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Abnormal vascular physiology in the lower extremities as a risk factor for ischemic stroke and mortality

  • Shubhang K. Bhatt , Andrew S. Tseng , Christine Firth , Marlene Girardo , Daniel Sykora , Mina Abdelmalek , F. David Fortuin , Paul Wennberg , David Liedl and Fadi E. Shamoun EMAIL logo
Published/Copyright: March 11, 2021

Abstract

Context

Peripheral artery disease (PAD) is highly prevalent in the general population, affecting up to 25% of patients 55 years of age or older. There is a known association with acute ischemic stroke, but limited large cohort studies exist pertaining to the relationship between PAD severity and incident ischemic stroke.

Objectives

To evaluate the risk of incident ischemic stroke and mortality along the spectrum of low and elevated ankle brachial index (ABI) measurement.

Methods

We performed a retrospective extraction of ABI data of all adult patients who underwent lower extremity physiology study for any indication from January 1, 1996 to June 30, 2018 in the Mayo Clinic health system. PAD was categorized into severe, moderate, mild, and borderline based on ABI measurements and poorly compressible arteries (PCA). These were compared with normal ABI measurements. Associations of PAD/PCA with new ischemic stroke events and all cause mortality were analyzed. Hazard ratios (HR) were calculated using multivariable Cox proportional regression with 95% confidence intervals.

Results

A total of 39,834 unique patients were included with a median follow up duration of 4.59 years. All abnormal ABI groups, except borderline PAD, were associated with increased risk of incident ischemic stroke after multivariate regression compared to normal ABI. A severity-dependent association was observed between PAD and ischemic stroke with moderate (HR, 1.22 [95% CI, 1.10–1.35]) and severe (HR, 1.19 [95% CI, 1.02–1.40]) categories conferring similar risk in comparison to normal ABI. Patients with PCA carried the greatest ischemic stroke risk (HR, 1.30 [95% CI, 1.15–1.46]). Similarly, abnormal ABI groups were associated with a significant risk for all cause mortality in a severity-dependent manner, with severe PAD conferring the greatest risk (HR, 3.07 [95% CI, 2.88–3.27]).

Conclusions

This study adds to the growing body of evidence that both PAD and PCA are independent risk factors for incident ischemic stroke and all cause mortality. The association of PAD severity and PCA with risk of ischemic stroke may help clinicians with risk stratification and determining treatment intensity.

Peripheral artery disease (PAD) is pervasive among the general population, occurring in 15–25% of adults age 55 years and older [1]. Despite its high prevalence, PAD remains underdiagnosed, limiting the opportunity for early and more effective intervention and risk modification for associated cardiovascular (CV) comorbidities [2]. The ankle brachial index (ABI) is a reliable and noninvasive method to assess lower extremity physiology that can be readily performed in most clinical settings [3]. It can detect lower extremity arterial narrowing with specificity of 83.3–99.0% and sensitivity of 15–79% for ABI cutoff of ≤0.9 [3]. An ABI ≤0.9 highly predicts recurrent ischemic stroke outcomes in patients with prior ischemic stroke [4], [, 5].

PAD is prevalent among 44.9% of patients with an acute ischemic stroke [6]. Prior studies have shown an association between low ABI and incident stroke [1], [, 7] as well as other adverse CV events, arterial ischemia, and all cause mortality [3], [, 8]. A metaanalysis by Hong et al. [3] revealed an increased risk of vascular events or vascular deaths as well as recurrent stroke in patients with low ABI. Although the existing literature shows an association between PAD severity and all cause mortality [9], [, 10], there are limited studies assessing the association between PAD severity and ischemic stroke in a large population cohort [7], [, 11].

Furthermore, conflicting evidence exists regarding the relationship between poorly compressible arteries (PCA) and stroke, which warrants further examination [10], [11], [12], [13]. Patients with PCA are defined by stiff, non-compressible lower extremity vessels as a consequence of medial arterial calcification [14]. The stiffness of the vessels can lead to either an inability to obtain an ABI because of non-measurable blood pressure or a falsely elevated ABI>1.4, and is referred to as PCA [14]. In comparison to healthy patients, arteries in patients with PAD but not PCA are associated with low compliance [15], [, 16]. Studies have shown that the PCA group is associated with increased all cause mortality [10], [, 12], but the association with cardiovascular mortality, coronary artery events, or ischemic stroke has yielded mixed results [13], [17], [18]. Our study aimed to investigate the predictive value of different abnormal ABI groupings for incident ischemic stroke and all cause mortality in a large patient cohort.

