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Diversified occupation and communication program versions for persons with acquired neurological damage and multiple disabilities

  • Giulio E. Lancioni EMAIL logo , Nirbhay N. Singh , Mark F. O’Reilly , Jeff Sigafoos , Fiora D’Amico , Francesca Buonocunto , Jorge Navarro , Crocifissa Lanzilotti and Gloria Alberti
Published/Copyright: July 18, 2016

Abstract

Background:

Persons with acquired neurological damage and multiple disabilities can be largely dependent on their caregivers, unless technology-aided programs are available to support them.

Objective:

This study extended the assessment of a technology-aided program recently developed to help these persons achieve independent occupations and communicate effectively.

Subjects:

Seven participants were involved in the study.

Method:

The program relied on: (a) a computer for presenting the occupation and communication options (e.g. songs, television, and text messaging); and (b) microswitches for helping the participants access those options with small responses. The program was diversified (in terms of options available and responses/microswitches used) according to the participants’ characteristics and interests, and thus multiple program versions were set up and assessed.

Results:

The participants successfully used the individualized versions of the program and, accordingly, managed independent occupation and communication (i.e. remaining engaged for means of about 60%–90% of the session times).

Conclusion:

A technology-aided program can be adapted to persons with acquired neurological damage and multiple disabilities to support their independent occupations and communication engagements.

Introduction

Persons with acquired neurological (i.e. brain or spinal cord) damage and extensive motor impairment combined with cognitive-functional and/or language disabilities may be largely dependent on caregivers for their occupational engagements and for all or much of their communication requirements [15]. This dependence has broad negative implications in terms of the opportunities available, personal self-determination/initiative and choice, as well as social status [3, 68].

Any possibility of alleviating this situation and promoting the persons’ active involvement in starting/choosing occupations and communication events may depend on the availability of a program supported by basic technology [912]. Such technology would be expected to provide the persons with: (a) occupation and communication options that match their interests and overall skills; and (b) an opportunity to access those options through minimal responses available in their repertoire, thus bypassing their motor impairment [1218].

Recent studies have demonstrated the possibility of arranging such a technology-aided program and enabling persons with acquired neurological damage and multiple disabilities to achieve independent, functional engagement [16, 1921]. For example, Lancioni et al. [21] set up a program to enable a man with cervical spinal cord injury and a post-coma man with complex multiple disabilities to access songs and videos, make requests, and manage text messages and phone calls. These options were presented on a computer screen and activated through a small pressure microswitch/sensor by the man with spinal cord injury and light screen touches by the post-coma man. To help the latter participant who had no vocal utterances with requests and phone calls, a series of words and phrases were made available on the computer screen that could be activated with the aforementioned screen touches. Both participants succeeded in using the program.

While the results of the aforementioned study and others in the area (also including persons with amyotrophic lateral sclerosis) [19, 2123] can be considered encouraging, the number of participants involved is rather small and studies with additional participants are needed to extend the evidence available. New studies may need to be conceived as systematic replication efforts, that is, efforts in which variations are introduced in the general program conditions [24]. In fact, new participants may present important differences in motor and functional skills and in interests among themselves and in relation to the participants of earlier studies, and thus require program variations (i.e. personal adaptations). This study extended the assessment of the aforementioned technology- aided program for supporting independent occupation and communication. Seven new participants with acquired neurological damage and multiple disabilities were involved. The program was diversified according to the participants’ characteristics and interests, with the consequence that multiple program versions were set up and assessed. In practice, the program versions differed in terms of the occupation and communication options available as well as of the responses and microswitches employed to access those options [17, 21, 23, 25].

Methods

Participants

The seven participants included three women (Lucie, Susan, and Kathryn) and four men (Claude, Desmond, Stan, and Morris), who represented a convenience sample selected on the basis of three criteria: (a) presence of extensive motor impairment; (b) absence of expressive verbal communication; and (c) interest in leisure and communication activities. They were in medical rehabilitation and care centers, confined to bed or in a wheelchair due to their motor impairment. Table 1 reports the participants’ age, neurological damage, and the time gap between the damage and the start of the study. Desmond’s situation was different from that of the other participants in that he presented with cervical spinal cord injury as opposed to brain injury. Accordingly, Desmond had a typical level of cognitive functioning while the others were reported to range around the sixth (Lucie, Susan, Kathryn, and Claude) or between the sixth and seventh (Stan and Morris) level of the Rancho levels of cognitive functioning [3]. Desmond had typical receptive language skills and expressed himself through lip movements, which could be read only in close proximity. The other participants had re-acquired receptive language skills (i.e. they responded with eye or head movements to a number of questions posed by staff or family members about daily events, personal history, and social interactions). Yet, they were unable to speak.

