck; limited cervical ROM; occipital meningocele; vertebral fusions Fiberoptic intubation: successful Y
Complications: none reported
Ahluwalia [17] 51-year-old M C1-C3 fusion, multiple cervical and lumbar abnormalities 2 Upper Short neck; limited cervical ROM; vertebral fusions Video-guided endotracheal intubation: first attempt unsuccessful, second attempt successful N
Complications: none reported
Pacca [18] 69-year-old M Atlanto-occipital stenosis Not reported Not reported Hard palate of the oral cavity limited endoscopic instrumentation below the C2 vertebral body; vertebral fusions Direct endotracheal intubation: successful Y
Complications: patient required tracheostomy following extubation due to lower CN impairment
Miura [19] 8-year-old M Atlanto-occipital and C1-C2 fusion 2 Upper Limited cervical ROM; pediatric difficulty; vertebral fusions Fiberoptic intubation: successful Y
Complications: none reported
Zhang [20] 8-year-old M Atlanto-occipital fusion 1 Upper Mallampati class 3; limited cervical ROM; Chiari malformation complicated the airway obstruction; vertebral fusions Direct endotracheal intubation: successful, although after multiple attempts N
Complications: extubation unsuccessful twice, which required tracheostomy
Pai [21] 6-year-old F C2-C3 fusion; atlantoaxial joint instability 1 Upper Short neck; fused TMJ; vertebral fusions Fiberoptic intubation: successful Y
Complications: none reported
Abukabbos [22] 13-year-old F Not reported Not reported Not reported Limited neck mobility; limited mouth opening; vertebral fusions Direct endotracheal intubation: unsuccessful N
Fiberoptic intubation: unsuccessful
Deep sedation: successful
Complications: patient admitted to hospital for laryngeal edema from failed intubations
Spond [23] 30-year-old F C1-C2 and C3-C4 (anterior) fusion; spinal stenosis C3-C4 2 Mixed Mallampati class 4; vertebral fusions Fiberoptic intubation: successful Y
Complications: patient had crisis during surgery when tube was accidently extubated. Crisis was averted but presented with complications during reintubation.
Sabol [24] 51-year-old F Narrowed 4th intercostal space Not reported Not reported Stiffness of neck; rib resection needed due to narrowing; vertebral fusions Fiberoptic intubation: successful Y
Complications: none reported
Hashidume [25] 53-year-old F C4-C5 fusion; tracheal stenosis at C4-C5 1 Middle Intubation performed with 2 doctors due to the limited retroversion; vertebral fusions Direct endotracheal intubation: first several attempts unsuccessful, ultimately successful with smaller-sized tube N
Complications: none reported
Komazawa [26] 46-year-old F C3-C5 and C1-C3 (arches) fusions 4 Mixed Laryngeal expansion performed due to airway obstruction; vertebral fusions Direct endotracheal intubation: successful, although after multiple attempts N
Complications: none reported
Madhugiri [27] 40-year-old F Atlanto-occipital fusion; basilar invagination of the dens 1 Upper Intubation not performed following cardiac arrest; vertebral fusions Fiberoptic intubation: unsuccessful N
Complications: patient went into cardiac arrest and decided to forgo surgery upon resuscitation.
Xu [28] 41-year-old F C4-C5 fusion; C2-C4 vertebral canal stenosis and retrolisthesis 1 Middle Mallampati class 4; Cormack–Lehane grade IIA; mouth opening <3 cm; neck extension <20°; thyromental distance was <6 cm; small laryngeal opening was a reason for steroid administration; vertebral fusions Fiberoptic intubation: successful Y
Complications: none reported
Münter [29] 28-year-old F (28 weeks gestation) C2-C3 fusion; C3-C4 vertebral stenosis 1 Upper Mallampati class 3; cervical spinal stenosis; vertebral fusions Fiberoptic intubation: successful Y
Complications: patient had been hospitalized twice previous to surgery for transient quadriplegia
Aravindan [3] 21-year-old F C1-C2 and C5-C6 fusions; thoracic scoliosis 2 Mixed Mallampati class 2; short neck; limited cervical ROM; vertebral fusions; cervical agenesis Laryngeal mask airway: unsuccessful N
Video-guided endotracheal intubation: successful
Complications: none reported
  1. ROM, range of motion; TMJ, temporomandibular joint.

This information was analyzed first by comparing the differences in first-attempt success rates of intubations based on the method utilized. Figure 2 depicts this information.

