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Liouville's type results for singular anisotropic operators

  • Cassanello Filippo Maria EMAIL logo , Majrashi Bashayer and Vespri Vincenzo
Published/Copyright: September 23, 2024

Abstract

We present two Liouville-type results for solutions to anisotropic elliptic equations that have a growth of power 2 along the first s coordinate directions and of power p , with 1 < p < 2 along the other ( N s ) ones. First, we begin our investigation by assuming that the solution is bounded only from below, deriving a rigidity result for the range p + ( N s ) ( p 2 ) > 0 of non-degeneration, which is a purely parabolic shade. Then we break free from this constraint at the price of assuming the solution to be bounded also from above.

MSC 2010: 35B53; 35J75; 35D30; 35B65; 35J60

In honor of Professor Ermanno Lanconelli, on the occasion of his 80th birthday.

1 Introduction

In this article, we address local weak solutions of anisotropic elliptic operators, whose prototype is

(1.1) i = 1 s i i u + i = s + 1 N i ( i u p 2 i u ) = 0 locally weakly in  R N 1 < p < 2 .

In the language of parabolic equations, such an operator has a non-degenerate behavior along the first s variables and a singular behavior on the last N s ones, where s N and 1 s N 1 . This can be seen for instance when letting i u tend to zero, once chosen a preferred direction i { 1 , , N } . This also shows that the degeneracy of the operator is linked to the vanishing of components of the gradient, contrary to what happens in the case of double-phase equations (see, for instance, the brief survey [35]).

This class of equations is commonly investigated not only for its pure mathematical interest but also for its application in describing the steady states of non-Newtonian fluids characterized by a diffusion that follows different powers along the coordinate directions (see, for instance, the last chapter of [2]). The regularity of solutions to anisotropic elliptic equations is still at its dawn, even though it has undergone considerable interest in the past; for a detailed set of references in the elliptic case, we refer to [5,40,41]. Conversely, the parabolic case is more involved, and we refer to the book [1], and the introductions of the works [4,6,12] for an overview. The picture is completely different both from the point of view of C loc α regularity and local Lipschitz regularity, when the modulus of ellipticity depends on the full gradient (and in this case, the operator is said to have ( p , q ) -growth) or when it depends on each directional derivative (non-standard orthotropic). Here, we are interested in the behavior of solutions to equations like (1.1) with measurable and bounded coefficients in the singular part of the operator. We consider the elliptic class of partial differential equations of the form:

(1.2) A [ 2 , p ] u i = 1 s i i u + i = s + 1 N i A i ( x , u , u ) = 0 locally weakly in  Ω ,

when Ω is bounded or unbounded. More generally, this operator has been studied in the more general form

(1.3) A p u div A ( x , s , ξ ) B ( x , s , ξ ) weakly in Ω ,

where the Caratheodory functions A = ( A 1 , , A n ) and B are measurable and satisfy the non-standard structure conditions

(1.4) A i ( x , s , ξ ) ξ i C o ξ i p i C for ξ R N , A i ( x , s , ξ ) C 1 ξ p i 1 + C for i { s + 1 , , N } , B ( x , s , ξ ) C 2 ξ p i 1 + C ,

where C o , C 1 , C 2 > 0 , and C 0 are referred to as the structural data.

The behavior of local weak solutions of (1.3) has been first studied in [3739,45], just to name a few. The boundedness of local weak solutions of (1.3) has been established under the assumptions p ¯ = ( i = 1 N 1 p i ) 1 N and max { p 1 , , p N } p ¯ * , where p ¯ * = N p ¯ N p ¯ first in [29], and then in [16], [19] to name a few, while [44] treated global solutions. Meanwhile, once the constraints on the p i ’s are relaxed, counterexamples illustrating the lack of boundedness are presented in [21] and [36].

