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On master test plans for the space of BV functions

  • Francesco Nobili ORCID logo EMAIL logo , Enrico Pasqualetto ORCID logo und Timo Schultz ORCID logo
Veröffentlicht/Copyright: 31. Mai 2022

Abstract

We prove that on an arbitrary metric measure space a countable collection of test plans is sufficient to recover all BV functions and their total variation measures. In the setting of non-branching 𝖱𝖣 ⁱ ( K , N ) spaces (with finite reference measure), we can additionally require these test plans to be concentrated on geodesics.

MSC 2010: 53C23; 26A45

Communicated by Zoltan Balogh


Funding statement: The second-named author was supported by the International Balzan Prize Foundation through the Balzan project led by Luigi Ambrosio. The third-named author was supported by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) – through SPP 2026 Geometry at Infinity.

A Comparison with the AM-BV space

Let ( X , đ–œ , đ”Ș ) be a metric measure space and let Ω ⊆ X be an open set. We denote by 𝒞 ⁹ ( Ω ) the family of all non-constant, rectifiable curves Îł : I → Ω , where I ⊆ ℝ is a compact interval. Given any Îł ∈ 𝒞 ⁹ ( Ω ) , we will denote by I Îł its domain of definition. For any non-negative Borel function G : Ω → [ 0 , + ∞ ] , we denote the line integral of G along Îł by

∫ Îł G ≔ ∫ min ⁥ I Îł max ⁥ I Îł G ⁹ ( Îł t ) ⁹ | Îł ˙ t | ⁹ d t .

Definition A.1 (Approximation modulus [31]).

Let ( X , đ–œ , đ”Ș ) be a metric measure space and let Ω ⊆ X be an open set. Let Γ ⊆ 𝒞 ⁹ ( Ω ) be a given family of curves. Then a sequence ( ρ i ) i ∈ ℕ of non-negative Borel functions ρ i : Ω → ℝ is said to be AM Ω -admissible for Γ provided it holds

lim ÂŻ i → ∞ ⁥ ∫ Îł ρ i ≄ 1   for every  ⁹ Îł ∈ Γ .

The approximation modulus of Γ in Ω is defined by

AM Ω ⁥ ( Γ ) ≔ inf ( ρ i ) i ⁥ lim ÂŻ i → ∞ ⁥ ∫ Ω ρ i ⁹ d đ”Ș ,

where the infimum is taken among all AM Ω -admissible sequences ( ρ i ) i for Γ. Moreover, a property đ’« = đ’« ⁹ ( Îł ) is said to hold for AM Ω -a.e. curve Îł provided there exists a family of curves Γ 0 ⊆ 𝒞 ⁹ ( Ω ) with AM Ω ⁥ ( Γ 0 ) = 0 such that đ’« ⁹ ( Îł ) holds for every Îł ∈ 𝒞 ⁹ ( Ω ) ∖ Γ 0 .

It holds that AM Ω is an outer measure on 𝒞 ⁹ ( Ω ) . When Ω = X , we just write AM in place of AM X . Observe that 𝒞 ⁹ ( Ω ) ⊆ 𝒞 ⁹ ( X ) and that AM ⁥ ( Γ ) ≀ AM Ω ⁥ ( Γ ) for every Γ ⊆ 𝒞 ⁹ ( Ω ) .

Lemma A.2.

Let ( X , d , m ) be a metric measure space. Let Γ ⊆ C ⁱ ( [ 0 , 1 ] , X ) be a family of curves such that AM ⁡ ( Γ ) = 0 . Fix an ∞ -test plan 𝛑 on ( X , d , m ) . Then there exists a Borel set Γ 0 ⊆ C ⁱ ( [ 0 , 1 ] , X ) such that Γ ⊆ Γ 0 and 𝛑 ⁱ ( Γ 0 ) = 0 .

Proof.

Given n ∈ ℕ , pick an AM-admissible sequence ( ρ i n ) i for Γ such that

lim ÂŻ i ⁥ ∫ ρ i n ⁹ d đ”Ș ≀ 1 n .

Let us consider the Borel sets

(A.1) Γ n ≔ { Îł ∈ C ⁹ ( [ 0 , 1 ] , X ) : lim ÂŻ i → ∞ ⁥ ∫ Îł ρ i n ≄ 1 }   for every  ⁹ n ∈ ℕ .

