Abstract
In previous work, the authors established a generalized version of Schmidt’s subspace theorem for closed subschemes in general position in terms of Seshadri constants.
We extend our theorem to weighted sums involving closed subschemes in subgeneral position, providing a joint generalization of Schmidt’s theorem with seminal inequalities of Nochka.
A key aspect of the proof is the use of a lower bound for Seshadri constants of intersections from algebraic geometry, as well as a generalized Chebyshev inequality.
As an application, we extend inequalities of Nochka and Ru–Wong from hyperplanes in 𝑚-subgeneral position to hypersurfaces in 𝑚-subgeneral position in projective space, proving a sharp result in dimensions 2 and 3, and coming within a factor of
1 Introduction
Schmidt’s subspace theorem occupies a central position in the theory of higher-dimensional Diophantine approximation (see [33, 34, 35, 36, 40] for its early forms). It has been generalized by many authors, including Evertse and Ferretti (see [10, 9, 11]), Corvaja and Zannier (see [7]), and Ru and Vojta [29]. In our recent paper [14], we proved the following version in terms of closed subschemes in general position and their Seshadri constants with respect to a given ample divisor 𝐴 (see also recent work of Ru and Wang [30, 31] and Vojta [43] involving beta constants in place of Seshadri constants; see [19] for a version involving Seshadri constants of points).
Theorem 1.1 ([14, Theorem 1.3])
Let 𝑋 be a projective variety of dimension 𝑛 defined over a number field 𝑘.
Let 𝑆 be a finite set of places of 𝑘.
For each
In the paper [13], we investigated the implications of this theorem for the degeneracy of integral points and entire curves in the complement of nef effective divisors, culminating in new (quasi-)hyperbolicity theorems under weak positivity assumptions based on seeking a certain lexicographical minimax. For earlier work on hyperbolicity, see [1, 2, 5, 6, 8, 17, 25, 41].
In the present paper, we extend Theorem 1.1 to the following Schmidt–Nochka-type theorem for weighted sums involving arbitrary closed subschemes (i.e., without any general position assumption).
Let 𝑋 be a projective variety of dimension 𝑛 defined over a number field 𝑘, and let 𝑆 be a finite set of places of 𝑘.
For each
Let 𝐴 be an ample Cartier divisor on 𝑋, and
Our flexible use of weights in the above inequality appears to be completely novel and will be crucial in Section 6. Furthermore, Theorem 1.2 can be considered sharp by the following example.
Fix a point
where the maximum is attained at
for all points
We now explain the connections with the classical work of Schmidt and Nochka.
To begin, Theorem 1.2 recovers a weighted closed subscheme version of many recent inequalities generalizing Schmidt’s subspace theorem, including work of Quang [26, 27, 28], Ji–Yan–Yu [15], and Shi [37].
In particular, if
On the other hand, to justify the reference to Nochka, we recall that, in 1982–1983, Nochka [21, 22, 23] proved a conjecture of Cartan on defects of holomorphic curves in
Theorem 1.4 (Ru–Wong [32])
Let
It is known that the quantity
Theorem 1.5 (Ru–Wong [32])
Let 𝑆 be a finite set of places of a number field 𝑘, and for each
A fundamental property of Nochka weights is that, for a nonempty closed subset
Thus, we see that Theorem 1.5 is a consequence of Theorem 1.2 (with
Just as Theorem 1.5 is a key ingredient in proving Ru–Wong’s inequality (1.1), we derive from Theorem 1.2 a version of inequality (1.1) for arbitrary effective divisors, under a Bezout-type intersection assumption which is, in particular, valid for projective space.
Let 𝑋 be a projective variety of dimension 𝑛 defined over a number field 𝑘 and let 𝑆 be a finite set of places of 𝑘.
Let
Let 𝐴 be an ample divisor on 𝑋 and let
As is well known, the Bezout property holds when
Thus, we obtain a version of (Nochka–)Ru–Wong’s Theorem 1.4 with an extra factor of
In low dimensions (
Let
In fact, we prove more general inequalities in dimension at most 3 under suitable geometric assumptions, and more generally for weighted sums of proximity functions (Theorems 6.3 and 6.4).
Using the well-known correspondence between statements in Diophantine approximation and Nevanlinna theory [39], the proof of Theorem 1.2 can be adapted to prove the following generalization of the second main theorem in Nevanlinna theory.
Let 𝑋 be a complex projective variety of dimension 𝑛.
Let
where the maximum is taken over all subsets 𝐽 of
The notation
Analogous to Theorems 1.6 and 1.7 and their proofs, we have the following consequences for holomorphic curves and proximity functions associated to divisors in 𝑚-subgeneral position.