1.1 A brief recall on the known regularity

Let aside the boundedness of solutions, Harnack inequality and oscillation estimates for operators with measurable and bounded coefficients as (1.3) are generally not at hand. For solutions to the prototype equation related to (1.3) (see (1.6)), requiring only the local boundedness of solutions, the result [5] is the most general in terms of sparseness of p i s (note that p max < p ¯ * is just a sufficient condition); on the other hand, still for the prototype equation, the intrinsic Harnack estimate of [10] hold in a parabolic range of finite speed of disturbances (see also [18]). The scenario is completely different when it comes to operators with measurable and bounded coefficients. A general Hölder continuity stability result was provided in [16], accompanied by specific Hölder continuity findings tailored to a narrower subset of exponents (and coefficients) for the elliptic equations (1.3). Specifically, in [34], the authors prove that solutions to A [ 2 , p ] u = 0 with p 1 = = p N 1 = p > 2 and p N = 2 are locally Hölder continuous, while in [33], the focus shifts to the case where p 1 = 2 and p 2 = = p N = p < 2 . Observe that in all these cases, s = 1 . Finally, in the special case of operator A [ 2 , p ] , in [11,32], the authors proved an intrinsic Harnack-type inequality (see Theorem 2.3) for local weak solutions to operators A [ 2 , p ] u = 0 , where s can vary in { 1 , ( N 1 ) } and 1 < p < 2 . The authors in [11] use a parabolic approach to the expansion of positivity, concluding interior Hölder continuity, integral, and pointwise Harnack inequalities. Then, in [3], following an approach of Moser [42], the authors show that the Harnack inequality can be proved without the continuity of solutions and that, in turn, this implies Hölder continuity of solutions. In the same study, authors showed that the solutions are automatically continuous because of their energy estimates, following the method presented in [30]. Continuity of local weak solutions has been shown for a general class of parabolic anisotropic operators in [17] with a similar strategy, while following the method of the study [32] in the articles [8,13] for doubly non-linear anisotropic equations. Further information can be found in [35].

1.2 Liouville-type results

Anisotropic operators as (1.1) do not behave like double-phase operators as

(1.5) div ( [ u p 2 + a ( x ) u q 2 ] u ) = 0 locally weakly in Ω .

Indeed, the vanishing of a directional derivative i u provides a lack of information in the energy estimates; while in (1.5) all the gradient gets involved into a Caccioppoli-type inequality (that, then, has its own hard difficulties due to the ( p , q )-growth). From this respect, the operator prefers some directions and competes along other ones. This scheme is much more in line with the works of Lanconelli [20,23,24], where the diffusion is dictated along preferred vector fields, and the homogeneity of the operator with respect to the group of translations and dilations is strongly used. In this context, a Liouville-type property is generally found in the context of hypoelliptic operators (see, for instance, [2628]) and in general linear operators that however move in a space-geometry dictated by non-canonical vector fields.

In the framework of local weak solutions to anisotropic operators as (1.3), there are very few rigidity results. The only one we are aware of, up to our knowledge, in the elliptic context, is the result in [10], which states that local weak solutions in R N of

(1.6) i = 1 N i ( i u p i 2 i u ) = 0 ,

where nonetheless the exponents are obliged to satisfy the interval 2 < p i < p ¯ ( N + 1 ) N , for all i = 1 , , N , are constant if they are bounded from below. In this article, we extend this result to local weak solutions in R N to the equation A [ 2 , p ] u = 0 , from one side allowing measurable coefficients in the formulation of A , while from the other side constraining the anisotropy to exponents 2 , p . Then, in the parabolic setting, the Liouville-type results available seem confined in [7,15], being naturally different in terms of assumptions because of the existence of nontrivial counter-examples. In the parabolic framework, a Liouville property is usually given by the global boundedness of solutions, or one bound (that, in line with [31], we call it one-side Liouville theorem), and an asymptotic condition for infinite future/past times. This is reflected, from the parabolic point of view, that in the context of hypoelliptic operators (see, for instance, [25]), it is possible to use the Harnack inequality along some preferred paths called -parabolic trajectories to infer that the solution tends (in time) asymptotically to its infimum. Similarly, this is done in the case of parabolic anisotropic equations (see [7]), where, in this case, the directions preferred are the ones of the self-similar geometry of the non-linear operator.

In this article, we use a similar approach for the elliptic non-linear operators (1.2), looking at the first s -variables as the time variables and developing the Harnack estimates found in [11] along the natural intrinsic geometry dictated by the equation.