Then the set Γ 0 ≔ ⋂ n Γ n is Borel and contains Γ. We aim to show that 𝝅 ⁱ ( Γ 0 ) = 0 . Since

𝝅 ⁹ ( Γ 0 ) ≀ 𝝅 ⁹ ( Γ n )
= ∫ 𝟙 Γ n ⁹ d 𝝅
≀ ∫ ( lim ÂŻ i → ∞ ⁥ ∫ Îł ρ i n ) ⁹ d 𝝅 ⁹ ( Îł )   ⁹ ( by (A.1) )
≀ lim ÂŻ i → ∞ ⁥ ∏ 0 1 ρ i n ⁹ ( Îł t ) ⁹ | Îł ˙ t | ⁹ d t ⁹ d 𝝅 ⁹ ( Îł )   ⁹ ( by Fatou’s lemma )
≀ Lip ⁥ ( 𝝅 ) ⁹ lim ÂŻ i → ∞ ⁥ ∏ 0 1 ρ i n ∘ e t ⁹ d 𝝅 ⁹ d t
≀ Comp ⁥ ( 𝝅 ) ⁹ Lip ⁥ ( 𝝅 ) ⁹ lim ÂŻ i → ∞ ⁥ ∫ ρ i n ⁹ d đ”Ș
≀ Comp ⁥ ( 𝝅 ) ⁹ Lip ⁥ ( 𝝅 ) n

holds for every n ∈ ℕ , by letting n → ∞ , we conclude that 𝝅 ⁱ ( Γ 0 ) = 0 , as desired. ∎

The following remark is an easy consequence of the definition of approximation modulus.

Remark A.3.

Let Γ , Γ â€Č ⊆ 𝒞 ⁹ ( X ) be two families of curves having the following property: given any Îł ∈ Γ , some subcurve σ of Îł belongs to Γ â€Č , meaning that there exists a compact subinterval I of I Îł such that σ ≔ Îł | I ∈ Γ â€Č . Then it holds that AM ⁥ ( Γ ) ≀ AM ⁥ ( Γ â€Č ) .

We denote by ℒ 1 ⁹ ( đ”Ș ) the family of all Borel functions f : X → ℝ such that ∫ | f | ⁹ d đ”Ș < + ∞ . In particular, the Lebesgue space L 1 ⁹ ( đ”Ș ) is the quotient of ℒ 1 ⁹ ( đ”Ș ) obtained by identifying those Borel functions which agree up to đ”Ș -negligible sets.

Definition A.4 ( BV AM upper bound [32]).

Let ( X , đ–œ , đ”Ș ) be a metric measure space and let Ω ⊆ X be an open set. Let f ∈ ℒ 1 ( đ”Ș | Ω ) be given. Then we say that a sequence ( g i ) i ∈ ℕ of non-negative Borel functions g i : Ω → ℝ is a BV AM upper bound for f on Ω provided it holds that

(A.2) | D ⁹ ( f ∘ Îł ) | ⁹ ( I Îł ) ≀ lim ÂŻ i → ∞ ⁥ ∫ Îł g i   for  ⁹ AM Ω ⁥ -a.e.  ⁹ Îł .

Since both sides of (A.2) are invariant under reparametrizations of γ, we have that ( g i ) i is a BV AM upper bound for f on Ω if and only if (A.2) holds for AM Ω -a.e. γ having constant speed. Moreover, as proven in [32, Lemma 2.2], we have that ( g i ) i is a BV AM upper bound for f on Ω if and only if for AM Ω -a.e. γ it holds

(A.3) | D ⁹ ( f ∘ Îł ) | ⁹ ( [ a , b ] ) ≀ lim ÂŻ i → ∞ ⁥ ∫ Îł | [ a , b ] g i   for every  ⁹ a , b ∈ I Îł ⁹  with  ⁹ a < b .

Definition A.5 (AM-BV space [32]).

Let ( X , đ–œ , đ”Ș ) be a metric measure space. Fix a function f ∈ L 1 ⁹ ( đ”Ș ) . Then we say that f belongs to the space BV AM ⁥ ( X ) provided there exist a representative f ÂŻ ∈ ℒ 1 ⁹ ( đ”Ș ) of f and a BV AM upper bound ( g i ) i for f ÂŻ such that

lim ÂŻ i → ∞ ⁥ ∫ g i ⁹ d đ”Ș < + ∞ .

