Home Physical Sciences Nonlinear solution for cylindrical cavity expansion in strain-softening geomaterials
Article
Licensed
Unlicensed Requires Authentication

Nonlinear solution for cylindrical cavity expansion in strain-softening geomaterials

  • , EMAIL logo , and
Published/Copyright: January 23, 2026

Abstract

This study presents a nonlinear solution for cavity expansion on the basis of unified strength theory, and considers the influence of strain-softening and drained condition. By assuming that the small-strain in elastic region, and large-strain in softening and plastic flow region, instead of, the assumption of elastic region and plastic region were usually used in calculation. The initial stress may be anisotropic due to the influence of the initial consolidation of geomaterials. Besides, a drained cylindrical cavity expansion analysis definitely will be more suitable for the interpretation of in situ soil testing in geomaterials with very high permeability. In the end, some data are conducted to verify the suitability of this study. The research results provide a theoretical basis for the analysis of cavity expansion in geomaterials with very high permeability, and have a certain reference value for similar engineering designs.


Corresponding author: Yingke Liu, School of Safety Engineering, China University of Mining and Technology, Xuzhou, 221116, China, E-mail: 

Funding source: the Science and Technology Planning Project of Jiangsu Province (BK20231079)

Award Identifier / Grant number: BK20231079

Funding source: the Foundation of State Key Laboratory of Mountain Bridge and Tunnel Engineering

Award Identifier / Grant number: SKLBT-2213

Funding source: the National Natural Science Foundation of China

Award Identifier / Grant number: U24B2044

Funding source: the Doctor of entrepreneurship and innovation in Jiangsu Province (JSSCBS20221497)

Award Identifier / Grant number: JSSCBS20221497

Acknowledgements

This work was supported by the National Natural Science Foundation of China (U24B2044), National Science and Technology Major Project(2025ZD1011001-4), the Doctor of Entrepreneurship and Innovation in Jiangsu Province (JSSCBS20221497), the Science and Technology Planning Project of Jiangsu Province (BK20231079), the Open Fund of the State Key Laboratory of Coalburst Theory and Prevention Technology National Mine Safety Administration (Preparatory) (Grant No. KFJJ-2025-0020), State Key Laboratory Cultivation Base for Gas Geology and Gas Control (Henan Polytechnic University) (WS2025B07).

  1. Research ethics: Not applicable.

  2. Informed consent: Not applicable.

  3. Author contributions: This manuscript is an original work conducted by the undersigned authors and has not been published or submitted elsewhere for publication. All listed authors have made significant contributions to the research.

  4. Use of Large Language Models, AI and Machine Learning Tools: None declared.

  5. Conflict of interest: No conflict of interest exits in the submission of this manuscript, and manuscript entitled “Nonlinear solution for cylindrical cavity expansion in strain-softening geomaterials” is approved by all authors for publication. I would like to declare on behalf of my co-authors that the work described was original research that has not been published previously, and not under consideration for publication elsewhere, in whole or in part.

  6. Research funding: This work was supported by the National Natural Science Foundation of China (U24B2044), National Science and Technology Major Project(2025ZD1011001-4), the Doctor of Entrepreneurship and Innovation in Jiangsu Province (JSSCBS20221497), the Science and Technology Planning Project of Jiangsu Province (BK20231079), the Open Fund of the State Key Laboratory of Coalburst Theory and Prevention Technology National Mine Safety Administration (Preparatory) (Grant No. KFJJ-2025-0020), State Key Laboratory Cultivation Base for Gas Geology and Gas Control (Henan Polytechnic University) (WS2025B07).

  7. Data availability: Some or all data, models, or code that support the findings of this study are available from the corresponding author upon reasonable request.

