Home Lexical Integrity: A mere construct or more a construction?
Article
Licensed
Unlicensed Requires Authentication

Lexical Integrity: A mere construct or more a construction?

  • Bert Cappelle EMAIL logo
Published/Copyright: November 11, 2022

Abstract

This paper reviews the so-called Lexical Integrity Principle, resting on the assumption that morphology and syntax are distinct components of grammar. In the forty-odd years since its original formulation, this principle has repeatedly come under fire. Phrasal compounds ([[Lexical Integrity]NP Principle]N being an example!) are often adduced as counterevidence, but I here argue that phrases generally don’t appear inside compounds and that the principle therefore cannot be so easily discarded. The claim that parts of words cannot be syntactically manipulated has remained relatively unchallenged, which is another reason to uphold some aspects of Lexical Integrity. The separability of particle verbs, though, presents a well-known potential problem. I address recent voices that particle verbs, despite neuroscientific evidence of their lexical status, are not words, maintaining they can be items with word status, given for example their occurrence in the [V the Ntaboo-word out of NP] construction. A constructionist approach to alternation phenomena offers a solution to the separability issue, which consists in having schematic particle verb constructions whose grammatical status (and not just word order) is underspecified. As words, particle verbs stay together; as phrases, their parts can separate. To salvage the Lexical (or, better, Morphological) Integrity of words, this paper proposes a principle –a construction of sorts – that is a generalization emerging from how we use words.

Acknowledgements

My work on earlier versions of this paper led to some stimulating exchange of ideas with Jared W. Desjardins, Guy Emerson, Thomas Hoffmann, Russell Lee-Goldman, Laura Michaelis, Friedemann Pulvermüller, Martin Schäfer, Peter Uhrig, Remi van Trijp and especially Beate Hampe, who I thank in particular for her insightful comments on the draft manuscript. All usual disclaimers apply.

Appendix

A1

Types and tokens of complex(-looking) words in a single text of journalistic prose (‘How rotten is Russia’s army?’, The Economist, April 30th, 2022)

Morphological category Types (token numbers larger than 1)
1 seemingly morphologically complex words with bound morphemes (e.g. de-, -ion), staying together

Note: apart from an inflectional ending, if any, most if not all of these can be considered monomorphemic from a synchronic perspective
ambition, Baltic, collapse, decline, defeat/-ed (2), defence (3), deployed, deter, diseases, display, exports, exposed, formidable, forward, invaded/-ing (2), involve, mistake/-s (2), numerous, prevail, progress, prospect, rational, rebuke, reflecting, relief, remain, resist/-ed (2), resort, restored/-ing (2), stalemate, succeed, survive

(32 types, 39 tokens)
2 derived words with a bound base and an affix, staying together with the base

Note: this category is not always easy to distinguish from the previous one and the next one
aggression (3), atrocities, chemical, decision, destruction, diplomatic, invasion (3), nuclear, reckless, terrible

(10 types, 14 tokens)
3 derived words with at least one free base and a productive or non-productive affix, staying together

Note: if there is more than one free base, one is inside another (e.g. in the case of unfortunately, fortune is inside fortunate, which is inside unfortunate, which is inside unfortunately)
adaptable, ammunition, armed (3), armoured, aspirations, biological, briefing, brutal, brutality, central, chaotic, chiefly, civilians, comforting, commander/-s (2), conventional (2), corruption, dangerous (2), disaffected, economic, embodies, encroachment, equipment, escalation, eventually, failings, failure, fighting (2), flattening, global, government (2), greatness, humiliation (2), inadequacies, including, incompetence, indisputably, initiative, miscalculation, mostly, non-aligned, officer/-s (2), operations, opportunism, partly, population, probably, repeatedly (2), reputation (2), Russian/-s (12), standing, strategists, superpower, surely, talented, temptation, terrorising, threatened/-ing/-s (3), ultimately, unable, unfortunately, weakens, weakness/-es (2), Western, willing