Table 1:

Participants’ age, neurological damage, and time gap between damage and the start of the study.

ParticipantsAge, yearsNeurological damageTime gap, months
Lucie58Rupture of aneurysm of the anterior communicating artery with extended subarachnoid hemorrhage and right frontal ischemic lesions3
Susan70Left partial anterior circulation infarct with temporo-parietal ischemic lesions4.5
Kathryn75Left total anterior circulation infarct with frontotemporo-parietal ischemic lesions8
Claude57The same as Lucie4
Desmond60Complete C4 spinal cord injury10
Stan58Left capsular-thalamic intraventricular hemorrhage with cerebral edema and temporo-parietal ischemic lesions12
Morris47The same as Susan3.5

Families and staff reported that the participants were willing to use a technology-aided program for independent occupation and communication. Moreover, the participants’ legal representatives had signed a formal consent for their involvement in this study, which had been approved by an Ethics Committee and complied with the 1964 Helsinki declaration and its later amendments.

Setting, technology and responses

The program was carried out in a quiet room of the rehabilitation and care facilities that the participants attended. Each participant had a computer with a screen and sound amplifier before him or her, and was provided with a microswitch, which was considered suitable for his or her limited response repertoire (see below) and which he or she had tried out and agreed to use. The computer served to: (a) show pictorial images of the occupation and communication options available to the participant (e.g. songs, television, statements/requests, and text messages); (b) scan (illuminate) one image at a time for about 4 s and name it; and (c) respond to microswitch activations operated by the participant. Microswitch activations were used for making choices. For example, activating the microswitch while the “songs” option was being scanned allowed the participant to choose that option and enter a choice sequence within that option, which led him or her to access and listen to a preferred song (see below). The responses and the microswitches the participants used to make choices are listed in Table 2. As indicated in the table, the participants’ responses consisted of hand closures or thumb movements (which were combined with pressure microswitches [20]) and lip or small head movements (which were combined with optic microswitches [19, 22]).

Table 2:

Participants’ responses and microswitches.

ParticipantsResponsesMicroswitches
LucieRight hand closure (i.e. moving the fingers toward the palm of the hand to touch/activate the microswitch)Square-like pressure device fixed inside the palm of the right hand
SusanRight thumb movement (i.e. moving the thumb toward the other fingers) to touch/activate the microswitchSquare-like pressure device attached to the right hand’s finger pads
KathrynLeft hand closure matching that described for LucieAforementioned pressure device fixed inside the palm of the left hand
ClaudeRight hand closure as used by LucieAforementioned pressure device fixed inside the palm of the right hand
DesmondLip movements (i.e. opening and closing the lips to activate the microswitch)Optic sensor consisting of an infrared light-emitting diode and a mini light detection unit fixed on the cheek and pointing to the lips
StanSmall downward movement of the head that made a mini black sticker at the side of the chin move to activate the microswitchAforementioned optic sensor attached to a wire fixed at the neck and pointing to the mini sticker at the side of the chin
MorrisLeft thumb movement to touch/activate the microswitchSquare-like pressure device attached to the left hand’s finger pads

Program options

The participants’ personal program versions included two to five of the following 10 options: songs, videos, television, statements/requests, news, text messages, message replies, memos, telephone calls, and writing (see Table 3). The options for each participant were selected in cooperation with staff and family, based on the participant’s apparent interests and skills. Before confirming a participant’s program version, the participant was presented with the options selected for him or her and asked for his or her approval. The computer screen showed pictorial images of the options available for the participant, scanned and verbalized each of them, and allowed the participant to go through the choice sequences by using his or her microswitch.

Table 3:

Participants’ program options.

ParticipantsProgram options used
LucieSongs, videos, statements/requests, and memos
SusanSongs, videos, statements/requests, and memos
KathrynTelevision and statements/requests
ClaudeSongs, television, and statements/requests
DesmondSongs, videos, statements/requests, text messages, and writing
StanTelevision, news, statements/requests, and message replies
MorrisTelevision, statements/requests, and telephone calls

Songs:

If the participant chose this option (i.e. by using the microswitch activation), the computer did the following: (a) presented six to 10 pictorial images and word titles of songs; (b) scanned and verbalized them so that the participant could select (i.e. by microswitch activation) the one he or she wanted; and (c) played the one selected for 2–3 min.

Videos:

Conditions matched those available for songs.