1.3 Intrinsic geometry

We consider the prototype equation to (1.1) as a special case of the full anisotropic analogue (1.6), with p i = 2 for i = 1 , , s and 1 < p i = p < 2 on the remaining components. This last equation suffers heavily from the combined effect of singular and degenerate behavior, even when for instance all p i s are greater than two. This is because the natural intrinsically scaled geometry of the equation that maintains invariant the volume K = ρ N can be shaped on anisotropic cubes as

K = i = 1 N x i < M p i p ¯ p i ρ p ¯ p i ,

where M is a number depending on the solution u itself (indeed the epithet intrinsic) that vanishes as soon as u vanishes. Therefore, when M approaches zero, for those directions whose index satisfies p i > p ¯ , the anisotropic cube K shrinks to a vanishing measure, while for the remaining ones, it stretches to infinity. For a detailed description of this geometry and its derivation through self-similarity, we refer to [8], where the evolutionary, fully anisotropic prototype equation is considered (see also [18] for the singular case).

Hence, the term intrinsic means that the geometry of the set depends on the function u itself. This technique is of vital importance in investigating the local behavior of anisotropic equations (and in this, it differs from double-phase elliptic equations). In fact, one of the main ideas to prove the Harnack inequality for evolutionary non-linear operators of p -growth is to use a parabolic transformation to map solutions to a similar equation that has an exponential dependence on time only on the non-homogeneous terms. In this way, it is possible to apply the techniques of the elliptic case to prove the results that can be brought back to the original equation. However, this idea can prove particularly difficult in some cases (for example, the anisotropic p -laplacian). The main problem arises from the fact that the new geometry may have different behavior with respect to the different directions of diffusion. Taking as an example the work of [7], one can see that the definition of the intrinsic cube K has the benefit of having the volume independent of M (and so, independent of the function if M u L ). However, it has the downside of having singular or degenerate behavior depending on the range of p i . So when M goes to infinity, the set stretches or vanishes along the respective coordinates. This problem may be fixed by choosing a different scaling as in [8]. In fact, one may consider a similar set, such that the geometry associated with it degenerates in only one way. This can be done by choosing the intrinsic cube and the corresponding intrinsic cylinder as

(1.7) K ρ ( M ) = i = 1 N x i < M p i 2 p i ρ p i p ¯ , Q ρ ( M ) = i = 1 N x i < M p i 2 p i ρ p i p ¯ × ( ρ p ¯ , ρ p ¯ ) ,

when assuming p i > 2 for all 1 i N . However, with this choice, we see that K ρ ( M ) is no longer a volume-preserving set, but its volume depends on M , and from p i s, one can see that the set vanishes as soon as M vanishes.

The idea of the scaling of [11] is that, by considering the first s variables as the ones of time, one does not have to use an exponential shift and the volume of the set does not come into play. Thus, for equation (1.7), the strategy is to view the polydiscs of two parameters θ , ρ > 0 such as

(1.8) Q θ , ρ ( x 0 ) = B θ ( x 0 ) × B ρ ( x 0 )

for a point x 0 R N denoted by x 0 = ( x 0 , x 0 ) where x 0 R s and x 0 R N s . We will say Q θ , ρ is an intrinsic polydisc when θ depends on the solution u itself, with a relation

θ ρ p 2 M 2 p 2 .

We will call the first s variables the nondegenerate variables and the last ( N s ) the singular variables. By adopting this method from the theory of singular parabolic equations, we obtain an intrinsic geometry that degenerates monotonically with the scalar M , which allows us to accommodate the degeneracy into play.

1.4 Structure of the article

In Section 2, we establish the functional framework, provide definitions and geometrical setting, and outline the necessary tools for our main results. Section 3 is dedicated to presenting our two principal Liouville-type results, each addressing solutions bounded on one side and both sides.

Notation:

  • When considering a measurable subset Ω of R N , we represent its Lebesgue measure by Ω . To say that Ω is an open bounded set, we employ the notation Ω R N .

  • For a measurable function u , we define the essential infimum and supremum as inf u and sup u , respectively, in the set of consideration. When u : Ω R and a R , we omit the domain when considering sub or super level sets, denoted by [ u a ] = { x E : u ( x ) a } . If u is defined on some open set Ω R N , we denote the distributional derivatives as i u = u x i .