Appendix A. Derivation of the radius ratio (r b /a)

By assuming that the continuous deformation around the cavity is geometrically self-similar according to Yu and Carter [40]. When the current radius has a small increment dr b , and the corresponding displacement is du, du = dr = Vdr b , V is the relative velocity [40], u is a function of the current radius r and the radius r b , namely, u = u(r, r b ), r b and r are two independent variables. According to Yu and Carter [40]; the differential equation can be expressed, in order to avoid excessive repetition, there is no detailed description of this differential equation. The detailed derivation of this differential equation can be referred to the paper of Yu and Carter [40];

(A.1) V r + ζ V β r = ξ β σ r r b + V σ r r

where

(A.2) ξ = 1 M β ν 1 ν + 1 M R ( 1 2 ν ) + 2 ν β ν 1 ν M = E 1 v 2 β = 1 + sin ψ / 1 sin ψ

E is the Young’s modulus of the geomaterial.

Therefore,

(A.3) V r + P ( r ) V = Q ( r )

where

(A.4) P ( r ) = 1 β r ξ q ( R 1 ) R β r r b r R 1 R

(A.5) Q ( r ) = s r b r b r R 1 R

(A.6) q = σ r b + 1 R 1 σ 0

(A.7) s = ξ q R 1 R β

According to Eqs. (5) and (7),

(A.8) V r = r b = 2 δ δ = σ r b σ h 0 2 G

The Eq. (A.1) can also be obtained,

(A.9) V = exp ξ q β r b r R 1 R n = 0 H n r b r ( R 1 ) ( 1 + n ) R 1 + 2 δ exp ξ q β n = 0 H n r b r 1 β

where

(A.10) H n = 1 n ! ξ q β n R β s R + R β β ( R 1 ) ( 1 + n )

For the cavity wall r = a, V = da/dr b , therefore,

(A.11) d a d r b = exp ξ q β r b r R 1 R n = 0 H n r b r ( R 1 ) ( 1 + n ) R 1 + 2 δ exp ξ q β n = 0 H n r b r 1 β

The geometrically similar can be written [40],

(A.12) d a d r b = a r b

References

[1] R. F. Bishop, R. Hill, and N. F. Mott, “Theory of identation and hardness tests,” Proc. Phys. Soc., vol. 57, pp. 147–159, 1945, https://doi.org/10.1088/0959-5309/57/3/301.Search in Google Scholar

[2] H. Matsuoka and T. Nakai, “Stress-deformation and strength characteristics of soil under three different principal stresses,” Proc. Jap. Soc. Civ. Eng., vol. 23, no. 2, pp. 59–70, 1974, https://doi.org/10.2208/jscej1969.1974.23259.Search in Google Scholar

[3] J. M. O. Hughes, C. P. Wroth, and D. Windle, “Pressuremeter tests in sands,” Géotechnique, vol. 27, no. 4, pp. 455–472, 1977, https://doi.org/10.1680/geot.1977.27.4.455.Search in Google Scholar

[4] P. V. Lade, “Elasto-plastic stress-strain theory for cohesionless soil with curved yield surfaces,” Int. J. Solids Struct., vol. 13, no. 11, pp. 1019–1035, 1977, https://doi.org/10.1016/0020-7683(77)90073-7.Search in Google Scholar

[5] N. Matsuoka, “Prediction of plane strain strength for soils from triaxial compression,” in In Proc., 10th Int. Conf. Soil Mechan. Found. Engineer., Stockholm, Sweden, SMFE, 1981, pp. 682–683.Search in Google Scholar

[6] I. Vardoulakis and P. Papanastasiou, “Bifurcation analysis of deep boreholes: I. Surface instabilities,” Int. J. Num. Anal. Meth. Geomech., vol. 12, no. 4, pp. 379–399, 1988, https://doi.org/10.1002/nag.1610120404.Search in Google Scholar

[7] P. Papanastasiou and I. Vardoulakis, “Bifurcation analysis of deep boreholes: II. Scale effect,” Int. J. Num. Anal. Meth. Geomech., vol. 13, no. 2, pp. 183–198, 1989, https://doi.org/10.1002/nag.1610130206.Search in Google Scholar