(65 types, 90 tokens)
4 compounds with free morphemes, staying together

Note: even if a compound is part of another, it is mentioned separately
air power, aircraft, battlefield, chock-full, decision-making, defence budget, flagship, headstrong, invasion plans, manpower, mass destruction, outward-looking, propaganda machine, purchasing power, setback, soft power, Soviet collapse, superpower (3), superpower status, tank turret, tripwire, tripwire defence, update, warfare, well armed, world-class

particle verbs: sets out, fell back, drown out, drag on, used up, run out, set up

(33 types, 35 tokens)
5 derived words with a phrasal component, staying together nuclear-armed, medium-sized, Central African

(3 types, 3 tokens)
6 compounds with a phrasal component, staying together Black Sea fleet

(1 type, 1 token)
7 phrase-like strings used as words, staying together out-of-date, up-to-the-minute

(2 types, 2 tokens)
8 morphologically complex words whose parts are separated by intervening words (0 types, 0 tokens)
  1. Note: Words are shown with the inflectional forms they have in the text.

References

Ackema, Peter & Ad Neeleman. 2004. Beyond Morphology: Interface Conditions on Word Formation. Oxford: Oxford University Press.10.1093/acprof:oso/9780199267286.001.0001Search in Google Scholar

Alexiadou, Artemis & Hagit Borer. 2020. Nominalization. 50 Years on from Chomsky’s Remarks. Oxford: Oxford University Press.10.1093/oso/9780198865544.001.0001Search in Google Scholar

Anderson, Stephen R. 1982. Where’s morphology? Linguistic Inquiry 13. 571–612.Search in Google Scholar

Anderson, Stephen R. 1992. A-Morphous Morphology. Cambridge: Cambridge University Press.10.1017/CBO9780511586262Search in Google Scholar

Audring, Jenny. 2019. Mothers or sisters? The encoding of morphological knowledge. Word Structure 12(3). 274–296.10.3366/word.2019.0150Search in Google Scholar

Bakker, Iske, Lucy J. MacGregor, Friedemann Pulvermüller & Yury Shtyrov. 2013. Past tense in the brain’s time: Neurophysiological evidence for dual-route processing of past-tense verbs. NeuroImage 71. 187–195.10.1016/j.neuroimage.2012.12.065Search in Google Scholar

Bauer, Laurie. 1983. English Word-formation. Cambridge: Cambridge University Press.10.1017/CBO9781139165846Search in Google Scholar

Bolinger, Dwight. 1971. The Phrasal Verb in English. Cambridge, MA: Harvard University Press.Search in Google Scholar

Booij, Geert. 2000. Inflection and derivation. In Geert Booij, Christian Lehmann, Joachim Mugdan & Stavros Skopeteas (eds.), Morphology. An international handbook on inflection and word-formation. Vol. I, 360–369. Berlin & New York: Mouton De Gruyter.10.1515/9783110111286.1.5.360Search in Google Scholar

Booij, Geert. 2008. Constructional idioms as products of linguistic change: the aan het + INFINITIVE construction in Dutch. In Alexander Bergs & Gabriele Diewald (eds.), Constructions and language change, 79–104. Berlin & New York: De Gruyter Mouton.10.1515/9783110211757.81Search in Google Scholar

Booij, Geert. 2009. Lexical Integrity as a formal universal: A constructionist view. In Sergio Scalise, Elisabetta Magni & Antonietta Bisetto (eds.), Universals of language today, 83–100. Dordrecht: Springer.10.1007/978-1-4020-8825-4_5Search in Google Scholar

Booij, Geert. 2012. Constructiemorfologie als morfologisch onderzoeksparadigma [Construction morphology as morphological research paradigm]. Nederlandse Taalkunde 7(2). 326–337.10.5117/NEDTAA2012.2.DISC538Search in Google Scholar