  • We adopt the convention that a positive constant γ , which relies solely on the given data, denoted as γ = γ ( N , 2 , p , C 1 , C 2 , C ) and may fluctuate throughout calculations.

  • We introduce the following quantities, which will be clearly defined as long as the function u remains bounded:

    μ + ( λ , k ) = sup Q λ , k ( x 0 ) u , μ ( λ , k ) = inf Q λ , k ( x 0 ) u , ω ( λ , k ) = μ + ( λ , k ) μ ( λ , k ) , μ + = sup R N u , μ = inf R N u and ω = μ + μ .

2 Preliminaries

We consider the elliptic class of partial differential equations of the form (1.2) where Ω R N is an open and bounded set. For N 2 , we set 1 s N 1 and A i ( x , u , ξ ) : Ω × R × R N R to be Caratheodory functions subject to the following structure conditions for almost every x Ω :

(2.1) i = s + 1 N i A i ( x , u , ξ ) ξ i C 1 i = s + 1 N ξ i p for  ξ R N , A i ( x , u , ξ ) C 2 ξ p 1 for  i { s + 1 , , N } ,

where C 1 and C 2 are constants 1 < p < 2 . In order to define the local weak solutions of such equations, the corresponding anisotropic Sobolev spaces are necessary. In general, let p = { p 1 , , p N } and

W loc 1 , p ( Ω ) { u L loc 1 ( Ω ) i u L loc p i ( Ω ) , i = 1 , , N , } , W o 1 , p ( Ω ) W o 1 , 1 ( Ω ) W loc 1 , p ( Ω ) .

Here, coherently with the operator A [ 2 , p ] , we set p = { 2 , p } for 1 < p < 2 .

Definition 2.1

A function u W o 1 , p ( Ω ) L loc ( Ω ) is called a local weak solution of (1.2)–(2.1) if for each compact set E Ω it satisfies

E i = 1 s i u i ψ d x + E s + 1 N A i ( x , u , u ) i ψ d x = 0 , ψ W o 1 , p ( E ) .

Observe that, by the preceding definition, we assume that weak solutions are also bounded.

Remark 2.2

To derive the results of this article, it is important to suppose that the truncations ± ( u k ) ± , ( k R ) are local weak sub-solutions (super-solutions) of (1.2), that is, they satisfy Definition 2.1, respectively with or . However, this is always satisfied in our homogeneous framework, thanks to the structure conditions (2.1). In fact, this simple result can be easily shown for ( u k ) + .

Proof

We consider φ W o 1 , p ( E ) and let us test the equation with the admissible function

ψ = ( u k ) + [ ( u k ) + + ε ] φ ,

for ε > 0 . Then, we observe that we obtain,

i ( u k ) + [ ( u k ) + + ε ] φ = ε i u [ ( u k ) + + ε ] 2 χ { u k } φ + ( u k ) + [ ( u k ) + + ε ] i φ .

So that, by using Definition 2.1, we have

0 = E i = 1 s ( i u ) 2 ε [ ( u k ) + + ε ] 2 χ { u k } φ d x + E i = 1 s i u i φ ( u k ) + [ ( u k ) + + ε ] χ { u k } d x + E s + 1 N A i ( x , u , ( u k ) + ) i u ε [ ( u k ) + + ε ] 2 χ { u k } φ d x + E s + 1 N A i ( x , u , ( u k ) + ) i φ ( u k ) + [ ( u k ) + + ε ] d x .

Now, by putting the terms with ε on the numerator on the other side and using the first structure condition in (2.1), we obtain

E i = 1 s i u i φ ( u k ) + [ ( u k ) + + ε ] χ { u k } d x + E s + 1 N A i ( x , u , ( u k ) + ) i φ ( u k ) + [ ( u k ) + + ε ] d x ε E φ i = 1 s i ( u k ) + 2 [ ( u k ) + + ε ] 2 C 1 s + 1 N i ( u k ) + p [ ( u k ) + + ε ] 2 d x .