Methods

Study design

We performed a retrospective cohort study to assess the relationship between different abnormal ABI groupings and incident ischemic stroke. The inclusion criterion was any adult patient with or without PAD/PCA symptoms who underwent ABI measurement for a clinically indicated reason in the Mayo Clinic health system between January 1, 1996 and June 30, 2018; patients below the age of 18 years were excluded. ABI categories were defined according to prior literature [19] and 2016 AHA/ACC PAD management guidelines [8]: 0.00–0.39, severe PAD; 0.40–0.69, moderate PAD; 0.70–0.90, mild PAD; 0.91–0.99, borderline PAD; 1.00–1.40, normal ABI; and greater than 1.4, PCA. While the primary outcome of interest was incident ischemic stroke, all cause mortality was also assessed. The study complied with the standards of and was approved by the Mayo Clinic Institutional Review Board. Informed consent requirement was waived due to the noninvasive nature of the study.

The assessment of lower extremity vascular physiology was performed by following standardized protocols in the noninvasive vascular laboratory certified by the Intersocietal Commission for the Accreditation of Vascular Laboratories [20]. A handheld doppler was used to measure systolic blood pressure (SBP) in the brachial artery on both arms. Similarly, SBP was measured in both the dorsalis pedis and posterior tibial arteries. For each lower extremity, the higher of the lower extremity SBPs was divided by the higher of the SBPs from the upper extremities to calculate the ABI. A patient was said to have a PAD or PCA if either side of their body had an ABI<1.0 or ABI>1.4.

Comorbidity and outcomes variables

All patient and outcomes variables were obtained using the institutional electronic health record (EHR). These variables were defined by the International Classification of Diseases (ICD) 9th [21] and 10th [22] revisions diagnostic codes. The ICD 9 and 10 codes used in this study are provided as Supplemental Material. The linking of the institutional EHR with the national United States Mortality Database accounted for the validity of our mortality outcomes.

Statistical analysis

Descriptive analysis was performed where continuous variables are described via their means and standard deviations, while categorical variables are described by their frequencies and percentages. We compared continuous variables using the analysis of variance (ANOVA) F-test, while categorical variables were compared using the chi-square test of significance. A p-value <0.05 was considered statistically significant.

Univariate and multivariate Cox proportional regression analysis was completed to assess hazard ratios (HR) with 95% confidence intervals (CI) for the outcomes of interest. Based on associations established in prior studies [4], [, 23], the variables adjusted in the multivariate model included age, gender, atrial fibrillation, chronic kidney disease stage ≥3, history of ischemic stroke before index ABI, diabetes mellitus, hypertension, and carotid artery disease. Kaplan–Meier curves were computed for incident stroke by ABI groups. All statistical calculations were performed using SAS version 9.4 software (SAS institute Inc., Cary, NC).

Results

Cohort demographics

A total of 39,834 patients underwent ABI studies at any Mayo Clinic facility during the study period and were included over a median follow up of 4.59 years (interquartile range, 7.18 years). The low ABI group included 17,091 patients (42.9%), the elevated ABI group included 5,071 patients (12.7%), and the normal ABI group included 17,672 patients (44.4%). Compared with patients with normal ABI, patients with low and elevated ABI were more likely (p<0.05) to be older men with hypertension, hyperlipidemia, diabetes mellitus, transient ischemic attack (TIA), prior ischemic stroke, atrial fibrillation (AF), coronary artery disease, carotid artery disease, and/or chronic kidney disease stage 3 or greater (CKD 3+). Patients with low ABI were more likely (p<0.05) to be smokers whereas elevated ABI had lower prevalence of smokers compared to those with normal ABI. Baseline demographics and clinical characteristics of the patients included in this study are summarized in Table 1.