Booij, Geert & Francesca Masini. 2015. The role of second order schemas in the construction of complex words. In Laurie Bauer, Livia Kőrtvélyessy & Pavol Štekauer (eds.), Semantics of complex words, 47–66. Cham: Springer.10.1007/978-3-319-14102-2_4Search in Google Scholar

Botha, Rudolph. 1981. A base rule theory of Afrikaans synthetic compounding. In Michael Moortgat, Harry van der Hulst & Teun Hoekstra (eds.), The scope of lexical rules, 1–77. Dordrecht: Foris.10.1515/9783112327364-002Search in Google Scholar

Bresnan, Joan & Sam A. Mchombo. 1995. The Lexical Integrity Principle: Evidence from Bantu. Natural Language and Linguistic Theory 13. 181–254.10.1007/BF00992782Search in Google Scholar

Bruening, Benjamin. 2018a. The lexicalist hypothesis: Both wrong and superfluous. Language 94(1). 1–42.10.1353/lan.2018.0000Search in Google Scholar

Bruening, Benjamin. 2018b. Word formation is syntactic: Raising in nominalizations. Glossa: a journal of general linguistics 3(1). 102. https://doi.org/10.5334/gjgl.470.Search in Google Scholar

Cappelle, Bert. 2006. Particle placement and the case for “allostructions”. Constructions SV1-7/2006. 1–28. https://constructions.journals.hhu.de/article/view/381Search in Google Scholar

Cappelle, Bert. 2009. Contextual cues to particle placement: Multiplicity, motivation, modeling. In Alexander Bergs & Gabriele Diewald (eds.), Contexts and constructions, 145–191. Amsterdam & Philadelphia: John Benjamins.10.1075/cal.9.07capSearch in Google Scholar

Cappelle, Bert. 2010. Doubler-upper nouns: A challenge for usage-based models of language? In Alexander Onysko & Sascha Michel (eds.), Cognitive perspectives to word formation, 335–374. Berlin & New York: Mouton de Gruyter.10.1515/9783110223606.335Search in Google Scholar

Cappelle, Bert. 2012. Het partikelperikel: Een voorstel tot accentverschuiving [The particle problem: A proposal for a shift in emphasis]. Nederlandse Taalkunde 7(2). 276–283.10.5117/NEDTAA2012.2.DISC532Search in Google Scholar

Cappelle, Bert, Yury Shtyrov & Friedemann Pulvermüller. 2010. Heating up or cooling up the brain? MEG evidence that phrasal verbs are lexical units. Brain and Language 115(3). 189–201.10.1016/j.bandl.2010.09.004Search in Google Scholar

Carnie, Andrew. 2000. On the definition of X0 and XP. Syntax 3(2). 59–106.10.1111/1467-9612.00026Search in Google Scholar

Chaves, Rui. 2008. Linearization-based word-part ellipsis. Linguistics and Philosophy 31. 261–307.10.1007/s10988-008-9040-3Search in Google Scholar

Chomsky, Noam. 1965. Aspects of a theory of syntax. Cambridge, MA: The MIT Press.10.21236/AD0616323Search in Google Scholar

Chomsky, Noam. 1970. Remarks on nominalization. In Roderick A. Jacobs & Peter S. Rosenbaum (eds.), Readings in English transformational grammar, 184–221. Waltham, MA: Ginn and Company.Search in Google Scholar

Di Sciullo, Anna Maria & Edwin Williams. 1987. On the definition of word. Cambridge, MA: The MIT Press.Search in Google Scholar

Desjardins, Jared. 2020. A cross-theoretical and cross-linguistic survey of lexical integrity and the nature of the morphology-syntax interface. Boulder, CO: University of Colorado at Boulder manuscript.Search in Google Scholar

Eitelmann, Matthias & Dagmar Haumann. 2022. Extravagance in morphology. In Matthias Eitelmann & Dagmar Haumann (eds.), Extravagant morphology: Studies in rule-bending, pattern-extending and theory-challenging Morphology, 1–18. Amsterdam & Philadelphia: John Benjamins.10.1075/slcs.223Search in Google Scholar