[8] H. S. Yu and G. T. Houlsby, “Finite cavity expansion in dilatant soils: Loading analysis,” Géotechnique, vol. 41, no. 2, pp. 173–183, 1991, https://doi.org/10.1680/geot.1991.41.2.173.Search in Google Scholar

[9] P. Papanastasiou and I. Vardoulakis, “Numerical treatment of progressive localization in relation to borehole stability,” Int. J. Num. Anal. Meth. Geomech., vol. 16, no. 6, pp. 389–424, 1992, https://doi.org/10.1002/nag.1610160602.Search in Google Scholar

[10] H. Matsuoka and D. A. Sun, “Extension of spatially mobilized plane (SMP) to frictional and cohesive materials and its application to cemented sands,” Soils Found., vol. 35, no. 4, pp. 63–72, 1995, https://doi.org/10.3208/sandf.35.4_63.Search in Google Scholar

[11] P. Papanastasiou and D. Durban, “Elastoplastic analysis of cylindrical cavity problems in geomaterials,” Int. J. Numer. Anal. Methods Geomech., vol. 21, no. 2, pp. 133–149, 1997a, https://doi.org/10.1002/(SICI)1096-9853(199702)21:2<133:AID-NAG866>3.0.CO;2-A.10.1002/(SICI)1096-9853(199702)21:2<133::AID-NAG866>3.0.CO;2-ASearch in Google Scholar

[12] D. Durban and P. Papanastasiou, “Elastoplastic response of pressure sensitive solids,” Int. J. Num. Anal. Meth. Geomech., vol. 21, no. 7, pp. 423–441, 1997b, https://doi.org/10.1002/(SICI)1096-9853(199707)21:7(423::AID-NAG882)3.0.CO;2-T.10.1002/(SICI)1096-9853(199707)21:7<423::AID-NAG882>3.0.CO;2-TSearch in Google Scholar

[13] A. Zervos, P. Papanastasiou, and I. Vardoulakis “Vardoulakis, Modelling of localization and scale effect in thick-walled cylinders with gradient elastoplasticity.” Int. J. Solids Struct., vol. 38, no. 30, pp. 5081–5095, 2001, https://doi.org/10.1016/S0020-7683(00)00337-1.Search in Google Scholar

[14] D. Shuttle, “Cylindrical cavity expansion and contraction in Tresca soil,” Géotechnique, vol. 57, no. 3, pp. 305–308, 2007, https://doi.org/10.1680/geot.2007.57.3.305.Search in Google Scholar

[15] A. Zervos, I. Vardoulakis, and P. Papanastasiou, “Influence of nonassociativity on localization and failure in geomechanics based on gradient elastoplasticity,” Int. J. Geomech., vol. 7, no. 1, pp. 63–74, 2007, https://doi.org/10.1061/(ASCE)1532-3641(2007)7:1(63).10.1061/(ASCE)1532-3641(2007)7:1(63)Search in Google Scholar

[16] W. Frikha and M. Bouassida, “Cylindrical cavity expansion in elastoplastic medium with a variable potential flow,” Int. J. Geomech., vol. 13, no. 1, pp. 19–15, 2013, https://doi.org/0.1061/(ASCE)GM.1943-5622.0000166.10.1061/(ASCE)GM.1943-5622.0000166Search in Google Scholar

[17] K. Patsalides and P. Papanastasiou, “Influence of hardening and softening on limit pressure of cylindrical cavity expansion,” Int. J. Geomech., vol. 19, no. 4, p. 04019011, 2019, https://doi.org/10.1061/(ASCE)GM.1943-5622.0001366.Search in Google Scholar

[18] H. Liu, S. Nagula, H. P. Jostad, L. Piciullo, and F. Nadim, “Considerations for using critical state soil mechanics based constitutive models for capturing static liquefaction failure of tailings dams,” Comput. Geotech., vol. 167, p. 106089, 2024, https://doi.org/10.1016/j.compgeo.2024.106089.Search in Google Scholar