In particular, we extend Nochka’s theorem (Cartan’s conjecture) to hypersurfaces in projective space, however with an extra factor of
Let 𝑋 be a complex projective variety of dimension 𝑛.
Let
Let 𝐴 be an ample Cartier divisor on 𝑋 and let
In small dimensions, we have the better result.
Let
The proof of Theorem 1.2 is based on three main ingredients: a lower bound for Seshadri constants of intersections as described in [16, Section 5.4], an inequality that may be viewed as a generalization of Chebyshev’s inequality (Lemma 3.1), and an application of Theorem 1.1 to certain auxiliary closed subschemes obtained as intersections. The applicability of our generalized Chebyshev inequality, for which we provide a complete proof due to the lack of a reference, stems from the fact that our definition of 𝑚-subgeneral position of closed subschemes, even when specialized to the case of general position, allows a closed subscheme 𝑌 of codimension 𝑟 to be repeated 𝑟 times while general position is maintained. Due to this, it is not clear how to extend our results to similar inequalities involving beta constants in place of Seshadri constants, as the former inequalities use a somewhat more restrictive notion of general position.
The structure of this paper is as follows. In Section 2, we recall basic definitions and give a standard lemma with a short proof based on our general philosophy. Subsequently, we prove Theorem 1.2 in Section 3. In Section 4, we discuss the relation of Theorem 1.2 with results of Quang and others on Diophantine approximation to divisors in subgeneral position. Finally, in Sections 5 and 6, we prove the inequalities of Nochka-type.
2 Definitions and preliminaries
We begin with a brief account of the key properties of local and global height functions, following mostly the reference [38] (see also [3]). We will then introduce the notion of subgeneral position used in this paper. Finally, we revisit a standard lemma (Lemma 2.3) by giving a very simple proof of it based on the general philosophy developed in our work.
2.1 Local height functions
Let 𝑌 be a closed subscheme of a projective variety 𝑋, both defined over a number field 𝑘.
For any place 𝑣 of 𝑘, one can associate a local height function (or Weil function)
In particular,
Here,
For our purposes, it is important to note that one can set
where
2.2 Global height functions
If 𝑌 is a closed subscheme of a projective variety 𝑋, both defined over a number field 𝑘, then a global height function
A subtle point here is that the definition of the
For a given finite set 𝑆 of places of 𝑘, it is customary to split the above sum into the proximity function
and the counting function
Global height functions satisfy properties analogous to those stated above for local height functions, except the first property above, which becomes
When not addressed explicitly and even when any mention of
A special role is played by global height functions of Cartier divisors, in particular, of ample Cartier divisors.
Namely, if 𝐴 is an ample Cartier divisor, the global height function
for all
A further property of the local height functions
2.3 Subgeneral position and Seshadri constants
We recall the definition of being in 𝑚-subgeneral position and the definition of Seshadri constants, both in the context of closed subschemes.
If 𝑋 is a projective variety of dimension 𝑛, we say that closed subschemes
It should be noted that, even when
We now recall the notion of a Seshadri constant for a closed subscheme relative to a nef Cartier divisor (see [14, Section 2] for further details).
Let 𝑌 be a closed subscheme of a projective variety 𝑋 and let
where 𝐸 is an effective Cartier divisor on
2.4 A standard lemma
We will use the following lemma (well known in the numerically equivalent case) and take this opportunity to provide a very short proof of the lemma based on the philosophy expressed in our earlier work [14].
Let 𝑋 be a projective variety of dimension 𝑛 defined over a number field 𝑘.
Let
In particular, if 𝐴 and 𝐵 are numerically equivalent ample Cartier divisors, then for all
Proof
Without loss of generality, we can restrict ourselves to 𝜖 such that
is an ample integral divisor. By the boundedness of heights from below, we can infer
and thus
which yields the inequality.
In particular, if 𝐴 and 𝐵 are numerically equivalent ample divisors, then
More generally, one easily extends this result to closed subschemes.
Let 𝑋 be a projective variety of dimension 𝑛 defined over a number field 𝑘.
Let 𝐴 be an ample divisor on 𝑋 and 𝑌 a closed subscheme of 𝑋, both defined over 𝑘.
Let
for all
Proof
Let
3 Proof of Theorem 1.2
For the proof of Theorem 1.2, we need the following inequality, which is a generalization of Chebyshev’s inequality (see also work of Jensen [20, p. 245]). For lack of a reference, we provide a detailed proof. In an earlier version of this paper available from the arXiv, the proof was conducted by induction and a division into certain cases. In the present version, we instead reproduce a shorter and more elegant proof kindly provided to us by Paul Vojta.