Goldberg, Adele. E. 2003. Constructions: A new theoretical approach to language. Trends in Cognitive Science 6(5). 219–224.10.1016/S1364-6613(03)00080-9Search in Google Scholar

Goldberg, Adele E. 2016. Tuning in to the English Verb Particle construction. In Léa Nash & Pollet Samvelian (eds.), Syntax and semantics: Complex Predicates, 110–141. Leiden & Boston: Brill.10.1163/9789004307094_006Search in Google Scholar

Gries, Stefan Th. 2003. Multifactorial analysis in corpus linguistics: The case of particle placement. London & New York: Continuum Press.Search in Google Scholar

Hanna, Jeff, Bert Cappelle & Friedemann Pulvermüller. 2017. Spread the word: MMN brain response reveals whole-form access of discontinuous particle verbs. Brain and Language 175. 86–98.10.1016/j.bandl.2017.10.002Search in Google Scholar

Hanna, Jeff & Friedemann Pulvermüller. 2014. Neurophysiological evidence for whole form retrieval of complex derived words: A mismatch negativity study. Frontiers in Human Neuroscience 8 (article 886). 1–13.10.3389/fnhum.2014.00886Search in Google Scholar

Hein, Katrin. 2017. Modeling the properties of German phrasal compounds within a usage-based constructional approach. In Carola Trips & Jaklin Kornfilt (eds.), Further investigations into the nature of phrasal compounding, 119–148. Berlin: Language Science Press.Search in Google Scholar

Hoffmann, Thomas. 2020. Marginal argument structure constructions: The [V the Ntaboo-word out of ]-construction in post-colonial Englishes. Linguistics Vanguard 6(1). 1–8.10.1515/lingvan-2019-0054Search in Google Scholar

Hoffmann, Thomas & Graeme Trousdale (eds.). 2013. The Oxford handbook of Construction Grammar. Oxford: Oxford University Press.10.1093/oxfordhb/9780195396683.001.0001Search in Google Scholar

Jackendoff, Ray. 1997. Twistin’ the night away. Language 73. 534–559.10.2307/415883Search in Google Scholar

Jackendoff, Ray. 2002. Foundations of language. Brain, meaning, grammar, evolution. Oxford: Oxford University Press.10.1093/acprof:oso/9780198270126.001.0001Search in Google Scholar

Janssen, Theo & Esther Pascual. 2005. Doe-het-zelfsamenstellingen: De opkomst van zin-woordcombinaties. Onze Taal 74(5). 112–114.Search in Google Scholar

Lapointe, Stephen Guy. 1980. A theory of grammatical agreement. Amherst, MA: University of Massachusetts dissertation.Search in Google Scholar

Lensch, Anke. 2018. Fixer-uppers. Reduplication in the derivation of phrasal verbs. In Rita Finkbeiner & Ulrike Freywald (eds.), Exact repetition in grammar and discourse, 158–181. Berlin & Boston: de Gruyter Mouton.10.1515/9783110592498-007Search in Google Scholar

Lieber, Rochelle. 1992. Deconstructing morphology: Word formation in syntactic theory. Chicago: University of Chicago Press.Search in Google Scholar

Lieber, Rochelle & Sergio Scalise. 2007. The lexical integrity hypothesis in a new theoretical universe. In Geert Booij, Luca Ducceschi, Bernard Fradin, Emiliano Guevara, Angela Ralli & Sergio Scalise (eds.), On-line proceedings of the fifth Mediterranean Morphology Meeting (MMM5), 1–24. Bologna: Università degli Studi di Bologna.Search in Google Scholar

Masini, Francesca & Claudio Iacobini. 2018. Schemas and discontinuity in Italian: The view from construction morphology. In Geert Booij (ed.), The construction of words. Advances in construction morphology, 81–109. Berlin: Springer.10.1007/978-3-319-74394-3_4Search in Google Scholar

