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US Prospectus Liability – An Overview and Critique
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Marc I Steinberg
Published/Copyright:
August 26, 2023
Abstract
This article addresses prospectus liability in the United States. The key statutes and Securities and Exchange Commission (SEC) rules and regulations are examined in conjunction with analysis of the causes of action and defenses that are applicable. While the US prospectus framework is thorough, substantial gaps exist that should be remedied. The article accordingly focuses on principal aspects of US prospectus liability exposure and proffers recommendations for improving the overall framework.
Published Online: 2023-08-26
Published in Print: 2023-08-10
© 2023 Walter de Gruyter GmbH, Berlin/Boston
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Articles in the same Issue
- Frontmatter
- Frontmatter
- Uniform Prospectus Liability Rules for Europe
- US Prospectus Liability – An Overview and Critique
- Prospectus Liability in Europe: The Relevant Breach of Duties
- Prospectus Liability and Causation
- Book Review
- Laura Vitale, La perte de chances en droit privé (LGDJ, Paris 2020, Bibliothèque de droit privé). xv + 581 pp. ISBN: 978-2-275-07302-6. € 62 (paperback).
Articles in the same Issue
- Frontmatter
- Frontmatter
- Uniform Prospectus Liability Rules for Europe
- US Prospectus Liability – An Overview and Critique
- Prospectus Liability in Europe: The Relevant Breach of Duties
- Prospectus Liability and Causation
- Book Review
- Laura Vitale, La perte de chances en droit privé (LGDJ, Paris 2020, Bibliothèque de droit privé). xv + 581 pp. ISBN: 978-2-275-07302-6. € 62 (paperback).
