Abstract
This paper takes an anthropological approach to understanding the governance of seaport security in Canada; it uses cultural theory and the concepts of regulation and integration as key determinants in understanding how organizations respond to risk. This paper draws on data from 29 semi-structured interviews with transportation specialists, including owners, operators, managers and regulators. Nine of the interview subjects came from seaports, in particular. The interviews occurred between 2011 and 2013. We argue that Canadian seaports exist in an area of confusing multi-level governance; they are immovable, are expected to be competitive and serve a number of (at times competing) public and private sector interests. These institutional arrangements have resulted in a security environment that is heavily regulated, but the community itself is not well integrated. Interview subjects raise concerns about the ports’ ability to respond to security threats. The paper then uses cultural theory to examine alternative governance arrangements enhancing, for example, community, competition or regulation. While most options to improve security will likely reduce the competitiveness of the seaports, it would help to instill more confidence among port staff and enhance organizational learning.
Appendix
A.1 Interview Participants
List of Interview Participants.
Role | Sector | Code | Date |
---|---|---|---|
Industry Association | Aviation | Int 1 | Dec-11 |
Owner/Operator | Rail | Int 5 | Jul-11 |
Owner/Operator | Surface Transport | Int 7 | Jul-11 |
Industry Association | Surface Transport | Int 8 | Jun-11 |
Owner/Operator | Surface Transport | Int 9 | Jul-11 |
Government Regulator/Official | Aviation | Int 11 | Sep-11 |
Owner/Operator | Aviation | Int 12 | Oct-11 |
Owner/Operator | Aviation | Int 13 | Oct-11 |
Industry Association | Aviation | Int 15 | Aug-13 |
Owner/Operator | Bridge | Int 16 | Jun-11 |
Government Regulator/Official | Othera | Int 21 | Aug-11 |
Government Regulator/Official | Othera | Int 22 | Dec-11 |
Government Regulator/Official | Othera | Int 23 | |
Government Regulator/Official | Othera | Int 25 | Aug-11 |
Owner/Operator | Ports | Int 30 | Jun-11 |
Owner/Operator | Ports | Int 31 | Aug-11 |
Owner/Operator | Ports | Int 32 | Jul-11 |
Industry Association | Ports | Int 35 | Jul-11 |
Government Regulator/Official | Ports | Int 37 | Jul-11 |
Government Regulator/Official | Ports | Int 38 | Jul-11 |
Government Regulator/Official | Ports | Int 40 | Aug-11 |
Owner/Operator | Ports | Int 42 | Jul-13 |
Government Regulator/Official | Othera | Int 43 | Aug-13 |
Government Regulator/Official | Othera | Int 44 | Sep-13 |
Owner/Operator | Rail | Int 45 | Sep-13 |
Government Regulator/Official | Othera | Int 46 | Aug-13 |
Government Regulator/Official | Othera | Int 47 | Aug-13 |
Expert | Ports | Int 48 | Jul-13 |
Government Regulator/Official | Surface Transport | Int 49 | Jul-13 |
aOther includes emergency mangers, and senior and management level government officials in transportation (not sub-sector specific).
Sector | Regulator/Government Official | Owner/Operator/Manager | Industry Association | Expert/Academic | Total |
---|---|---|---|---|---|
Aviation | 1 | 2 | 2 | 0 | 5 |
Seaport | 3 | 4 | 1 | 1 | 9 |
Bridge | 0 | 1 | 0 | 0 | 1 |
Rail | 0 | 2 | 0 | 0 | 2 |
Trucking | 1 | 2 | 1 | 0 | 4 |
Other | 8 | 0 | 0 | 0 | 8 |
Total | 13 | 11 | 4 | 1 | 29 |
A.2 Interview Results
Question 1: Are you party to multi-organizational forums (either industry-sponsored or government sponsored)?
Yes | No | Neither Yes or no |
---|---|---|
8 | 0 | 1 |
Question 2A: *Do you find these forums useful?
Neutral | Yes | No | Neither Yes or no |
---|---|---|---|
1 | 7 | – | 1 |
Question 2B: In which ways?
Int 30 | To share information and address common issues |
Int 31 | They are informative but the information or intelligence lacks substance |
Int 32 | Most useful for networking |
Int 37 | Government cannot always disclose useful information |
Int 38 | Educational awareness and promotion, networking |
Int 40 | Useful for sharing knowledge and operating conventions, need to spend more time building relationships |
Int 35 | Some are useful, some are slow moving and some suffer from lack of commitment |
Int 42 | Learning what other ports are doing and lessons learned |
Int 48 | N/A |
Question 3A: Are there particular rules about information exchange in these forums? If so, what are they?
Int 30 | Depends on the forum – Yes and No |
Int 31 | Depends – some have more restrictive security measures |
Int 32 | Depends on type, safety forums more open than security |
Int 37 | Security clearances and security policies result in limitations; private sector is most concerned with bottom line |
Int 38 | Cannot reveal particular vulnerabilities without consent |
Int 40 | Depends, information cannot always be released |
Int 35 | Governments face legal constraints |
Int 42 | Non-government organizations are not given as much information |
Int 48 | N/A |
Question 3B: Are you confident in the information you receive and give?
Yes | No | Neither yes or no |
---|---|---|
2 | 0 | 7 |
In the context of your organization, what kinds of information about vulnerabilities are appropriate for sharing with individuals outside of the organization? How and with whom would your organization share this information?
Int 30 | Information about vulnerabilities would be shared if it would affect the safety of outside organizations. Information would not be shared if it would affect business continuity or commercial interest |
Int 31 | Outside of law enforcement, or regulatory agency discussions there is no sharing of information |
Int 32 | Emergency plans and business continuity plans are open to share with stakeholders. Security plans are protected |
Int 37 | Little sharing outside Canada, depends on legal arrangements |
Int 38 | Government shares when they have a trusted relationship |
Int 40 | Share with government but not outside |
Int 35 | Within industry it is open |
Int 42 | N/A |
Int 48 | N/A |
How – if at all – could security-related information-sharing in your organization be improved?