McIntyre, Andrew. 2013. English particle verbs as complex heads: Evidence from nominalization. In Holden Härtl (ed.), Interfaces of morphology: A Festschrift for Susan Olsen, 41–57. Berlin: Akademie Verlag.10.1524/9783050063799.41Search in Google Scholar

McMillan, James. 1980. Infixing and interposing in English. American Speech 55. 163–183.10.2307/455082Search in Google Scholar

Meibauer, Jörg. 2007. How marginal are phrasal compounds? Generalized insertion, expressivity, and I/Q-nteraction. Morphology 17. 233–259.10.1007/s11525-008-9118-1Search in Google Scholar

Mohanan, Karuvannur Puthanveettil. 1981. Lexical phonology. Cambridge, MA: Massachusetts Institute of Technology dissertation.Search in Google Scholar

Müller, Stefan. 2020. Grammatical theory: From transformational to constraint-based approaches. Fourth revised and extended edition. Berlin: Language Science Press. http://langsci-press.org/catalog/book/255.Search in Google Scholar

Pafel, Jürgen. 2015. Phrasal compounds are compatible with Lexical Integrity. Language Typology and Universals 68. 263–280.10.1515/stuf-2015-0014Search in Google Scholar

Perek, Florent. 2015. Argument structure in Usage Based Construction Grammar. Amsterdam & Philadelphia: John Benjamins.10.1075/cal.17Search in Google Scholar

Pulvermüller, Friedemann. 2010. Brain embodiment of syntax and grammar: discrete combinatorial mechanisms spelt out in neuronal circuits. Brain and Language 112(3). 167–179.10.1016/j.bandl.2009.08.002Search in Google Scholar

Pulvermüller, Friedemann & Ramin Assadollahi. 2007. Grammar or serial order? Discrete combinatorial brain mechanisms reflected by the syntactic mismatch negativity. Journal of Cognitive Neuroscience 19. 971–980.10.1162/jocn.2007.19.6.971Search in Google Scholar

Pulvermüller, Friedemann, Bert Cappelle & Yury Shtyrov. 2013. Brain basis of meaning, words, constructions, and grammar. In Thomas Hoffmann & Graeme Trousdale (eds.), The Oxford handbook of Construction Grammar, 397–416. Oxford: Oxford University Press.10.1093/oxfordhb/9780195396683.013.0022Search in Google Scholar

Pulvermüller, Friedemann, Teija Kujala, Yuri Shtyrov, Jaana Simola, Hannu Tiitinen, Paavo Alku, Kimmo Alho, Sami Martinkauppi, Risto J. Illmoniemi & Risto Näätänen. 2001. Memory traces for words as revealed by the mismatch negativity. NeuroImage 14(3). 607–616.10.1006/nimg.2001.0864Search in Google Scholar

Pulvermüller, Friedemann, Max Garagnani & Thomas Wennekers. 2014. Thinking in circuits: Toward neurobiological explanation in cognitive neuroscience. Biological Cybernetics 108. 573–593.10.1007/s00422-014-0603-9Search in Google Scholar

Pulvermüller, Friedemann & Yury Shtyrov. 2003. Automatic processing of grammar in the human brain as revealed by the mismatch negativity. NeuroImage 20(1). 159–172.10.1016/S1053-8119(03)00261-1Search in Google Scholar

Riehemann, Susanne Z. 2001. A constructional approach to idioms and word formation. Stanford, CA: Stanford University dissertation.Search in Google Scholar

Roeper, Thomas & Muffy E.A. Siegel. 1978. A lexical transformation for verbal compounds. Linguistic Inquiry 9(2). 199–260.Search in Google Scholar

Savini, Marina. 1983. Phrasal compounds in Afrikaans: A generative analysis. Stellenbosch: University of Stellenbosch MA thesis.Search in Google Scholar