Let
If additionally
Similarly, if one assumes the
Proof
The statement is equivalent to showing that there is some
Let
Indeed, this is an application of summation by parts (or note that, for all 𝑖, the coefficient of
By interchanging the roles of the
Thus,
Since
Finally, omitting those values of 𝑗 for which
Therefore, we conclude that
An immediate corollary of Lemma 3.1 is the following.
Let
We now conduct the proof of Theorem 1.2.
Proof of Theorem 1.2
Let
are rational numbers.
We choose
are all integers, we set
where the multiplication of the scheme
for
for
Note that
is satisfied for all
We introduce the following notation for intersections of the normalized subschemes:
Fix a point 𝑃 outside of the support of the given closed subschemes. Let
be such that (choosing, as we may, our local height functions to be nonnegative)
We set
Due to the chain of inequalities (3.4) and property (2.1), we have
In particular, for
Let
to obtain, using the telescoping property for the
According to [16, Example 5.4.11] (which is phrased in terms of the 𝑠-invariant, which is the reciprocal of the Seshadri constant), the Seshadri constant of an intersection is bounded below by the minimum of the Seshadri constants of the factors of the intersection.
Therefore, for any
where the second inequality is due to (3.3). Then (3.5) implies
We now note that if we form a new list with the closed subscheme
for all points
For given
Taking
Note that, although the indices
for all points
4 Results of Quang and relations to other work on Schmidt’s subspace theorem for divisors in subgeneral position
Quang [26] proved the following generalization of Evertse–Ferretti’s theorem for divisors in subgeneral position.
Theorem 4.1 (Quang)
Let 𝑋 be a projective variety of dimension 𝑛 defined over a number field 𝑘.
Let 𝑆 be a finite set of places of 𝑘.
Let
This improved an earlier result of the second author [18] which had a factor of
on the right-hand side.
Quang’s theorem was refined by Ji, Yan, and Yu in [15] using the notion of the index.
If 𝑋 is a projective variety of dimension 𝑛, we say that closed subschemes
Then Ji, Yan, and Yu proved the following theorem.
Theorem 4.3 (Ji, Yan, Yu)
Let 𝑋 be a projective variety of dimension 𝑛 defined over a number field 𝑘.
Let 𝑆 be a finite set of places of 𝑘.
Let
Ji, Yan, and Yu also claim that one can prove an inequality with
on the right-hand side [15, Theorems 1.1 and 5.1].
As they note, when
Since such lines 𝐿 are Zariski dense in
Shi [37] improved Theorem 4.3 in the Nevanlinna theory setting. The analogue of Shi’s result in Diophantine approximation replaces the quantity
in Theorem 4.3 by
More recently, Quang independently introduced the notion of a distributive constant Δ for a family of divisors in [27], and in the recent preprint [28], Quang extended this notion to closed subschemes[1].
The distributive constant of a family of closed subschemes
on a projective variety 𝑋 is given by
where we set
Then, in [28], Quang proves the following theorem.
Theorem 4.6 (Quang [28])
Let 𝑋 be a projective variety of dimension 𝑛 defined over a number field 𝑘, and let 𝑆 be a finite set of places of 𝑘.
For each
for all points
As noted in [27], if the
and if the
Thus, Theorem 4.6 contains the previous results of Quang, Ji–Yan–Yu, and Shi.
If we set
This follows from the definitions and the easy observation that, in the maximum over 𝑊, we may restrict to the case where 𝑊 is the intersection of a subset of closed subschemes of
Thus, we may view Theorem 1.2 as a weighted version of Quang’s Theorem 4.6, with an improvement in the coefficient of the height in Theorem 1.2 in certain cases (due to the maximum with 1 in Quang’s definition of
In particular, Theorem 1.2 gives weighted generalizations of the results of Quang [26], Ji–Yan–Yu [15], and Shi [37], in the general context of closed subschemes, using weighted generalizations of the notions of 𝑚-subgeneral position (see Section 6) and the index.
Note that Quang’s proof of Theorem 4.6 is an adaptation of our proof of Theorem 1.1, while our proof of Theorem 1.2 is derived as a formal consequence of the statement of Theorem 1.1 using properties of heights, Seshadri constants, and the generalized Chebyshev inequality of Lemma 3.1.
5 A general inequality of Nochka-type
This section is influenced by the approach of Vojta in [42] to the seminal work of Nochka on weights [24] (see Remark 5.3).
Let 𝑋 be a projective variety of dimension 𝑛 and let
We prove the following easy corollary to Theorem 1.2.
Let
for all points
Proof
After reindexing, suppose that
Then, clearly,
for all
Then, using the above and Theorem 1.2, there exists a proper Zariski-closed subset 𝑍 of 𝑋 such that
Building on the method of proof of [42, Main Theorem], we now prove Theorem 1.6, which we restate for convenience.