Now, as ε tends to 0, we obtain that, redefining A ˜ ( x , ( u k ) + , ( u k ) + ) A ( x , u , ( u k ) + ) , the truncations ( u k ) + for k R + are sub-solutions to an equation of the kind of (1.2).□

Once ensured that truncations are local weak sub-solutions, we can state one of our main tools for this work, an intrinsic Harnack inequality. This was used in [42] to prove the local Hölder continuity of solutions. In the anisotropic context, it compares uniformly the value of the solution in a point x 0 Ω , with the essential infimum of the solution, taken in an intrinsic polydics.

Theorem 2.3

(Intrinsic Harnack inequality) Let u 0 be a bounded, local weak solution to (1.2)–(2.1). Let x 0 Ω be a point such that u ( x 0 ) > 0 and ρ > 0 small enough to allow the inclusion

Q M , ρ ( x 0 ) Ω being = u L ( Ω ) ( 2 p ) 2 ρ p 2 .

Assume also that

(2.2) χ = p + ( N s ) ( p 2 ) > 0 .

Then, there exist positive constants K > 1 , δ ˜ 0 ( 0 , 1 ) depending only on the data such that

(2.3) u ( x 0 ) K μ ( θ , ρ ) with θ = δ ¯ 0 u ( x 0 ) 2 p 2 ρ p .

Assumption (2.2) relates the spectrum of exponents within which the result holds to the weighted impact of how singular or nondegenerate the operator is. As the parameter s decreases, the permissible range contracts toward the parabolic isotropic range necessary for the Harnack inequality to be valid (see, for instance, [14]). Conversely, as s increases, the regularization effect strengthens, causing this interval to widen until it encompasses 1 < p < 2 .

In the usual isotropic and linear framework, a Harnack inequality for a right side bound as (2.3), implying the full version of the Harnack inequality including the left side bound with the solution’s supremum. In the full anisotropic framework of equation (1.3), this is much more complicated. Nevertheless, for the operator A [ 2 , p ] , we still recover the classical statement.

Lemma 2.4

By using the same notations as Theorem 2.3, suppose (2.3) holds for every admissible point and radius. Then, we have

(2.4) 1 K sup Q θ , ρ ( x 0 ) u u ( x 0 ) K inf Q θ , ρ ( x 0 ) u with θ = δ ¯ 0 u ( x 0 ) 2 p 2 ρ p .

Proof

We proceed by contradiction, assuming the left-hand side of (2.4) is valid for all admissible points and radius and supposing that

sup Q θ , ρ ( x 0 ) u > K u ( x 0 ) .

Then, by continuity, there exists x * Q θ , ρ ¯ ( x 0 ) such that u ( x * ) > K u ( x 0 ) > 0 . Hence, we can apply (2.3) to u ( x * ) and we obtain

u ( x * ) K inf Q θ ˜ , ρ ( x * ) u ,

where θ ˜ now is θ ˜ = δ ¯ 0 u ( x * ) 2 p 2 ρ p . Here, lies the difficulty in proving the other bound for the anisotropic intrinsic equations. Now, we observe that

x 0 Q θ ˜ , ρ ( x * ) u ( x 0 ) inf Q θ ˜ , ρ ( x * ) u ,

because of the absurd assumption. Indeed,

x * Q θ , ρ ¯ ( x 0 ) ( x * x 0 ) δ ¯ 0 u ( x 0 ) 2 p 2 ρ p and ( x * x 0 ) ρ ,

but now

δ ¯ 0 u ( x 0 ) 2 p 2 ρ p < δ ¯ 0 u ( x * ) K 2 p 2 ρ p < δ ¯ 0 ( u ( x * ) ) 2 p 2 ρ p ,

since K > 1 . Putting this all together, we arrive at the contradiction

(2.5)□ u ( x 0 ) < 1 K u ( x * ) inf Q θ ˜ , ρ ( x * ) u u ( x 0 ) .

Remark 2.5

Observe that the main point for the proof of the full Harnack inequality is the implication

x * Q θ , ρ ¯ ( x 0 ) x 0 Q θ ˜ , ρ ( x * ) .

This is, in general, true for extrinsic and classic geometries (when the measure of the set does not depend on the value of the solution), but in this case, it is only the result of the special intrinsic geometry given by the polydiscs associated with A [ 2 , p ] . In fact, suppose we have a set as K for the full anisotropic equation (1.6), where the p i s are all different.