Table 1:

Patient demographics and clinical characteristics by ABI group.

Low ABI (n=17,091)Normal (n=17,672)Elevated ABI (n=5,071)Total (n=39,834)p-Value
Age<0.0001a
Mean, SD69.1 (12.7)62.2 (15.1)71.0 (12.4)66.3 (14.7)
Range18.0, 112.018.0, 102.022.0, 103.018.0, 112.0
Sex, n (%)<0.0001b
Female7,286 (42.6%)8,199 (46.4%)1,480 (29.2%)16,965 (42.6%)
Male9,805 (57.4%)9,473 (53.6%)3,591 (70.8%)22,869 (57.4%)
Self-reported race, n (%)<0.0001b
White15,101 (88.4%)15,769 (89.2%)4,389 (86.6%)35,259 (88.5%)
American Indian/Alaskan Native60 (0.4%)80 (0.5%)40 (0.8%)180 (0.5%)
Asian55 (0.3%)132 (0.7%)18 (0.4%)205 (0.5%)
Black/African American216 (1.3%)173 (1.0%)57 (1.1%)446 (1.1%)
Native Hawaiian/Pacific Island5 (0.0%)8 (0.0%)4 (0.1%)17 (0.0%)
Other186 (1.1%)272 (1.5%)103 (2.0%)561 (1.4%)
Unknown1,468 (8.6%)1,238 (7.0%)460 (9.1%)3,166 (7.9%)
Comorbidities, n (%)
Hypertension13,618 (79.7%)11,287 (63.9%)4,236 (83.5%)29,141 (73.2%)<0.0001b
Hyperlipidemia11,384 (66.6%)10,124 (57.3%)3,266 (64.4%)24,774 (62.2%)<0.0001b
Myocardial infarction2,918 (17.1%)1,557 (8.8%)994 (19.6%)5,469 (13.7%)<0.0001b
Diabetes mellitus6,655 (38.9%)5,247 (29.7%)3,485 (68.7%)15,387 (38.6%)<0.0001b
Past or present smoker8,991 (52.6%)7,100 (40.2%)1767 (34.8%)17,858 (44.8%)<0.0001b
TIA4,154 (24.3%)2048 (11.6%)897 (17.7%)5,673 (14.2%)<0.0001b
CKD (stage≥3)4,154 (24.3%)2,712 (15.3%)2,144 (42.3%)9,010 (22.6%)<0.0001b
Prior ischemic stroke766 (4.5%)537 (3.0%)332 (6.5%)1,635 (4.1%)<0.0001b
Atrial fibrillation4,522 (26.5%)3,441 (19.5%)1990 (39.2%)9,953 (25.0%)<0.0001b
Coronary artery disease10,898 (63.8%)7,312 (41.4%)3,478 (68.6%)21,688 (54.4%)<0.0001b
Carotid artery disease5,216 (30.5%)2,120 (12.0%)1,038 (20.5%)8,374 (21.0%)<0.0001b
  1. SD, standard deviation; TIA, transient ischemic attack; ABI, ankle brachial index; CKD, chronic kidney disease. aAnalysis of variance F-test p-value; bChi-Square p-value.

Ischemic stroke incidence by ABI group

Ischemic stroke occurred in 7.2% (2,872) of the cohort during the study period. Furthermore, 8.3% (1,412) patients with low ABI, 8.9% (453) with elevated ABI, and 5.7% (1,007) with normal ABI suffered from ischemic stroke. AF, CKD 3+, history of ischemic stroke, hypertension, and carotid artery disease were independently associated with ischemic stroke. Univariate Cox proportional hazard analysis showed a statistically significant association between ischemic stroke and all abnormal ABI groups. The greatest risk with ischemic stroke was found in patients with severe PAD (HR, 1.73 [95% CI, 1.47–2.02]) and PCA (HR, 2.03 [95% CI, 1.82–2.27]). History of prior ischemic stroke conferred the greatest risk (HR, 11.48 [95% CI, 10.52–12.52]) for future ischemic stroke.