Scalise, Sergio & Emiliano Guevara. 2005. The lexicalist approach to word-formation and the notion of the lexicon. In Pavol Štekauer & Rochelle Lieber (eds.), Handbook of word-formation, 147–187. Dordrecht: Springer.10.1007/1-4020-3596-9_7Search in Google Scholar

Schäfer, Martin. 2013. Semantic transparency and anaphoric islands. In Pius ten Hacken & Claire Thomas (eds.), The semantics of word formation and lexicalization, 140–160. Edinburgh: Edinburgh University Press.10.3366/edinburgh/9780748689606.003.0008Search in Google Scholar

Selkirk, Elisabeth O. 1982. The syntax of words. Cambridge, MA: MIT Press.Search in Google Scholar

Shtyrov, Yury, Friedemann Pulvermüller, Risto Näätänen & Risto J. Ilmoniemi. 2003. Grammar processing outside the focus of attention: an MEG study. Journal of Cognitive Neuroscience 15(8). 1195–1206.10.1162/089892903322598148Search in Google Scholar

Shtyrov, Yury, Elina Pihko & Friedemann Pulvermüller. 2005. Determinants of dominance: Is language laterality explained by physical or linguistic features of speech? NeuroImage 27(1). 37–47.10.1016/j.neuroimage.2005.02.003Search in Google Scholar

Shtyrov, Yury & Friedemann Pulvermüller. 2002. Neurophysiological evidence of memory traces for words in the human brain. Neuroreport 13(4). 521–525.10.1097/00001756-200203250-00033Search in Google Scholar

Shtyrov, Yury & Friedemann Pulvermüller. 2007. Early MEG activation dynamics in the left temporal and inferior frontal cortex reflect semantic context integration. Journal of Cognitive Neuroscience 19(10). 1633–1642.10.1162/jocn.2007.19.10.1633Search in Google Scholar

Siegel, Dorothy C. 1974. Topics in English morphology. Cambridge, MA: Massachusetts Institute of Technology dissertation.Search in Google Scholar

Spencer, Andrew. 1988. Bracketing paradoxes and the English lexicon. Language 64(4). 663–682.10.2307/414563Search in Google Scholar

Spencer, Andrew. 2005. Word-formation and syntax. In Pavol Štekauer & Rochelle Lieber (eds.), Handbook of word-formation, 73–97. Dordrecht: Springer.10.1007/1-4020-3596-9_4Search in Google Scholar

Strauss, Steven L. 1982. Lexicalist phonology of English and German. Dordrecht: Foris.10.1515/9783110846287Search in Google Scholar

Tomasello, Rosario, Max Garagnania, Thomas Wennekers & Friedemann Pulvermüller. 2017. Brain connections of words, perceptions and actions: A neurobiological model of spatio-temporal semantic activation in the human cortex. Neuropsychologia 98. 111–129.10.1016/j.neuropsychologia.2016.07.004Search in Google Scholar

Trips, Carola. 2012. Empirical and theoretical aspects of phrasal compounds: against the “syntax explains it all” attitude. In Angela Ralli, Geert Booij, Sergio Scalise & Athanasios Karasimos (eds.), On-line proceedings of the Eighth Mediterranean Morphology Meeting (MMM8), 322–346. University of Patras, Greece. https://geertbooij.files.wordpress.com.Search in Google Scholar

Trips, Carola & Jaklin Kornfilt (eds.). 2017. Further investigations into the nature of phrasal compounding. Berlin: Language Science Press.Search in Google Scholar

Ward, Gregory, Richard Sproat & Gail McKoon. 1991. A pragmatic analysis of so-called anaphoric islands. Language 67(3). 439–474.10.1353/lan.1991.0003Search in Google Scholar

Published Online: 2022-11-11
Published in Print: 2022-11-25

©2022 Walter de Gruyter GmbH, Berlin/Boston

Downloaded on 5.10.2025 from https://www.degruyterbrill.com/document/doi/10.1515/gcla-2022-0009/html?lang=en
Scroll to top button