Given any f ∈ BV AM ⁥ ( X ) and Ω ⊆ X open, we define

(A.4) | 𝐃 ⁹ f | AM ⁹ ( Ω ) ≔ inf f ÂŻ , ( g i ) i ⁥ lim ÂŻ i → ∞ ⁥ ∫ Ω g i ⁹ d đ”Ș ,

where the infimum is taken among all representatives f ÂŻ ∈ ℒ 1 ⁹ ( đ”Ș ) of f and all BV AM upper bounds ( g i ) i for f ÂŻ on Ω.

As usual, the set-function | 𝐃 ⁹ f | AM defined in (A.4) can be extended to all Borel sets via a CarathĂ©odory construction as follows:

(A.5) | 𝐃 ⁹ f | AM ⁹ ( B ) ≔ inf ⁥ { | 𝐃 ⁹ f | AM ⁹ ( Ω ) : Ω ⊆ X ⁹  open , B ⊆ Ω }   for every  ⁹ B ⊆ X ⁹  Borel.

As proven in [32], it holds that | 𝐃 ⁹ f | AM as in (A.5) is a finite Borel measure on ( X , đ–œ ) .

Theorem A.6 ( BV AM ⁥ ( X ) = BV ⁥ ( X ) ).

Let ( X , d , m ) be a metric measure space. Then it holds

BV AM ⁡ ( X ) = BV ⁡ ( X ) , | 𝐃 ⁱ f | AM = | 𝐃 ⁱ f |   for every  ⁱ f ∈ BV ⁡ ( X ) .

Proof.

By virtue of Theorem 4.3, it suffices to show BV ⁥ ( X ) ⊆ BV AM ⁥ ( X ) ⊆ BV đ–Œđ— ⁥ ( X ) and

| 𝐃 ⁹ f | đ–Œđ— ⁹ ( Ω ) ≀ | 𝐃 ⁹ f | AM ⁹ ( Ω ) ≀ | 𝐃 ⁹ f | ⁹ ( Ω )   for every  ⁹ f ∈ BV ⁥ ( X ) ⁹  and  ⁹ Ω ⊆ X ⁹  open.

We will prove it in two steps.

Step 1. First, we want to prove that BV ⁥ ( X ) ⊆ BV AM ⁥ ( X ) and that | 𝐃 ⁹ f | AM ⁹ ( Ω ) ≀ | 𝐃 ⁹ f | ⁹ ( Ω ) for every f ∈ BV ⁥ ( X ) and Ω ⊆ X open. Thanks to Theorem 2.10, we can find a sequence ( f i ) i ⊆ LIP loc ( Ω ) ∩ L 1 ( đ”Ș | Ω ) such that f i → f in L 1 ( đ”Ș | Ω ) and ∫ Ω lip a ⁥ ( f i ) ⁹ d đ”Ș → | 𝐃 ⁹ f | ⁹ ( Ω ) . Fix a representative f ÂŻ ∈ ℒ 1 ( đ”Ș | Ω ) of f. It follows from Fuglede’s lemma [14, Lemma 2.1] that (up to a not relabelled subsequence) it holds that ∫ Îł | f i - f ÂŻ | → 0 as i → ∞ for AM Ω -a.e. Îł. In particular, we have that f i ∘ Îł → f ÂŻ ∘ Îł strongly in L 1 ⁹ ( 0 , 1 ) for AM Ω -a.e. Îł having constant speed. By using the lower semicontinuity of the total variation measures, we thus obtain that

| D ⁹ ( f ÂŻ ∘ Îł ) | ⁹ ( I Îł ) ≀ lim ÂŻ i → ∞ ⁥ | D ⁹ ( f i ∘ Îł ) | ⁹ ( I Îł )
= lim ÂŻ i → ∞ ⁥ ∫ min ⁥ I Îł max ⁥ I Îł | ( f i ∘ Îł ) t â€Č | ⁹ d t
≀ lim ÂŻ i → ∞ ⁥ ∫ min ⁥ I Îł max ⁥ I Îł lip a ⁥ ( f i ) ⁹ ( Îł t ) ⁹ | Îł ˙ t | ⁹ d t
= lim ÂŻ i → ∞ ⁥ ∫ Îł lip a ⁥ ( f i ) .