After adjusting for the aforementioned variables in the multivariate model, all abnormal ABI groups (except borderline PAD) were independent predictors for future ischemic stroke (Figure 1). Compared with patients with normal ABI, PCA was associated with the greatest ischemic stroke risk (HR, 1.30 [95% CI, 1.15–1.46]). A severity-dependent relationship between PAD and ischemic stroke was observed except when the PAD worsened from the moderate (HR, 1.22 [95% CI, 1.10–1.35]) to severe (HR, 1.19 [95% CI, 1.02–1.40]) category. The risk for ischemic stroke was highest in patients with a history of prior ischemic stroke (HR, 8.71 [95% CI, 7.96–9.53]). The Kaplan–Meier curves for ischemic stroke in relation to PAD (ABI≤0.99), PCA, and normal ABI are also illustrated (Figure 2).

Figure 1: Hazard ratios of incident ischemic stroke by (A) ABI group and (B) risk factor. Multivariable model adjusted for age, gender, atrial fibrillation, chronic kidney disease, prior ischemic stroke, diabetes mellitus, hypertension, and carotid artery disease. *p<0.05.
Figure 1:

Hazard ratios of incident ischemic stroke by (A) ABI group and (B) risk factor. Multivariable model adjusted for age, gender, atrial fibrillation, chronic kidney disease, prior ischemic stroke, diabetes mellitus, hypertension, and carotid artery disease. *p<0.05.

Figure 2: Reverse Kaplan–Meier curves for incident ischemic stroke by low and elevated ABI compared with normal ABI. Black, normal ABI; blue, PAD or low ABI; red, PCA or elevated ABI.
Figure 2:

Reverse Kaplan–Meier curves for incident ischemic stroke by low and elevated ABI compared with normal ABI. Black, normal ABI; blue, PAD or low ABI; red, PCA or elevated ABI.

All cause mortality by ABI group

Over one-third (35.8%; 14,249) of the cohort died during the study period. Univariate analysis showed that all abnormal ABI groups were significantly associated with all cause mortality. The greatest all cause mortality risk compared with normal ABI was seen in severe PAD (HR, 3.61 [95% CI, 3.39–3.84]) and PCA (HR, 3.58 [95% CI, 3.41–3.76]). History of prior ischemic stroke conferred the greatest risk (HR, 1.81 [95% CI, 1.68–1.94]) for mortality of the adjusted variables.

On multivariable analysis, the hazard ratios remained statistically significant for all abnormal ABI groups. All cause mortality was most strongly associated with severe PAD (HR, 3.07 [95% CI, 2.88–3.27]) and PCA (HR, 2.71 [95% CI, 2.57–2.85]). The ABI groups conferred mortality risk in a PAD severity-dependent manner. All hazard ratios are summarized in Figure 3.

Figure 3: Hazard ratios for all cause mortality by (A) ABI group and (B) risk factor. Multivariable model adjusted for age, gender, atrial fibrillation, chronic kidney disease, prior ischemic stroke, diabetes mellitus, hypertension, and carotid artery disease. *p<0.05.
Figure 3:

Hazard ratios for all cause mortality by (A) ABI group and (B) risk factor. Multivariable model adjusted for age, gender, atrial fibrillation, chronic kidney disease, prior ischemic stroke, diabetes mellitus, hypertension, and carotid artery disease. *p<0.05.

Discussion

We investigated the predictive value of different ABI groups for ischemic stroke and all cause mortality in a large patient cohort. Previous studies have shown an increased association between low ABI and stroke, but with some limitations. The Multi-Ethnic Study of Atherosclerosis (MESA) study [18] showed an increased association of ABI<1.0 with composite endpoints including coronary heart disease, stroke, and other vascular events, but not with stroke alone. The 2003 Framingham study [24] revealed the association between PAD and stroke or TIA in an elderly cohort (HR, 2.0 [95% CI, 1.1–3.7]), but the study was limited by small cohort size (674). The Atherosclerosis Risk in Communities (ARIC) study [25] with a large cohort size of 14,839 participants showed that ABI<0.80 was strongly associated with increased 7-year risk of ischemic stroke (HR, 5.68 [95% CI, 2.77–11.66]); however, the risk became statistically insignificant (HR, 1.93 [95% CI, 0.78–4.78]) after adjusting for major cardiovascular risk factors. This may be because of relatively low number of incident ischemic stroke events (206) compared with our study (453).