In this case, we would have θ i = δ ¯ 0 u ( x 0 i ) p i p ¯ p ¯ ρ p i p ¯ and

x * Q θ , ρ ¯ ( x 0 ) ( x * i x 0 i ) δ ¯ 0 u ( x 0 i ) p i p ¯ p ¯ ρ p i p ¯ and ( x * x 0 ) ρ p .

Hence, only one bound as (2.5) does not suffice, because for those p i < p ¯ , we obtain

u ( x 0 i ) p i p ¯ p ¯ > u ( x * i ) K p i p ¯ p ¯

and so, in general, we can have for some i

( x * i x 0 i ) > δ ¯ 0 u ( x * i ) p i p ¯ p ¯ ρ p i p ¯

and so x 0 Q θ ˜ , ρ ( x * ) . This remark shows that for the fully anisotropic operator (1.6), a more sophisticated argument (a double-bound like in [7]) is needed.

Next, we address a shrinking property, which is typical of isotropic elliptic equations. The characteristic of this theorem is the possibility to derive a point-wise estimate from any given upper bound on the relative measure of certain super-level sets of the solution.

Theorem 2.6

Let u be a non-negative, bounded, local weak solution to (1.2) with the structural conditions expressed before. Let x 0 Ω be such that for M > 0 , δ ( 0 , 1 ) ν ( 0 , 1 ) it holds ρ > 0

[ u M ] Q θ , ρ ( x 0 ) ( 1 ν ) Q θ , ρ ( x 0 ) for θ = ρ p 2 ( δ M ) 2 p p ,

then there exists δ 0 ( 0 , 1 ) such that

μ ( η , 2 ρ ) δ 0 M 2 ,

where η = ( 2 ρ ) p 2 ( δ 0 M ) 2 p p .

Remark 2.7

We observe that the quantities δ 0 and δ follow the inequality

(2.6) 2 p 2 δ 0 2 p p < δ 2 p p

so that Q η , ρ ( x 0 ) Q θ , ρ ( x 0 ) . In particular, we will be taking δ = 1 2 from now on.

This theorem also provides an expansion of positivity in the sense that the information on the measure of the set where the solution u is bigger than some positive quantity (hence the term “positivity”) is expanded on a bigger set. We take advantage of this property to derive an oscillation estimate over polydiscs in the spirit of [22].

Given two values, ρ , ω > 0 , we define the function

η ¯ = ( ρ ) p 2 ω 4 2 p p .

With this definition, we state the following result.

Lemma 2.8

Suppose u is a bounded, local weak solution of (1.2) that satisfies the structure conditions (2.1). Then ρ > 0 , n N + we have

(2.7) ω ( η , ρ ) 1 δ 0 4 ω ( η ¯ , ρ ) .

Proof

Let us consider θ and δ 0 as in 2.6. Observe that by the previous definition of η ¯ , we obtain that η ¯ > θ or equivalently Q θ , ρ Q η ¯ , ρ . In fact, we have

η ¯ = ( ρ ) p 2 ω 4 2 p p ( ρ ) p 2 ω ( η ¯ , ρ ) 4 2 p p = θ .

In the same way, we see that η ¯ > η , using (2.6),

η ¯ = ( ρ ) p 2 ω 4 2 p p > ( 2 ρ ) p 2 δ 0 ω 2 2 p p ( 2 ρ ) p 2 δ 0 ω ( η ¯ , ρ ) 2 2 p p = η .

This means that we obtain the following dicotomy: either,

u μ ( η ¯ , ρ ) + ω ( η ¯ , ρ ) 2 Q θ , ρ ( x 0 ) 1 2 Q θ , ρ

or

u μ ( η ¯ , ρ ) + ω ( η ¯ , ρ ) 2 Q θ , ρ ( x 0 ) 1 2 Q θ , ρ .

The second case can be rewritten if we remember that

μ ( η ¯ , ρ ) + ω ( η ¯ , ρ ) 2 = μ + ( η ¯ , ρ ) ω ( η ¯ , ρ ) .

Now, our idea is to apply Theorem 2.6 with the constant ν = 1 2 , δ = 1 2 , and M = ω ( η ¯ , ρ ) 2 .