This shows that ( lip a ⁥ ( f i ) ) i is a BV AM upper bound for f ¯ on Ω. Therefore, we conclude that

| 𝐃 ⁹ f | AM ⁹ ( Ω ) ≀ lim ÂŻ i ⁥ ∫ Ω lip a ⁥ ( f i ) ⁹ d đ”Ș = | 𝐃 ⁹ f | ⁹ ( Ω ) ,

as desired.

Step 2. Next, we aim to prove that BV AM ⁥ ( X ) ⊆ BV đ–Œđ— ⁥ ( X ) and that | 𝐃 ⁹ f | đ–Œđ— ⁹ ( Ω ) ≀ | 𝐃 ⁹ f | AM ⁹ ( Ω ) for every f ∈ BV AM ⁥ ( X ) and Ω ⊆ X open. Given any Δ > 0 , pick a representative f ÂŻ ∈ ℒ 1 ⁹ ( đ”Ș ) of f and a BV AM upper bound ( g i ) i for f ÂŻ on Ω such that lim ÂŻ i ⁥ ∫ Ω g i ⁹ d đ”Ș ≀ | 𝐃 ⁹ f | AM ⁹ ( Ω ) + Δ . Fix a family Γ ⊆ 𝒞 ⁹ ( Ω ) such that AM ⁥ ( Γ ) = 0 and (A.3) holds for all Îł ∉ Γ . In light of Remark A.3, we can also assume without loss of generality that if σ ∈ Γ , then any curve Îł ∈ 𝒞 ⁹ ( X ) having σ as a subcurve belongs to Γ. Now, let 𝝅 be a given ∞ -test plan on ( X , đ–œ , đ”Ș ) . By applying Lemma A.2, we can find a Borel set Γ 0 ⊆ C ⁹ ( [ 0 , 1 ] , X ) such that Γ ∩ C ⁹ ( [ 0 , 1 ] , X ) ⊆ Γ 0 and 𝝅 ⁹ ( Γ 0 ) = 0 . Now, fix Îł ∈ LIP ⁥ ( [ 0 , 1 ] , X ) ∖ Γ 0 and 0 < a < b < 1 with Îł ⁹ ( ( a , b ) ) ⊆ Ω . Given that Îł ∉ Γ , we have that Îł | [ a , b ] ∉ Γ as well. Thus accordingly,

| D ⁹ ( f ÂŻ ∘ Îł ) | ⁹ ( ( a , b ) ) ≀ | D ⁹ ( f ÂŻ ∘ Îł ) | ⁹ ( [ a , b ] )
≀ lim ÂŻ i → ∞ ⁥ ∫ Îł | [ a , b ] g i   ( by (A.3) )
= lim ÂŻ i → ∞ ⁥ ∫ a b g i ⁹ ( Îł t ) ⁹ | Îł ˙ t | ⁹ d t .

This shows that ( g i ) i is a curvewise bound for f on Ω. In particular, we deduce that

| 𝐃 ⁹ f | đ–Œđ— ⁹ ( Ω ) ≀ lim ÂŻ i → ∞ ⁥ ∫ Ω g i ⁹ d đ”Ș ≀ | 𝐃 ⁹ f | AM ⁹ ( Ω ) + Δ ,

whence, by letting Δ ↘ 0 , we conclude that | 𝐃 ⁹ f | đ–Œđ— ⁹ ( Ω ) ≀ | 𝐃 ⁹ f | AM ⁹ ( Ω ) , as desired. ∎

B Master test plan for W 1 , 1 on RCD spaces

In [20], many definitions of 1-Sobolev spaces are presented and inclusions between them are discussed. Here, we consider the notion of a space W 1 , 1 ⁱ ( X ) defined in duality with ∞ -test plans (which, in [20], is denoted by w - W 1 , 1 ⁱ ( X ) ).

Definition B.1 (The space W 1 , 1 ⁹ ( X ) ).

