Abstract
This paper outlines a mathematical framework to determine the upper bound on extractable power as a function of the forcing vibrations. In addition, the method described provides insight into the dynamic transducer forces required to attain the upper bound. The relationship between vibration parameters and transducer force gives a critical first step in determining the optimal transducer architecture for a given vibration source. The method developed is applied to three specific vibration inputs: a single sinusoid, the sum of two sinusoids, and a single sinusoid with a time-dependent frequency. As expected, for the single sinusoidal case, the optimal transducer force is found to be that produced by a resonant linear spring and a viscous damping force, with matched impedance to the mechanical damper. The resulting transducer force for the input described by a sum of two sinusoids is found to be inherently time dependent. The upper bound on power output is shown to be twice that obtainable from a linear harvester centered at the lower of the two frequencies. Finally, the optimal transducer force for a sinusoidal input with a time-dependent frequency is characterized by a viscous damping term and a linear spring with a time-dependent coefficient.
1 Introduction
Much recent work in vibration energy harvesting has focused on structure and transducer designs to improve power output from vibration sources that are not modeled as a single sinusoidal input. Much of this work has investigated the use of nonlinearities as a way to increase energy output (Roundy et al. 2005; Erturk, Hoffmann, and Inman 2009; Mann, Barton, and Owens 2012; Daqaq, 2012; Nguyen, Halvorsen, and Paprotny 2013; Daqaq et al. 2014). These nonlinearities are usually of the form of a nonlinear spring, such as a Duffing oscillator. For example, Hoffmann et al. (2012) showed that for certain vibration inputs a nonlinear mono-stable or bi-stable oscillator could provide 300% to 500% more power output compared to a linear system. However, this work had to assume a form for the restoring force before the parameters could be optimized for power generation. Such works give useful insight into the potential uses of nonlinearities for harvesting from complex vibration inputs. However, these works do not give a clear relationship between the parameters that define the input vibration and the optimal transducer dynamics.
Other researchers have taken the opposite approach, starting with the vibration excitation and investigating the optimal transducer architectures to extract the maximum power. Daqaq (2010, 2011) showed that for a two-state system excited by Gaussian white noise the energy generation was not a function of the transducer’s potential function. That is to say that the restoring force of the system does not affect the power generation for a Gaussian white noise vibration input. This is true for a two-state system (i.e., the electrical states are not explicitly modeled) or when the ratio of mechanical to electrical time constants is small. In the same study, Daqaq examined the case for filtered white noise, where some frequencies are more represented than others. In this case he was forced to assume a form for the potential function in order to estimate a solution. In further studies, Daqaq (2012) showed that under certain conditions a bi-stable restoring force can outperform a standard linear oscillator-based vibration energy harvester when excited by Gaussian white noise. This is true when the mechanical to electrical time constant ratio is small and when the bi-stable potential function is designed based on the known intensity of the excitation. Halvorsen (2008, 2013) has also studied the effect of the electrical time constant on systems excited by Gaussian noise for both linear and nonlinear potential functions. His results support the general conclusions that under Gaussian white noise excitation, nonlinearities in the restoring force are beneficial only in specific circumstances, but are not uniformly beneficial.
Halvorsen et al. (2013) proved that for an input described by a single frequency harmonic (i.e., a single sinusoid) when the proof mass is subjected to viscous damping, the optimal transducer dynamics are those of a velocity-damped resonant generator (VDRG; Mitcheson et al. 2004). While Halvorsen et al. (2013) only applied their methodology to a single frequency input, their method could be profitably applied to a wider range of inputs that represent classes of real world vibrations. This work uses essentially the same method as Halvorsen et al., but applies it to two additional test cases. The method both finds the unconstrained globally optimal relationship between the input vibration and the force that must be produced by the transducer, and the upper limit for extractable power from a given vibration source. We do not explicitly constrain the dynamics of the energy harvester, but seek to find the optimal power output for any type of harvester. The remainder of this paper is organized as follows. First, the general model and equations for the optimal transducer force and power output are developed and applied to a vibration input characterized by a single stationary frequency. This section can be seen as a review of the method published by Halvorsen et al. (2013). The procedure is then applied to a vibration input characterized by two separate, but stationary, frequencies (i.e., the sum of two sinusoids). The final test case is a vibration input characterized by a time-dependent frequency. These two additional test cases illustrate the way in which the methodology can be used on more complex vibration sources.
2 Modeling
A simple, generic model for an inertial energy harvester, as shown in Figure 1, is a kinetic harvester with a generic transducer force
The second-order differential equation [1] that models this generic system can be expressed in state space form by letting
An energy balance of the system is used in order to find an expression for the energy generated by the transducer as a function of the input. By examining the energy balance of the system in steady state we can neglect the kinetic energy of the mass as well as the possible potential energy stored in the transducer. This is due to the fact that these energy storage elements are restorative, thus they do not represent a net energy input or output to the system while it is in steady state. The energy balance equations are
Substituting eqs [5] and [6] into eq. [4] will yield an expression for the energy generated as a function of the input force and the velocity of the proof mass.
For more generalized results we can look at the square of the power to examine a continuous positive definite functional, thereby allowing us to find the critical points in the magnitude of the energy generated:
Equation [8] now represents the time integral of the square of the instantaneous power generated by the transducer. The introduction of J allows for the examination of a positive definite functional. By examining the critical points of this functional, as opposed to the instantaneous power, a third solution is realized, over the two available from looking at the integrand of eq. [7]. As will become apparent below, this third solution is a minimum which results in zero energy generation. However, it is instructive to investigate all stationary conditions, and therefore we have chosen to use the functional J instead of the instantaneous power generated. If the velocity of the proof mass
and the stationary condition to be
In this case the stationary condition yields the critical points of the energy generated with respect to the velocity path of the proof mass. Equation [3] can be used to relate the velocity of the proof mass and the force of the transducer,
By factorization, the resulting three solutions are apparent. Here ⋆ denotes a critical path with respect to the energy generated.
These three relationships for
At
which is negative for all input vibrations F(t).
At
which is positive for all input vibrations F(t).
At
which is positive for all input vibrations F(t).
From this examination we can conclude that

