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Quality improvement for reducing utilization drift in hypoxic-ischemic encephalopathy management

  • Katherine Carlton , Erwin Cabacungan , Samuel J. Adams und Susan S. Cohen ORCID logo EMAIL logo
Veröffentlicht/Copyright: 3. November 2020

Abstract

Objectives

Therapeutic hypothermia is an effective neuroprotective intervention for infants with moderate or severe hypoxic-ischemic encephalopathy (HIE). With the introduction of new medical therapy comes a learning curve with regards to its proper implementation and understanding of eligibility guidelines. We hypothesized that variation in patient selection and lack of adherence to established protocols contributed to the utilization drift away from the original eligibility guidelines.

Methods

A retrospective cohort study was conducted including infants who received therapeutic hypothermia in the neonatal intensive care unit (NICU) for HIE to determine utilization drift. We then used QI methodology to address gaps in medical documentation that may lead to the conclusion that therapeutic hypothermia was inappropriately applied.

Results

We identified 54% of infants who received therapeutic hypothermia who did not meet the clinical, physiologic, and neurologic examination criteria for this intervention based on provider admission and discharge documentation within the electronic medical record (EMR). Review of the charts identified incomplete documentation in 71% of cases and led to the following interventions: 1) implementation of EMR smartphrases; 2) engagement of key stakeholders and education of faculty, residents, and neonatal nurse practitioners; and 3) performance measurement and sharing of data. We were able to improve both adherence to the therapeutic hypothermia guidelines and achieve 100% documentation of the modified Sarnat score.

Conclusions

Incomplete documentation can lead to the assumption that therapeutic hypothermia was inappropriately applied when reviewing a patient’s EMR. However, in actual clinical practice physicians follow the clinical guidelines but are not documenting their medical decision making completely. QI methodology addresses this gap in documentation, which will help determine the true utilization drift of therapeutic hypothermia in future studies.


Corresponding author: Susan S. Cohen, Associate Professor, Department of Pediatrics, Division of Neonatology, Children’s Corporate Center, 999 N. 92nd Street, Suite C410, Milwaukee, 53226, WI, USA, Phone: +414 266 2797, Fax: 414 266 6979, E-mail:

Funding source: National Center for Research Resources

Funding source: National Center for Advancing Translational Sciences

Funding source: National Institutes of Health

Award Identifier / Grant number: UL1TR001436

Funding source: Medical College of Wisconsin

Acknowledgments

This study was supported by the National Center for Research Resources and the National Center for Advancing Translational Sciences, National Institutes of Health, through Grant Number UL1TR001436. Its contents are solely the responsibility of the authors and do not necessarily represent the official views of the NIH. We would like to thank the MCW Division of Neonatology and the members of the CHW Neonatal Neurocritical Care Program for their support.

  1. Research funding: None declared.

  2. Author contributions: All authors have accepted responsibility for the entire content of this manuscript and approved its submission.

  3. Competing interests: Authors state no conflict of interest.

  4. Ethical approval: Approval was granted through Children’s Wisconsin Institutional Review Board with waiver of informed consent.

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Supplementary Material

The online version of this article offers supplementary material (https://doi.org/10.1515/jpm-2020-0095).


Received: 2020-03-10
Accepted: 2020-10-15
Published Online: 2020-11-03
Published in Print: 2021-03-26

© 2020 Walter de Gruyter GmbH, Berlin/Boston

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