Recall that
Let 𝑋 be a projective variety of dimension 𝑛 defined over a number field 𝑘 and let 𝑆 be a finite set of places of 𝑘.
Let
Let 𝐴 be an ample divisor on 𝑋 and let
We briefly describe the main idea of the proof.
Vojta constructs the classical Nochka weights (for hyperplanes) as slopes of line segments connecting the lower convex hull of the set of points consisting of
Proof
Suppose first that, for every
Then it follows immediately from Theorem 1.2 that (1.2) holds with the better coefficient
Otherwise, we choose
is maximized at
(when the divisors
Let
By replacing 𝑊 by the intersection of the divisors containing 𝑊, it suffices to consider the case that
We first claim that
We consider two cases.
Case I:
and from 𝑚-subgeneral position, we have
Then
as desired.
Case II:
and (from our Bezout assumption)
First, suppose that
Otherwise, if
where the second inequality follows from the definition of
Finally, we note that, from our assumptions,
From 𝑚-subgeneral position, it also lies on or to the left of the line
Since
as desired. ∎
From an examination of the proof, it is possible to slightly improve inequality (1.2). For instance, at the end of the proof, one could use the better estimate
and similarly slightly improve the used lower bound for 𝜎. We state the inequality in the present form both for its simplicity and easy relation with Nochka–Ru–Wong’s inequality, and since we anticipate that further refinements of these methods may lead to more significant improvements.
6 Nochka–Ru–Wong for surfaces and threefolds
We first extend the notion of 𝑚-subgeneral position to closed subschemes
Then we say that
We now prove a general (weighted) version of Nochka–Ru–Wong’s inequality for closed subschemes, assuming that one can construct “Nochka weights” that satisfy certain properties. We will subsequently apply this result with appropriately chosen weights in dimensions at most 3.
Let 𝑋 be a projective variety of dimension 𝑛 defined over a number field 𝑘 and let 𝑆 be a finite set of places of 𝑘.
Let
Let
Let
for all
Proof
We split the proximity functions as
We have the following trivial bound coming from Lemma 2.4:
On the other hand, by Theorem 1.2 applied with
for all
for all
We now show that, under mild hypotheses, one can find suitable “Nochka weights” in dimensions at most 3 and derive a generalization of Nochka–Ru–Wong’s inequalities.
A key feature in dimensions at most 3 is that the lower convex hull in the “Nochka diagram” (see Remark 5.3) yields at most 2 line segments, which permits a finer analysis of the problem.
Let 𝑋 be a projective variety of dimension
for all
Proof
When
First, we note that, by Theorem 1.2, the desired result holds if
for all nonempty proper closed subsets
and if
For
which we now assume.
Let
Condition (6.2) implies that
We claim that, for any nonempty closed subset
Suppose first that
Suppose now that
Otherwise, since the divisors
Then
Suppose first that
as desired.
If
Finally, we consider the case
From the definitions and the calculation in (6.3), we find
Suppose now that
Therefore, since
This proves (6.1) of Theorem 6.1. Finally, we have
and we compute
Then an application of Theorem 6.1 completes the proof. ∎
Finally, under some additional hypotheses, we can remove the condition that
Let 𝑋 be a nonsingular projective variety of dimension
for all
Proof
For
where the
Since
and so
Then we find
Now we write
We claim that the divisors
are in 𝑚-subgeneral position.
Let
Since the divisors
Funding source: Simons Foundation
Award Identifier / Grant number: 963755-GH
Funding source: National Science Foundation
Award Identifier / Grant number: DMS-2001205
Award Identifier / Grant number: DMS-2302298
Funding statement: The first author was supported by a grant from the Simons Foundation (Grant Number 963755-GH). The second author was supported in part by NSF grants DMS-2001205 and DMS-2302298, and a Simons Fellowship from the Simons Foundation.
Acknowledgements
We thank Paul Vojta for providing us with an elegant proof of Lemma 3.1. We thank an anonymous referee for a close reading of the paper and several helpful suggestions.
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- Kähler–Einstein metrics on families of Fano varieties
- Symmetries of Fano varieties
- Parallel transport on non-collapsed 𝖱𝖢𝖣(𝐾, 𝑁) spaces
- A Schmidt–Nochka theorem for closed subschemes in subgeneral position
- Boundary Hölder continuity of stable solutions to semilinear elliptic problems in 𝐶1,1 domains
- Kawamata–Miyaoka type inequality for ℚ-Fano varieties with canonical singularities
- Finite generation of fundamental groups for manifolds with nonnegative Ricci curvature whose universal cover is almost 𝑘-polar at infinity
- The fullness conjectures for products of elliptic curves