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Bergman kernel along the Kähler–Ricci flow and Tian’s conjecture

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Published/Copyright: March 22, 2014

Abstract

In this paper, we study the behavior of Bergman kernels along the Kähler–Ricci flow on Fano manifolds. We show that the Bergman kernels are equivalent along the Kähler–Ricci flow for short time under certain condition on the Ricci curvature of the initial metric. Then, using a recent work of Tian and Zhang, we can solve a conjecture of Tian for Fano manifolds of complex dimension at most 3.

A Proof of Theorem 1.8

In this appendix, we will give a proof of Theorem 1.8. The method is mainly similar to [26, 4]. We will consider carefully how all the quantities rely on the initial metric. We only prove the case of complex dimension 2. For a complex dimension 1 Fano manifold, the proof is similar by noticing that Proposition A.3 can be replaced with Lemma 2.2. First of all, we will show that the Ricci potential has a uniform lower bound, and then, using the maximum principle, we can control the gradient of the Ricci potential and the scalar curvature upper bound. At last, a diameter upper bound estimate will conclude the proof.

Now we will prove a uniform Ricci potential lower bound. First, we need to show that the scalar curvature has a uniform lower bound.

Lemma A.1

There exists a constant C>0 such that the scalar curvature R of g(t) satisfies the estimate

R(x,t)-C

for all t0 and all xM. Here constant C depends only on the lower bound of R(g(0)).

Proof.

By directly computing, we have the evolution of R:

tR=ΔR+|Ric|2-R.

Let Rmin(0) be the minimum of R(x,0) on M. If Rmin0, then, by the maximum principle, we have R(x,t)0 for all t>0 and all xM.

Now suppose Rmin(0)<0. Set F(x,t)=R(x,t)-Rmin(0). Then, F(x,0)0 and F satisfies

tF=ΔF+|Ric|2-F-Rmin(0)>ΔF+|Ric|2-F.

Hence, it follows again from the maximum principle that F0 on M×[0,], i.e.,

R(x,t)Rmin(0)

for all t>0 and all xM. ∎

Next, we will show Perelman’s κ-noncollapsing theorem. We need the following:

Lemma A.2

Let g^ij¯(s), 0s<1, and gij¯(t), 0t<, be solutions to the Kähler–Ricci flow

(A.1)sg^ij¯(s)=-Rij¯(s),0s<1,g^ij¯(0)=gij¯,
(A.2)tgij¯(t)=gij¯(t)-Rij¯(t),t>0,gij¯(0)=gij¯,

respectively. Then g^ij¯(s) and gij¯(t) are related by

g^ij¯(s)=(1-s)gij¯(t(s)),t=-log(1-s),
gij¯(t)=etg^ij¯(s(t)),s=1-e-t.

In order to show Perelman’s κ-noncollapsing theorem, we only need to prove the following proposition.

Proposition A.3

Proposition A.3 (Ye [34])

Consider the Kähler–Ricci flow (A.2) on a Fano manifold M. Then there are positive constants A and B depending only on the dimension m, a non-positive lower bound for R(g(0)), a positive lower bound for Vol(M,g(0)) and an upper bound for Sobolev constant Cs(M,g(0)) such that for each t>0 and all fW1,2(M) we have

(A.3)(Mf2mm-1𝑑μ(t))m-1mAM(|f|2+R4f2)𝑑μ(t)+BMf2𝑑μ(t).

Consequently, let L>0 and assume R1r2 on a geodesic ball B(x,r) with 0<rL. Then there holds

Vol(B(x,r))(122m+3A+2BL2)mr2m.

Proof.

By the monotonicity of the 𝒲-entropy functional and the flow (A.1) in Lemma A.2, one can show that

(Mf2mm-1𝑑μ^(s))m-1mAM(|^f|g^2+R^4f2)𝑑μ^(s)+BMf2𝑑μ^(s),

where constants A and B depend only on the quantities stated in the proposition. By the relation between (A.1) and (A.2), we have

(Mf2mm-1𝑑μ(t))m-1mAM(|f|2+R4f2)𝑑μ(t)+Be-tMf2𝑑μ(t)
AM(|f|2+R4f2)𝑑μ(t)+BMf2𝑑μ(t).

At last, to prove κ-noncollapsing, we can assume r=1, since we can scale the metric with factor 1r2. That is, g¯=1r2g. Thus, we have

(Mf2mm-1𝑑μ¯(t))m-1mAM(|¯f|g¯2+R¯4f2)𝑑μ¯(t)+Br2Mf2𝑑μ¯(t)
AM(|¯f|g¯2+R¯4f2)𝑑μ¯(t)+BL2Mf2𝑑μ¯(t)

and R¯1 on the geodesic ball Bg¯(x,1). Then a standard argument implies the lower bound of Volg¯(Bg¯(x,1)). One can find more details in [34]. ∎

By taking the trace of (1.2), we get Δu=m-R. Normalize u so that

Me-u𝑑μ(t)=(2π)m.