[19] A. S. Vesic, “Expansion of cavities in infinite soil mass,” J. Soil Mech. Found. Div., vol. 98, no. 3, pp. 265–290, 1972, https://doi.org/10.1061/JSFEAQ.0001740.Search in Google Scholar

[20] M. F. Randolph, J. P. Carter, and C. P. Wroth, “Driven piles in clay–the effects of installation and subsequent consolidation,” Géotechnique, vol. 29, no. 4, pp. 361–393, 1979, https://doi.org/10.1680/geot.1979.29.4.361.Search in Google Scholar

[21] D. C. Lukic, A. D. Prokic, and S. V. Brcic, “Stress state around cylindrical cavities in transversally isotropic rock mass,” Geomech. Eng., vol. 6, no. 3, pp. 213–233, 2014, https://doi.org/10.12989/gae.2014.6.3.213.Search in Google Scholar

[22] S. L. K. L. Chen, J. Castro, and N. Sivasithamparam, “Discussion: Undrained cylindrical cavity expansion in anisotropic critical state soils,” Géotechnique, vol. 69, no. 11, pp. 1–11, 2018a, https://doi.org/10.1680/jgeot.18.D.009.Search in Google Scholar

[23] T. Cheng et al.., “Improvement of the cavity expansion theory for the measurement of strain softening in over consolidated saturated clay,” Measurement, vol. 119, pp. 156–166, 2018, https://doi.org/10.1016/j.measurement.2018.01.069.Search in Google Scholar

[24] N. Sivasithamparam and J. Castro, “Undrained expansion of a cylindrical cavity in clays with fabric anisotropy: Theoretical solution,” Acta Geotech, vol. 13, no. 3, pp. 729–746, 2018, https://doi.org/10.1007/s11440-017-0587-4.Search in Google Scholar

[25] N. Sivasithamparam and J. Castro, “Undrained cylindrical cavity expansion in clays with fabric anisotropy and structure: Theoretical solution,” Comput. Geotech., vol. 120, no. 1, p. 103386, 2020, https://doi.org/10.1016/j.compgeo.2019.103386.Search in Google Scholar

[26] S. Thiyyakkandi, “Analysis of cavity expansion and contraction in unsaturated residual soils,” Geomech. Eng., vol. 28, no. 4, pp. 405–419, 2022, https://doi.org/10.12989/gae.2022.28.4.405.Search in Google Scholar

[27] B. Kumar and J. P. Sahoo, “Stability assessment of unlined tunnels with semicircular arch and straight sides in anisotropic clay,” Geomech. Eng., vol. 35, no. 2, pp. 149–163, 2023. https://doi.org/10.12989/gae.2023.35.2.149.Search in Google Scholar

[28] J. P. Carter, J. R. Booker, and S. K. Yeung, “Cavity expansion in cohesive frictional soils,” Géotechnique, vol. 36, no. 3, pp. 349–358, 1986, https://doi.org/10.1680/geot.1986.36.3.349.Search in Google Scholar

[29] R. Salgado and M. Prezzi, “Computation of cavity expansion pressure and penetration resistance in sands,” Int. J. Geomech., vol. 7, no. 4, pp. 251–265, 2007, https://doi.org/10.1061/(ASCE)1532-3641(2007)7:4(251).10.1061/(ASCE)1532-3641(2007)7:4(251)Search in Google Scholar

[30] Y. M. Sheng, C. Li, M. Y. Xiao, and Z. Jin-feng, “Numerical solutions for strain-softening surrounding rock under three-dimensional principal stress condition,” Int. J. Nonlin. Sci. Num., vol. 23, no. 5, pp. 685–700, 2022, https://doi.org/10.1515/ijnsns-2019-0253.Search in Google Scholar