Int 30 | Continue to grow relationships with industries |
Int 31 | Bring people in from different ports for the express purpose of sharing of challenges and common vulnerabilities |
Int 32 | Province has done a good job but federal government has not, lack of ownership |
Int 37 | Case specific-depends on situation. If information is important there are few impediments |
Int 38 | N/A |
Int 40 | N/A |
Int 35 | Education |
Int 42 | It is too compartmentalized |
Int 48 | N/A |
What standards do you adhere to in protecting your critical infrastructure? Who generates these standards?
Int 30 | Marine Act, Marine Transportation Security Act, Health and Safety Regulations. Generated by Government |
Int 31 | Transport Canada marine security regulations, and standards generated by the port |
Int 32 | Marine Transportation Security Act and port standards |
Int 37 | IMO, Federal government |
Int 38 | N/A |
Int 40 | Federal Government |
Int 35 | marine security transportation regulations, Transport Canada |
Int 42 | Ports come up with their own standards in Canada |
Int 48 | N/A |
Question 4: *Are you satisfied with the standards? What – if anything – could be improved in terms of establishing safety standards?
Satisfied | Neither satisfied nor dissatisfied | Dissatisfied | Not Answered |
---|---|---|---|
2 | 4 | 0 | 3 |
Question 5: What are your most significant risks?
Int 30 | N/A |
Int 31 | Security to the supply chain. Both human events and natural disasters |
Int 32 | Safety of Ship movements and navigation |
Int 37 | N/A |
Int 38 | Departmental coordination – no one department whose mandate is to address maritime commerce resumption |
Int 40 | IT Network Security |
Int 35 | Terrorism, Natural Disasters, Labor Unrest |
Int 42 | Natural hazards, Terrorism |
Int 48 | N/A |
Question 6: *On which of these sectors do you rely the most to ensure successful operation of your business? Select up to three: Banking, Emergency Services (e.g. policing, firefighters). Energy and Utilities, Food Supply, Government operations, Health Care, Manufacturing, Telecommunications, including IT and internet, Transportation, Water supply (Not all subjects chose three) (N=9, 5 did not answer)
Question 7: Imagine you had one extra day per month and you had to spend it on the security and/or safety of your critical infrastructure. How would you spend it?
Int 30 | Assessing and sharing information about CI with interrelated agencies |
Int 31 | Establishing a training program for everyone involved in security, including supplier |
Int 32 | Preventative Education |
Int 37 | Clarification of roles and responsibilities between departments |
Int 38 | Recommend they work on interdependencies – networking and exercises |
Int 40 | Strategic Planning |
Int 35 | Supporting the system as a whole |
Int 42 | Building relationships with external partners |
Int 48 | N/A |
Question 8: What do you think the chances are of a significant operational failure in your sector in the next 3 years?
Very high | High | Medium | Low | Very low | N/A |
---|---|---|---|---|---|
1 | 1 | 0 | 2 | 1 | 4 |
Question 9: On a scale of 1 to 10 in which ‘10’ means ‘very influential’ or ‘very demanding’ and 1 means ‘not at all’ or ‘I spend little time thinking about it’: How would you rate the influence of the following subjects in terms of their influence on how you spend your time with respect to matters of safety and security? (N=6, 3 did not answer)
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Artikel in diesem Heft
- Frontmatter
- Retraction
- Publisher Retraction of: Transforming the UK Home Office into a Department for Homeland Security: Reflecting on an Interview with a Litigant Defending Against Online Retaliatory Feedback in the US
- Research Articles
- Deliberative Risk Ranking to Inform Homeland Security Strategic Planning
- Population as a Proxy for Infrastructure in the Determination of Event Response and Recovery Resource Allocations
- Opportunities and Constraints to Rural HAZMAT Risk Reduction
- Cyber Defense as a part of Hazard Mitigation: Comparing High Hazard Potential Dam Safety Programs in the United States and Sweden
- Assessing Risk Following a Wireless Emergency Alert: Are 90 Characters Enough?
- Changes in Self-Reported Household Preparedness Levels among a Rural Population after Exposure to Emergency Preparedness Campaign Materials
- The Self-Organization of Digital Volunteers across Social Media: The Case of the 2013 European Floods in Germany
- Fire Department Turnout Times: A Contextual Analysis
- ‘Set Adrift’: Fatalism as Organizational Culture at Canadian Seaports
Artikel in diesem Heft
- Frontmatter
- Retraction
- Publisher Retraction of: Transforming the UK Home Office into a Department for Homeland Security: Reflecting on an Interview with a Litigant Defending Against Online Retaliatory Feedback in the US
- Research Articles
- Deliberative Risk Ranking to Inform Homeland Security Strategic Planning
- Population as a Proxy for Infrastructure in the Determination of Event Response and Recovery Resource Allocations
- Opportunities and Constraints to Rural HAZMAT Risk Reduction
- Cyber Defense as a part of Hazard Mitigation: Comparing High Hazard Potential Dam Safety Programs in the United States and Sweden
- Assessing Risk Following a Wireless Emergency Alert: Are 90 Characters Enough?
- Changes in Self-Reported Household Preparedness Levels among a Rural Population after Exposure to Emergency Preparedness Campaign Materials
- The Self-Organization of Digital Volunteers across Social Media: The Case of the 2013 European Floods in Germany
- Fire Department Turnout Times: A Contextual Analysis
- ‘Set Adrift’: Fatalism as Organizational Culture at Canadian Seaports