Let ( X , đ–œ , đ”Ș ) be a metric measure space. We say that f ∈ W 1 , 1 ⁹ ( X ) provided f ∈ L 1 ⁹ ( đ”Ș ) and there exists G ∈ L 1 ⁹ ( đ”Ș ) non-negative, called 1-weak upper gradient of f, so that

| f ⁹ ( Îł 1 ) - f ⁹ ( Îł 0 ) | ≀ ∫ G ⁹ ( Îł t ) ⁹ | Îł ˙ t | ⁹ d t   for  ⁹ 𝝅 ⁹ -a.e.  ⁹ Îł

for every ∞ -test plan 𝝅 .

The đ”Ș -a.e. minimal G satisfying the above, denoted by | D ⁹ f | 1 , is called minimal 1-weak upper gradient.

Notice that the well-posedness of the above definition follows from standard considerations as in Remark 2.8. We claim now that W 1 , 1 ⁱ ( X ) ⊆ BV ⁡ ( X ) . Fix any f ∈ W 1 , 1 ⁱ ( X ) . Given an arbitrary ∞ -test plan 𝝅 , it is standard to see that for 𝝅 -a.e. γ we have

f ∘ Îł ∈ W 1 , 1 ⁹ ( 0 , 1 )   and   ( f ∘ Îł ) t â€Č ≀ | D ⁹ f | 1 ⁹ ( Îł t ) ⁹ | Îł ˙ t |

for a.e. t ∈ [ 0 , 1 ] (note, e.g., in [20, Section 4.6] the inclusion with the Beppo Levi space W BL 1 , 1 ). Moreover, for every B ⊆ X Borel and every ∞ -test plan 𝝅 , we can therefore estimate

∫ Îł # ⁹ | D ⁹ ( f ∘ Îł ) | ⁹ ( B ) ⁹ d 𝝅 = ∏ 0 1 𝟙 Îł - 1 ⁹ ( B ) ⁹ ( t ) ⁹ ( f ∘ Îł ) â€Č ⁹ ( t ) ⁹ d t ⁹ d 𝝅
≀ Lip ⁥ ( 𝝅 ) ⁹ ∏ 0 1 ( 𝟙 B ⁹ | D ⁹ f | 1 ) ∘ e t ⁹ d t ⁹ d 𝝅
≀ Lip ⁥ ( 𝝅 ) ⁹ ∫ B | D ⁹ f | 1 ⁹ d đ”Ș .

All in all, the above shows at the same time that f ∈ BV ⁥ ( X ) and | 𝐃 ⁹ f | ≀ | D ⁹ f | 1 ⁹ đ”Ș .

Unfortunately, it is not always true that if f ∈ BV ⁥ ( X ) with | 𝐃 ⁹ f | â‰Ș đ”Ș , then f belongs to W 1 , 1 ⁹ ( X ) and d ⁹ | 𝐃 ⁹ f | d ⁹ đ”Ș is a 1-weak upper gradient. The reason is (see the discussion at the beginning of [20, Section 4.6 and Example 4.5.4]) that the BV-condition requires f ∘ Îł to be only BV ⁥ ( 0 , 1 ) along a.e. curve, while the W 1 , 1 -condition requires the composition f ∘ Îł to be absolutely continuous. This discrepancy allows in general for the existence of counterexamples. Nevertheless, as proven in [24], this is not the case in the đ–±đ–ąđ–Ł ⁹ ( K , N ) setting [23]. Given that the content of the current section is used nowhere in the rest of this paper, we shall not provide the reader with the exact definition of the đ–±đ–ąđ–Ł ⁹ ( K , N ) -condition and refer to the references given in Section 1. Here we will just use that they are also 𝖱𝖣 ⁹ ( K , N ) spaces and that, thanks to [24, Remark 3.5], on đ–±đ–ąđ–Ł ⁹ ( K , N ) -spaces, for some K ∈ ℝ and N ∈ [ 1 , ∞ ) , it holds that

(B.1) f ∈ BV ⁥ ( X ) ⁹  with  ⁹ | 𝐃 ⁹ f | â‰Ș đ”Ș   if and only if   f ∈ W 1 , 1 ⁹ ( X ) .

Moreover, in this case, | D ⁹ f | 1 = d ⁹ | 𝐃 ⁹ f | d ⁹ đ”Ș at đ”Ș -a.e. point. Therefore, building on top of [19, 1] and our Theorem 3.10, we are then able to prove the following theorem.