Television:

If the participant chose this option, the computer tuned into the first of six preselected television channels, showing that channel’s broadcasts. This was possible via a commercial software package (USB TDT AVerTV Volar Green HD A835-ECO plus mini antenna) [19]. A new microswitch activation led to the next channel of the sequence and, at the end of the sequence, switched the television off.

News:

If the participant chose this option, the computer presented, scanned and verbalized three boxes labeled as: “Local news”; “National news”; and “Sport news”. The selection of one box led the computer to read the titles of five articles available in it. Selection of one title led the computer to read the related article (in about 2 min).

Statements/requests:

If the participant chose this option, the computer presented a new screen with two boxes each containing five to eight phrases. One box included phrases requesting body movements (e.g. “please move my legs”) and stating basic needs (e.g. “I am cold”). The second box included social/organizational phrases (e.g. “What is my program today?” and “I am fine”). Choosing a box and then a phrase led to a loud verbalization of the latter so that the caregiver could hear and respond.

Text messages:

If the participant chose this option, the computer listed the names of five to seven family members and friends. When the participant selected a name, the computer verbalized the messages available for that person (e.g. “I am doing ok”, “How are the children?”, and “I love you”) [20]. When the participant selected a message, the computer sent it out. The computer also signaled and read out incoming messages.

Message replies:

If the participant chose this option, the computer read the incoming messages and, at the end of each message, asked the participant to choose a reply. Choosing a reply from the eight to 10 that the computer read out (e.g. “yes”, “no”, “I am fine”, “I am tired”, “I had physiotherapy”) led the computer to send it to the message’s author.

Memos:

If the participant chose this option, the computer listed three possible target groups, that is, “Family”, “Nurses”, and “Therapists”. Selection of one group, led the computer to list six or seven possible memo messages for that group (e.g. asking for medication or grooming procedures, and sending love). Selection of one memo led the computer to read it out to the caregiver so that he or she could write/post it on a communication board.

Telephone calls:

If the participant chose this option, the computer listed several names as for text messages. When the participant selected a name, the computer placed a call to him or her. In the meantime, the computer screen showed the words: “yes”, “no”, and “bye”, which were scanned automatically. The participant’s selection of one of them led the computer to verbalize it to the person involved in the telephone conversation [21].

Writing:

If the participant chose this option, the computer presented a scanning keyboard emulator. Scanning started on letters’ rows. Selecting a row led to the scanning of the single keys on it. Selecting a key (letter) triggered the writing of that letter on the computer screen. After the writing of the second or third letter, a specifically arranged word prediction function caused the appearance and automatic scanning of two words starting with the same letters. The participant could choose one of those words (if it matched with what he or she wanted to write) or continue with the writing process.

Sessions, research assistants, and data recording

The sessions lasted for 10 min (or until any sequence started before the 10-min limit had ended). Six research assistants experienced in the use of technology-aided programs with persons with multiple disabilities carried out the sessions and recorded the data. Data recording consisted of quantifying the duration of any option-related engagement started independently by the participant. The duration of an engagement was the time from the selection of the option to the end of the related event (e.g. end of a video or of a communication interaction). Interrater reliability was assessed in over 20% of the sessions. The percentage of reliability sessions with agreement (i.e. with the research assistants reporting the same types of engagements with duration times not differing more than 40 s) exceeded 90 for all participants.

Experimental conditions

The study was carried out according to a non-concurrent multiple baseline design across participants [26]. In practice, the participants were exposed to the intervention (i.e. individualized program versions) after two to five baseline sessions (i.e. sessions in which they could access leisure and communication options through standard technology; see below). The number of baseline sessions was fairly small based on: (a) the apparent inability of the participants to use standard technology; and (b) the need to minimize their frustration and failure. The intervention included 81–136 (M=104) sessions per participant, with differences largely due to participants’ availability.

Baseline:

During the baseline, each participant was provided with a computer showing the options available for him or her (see Table 3) and a mouse to choose/activate those options. A research assistant demonstrated the use of the mouse with one of those options prior to the start of every session. The participant’s failure to respond for 3–4 min during the session led the research assistant to activate one option for him or her (i.e. to minimize frustration).

Intervention:

During the intervention sessions, the participant was provided with a computer showing the options available for him or her (see Table 3) and a specific microswitch (see Table 2). The phase was preceded by six or seven familiarization sessions in which the participant was guided to practice with the technology (program version) available for him or her. Conditions were as described in the Setting, technology and responses section and in the Program options section.