Figure 2: 
The first-attempt success rates by intubation technique utilized. The most successful first-time intubations were among the video-guided and fiberoptic techniques.
Figure 2:

The first-attempt success rates by intubation technique utilized. The most successful first-time intubations were among the video-guided and fiberoptic techniques.

Fiberoptic and video-guided intubation were the most successful techniques utilized among KFS patients with a first attempt success rate of 83 %, while direct and LMA techniques showed 50 % first-time success rates. Researchers were unable to perform a chi-square test of independence due to the lack of case reports available; however, a Fisher’s exact test was calculated in its place. The Fisher’s exact test of independence was utilized in the six possible comparisons: direct vs. fiberoptic, direct vs. video-guided, direct vs. LMA, fiberoptic vs. video-guided, fiberoptic vs. LMA, and video-guided vs. LMA. These six comparisons utilizing the Fisher’s exact independence test revealed: p=0.027, p=0.124, p=0.433, p=0.092, p=0.193, and p=1.000, respectively. The only p value with statistical significance was the comparison between Fiberoptic and Direct laryngoscopy. This analysis shows that the fiberoptic technique appears to be a more successful maneuver to utilize when compared to the traditional direct method. More data would be needed to prove this and to accurately compare the other groups. Table 2 stratifies the analysis of the intubation success rates by the number of cervical fusions, the location of the cervical fusions, and the reported Mallampati score.

Table 2:

Success rates of intubations based on the number and location of cervical vertebral fusions along with the Mallampati score reported. The first-attempt success rate data were stratified based on the intubation technique utilized.

Total n First-attempt success rate

n (%)
Direct

n (%)
Fiberoptic

n (%)
Video-guided

n (%)
LMA

n (%)
Number of cervical fusions 1 9 6/9 (66.7 %) 1/3 (33 %) 3/4 (75 %) 1/1 (100 %) 1/1 (100 %)
2 10 7/10 (70 %) 1/2 (50 %) 3/3 (100 %) 3/4 (75 %) 0/1 (0 %)
3+ 3 1/3 (33.3 %) 0/1 (0 %) 1/2 (50 %) None reported None reported
Not reported 8 7/8 (87.5 %) 3/4 (75 %) 3/3 (100 %) 1/1 (100 %) None reported
Location of cervical fusions Superior (AO-C3) 11 8/11 (72.7 %) 1/2 (50 %) 3/4 (75 %) 3/4 (75 %) 1/1 (100 %)
Middle (C3-C5) 3 1/3 (33.3 %) 0/2 (0 %) 1/1 (100 %) None reported None reported
Inferior (C5-C7) 2 2/2 (100 %) 1/1 (100 %) None reported 1/1 (100 %) None reported
Mixed (multiple) 6 3/6 (50 %) 0/1 (0 %) 3/4 (75 %) None reported 0/1 (0 %)
Not reported 8 7/8 (87.5 %) 3/4 (75 %) 3/3 (100 %) 1/1 (100 %) None reported
Mallampati score Class 2 5 4/5 (80 %) 1/1 (100 %) 1/1 (100 %) 2/2 (100 %) 0/1 (0 %)
Class 3 5 3/5 (60 %) 1/2 (50 %) 1/2 (50 %) 1/1 (100 %) None reported
Class 4 4 4/4 (100 %) None reported 4/4 (100 %) None reported None reported
Not reported 16 10/16 (62.5 %) 3/7 (42.9 %) 4/5 (80 %) 2/3 (66.7 %) 1/1 (100 %)
  1. LMA, laryngeal mask airway.

Analysis of the cervical fusions showed a correlation between the quantity and success rates. First attempts were more likely to be successful, with fewer segment fusions when compared to the KFS patients who had 3 or more fusions. Data showed that the most successful category was 2 cervical segment fusions (70 %), compared to 1 fusion (67 %) and 3 fusions (33 %). The data collected also showed that inferior fusions had a 100 % success rate, whereas the least successful were the middle (33 %) and mixed categories (50 %).

The analysis of success rates of the Mallampati scores showed that even though a Mallampati score of a 4 typically would correlate with a more difficult intubation, the success rate was the highest (100 %). All of the Mallampati class 4 intubations were performed with fiberoptic intubation.

Discussion

KFS is a rare congenital disorder with varying systematic abnormalities that cause difficult and high-risk airway management among patients [2]. When providing care for a patient with KFS, it is important to be aware of the technique and level of caution required for specific presenting symptoms. The authors suggest that utilizing more advanced techniques when difficult airways are anticipated may prove to minimize the surgical complications. Although analysis showed that fiberoptic and video-guided intubation are the preferred methods for success, randomized controlled trials are needed to establish the best practices for intubation techniques in patients with difficult airways.