Suppose that the first case of the dicotomy is true, then we can apply Theorem 2.6 to the non-negative, bounded weak solution[1]

v = u μ ( η ¯ , ρ ) .

We obtain

μ ( η , 2 ρ ) μ ( η ¯ , ρ ) + δ 0 ω ( η ¯ , ρ ) 4 ,

and by expanding the supremum over a bigger set ( Q η , ρ Q η ¯ , ρ ), we can write

ω ( η , ρ ) = μ + ( η , ρ ) μ ( η , ρ ) μ + ( η ¯ , ρ ) μ ( η , 2 ρ ) μ + ( η ¯ , ρ ) μ ( η ¯ , ρ ) δ 0 ω ( η ¯ , ρ ) 4 = 1 δ 0 4 ω ( η ¯ , ρ ) ,

that is what we wanted.□

3 Results

Using the intrinsic Harnack inequality Theorem 2.3, we prove a Liouville-type result for solutions that are bounded from below but only when the condition (2.2) is satisfied.

Theorem 3.1

(One side bound Liouville result) Let u be a solution of (1.2)–(2.1) in R N . If u is bounded below and (2.2) holds, then u is a constant.

Proof

Consider v = u μ , a non-negative solution of (1.2)–(2.1). Furthermore, v is bounded on bounded sets by continuity of solutions of (1.2) (see [3]). Thus, Theorem 2.3 implies that, for x 0 R N such that v ( x 0 ) > 0 , there exist positive constants K > 1 , δ ˜ 0 ( 0 , 1 ) depending only on the data such that

v ( x 0 ) K inf Q θ , ρ ( x 0 ) v where θ = δ ¯ 0 [ v ( x 0 ) ] 2 p 2 ρ p .

Since the constant K does not depend on ρ , we can extend the polydisc to R N by taking ρ . Then,

u ( x 0 ) μ K inf R N [ u μ ] = 0 ,

and as x 0 is arbitrary, we conclude that u is a constant.□

The primary challenge posed by Theorem 3.1 revolves around satisfying the condition (2.2). Although the assumption placed on the function u is relatively lenient, demanding solely a one-sided bound, the fulfillment of the condition (2.2) can present a formidable obstacle, particularly in instances where the precise values or interrelations among p , s , and N remain unknown. For this purpose, we state another Liouville-type result with harsher conditions on the function u , demanding a two-side bound but breaking free from the request on χ . In fact, with the use of Lemma 2.8, we can now prove the following result.

Theorem 3.2

(Two side bound Liouville result) Suppose u is a bounded weak solution of (1.2)–(2.1) in R N , then u is constant.

Proof

Let x , y R N , then it exists some R > 0 such that x , y Q η , R . We then have, as a result of the previous lemma,

(3.1) ω ( η , R ) 1 δ 0 4 ω ( η ¯ , R ) .

Now, we take a constant c > 1 such that

(3.2) c p 2 ( δ 0 ω ( η ¯ , R ) ) 2 p p > ω 2 2 p p .

For example, we can define

c = 2 ω 2 δ 0 ω ( η ¯ , R ) 2 p p 2 p ,

where using (2.6) one sees that c > 1 . Observe that c depends only on δ 0 , ω , ω ( η ¯ , R ) , R , and p .

We use again the lemma on the new radius R 1 = c R > R , and we use the subscript 1 to denote the η and η ¯ with the new radius, while δ , δ 0 depends only on the data and ν so they remain the same. So, we have

(3.3) ω ( η 1 , R 1 ) 1 δ 0 4 ω ( η ¯ 1 , R 1 ) .

But now we see that

η 1 = ( R 1 ) p 2 δ 0 ω ( η ¯ 1 , R 1 ) 2 2 p 2 ( R 1 ) p 2 δ 0 ω ( η ¯ , R ) 2 2 p 2 > ( R ) p 2 ω 4 2 p 2 = η ¯ ,

which means that by using (3.1) and (3.3)

ω ( η , R ) 1 δ 0 4 ω ( η ¯ , R ) 1 δ 0 4 ω ( η 1 , R 1 ) 1 δ 0 4 2 ω ( η ¯ 1 , R 1 ) .