Then we have the following lemma.

Lemma A.4

Function u(t) is uniformly bounded from below, that is,

u(t)-C,

where constant C depends only on the constants in Proposition A.3.

Proof.

Since Δu=m-R, we have

Δe-u=-Δue-u+|u|2e-u(R-m)e-u.

Denote f=e-u. We have

(A.4)-Δf+Rfmf.

Multiplying fp (p1) to both sides of (A.4) and integrating by parts, we get

4p(p+1)2M|fp+12|2𝑑μ(t)+MRfp+1𝑑μ(t)mMfp+1𝑑μ(t).

That is,

M|fp+12|2𝑑μ(t)+(p+1)2pMR4fp+1𝑑μ(t)m(p+1)24pMfp+1𝑑μ(t).

Since R has a uniform lower bound, we have

M|fp+12|2𝑑μ(t)+MR4fp+1𝑑μ(t)CpMfp+1𝑑μ(t).

Then, by Proposition A.3 and Moser’s iteration, we deduce

supxMf(x)C(Mf2𝑑μ(t))12C(supxMf(x))12(Mf𝑑μ(t))12.

Hence,

supxMf(x)CMf𝑑μ(t)=CMe-u𝑑μ(t)=C(2π)m.

This provides a pointwise lower bound of u. ∎

Define

𝒲(g,f,τ)=(4πτ)-mMe-f{2τ(R+|f|2)+f-2m}𝑑μ,Me-f𝑑μ=(4πτ)m

to be Perelman’s 𝒲-entropy functional for g as in [22].

By directly computing, we have

t𝒲(g(t),f(t),12)=(2π)-mMe-f(|Ric+¯f-ω|2+|f|2)𝑑μ(t)0

along

tf=-Δf+|f|2-R+m,Me-f𝑑μ(t)=(2π)m,
tgij¯(t)=gij¯(t)-Rij¯(t).

Define

μ(g,τ)=inf{f:Me-f𝑑μ=(4πτ)m}𝒲(g,f,τ).

Then

A0=μ(g(0),12)μ(g(t),12)
M(2π)-me-u(R+|u|2+u-2m)𝑑μ(t)
=M(2π)-me-u(-Δu+|u|2+u-m)𝑑μ(t)
=-m+(2π)-mMe-uu𝑑μ(t).

On the other hand, let F=e-f/2(2π)-m/2. Then MF2𝑑μ(t)=1 and

𝒲(g,f,12)=M(RF2+4|F|2-F2logF2)𝑑μ-2m-mlog(2π)-C.

Here we have used the L2-Sobolev inequality (A.3) along the Kähler–Ricci flow and the uniform lower bound of scalar curvature. The constant depends only on the constants in Proposition A.3. Particularly, we have A0-C. Moreover, the function xe-x is bounded from above. Thus, we have the following result.

Lemma A.5

Denote a=-(2π)-mMe-uu𝑑μ(t). Then

|a(t)|C,

where the constant C depends only on the volume of g(0), a lower bound of R(g(0)) and an upper bound of the Sobolev constant Cs=Cs(M,g(0)).

The Ricci potential u(x,t) satisfies

ij¯u=gij¯-Rij¯.

Differentiating this, we have

ij¯ut=gij¯-Rij¯+tij¯logdet(gij¯)=ij¯(u+Δu),

which implies

(A.5)tu=Δu+u+φ(t).

However,

0=tMe-u𝑑μ(t)=Me-u(-tu+Δu)𝑑μ(t)=Me-u(-u-φ(t))𝑑μ(t).

Thus,

φ(t)=-(2π)-mMe-uu𝑑μ(t)=a.

By the maximum principle, one can easily prove the following:

Lemma A.6

There is a uniform constant C so that

(A.6)|u|2(x,t)C(u+C),
(A.7)RC(u+C),

where the constant depends only on Vol(M,g(0)), the L2-Sobolev constant Cs of g(0) and upper bounds of |R(g(0))| and |u|(0).

Proof.

This is essentially a parabolic version of Yau’s gradient estimate in [25]. By Lemma A.4, we have u(x,t)-C. Choosing B=C+1, then u(x,t)+B1. Let H=|u|2/(u+B). In order to show (A.6), we only need to estimate an upper bound for H. By directly computing, we have

(A.8)(t-Δ)H=(B-a)|u|2(u+B)2-|¯u|2+|u|2u+B
  +2|u|2,u(u+B)2-2|u|4(u+B)3
=(B-a)|u|2(u+B)2-|¯u|2+|u|2u+B+2H,uu+B.