A 2014 study by Gronewold et al. [11] showed that low ABI (<0.9) increased stroke risk in a large population-based cohort (n=4,299), but the impact of PAD severity by ABI was not assessed. Another post-hoc analysis study [7] of the Effects of Ticagrelor and Clopidegrol in Patients with Peripheral Artery Disease (EUCLID) trial published in 2019 reported an increased ischemic stroke risk in symptomatic PAD patients (HR, 1.31 [95% CI, 1.04–1.65]). That study [7] included patients with symptomatic PAD with ABI<0.60, whereas our study included both symptomatic and asymptomatic patients of multiple ABI categories who were clinically indicated to undergo ABI measurement. While it is difficult to directly compare the two studies because of different inclusion criterion, the risks of ischemic stroke remain largely consistent. The reason for similar ischemic stroke risk in severe and moderate PAD group in our study could possibly be due to more active management of severe PAD patients. Our study adds to the existing literature as we assess the risk of ischemic stroke alone in a large patient cohort with varying degrees of PAD severity including PCA.

Previous studies of cerebrovascular and mortality risks associated with PCA have been less definitive than those with PAD [10], [18], [26]. The MESA study [18] showed a trend toward increased risk of stroke associated with PCA, but the risk was not statistically significant. In another study [26] of 7,538 high-risk patients from the Second Manifestations of Arterial Disease (SMART) cohort, PCA was associated with increased risk of myocardial infarction (HR, 1.83 [95% CI, 1.22–2.76]) but not with increased risk of stroke (HR, 0.86 [95% CI, 0.44–1.69]), all cause mortality, or cardiovascular mortality. Similarly, the Cardiovascular Health Study [10] demonstrated increased risk of all cause mortality but not with adverse cardiovascular events, which included stroke in elderly patients with PCA.

In contrast, we report PCA as an independent risk factor for both ischemic stroke and all cause mortality. These discrepant findings may be because some of the previous studies either had smaller populations of patients with PCA [10], [, 18] or had relatively younger patients [11], [, 26], which may have contributed to lower rates of ischemic stroke. A nationwide cross-sectional study [13] did find increased odds of stroke (OR 1.66 [95% CI, 1.07–2.56]) in the elevated ABI (≥1.4) group, but the study was limited by a relatively small sample size (296). Comparatively, we investigated a larger (5,071) and older (mean age, 71.0 [standard deviation (SD), ±12.4 years]) PCA cohort with a relatively high incidence of ischemic stroke outcomes (453). Another study [14] with a more comparable cohort (2,781 patients; mean [SD] age, 71.3 ± 12.1 years) also demonstrated increased risk of mortality (HR, 2.0 [95% CI, 1.8–2.2]) in the PCA group compared with the normal ABI group. Patients with PCA have been previously reported to have greater prevalence of diabetes [13] and chronic kidney disease [14]. Although we adjusted for these comorbidities, a residual confounding effect is possible which may explain the increased ischemic stroke risk.

Our results align with previous studies [9], [12], [17] that showed a severity-dependent relationship with PAD for all cause mortality. Severe PAD and PCA were associated with the highest risk for total death. One possible explanation is that while PAD and PCA are consequences of different pathophysiologic mechanisms, with PAD resulting from inflammatory processes and atherosclerotic plaque formation [27] and PCA resulting from medial arterial calcification commonly seen among diabetics [19], both are indicators of underlying comorbidities predisposing patients to increased risk of death. Another possible explanation could be that changes in arterial compliance in PAD and PCA patients could indicate abnormal viscerosomatic reflexes [28], which could lead to adverse cerebrovascular outcomes. Therefore, it is crucial for both osteopathic and allopathic physicians providing holistic and integrative cardiovascular and neurological preventative care to screen patients for PAD, which is simple in the clinic setting via an ABI measurement. Health care providers should focus on evaluating a patient’s physical, mental, and social wellbeing to promote a healthy lifestyle. Our body’s physiologic ability to self-heal can be leveraged by implementing lifestyle changes to help reverse underlying atherosclerotic processes that lead to vascular complications [29], [, 30]. A targeted screening of high-risk individuals with abnormal ABI can help in pursuing closer monitoring, if necessary, to minimize ischemic stroke risk and all cause mortality.