This study is crucial to the field of anesthesiology because multiple failed intubations can lead to laryngeal edema and necessitate postsurgical tracheostomies [18]. The laryngeal edema makes it difficult to extubate the patient without complications and can close off the airway [18]. Failed intubations can also lead to extended postsurgical hospital stays. In certain procedures with KFS patients, extubation has been successfully performed with the patient awake to avoid some of the aforementioned complications [10]. Considering that fiberoptic intubation is the gold standard with KFS patients, physician education on the subject could lead to more successful intubations and less complications [3], 5].

An increased quantity of cervical vertebral fusions showed worse success rates when compared to less fusions. This intuitively makes sense because more vertebral fusions would cause more restricted neck range of motion, which is a major listed cause of difficult intubations. The study also showed that patients with inferior fusions had better success rates. This may be due to the location of the adult glottis approximately at the level of C4-C5 [30]. The limited cervical range of motion at this level can narrow the glottis, making it difficult to intubate. Inferior fusions are below the C4-C5 level, making this a likely reason why the inferior cervical fusions appear to have less of an effect on intubation difficulty.

It was also unexpected to see Mallampati class 4 intubations with the highest success rates compared to lower Mallampati scores. After the data were stratified according to the intubation technique, it showed that the class 4 intubations were all performed with the fiberoptic technique. It is unclear whether the perceived difficulty of the case led to the anesthesiologists utilizing the fiberoptic method. Another potential reason for the difficulty in Mallampati score comparison is the clinical bias that may be present. Although anatomical classification though Mallampati scores are utilized frequently by anesthesiologists, they may report lower or higher scores based on varying personal experience. Anesthesiologists may inadvertently report a higher Mallampati score when the intubation is anticipated to be more difficult, and scoring lower when the intubation difficulty is minimal.

The authors suggest that a more thorough osteopathic structural examination of the cervical region may prove useful in screening for restricted cervical range of motion when clinical presentation and examination may not suggest it. This literature review also supports the need for specialized training in advanced intubation method selection, especially in patients with anatomical abnormalities. Future research in this area could potentially lead to new screening methods for patients with vertebral fusions, not just those with KFS.

This review faced some limitations due primarily to the number of cases available that met the selection criteria. Many reports did not discuss in depth the intubation process or did not provide enough information to be included in the study. Another limitation was the consistency of information reported about the number and location of cervical fusions and Mallampati score. Other limitations to this review include the spectrum of airway diameters ranging from infants to adults. This may have impacted the decisions and intubation success. Intubation-related pharmacology was also not included in the analysis due to the focus on anatomical presentation and its effect on intubation success. Further research on the drugs involved in anesthesia may show correlations to success. As more case reports become available, another review should take place to add insight into the care of KFS patients. Future studies on KFS patients and anesthesia techniques should focus on the precise cervical fusion so that more data may someday show a significant correlation between the location and number of vertebral fusions and its effect on intubation success rates. Further research should also be done to assess if the Mallampati score is predictive of successful intubation and/or complication rates postsurgery for KFS patients.

Conclusions

Thirty total case reports were found on PubMed in the last 10 years of KFS patients that were related to anesthesiology intubations. There were several interesting findings, although future research would be needed to prove correlations. KFS patients are more difficult to intubate due to the limited neck range of motion and cervical instability. More cervical fusions and various fusions correlated with increased difficulty in first-time intubation attempts. Difficult airway intubation in patients with a known cervical anatomic abnormality or well-described syndrome should have their airways initially secured via advanced laryngoscopy technique modalities such as a fiberoptic or videoscope-guided approach. Doing so will ensure maximal success rates on the first attempt and reduce postoperative complications. This systematic review presents data not previously reported that is important for this subset of patients.


Corresponding author: Mitchell Fisher, BS, Kansas City University College of Osteopathic Medicine, 1750 Independence Avenue, Kansas City, MO 64106, USA, E-mail:

  1. Research ethics: Not applicable.

  2. Informed consent: Not applicable.

  3. Author contributions: All authors have accepted responsibility for the entire content of this manuscript and approved its submission.

  4. Use of Large Language Models, AI and Machine Learning Tools: None declared.

  5. Conflict of interest: The authors state no conflict of interest.

  6. Research funding: None declared.

  7. Data availability: Not applicable.

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Received: 2024-07-09
Accepted: 2025-01-29
Published Online: 2025-02-20

© 2025 the author(s), published by De Gruyter, Berlin/Boston

This work is licensed under the Creative Commons Attribution 4.0 International License.

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