For each T>0, suppose H attains its maximum at (x0,t0) on M×[0,T]. If t0=0, the upper bound of H follows easily by the bound for |u|(g(0)). Assume t0>0. Then at (x0,t0) we have

tH(x0,t0)0,H(x0,t0)=0,ΔH(x0,t0)0.

Substituting these into (A.8), we obtain

(A.9)(B-a)|u|2u+B(x0,t0)|¯u|2(x0,t0)+|u|2(x0,t0).

On the other hand, since H(x0,t0)=0, we have

|u|2(x0,t0)=|u|2uu+B(x0,t0).

Thus, at (x0,t0),

|u|3u+B=||u|2||u|(|¯u|+|u|)2|u|(|¯u|2+|u|2)12.

Combining with (A.9), we have

2(B-a)H(x0,t0)H2(x0,t0).

Hence, H(x0,t0)2(B-a). Let T and note that a is bounded. We complete the proof of (A.6).

Now we turn to the proof of (A.7). Our goal is to prove that -Δu is bounded by C(u+C), which yields (A.7), since Δu=n-R. Let K=-Δuu+B, where B is a uniform constant as above. Similar computation as before gives that

(t-Δ)K=|¯u|2u+B+(-Δu)(B-a)(u+B)2+2K,uu+B.

Combining this with (A.8), we have

(t-Δ)(K+2H)=-|¯u|2-2|u|2u+B+(-Δu+2|u|2)(B-a)(u+B)2
  +2(K+2H),uu+B.

For each T>0, suppose 2H+K attains its maximum at (x0,t0) on M×[0,T]. If t0=0, the upper bound of 2H+K follows easily by the bound for |u|(0) and |R|(0). Assume t0>0. Then at (x0,t0) we have

(-Δu+2|u|2)(B-a)(u+B)2|¯u|2+2|u|2u+B|¯u|2u+B(Δu)2m(u+B).

Thus,

1m(Δuu+B)2+(B-a)Δuu+B2(B-a)|u|2u+BC.

Here we have used the fact that u+B1. Hence, |Δuu+B|(x0,t0)C. Now for each (x,t)M×[0,T],

-Δuu+B(x,t)-Δu+2|u|2u+B(x,t)-Δu+2|u|2u+B(x0,t0)
=-Δuu+B(x0,t0)+2|u|2u+B(x0,t0)C.

Letting T finishes the proof. ∎

Corollary A.7

There exists a constant C depending only on the constant of Lemma A.6 such that each of u(y,t), R(y,t) and |u|2(y,t) is no greater than C(distt2(x^,y)+1) for all t>0 and yM, where u(x^,t)=minxMu(x,t).

Proof.

By Lemma A.6, we only need to estimate u(x,t). Actually, by (A.6), we have

|u+C|C.

Hence, we have

u+C(x,t)u+C(x^,t)+Cdistt(x^,x),

where u(x^,t)=minxMu(x,t). On the other hand, since Me-u𝑑μ(t)=(2π)m, we have

u(x^,t)log(V(2π)m).

So

u(y,t)C(distt2(x^,y)+1).

The other two inequalities R(y,t)C(distt2(x^,y)+1) and |u|2(y,t)C(distt2(x^,y)+1) follow from this and Lemma A.6. ∎

Notice the results in Corollary A.7. To prove Theorem 1.8, it suffices to estimate the diameter upper bound. Let B(k1,k2)={z:2k1distt(x^,z)2k2}. Consider an annular B(k,k+1). By Corollary A.7 we have that RC22k on B(k,k+1) and note that B(k,k+1) contains at least 22k-1 balls of radii 12k. By Proposition A.3 we have

(A.10)Vol(B(k,k+1))iVol(B(xi,2-k))C22k-2km,

where the constant C depends only on the constant in Corollary A.7 and constants in Proposition A.3.

Lemma A.8

For each ϵ>0, if diam(M,g(t))Cϵ, we can find B(k1,k2) such that

Vol(B(k1,k2))<ϵ,Vol(B(k1,k2))210mVol(B(k1+2,k2-2)).

Here we can choose

Cϵ=2(log(V/C)(2m+8)log2+2)4(Vϵ+2)+1

and C is the constant in (A.10).

Proof.

Denote

k0=log(V/C)(2m+8)log2+2

and assume diam(M,g)2k04[Vϵ]+1+1. Then we will show that for each k02kk024[Vϵ], there exists B(k1,k2) so that 2kk1<k26k+1 and

Vol(B(k1,k2))210mVol(B(k1+2,k2-2)).

Otherwise, by (A.10)

VVol(B(2k,6k+1))>210mVol(B(2k+2,6k-1))
>210mkVol(B(4k,4k+1))
C210mk28k-8km=C22km+8k.

Thus,

klog(V/C)2(2m+8)log2.