In addition to continued focus on nonpharmacological interventions such as exercise, smoking cessation, and healthy diet for improved morbidity and mortality outcomes, there has been a growing interest in the role of pharmaceutical prophylaxis to prevent adverse cardiovascular events in PAD patients. Current guidelines recommend using antiplatelet agents, such as aspirin and P2Y12 inhibitors, to reduce major cardiovascular and limb outcomes [8]. Previous studies have evaluated the use of anticoagulants in PAD [31], [, 32]. The 2017 COMPASS trial [31] showed that rivaroxaban 2.5 mg twice daily with aspirin 100 mg once daily decreased composite events of cardiovascular death, stroke, or myocardial infarction compared with aspirin alone (HR, 0.76 [95% CI, 0.66–0.86]), but this benefit came at the cost of an increased risk of major bleeding events (HR, 1.70 [95% CI, 1.40–2.05]). Based on the COMPASS trial findings, the 2020 VOYAGER-PAD [32] study showed that in PAD patients who underwent revascularization, the rivaroxaban and aspirin group reduced composite events of acute limb ischemia, major amputation due to vascular causes, MI, ischemic stroke, or cardiovascular death compared with aspirin alone (HR, 0.85 [95% CI, 0.76–0.96]).

The use of anticoagulants in PAD patients as standard of care is still under debate in general, but use may be more justified in higher-risk groups. Our study demonstrated that risk of adverse outcomes increased with PAD severity and PCA, which should be further explored, including in regard to more intensive early therapeutic intervention.

Limitations

This study had several limitations. The data collected in a retrospective study is dependent on a provider recording the given variables. This allows for potentially inconsistent data measurement and misattribution of diagnoses between providers in addition to variable patient follow-up. The study variables and outcomes were extracted using ICD codes from the EHR, which also underwent reclassification between the 9th and 10th editions. Furthermore, the cohort was derived from a single healthcare institution and was predominantly comprised of White patients, which limits the generalizability of our findings. Finally, our study only assessed outcomes based on resting ABI values and rather than PAD symptoms.

Conclusions

We demonstrated in a large patient cohort that both PAD and PCA were independent risk factors for ischemic stroke and all cause mortality. The risk of ischemic stroke increased in a severity-dependent manner with moderate and severe PAD conferring similar risks. ABI is a simple and reliable diagnostic tool that can be used to risk stratify patients and may guide further care management based on PAD severity. Further studies are needed to identify patients with abnormal ABI that may benefit the most from aggressive pharmacological intervention in addition to following a healthy lifestyle.


Corresponding author: Fadi E. Shamoun, MD, Department of Cardiovascular Diseases at the Mayo Clinic, Phoenix, AZ, USA; and Mayo Clinic, 13400 E Shea Blvd, Scottsdale, AZ85259-5452, USA, E-mail:

  1. Research funding: None reported.

  2. Author contributions: All authors provided substantial contributions to conception and design, acquisition of data, or analysis and interpretation of data; all authors drafted the article or revised it critically for important intellectual content; all authors gave final approval of the version of the article to be published; and all authors agree to be accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

  3. Competing interests: None reported.

  4. Informed consent: The informed consent requirement was waived due to the retrospective, noninvasive nature of the study.

  5. Ethical approval: The study complied with the standards of and was approved by the Mayo Clinic Institutional Review Board.

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Supplementary Material

The online version of this article offers supplementary material (https://doi.org/10.1515/jom-2020-0290).


Received: 2020-11-09
Accepted: 2020-12-22
Published Online: 2021-03-11

© 2021 Shubhang K. Bhatt et al., published by De Gruyter, Berlin/Boston

This work is licensed under the Creative Commons Attribution 4.0 International License.

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