A generic inertial generator characterized by a relative displacement x. Here
By substituting these relationships into the governing differential equations [2–3], an expression for the displacement of the proof mass
Summary of critical path relationships for a generic input.
Critical velocity path | Critical position path | Critical transducer force | Type |
|
|
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Maximum |
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|
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Minimum |
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Minimum |
For
Similarly for
And for
Here, the transducer force,
3 Case Study Results
It is difficult to see the relevance of eqs [20–23] in their general form. To help illustrate the utility of these relationships, three types of vibration inputs were analyzed: a single sinusoid (i.e., single stationary frequency), a sum of two sinusoids (i.e., two stationary frequencies), and a sinusoid with a time-dependent frequency (i.e., a sine sweep).
3.1 Single Sinusoid Input
First we will look at the relationship that maximizes the energy output of the system, and then examine the conditions that create minimum energy output. For the maximum power condition
Substituting for
Similarly for the minimum energy case in which
And for
The three results for the critical transduction force can be interpreted as follows: for the maximizing condition,
If the form of the transducer force is assumed to be a linear viscous damper in parallel with a linear spring, the coefficients that result in maximum power generation are widely known and have been previously reported (Roundy, Wright, and Rabaey 2003; Mitcheson et al. 2004; Halvorsen et al. 2013). This framework yielded the known optimal transducer, without any assumptions on the form of the transducer. By using this simple vibration input, with a known solution, this mathematical framework was able to be verified.

Optimal power transducer architecture for an input
For the critical path

Transduction model for the minimum energy output:
3.2 Double Sinusoid Input
A common vibration input is one of two simultaneous sinusoids at different frequencies. This type of vibration occurs in rotating machinery where two unbalanced masses rotate at different rates fixed relative to one another or in a system where multiple harmonics are well represented.
The root mean square (RMS) power output scales with
Here,
Examining now only the input-velocity relationship from eq. [13], which results in the maximum energy output, the optimal velocity signal for an input of two sinusoids is obtained as
Using eqs [20] and [21] the relationships for the optimal position path and corresponding transducer force to achieve the velocity response as shown in eq. [35] can be written as
Substituting eqs [36] and [35] for
where
From eq. [39] it can be seen that when there is only one frequency component, when n = 1, the amplitude of the time-dependent portion of the transducer is zero. This intuitive result for the transducer force shows that as

The effect of n on the amplitude of the time-dependent component of the transducer force.
The time-dependent component of the transducer force shows that the true unconstrained optimal transducer force for an input vibration of this form cannot be realized by a passive system that is a function of the two states of the system shown in Figure 1. The optimal force requires that the transducer introduce new states to the system or be implemented with active structures that do work on the system. An example of the optimal restoring force is shown in Figure 5.