Results

The three panels of Figure 1 summarize the data for Lucie, Susan, and Kathryn, respectively. The four panels of Figure 2 summarize the data for Claude, Desmond, Stan, and Morris, respectively. The bars in their entirety represent mean percentages of session time spent in independently started option-related engagement over blocks of sessions. The light- and dark-gray sections of the bars represent engagement with occupation options (e.g. songs and television) and communication options (e.g. statements/requests, memos, telephone calls, and writing), respectively. The number of sessions included in each block/bar is indicated by the numeral above it. During baseline, the mean percentages of the session time with independently started engagement were zero. During intervention, those mean percentages were between about 60 (Desmond) and 90 (Stan). The percentages of time spent in occupation-related options represented more than half of the total for all participants except Morris.

Figure 1: The three panels summarize the data for Lucie, Susan, and Kathryn, respectively. The bars in their entirety represent mean percentages of session time engagement over blocks of sessions. The light- and dark-gray sections of the bars represent engagement with occupation and communication options, respectively. The number of sessions included in each block/bar is indicated by the numeral above it.
Figure 1:

The three panels summarize the data for Lucie, Susan, and Kathryn, respectively. The bars in their entirety represent mean percentages of session time engagement over blocks of sessions. The light- and dark-gray sections of the bars represent engagement with occupation and communication options, respectively. The number of sessions included in each block/bar is indicated by the numeral above it.

Figure 2: The four panels summarize the data for Claude, Desmond, Stan, and Morris, respectively, which are plotted as in Figure 1.
Figure 2:

The four panels summarize the data for Claude, Desmond, Stan, and Morris, respectively, which are plotted as in Figure 1.

Discussion

The participants successfully used the individualized versions of the program and, accordingly, managed independent occupations and communication. These data corroborate and extend previous findings in the area [6, 2123]. The individualized program versions used in the present study also included options (e.g. message replies), combinations of options (e.g. news, television, and message replies), and responses (e.g. lip movements), which had not been employed before. In light of the above, a few considerations may be put forward.

First, the most basic consideration is that a simple technology-aided program can be profitably used to support occupation and communication in people with acquired neurological damage and severe multiple disabilities. The program’s suitability and applicability are due to the fact that such a program can be adapted to the participants. Variations/adaptations are needed (and were arranged in this study) with regard to both the responses/microswitches and the options. With regard to responses, for example, Lucie, Kathryn and Claude could rely on a small hand-closure response, which was not available for Desmond and Stan who could instead use lip movements and a small head movement, respectively. Each of these different responses were reliably monitored (and thus the participant could use it effectively) through basic pressure sensors inside the hand or different arrangements of optic sensors. With regard to the program options, it may be noteworthy that only two participants used the same combination (i.e. Lucie and Susan).

Second, the participants’ successful use of the program (i.e. their maintenance of a relatively consistent engagement throughout the intervention sessions and informally reported eagerness to start those sessions) could be taken as a sign of their satisfaction with the program. In retrospect, one could argue that this is not really surprising, as the program allowed the participants to access preferred options with relatively low levels of difficulty (i.e. using microswitches that required simple responses) [25, 2729]. In addition to being effective for the participants, the program may be considered economically reasonable (i.e. the estimated costs of the different versions vary between 1500 and 3000 US dollars) [3033]. A program with the aforementioned characteristics might be viewed as a practical resource [34, 35].

Third, this study presents two main limitations that need to be underlined. The first limitation is the number of participants included. Adding seven new participants to the relatively small number of participants involved in previous studies (albeit a very useful step in extending earlier evidence) does not allow general conclusions. Involving larger numbers of participants may help identify additional options and functional combinations thereof and possibly new microswitches [22, 24, 25, 3639]. Among the new options to evaluate, one could include video-telephone calls and popular games [9, 18, 19]. A second limitation is the relatively unsophisticated software used in the program. Among the efforts to improve this aspect, one could envisage developing solutions to enable the computer system to automatically recruit brief newspaper articles within the participant’s interest areas (i.e. articles that would be read out when the participant chooses for such an option).

In conclusion, the results show that participants with multiple disabilities due to acquired neurological damage could benefit from individualized occupation and communication program versions relying on basic technology. New research would need to: (a) remedy the limitations of the present study and also (b) assess the participants’ satisfaction with the program arrangements (i.e. combinations of options and microswitches used for them); and (c) gauge family and staff’s opinions about the impact and adequacy of the program as well as their suggestions for program extensions and improvements [4042].

  1. Declaration of interest: The authors report no conflicts of interest. The authors alone are responsible for the content and writing of the article.

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Received: 2016-4-11
Accepted: 2016-6-3
Published Online: 2016-7-18
Published in Print: 2017-8-28

©2017 Walter de Gruyter GmbH, Berlin/Boston

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