We can now do the same exact reasoning by using a power of the constant c such that it satisfies the same inequality of (3.2) with ω ( η ¯ 1 , R 1 ) . In general, we have the following iteration:

R n = c n R and  R n > R n 1 η ¯ n = ( R n ) p 2 ω 4 2 p 2 > ( R n 1 ) p 2 ω 4 2 p 2 = η ¯ n 1 η n = ( R n ) p 2 δ 0 ω ( η ¯ n , R n ) 2 2 p 2 .

Now, by observing that

c p 2 > ω 2 δ 0 ω ( η ¯ 1 , R 1 ) 2 p p > ω 2 δ 0 ω ( η ¯ n , R n ) 2 p p ,

we obtain that for every n we have

η n = ( R n ) p 2 δ 0 ω ( η ¯ n , R n ) 2 2 p 2 > ( R n 1 ) p 2 ω 4 2 p 2 = η ¯ n 1 .

We can then define a family of expanding polidiscs

Q ˜ n = Q η ¯ n , R n

such that by iterating this process, we obtain

ω ( η , R 0 ) 1 δ 0 4 ω ( η ¯ , R 0 ) 1 δ 0 4 ω ( η 1 , R 1 ) 1 δ 0 4 2 ω ( η ¯ 1 , R 1 ) 1 δ 0 4 2 ω ( η 2 , R 2 ) 1 δ 0 4 n ω ( η n , R n ) 1 δ 0 4 n + 1 ω ( η ¯ n , R n ) = 1 δ 0 4 n + 1 osc Q ˜ n u .

We now estimate the oscillation over some polidisc with the oscillation on the whole space. Finally, let n go to infinity to obtain

ω ( η , R ) 1 δ 0 4 n ω 0 .

Since we have u ( x ) u ( y ) ω ( η , R ) , then x = y , but this is true for every x , y R N , so the function u is constant.□

Remark 3.3

A strategy similar to the one of the last theorems can be brought using the oscillation estimates of [34], for the case p > 2 , s = 1 .

4 Conclusions and future perspectives

We have observed that, even in the context of operators such as (1.2), Liouville-type results naturally ensue once we possess a certain form of expansion of positivity. Consequently, we find ourselves equipped with a variety of tools: either to relax assumptions on the function while retaining control over the problem’s data (Theorem 3.1) or assuming a global bound on the solution (Theorem 3.2). One of the main limitations of this work is to suppose that the structure conditions (2.1) are homogenous. In fact, a more general family of Caratheodory functions can be considered by adding a new constant C > 0 in the growth condition. However, in this case, both Theorems 2.3 and 2.6 present a dichotomy, in the sense that either our result holds or the solution’s maximum is smaller than a multiple of the radius. Consequently, the recovery of results akin to Theorems 3.1 and 3.2 as achieved in this study becomes unattainable. While this issue lies beyond the current aim of the paper, we limit ourselves to pointing out that a Liouville property for homogeneous problems (as an assumption) can eventually result in an improvement of regularity (see [43] for instance). Moreover, the examination of L 1 L estimates, as delineated in [11] and [9], within the parabolic framework, holds promise in elucidating rigidity outcomes as in the case of Liouville-type theorems for parabolic singular full anisotropic equations.

Acknowledgements

We are deeply grateful to Simone Ciani for his fundamental support in the guidance for this work and for all his suggestions on the argument. We thank the GNAMPA group of INDAM of which F. Cassanello and V. Vespri are part of.

  1. Funding information: F. Cassanello is partially supported by the research projects Analysis of PDEs in connection with real phenomena (Fondazione di Sardegna, CUP F73C22001130007, Fondazione di Sardegna 2021).

  2. Author contributions: All authors have accepted responsibility for the entire content of this manuscript and consented to its submission to the journal, reviewed all the results and approved the final version of the manuscript. V.V devised the idea of the paper. All authors developed the theoretical formalism, performed the analytic calculations and provided critical feedback.

  3. Conflict of interest: The authors state no conflict of interest.

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Received: 2024-04-28
Revised: 2024-06-29
Accepted: 2024-08-08
Published Online: 2024-09-23

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