(Top) The steady-state position of the proof mass versus time for n = 1.2. This complex path repeats itself every period T of the input signal. (Bottom) The time-dependent force plotted over the optimal path x1 over a period T. It can be seen that during one period the same position is repeated multiple times, but requires a different transducer force.
An analysis of a transducer that introduces additional states is outside the scope of the present study. The desire here is to simply determine the upper bound on power generation. To determine this true upper bound, we need to determine whether the time-dependent force does work adding energy to the system over time, takes energy from the system, or does no net work on the system and acts as a conservative element. The net energy into the proof mass from the time-dependent force can be calculated by integrating the force over the displacement for a period T of the entire signal:
Substituting eqs [39] and [35] for the time-dependent portion of the transducer and optimal velocity path, respectively.
where
Evaluating eq. [41]:
For the constraints of
The upper limit for energy output from the optimal transducer can be shown analytically. This can be accomplished in a similar manner to the derivation of the average power output for the single sinusoid case. Knowing that from the result of eq. [38] the power output from the transducer is dissipated by the force of a linear viscous damper, the instantaneous power dissipated through this element can be written as
Here
The integral is then evaluated in the general case for all
Note that for all
In order to gain additional insight into eq. [45] a numerical study was performed in which the energy output over a sufficiently long period was measured for various values of n. The output of this study is shown in Figure 6. In one case, the optimal transducer force is applied to the proof mass. In the second case, the system is characterized by a linear oscillator whose resonance is the lower of the two frequencies present in the forcing vibrations. The output is normalized to the energy generated by either system at n = 1. As n deviates from 1, the power output from the linear system quickly drops to ½. However, the power output from the optimal system remains constant at 1.

Numeric simulations of the energy output of the optimal transducer (orange) as compared to a linear harvester (blue) as a function of n, the separation between the two sinusoids in the forcing function. The energy produced by the optimal transducer (top line) is independent of n. The energy production has been normalized by the energy output of both systems at n = 1.
We pause here to reiterate that the results obtained are specific to a two-state system, position (x1) and velocity (x2) in this case. (In other words, the transducer does not add states to the system.) Of course, it is possible to add states to the system by introducing additional energy storage elements as part of the transducer in either the mechanical or electric domain. If additional states are introduced, the same results as shown in Figure 6 could be obtained through complex conjugate matching for the two frequencies that are represented in the forcing function. In fact, if the forcing function is well represented by a set of stable, discrete frequencies, a complex conjugate matching network could be used to extract the power from each of the frequencies. However, if the forcing function contains a continuous band of frequencies, the complex conjugate matching method will not work. Such a situation is explored in the third case study below.
The time-dependent force given in eq. [39] is conservative. It could be implemented, for example, by a transducer that adds states to the system. Adding states to the system necessarily takes space (e.g., sprung mass, inductance) or power (e.g., synthesized impedances). It is a question for a specific system implementation to determine if the addition of the elements to produce the time-dependent force is more beneficial than simply adding extra sprung mass that oscillates at the lower of the two frequencies represented in the forcing function. In any case, such an analysis is outside the scope of this paper. Our primary goal is to demonstrate a method to determine the maximum extractable power.
3.3 Swept Sinusoid Input
Another common vibration input is one of a single sinusoid with a time-dependent frequency. A common occurrence of this input type is found in a variety of transportation applications. These applications range from the quickly varying rotational speed of an automobile tire, as experienced by a tire pressure monitor, to the slow changing excitation experienced by trains. Machinery with an unbalanced mass, whose rotational speed is time dependent, also experiences this type of excitation. Another occurrence of this input is in structural health monitoring. In this application the fundamental frequency of the structure changes very slowly with ambient conditions such as temperature.
Using the relationship from eq. [13], corresponding to the maximum power output, the optimal velocity path as a function of the vibration input is described by
Equation [3] can be used to find the relationship for the optimal transducer force and is shown in eq. [47]. However, in this case eq. [2] cannot be used to solve for the optimal position path of the proof mass
The same substitution as for the single and double sinusoid can be made for the first term of eq. [47] by a linear viscous damper model with matched impedance to the mechanical damping:
Here, TD is again the time-dependent portion of the transducer force that cannot be substituted directly by the states of the system:
With the single sinusoid case in mind, the mathematical framework can be used to check the validity of an assumed optimal transducer. Specifically, the optimal transducer is assumed to be a linear spring with a time-dependent stiffness coefficient that maintains resonance with the input frequency at all times. Since the viscous damping which represents energy generation is already expressed in eq. [48], the missing component of the assumed transducer is this time-varying spring component. It is assumed that the time-dependent portion of the transducer force, given in eq. [49], is this time-dependent spring. Mathematically, this assumption is expressed as
This relationship can be used to find an expression for
Substituting eq. [49] into eq. [50] and solving for
By differentiation the velocity path of the assumed optimal transducer
Examining the two components of eq. [52] we can see that the second term is identical to the expression of