[31] C. Fang, G. Mei, W. Yu, W. Wang, W. Hu, and G. Wu, “DEM for investigating the mechanical properties of porous rock-like materials under uniaxial compression,” Comput. Geotech., vol. 170, p. 106307, 2024, https://doi.org/10.1016/j.compgeo.2024.106307.Search in Google Scholar

[32] C. Liu, J. Zhang, S. Wu, J. Qi, B. Yu, and L. Wang, “Experimental study on permeability evolution of deep high-stressed coal under major horizontal stress unloading paths,” Int. J. Min. Sci. Techno., vol. 34, no. 11, pp. 1495–1508, 2024, https://doi.org/10.1016/j.ijmst.2024.10.004.Search in Google Scholar

[33] S. L. Chen and Y. N. Abousleiman, “Exact drained solution for cylindrical cavity expansion in modified Cam Clay soil,” Géotechnique, vol. 63, no. 6, p. 510, 2013, https://doi.org/10.1680/geot.11.P.088.Search in Google Scholar

[34] A. R. Russell and N. Khalili, “Drained cavity expansion in sands exhibiting particle crushing,” Int. J. Numer. Anal. Methods Geomech., vol. 26, no. 4, pp. 323–340, 2002, https://doi.org/10.1002/nag.203.Search in Google Scholar

[35] J. F. Zou and Z. Q. Xia, “Closed-form solution for cavity expansion in strain-softening and undrained soil mass based on the unified strength failure criterion,” Int. J. Geomech., vol. 17, no. 9, p. 04017046, 2017, https://doi.org/10.1061/(ASCE)GM.1943-5622.0000927.Search in Google Scholar

[36] S. L. Chen, Y. N. Abousleiman, and K. K. Muraleetharan, “Closed-form elastoplastic solution for the wellbore problem in strain hardening/softening rock formations,” Int. J. Geomech., vol. 12, no. 4, pp. 494–507, 2011, https://doi.org/10.1061/(ASCE)GM.1943-5622.0000157.Search in Google Scholar

[37] M. H. Yu, “Twin shear stress yield criterion,” Int. J. Mech. Sci., vol. 25, no. 1, pp. 71–74, 1983, https://doi.org/10.1016/0020-7403(83)90088-7.Search in Google Scholar

[38] M. H. Yu, Unified Strength Theory and Applications, New York, Springer-Verlag Berlin Heidelberg, 2004.Search in Google Scholar

[39] C. Zhao, Y. B. Wang, C. Zhao, Y. Wu, and Y. Fei, “Analysis of drained cavity unloading-contraction considering different degrees of intermediate principal stress with unified strength theory,” Int. J. Geomech., vol. 20, no. 7, p. 04020086, 2020, https://ascelibrary.org/doi/full/10.1061/%28ASCE%29GM.1943-5622.0001703.10.1061/(ASCE)GM.1943-5622.0001703Search in Google Scholar

[40] H. S. Yu and J. P. Carter, “Rigorous similarity solutions for cavity expansion in cohesive-frictional soils,” Int. J. Geomech., vol. 2, no. 2, pp. 233–258, 2002, https://doi.org/10.1061/(ASCE)1532-3641(2002)2:2(233).10.1061/(ASCE)1532-3641(2002)2:2(233)Search in Google Scholar

[41] H. Tu, C. Qiao, and Z. Han, “Elastic-brittle-plastic analysis of the radial subgrade modulus for a circular cavity based on the generalized nonlinear unified strength criterion,” Tunnel. Underg. Spa. Techno., vol. 71, no. 1, pp. 623–636, 2018. https://doi.org/10.1016/j.tust.2017.11.004.Search in Google Scholar

Received: 2024-07-10
Accepted: 2026-01-05
Published Online: 2026-01-23

© 2026 Walter de Gruyter GmbH, Berlin/Boston

Downloaded on 23.3.2026 from https://www.degruyterbrill.com/document/doi/10.1515/jncds-2024-0083/html
Scroll to top button