On the other hand, there must be some 0l[Vϵ] such that

Vol(B(k04l,k04l+1))<ϵ.

Otherwise,

Vl=0[Vϵ]Vol(B(k04l,k04l+1))([Vϵ]+1)ϵ>V.

Getting together all the above arguments implies the lemma. ∎

Lemma A.9

For each 0<k1<k2<, there exist r1,r2 and a uniform constant C such that 2k1r12k1+1, 2k2-1r22k1 and

B(r1,r2)R𝑑μ(t)CVol(B(k1,k2)),

where B(r1,r2)={zM:r1distt(z,x^)r2} and the constant C depends only on the constant in Corollary A.7.

Proof.

First of all, since

ddrVol(B(r))=Vol(S(r)),

we have

Vol(B(k1,k1+1))=2k12k1+1Vol(S(r))dr.

Here S(r) denotes the geodesic sphere of radius r centered at x^ with respect to g(t).

Hence, we can choose r1[2k1,2k1+1] such that

Vol(S(r1))Vol(B(k1,k1+1))2k1Vol(B(k1,k2))2k1.

Similarly, there exists r2[2k2-1,2k2] such that

Vol(S(r2))Vol(B(k2-1,k2))2k1Vol(B(k1,k2))2k2.

Next, by integration by parts and Corollary A.7,

|B(r1,r2)Δu𝑑μ(t)|S(r1)|u|𝑑σ(t)+S(r2)|u|𝑑σ(t)
Vol(B(k1,k2))2k1C2k1+1+Vol(B(k1,k2))2k2C2k2+1
4CVol(B(k1,k2)).

Therefore, since R=-Δu+m, it follows that

B(r1,r2)R𝑑μ(t)(m+4)CVol(B(k1,k2))

proving Lemma A.9. Here C is the constant in Corollary A.7. ∎

In order to control the diameter of M, we only need to show the following:

Lemma A.10

There exists a constant ϵ0>0. If 0<ϵ<ϵ0, there is no B(k1,k2) such that

(A.11)Vol(B(k1,k2))<ϵ,Vol(B(k1,k2))210mVol(B(k1+2,k2-2)).

Here we can choose ϵ0=(2π)me6C210m+A0+2m, C is the constant in Lemma A.9 and A0=μ(g(0),12).

Proof.

Actually, if we can find B(k1,k2) such that (A.11) holds, then we choose r1, r2 as in Lemma A.9. Define a cut-off function 0ϕ1 by

ϕ(s)={1,2k1+2s2k2-2,0,outside [r1,r2].

Then |ϕ|1 everywhere. Let

F(y)=eLϕ(distt(x^,y)),

where the constant L is chosen so that

1=MF2𝑑μ(t)=e2LB(r1,r2)ϕ2𝑑μ(t).

Since Vol(B(r1,r2))Vol(B(k1,k2))<ϵ, we have L12log(1ϵ).

By monotonicity of the 𝒲-entropy functional, we have

A0=μ(g(0),12)μ(g(t),12)
M(RF2+4|F|2-F2logF2)𝑑μ(t)-2m-mlog(2π)
=e2LB(r1,r2)(Rϕ2+4|ϕ|2-ϕ2logϕ2)𝑑μ(t)-2L-2m-mlog(2π).

By Lemma A.9, we have

e2LB(r1,r2)Rϕ2𝑑μ(t)Ce2LVol(B(k1,k2))
Ce2L210mVol(B(k1+2,k2-2))
C210mB(r1,r2)F2𝑑μ(t)=C210m.

On the other hand, using |ϕ|1 and -slogse-1, for 0s1 we have

e2LB(r1,r2)(4|ϕ|2-ϕ2logϕ2)𝑑μ(t)5e2LVol(B(k1,k2))
5e2L210mVol(B(k1+2,k2-2))
5210mB(r1,r2)F2𝑑μ(t)=5210m.

The above constant C is the uniform constant in Lemma A.9. Therefore,

A0-2(L+m)+6C210m-mlog(2π).

Hence, we have

log(1ϵ)2L6C210m-A0-2m-mlog(2π).

Thus, it provides

ϵ(2π)me6C210m+A0+2m.

Combining Lemmas A.8 and A.10 completes the proof of Theorem 1.8.

I would like to thank my advisor Gang Tian for suggesting this problem and several useful comments on an earlier version of this paper and constant encouragement. I also like to thank Zhenlei Zhang for helpful conversations about his joint paper with Tian; Feng Wang who taught me so much about the partial C0-estimate and for many helpful conversations; Xiaohua Zhu, Yalong Shi and Huabin Ge for their interest on this result; and finally the referee for checking the paper carefully and making helpful corrections and suggestions.

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Received: 2013-11-28
Revised: 2014-1-25
Published Online: 2014-3-22
Published in Print: 2016-8-1

© 2016 by De Gruyter

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