(Top) Velocity trajectories for the assumed optimal
The transient component that causes the incongruity between
Through this example we have shown that the mathematical framework can be used to validate an assumed optimal architecture. This framework can be used as a basis of comparison between transducer architectures and as a mark of feasibility for implementing a vibration energy harvester for a given vibration input and power requirement.
The upper limit for the energy output of the optimal transducer for a swept sinusoidal input can be found in the same manner as the double sinusoid. By looking at the energy balance in eq. [4] the energy generated can be described as
where
This approximation converges more quickly in time for large values of the ratio
The average power output can then be expressed as
This power output is identical to the power output found for a linear system harvesting from a single sinusoid. It is expressed using the damping coefficient, bm, rather than the damping ratio,
4 Conclusions
This paper has outlined a framework necessary to relate the form of an input vibration to an optimal transducer force. In creating this framework no assumptions of the transducer architecture were made. This framework was then applied to three case studies. The first was a vibration input of a single sinusoid. The optimal transducer was found to be a linear viscous damper with matched impedance, and a linear spring, resonant to the input frequency. This solution can be expressed as a function of the system states and so is considered a passive system. While the solution of this case study seems trivial, it demonstrates the method and validates it against a known solution.
The second application was an input consisting of the sum of two sinusoids at different frequencies. The optimal transducer force found was dependent on the difference between the two frequencies. In all cases the optimal transducer force consists of a linear viscous damper with matched impedance, a linear spring, and a time-dependent component. This time-dependent component was found to act as a conservative force, like a time-dependent spring. The framework was used to find the upper limit for power generation. This limit was found to be twice the power output of a linear system harvesting only from the lower of the two frequency components.
The final application was for a swept sinusoidal input. In this case, the optimal transducer contained two portions, a linear viscous damper and a time-dependent component. Here an assumed solution, based on the optimal solution for a stationary sinusoid, was checked against the optimal solution of the framework. It was found that the assumed solution quickly converged to the optimal solution. This case study demonstrates another methodological procedure in which the framework can be used. Specifically, one can assume a solution and then check its performance against the globally optimal solution.
This basic framework could be applied to vibration inputs of various forms to determine the upper bound of power generation for that type of vibration, and the optimal transducer architecture. If a transducer architecture is assumed, a Duffing oscillator for example, this methodology can be applied to determine how close the assumed solution is to the upper bound.
Funding statement: Funding: Funding for this research was provided by the National Science Foundation under Award Number ECCS 1342070. The authors would also like to gratefully acknowledge the contributions of Dr. Fernando Guevara-Vasquez and Prof. Andrej Cherkaev of the Mathematics Department at the University of Utah.
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©2016 by De Gruyter
Artikel in diesem Heft
- Frontmatter
- Self-Biased Magnetoelectric Composites: An Overview and Future Perspectives
- Floor Tile Energy Harvester for Self-Powered Wireless Occupancy Sensing
- Fabrication of High-Efficiency Piezoelectric Energy Harvesters of Epitaxial Pb(Zr,Ti)O3 Thin Films by Laser Lift-off
- A Framework to Determine the Upper Bound on Extractable Power as a Function of Input Vibration Parameters
- Constraint Effects on Torque-Actuated Bistable Energy Harvesters
- Ag Nanowires Single Electrode Triboelectric Nanogenerator and Its Angle Sensors
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Artikel in diesem Heft
- Frontmatter
- Self-Biased Magnetoelectric Composites: An Overview and Future Perspectives
- Floor Tile Energy Harvester for Self-Powered Wireless Occupancy Sensing
- Fabrication of High-Efficiency Piezoelectric Energy Harvesters of Epitaxial Pb(Zr,Ti)O3 Thin Films by Laser Lift-off
- A Framework to Determine the Upper Bound on Extractable Power as a Function of Input Vibration Parameters
- Constraint Effects on Torque-Actuated Bistable Energy Harvesters
- Ag Nanowires Single Electrode Triboelectric Nanogenerator and Its Angle Sensors
- Investigation of the Thermoelectric Power Factor of KOH-Treated PEDOT:PSS Dispersions for Printing Applications