Theorem B.2.

Let ( X , d , m ) be an RCD ⁹ ( K , N ) space with N < ∞ and m finite. Then there exists an ∞ -test plan, denoted by π m and concentrated on geodesics, so that if f , G ∈ L 1 ⁹ ( m ) are such that f ∘ Îł ∈ W 1 , 1 ⁹ ( 0 , 1 ) for 𝛑 m -a.e. Îł ∈ AC ⁥ ( [ 0 , 1 ] , X ) and

(B.2) | d d ⁹ t ⁹ f ⁹ ( Îł t ) | ≀ G ⁹ ( Îł t ) ⁹ | Îł ˙ t |   for  ⁹ ( 𝝅 𝗆 ⊗ ℒ 1 ) ⁹ -a.e.  ⁹ ( Îł , t ) ,

then f ∈ W 1 , 1 ⁹ ( X ) and G is a 1-weak upper gradient.

Proof.

Since đ–±đ–ąđ–Ł ⁹ ( K , N ) spaces are non-branching [19, Theorem 1.3], we know from Theorem 3.10 that we can find a countable collection Π of ∞ -test plans concentrated on geodesics which is a master family for BV ⁥ ( X ) . An argument as in the proof of Theorem 4.6 gives rise to, out of the countable collection Π, a single ∞ -test plan 𝝅 𝗆 which is concentrated on geodesics with length at most 1 and satisfying the key property:

Γ ⁱ  is  ⁱ 𝝅 𝗆 ⁱ -negligible   if and only if   Γ ⁱ  is  ⁱ 𝝅 ⁱ -negligible  for all  ⁱ 𝝅 ∈ Π ,

for every Borel Γ ⊆ C ⁹ ( [ 0 , 1 ] , X ) . Finally, f , G ∈ L 1 ⁹ ( đ”Ș ) satisfy (B.2) if and only if

| d d ⁹ t ⁹ f ⁹ ( Îł t ) | ≀ G ⁹ ( Îł t ) ⁹ | Îł ˙ t |   for  ⁹ ( 𝝅 ⊗ ℒ 1 ) ⁹ -a.e.  ⁹ ( Îł , t ) ⁹  for all  ⁹ 𝝅 ∈ Π .

This implies that for 𝝅 -a.e. γ it holds that f ∘ γ ∈ BV ⁡ ( 0 , 1 ) (in fact, it is absolutely continuous) with

| D ⁹ ( f ∘ Îł ) | ⁹ ( I ) ≀ ∫ I G ⁹ ( Îł t ) ⁹ | Îł ˙ t | ⁹ d t

for every I ⊆ [ 0 , 1 ] Borel and 𝝅 ∈ Π . Thus, we reach

∫ Îł # ⁹ | D ⁹ ( f ∘ Îł ) | ⁹ ( B ) ⁹ d 𝝅 ⁹ ( Îł ) ≀ ∏ 0 1 𝟙 Îł - 1 ⁹ ( B ) ⁹ ( t ) ⁹ G ⁹ ( Îł t ) ⁹ | Îł ˙ t | ⁹ d t ⁹ d 𝝅 ⁹ ( Îł )
≀ Lip ⁥ ( 𝝅 ) ⁹ ∏ 0 1 ( 𝟙 B ⁹ G ) ∘ e t ⁹ d t ⁹ d 𝝅
≀ Comp ⁥ ( 𝝅 ) ⁹ Lip ⁥ ( 𝝅 ) ⁹ ∫ B G ⁹ d đ”Ș

for every B ⊆ X Borel and 𝝅 ∈ Π . This means that f ∈ BV Π ⁥ ( X ) and | 𝐃 ⁹ f | Π ≀ G ⁹ đ”Ș . By Theorem 3.10, this immediately implies that f ∈ BV ⁥ ( X ) with | 𝐃 ⁹ f | ≀ G ⁹ đ”Ș and, by recalling (B.1), also the conclusion. ∎

Acknowledgements

The authors would like to thank Nicola Gigli for having suggested Remark 3.9, as well as the anonymous referees for their useful comments and suggestions.

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Received: 2021-09-22
Revised: 2022-01-17
Accepted: 2022-02-04
Published Online: 2022-05-31
Published in Print: 2023-10-01

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