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Generalized Crofoot transform and applications

  • Rewayat Khan EMAIL logo and Aamir Farooq
Published/Copyright: February 18, 2023

Abstract

Matrix-valued asymmetric truncated Toeplitz operators are compressions of multiplication operators acting between two model spaces. These are the generalization of matrix-valued truncated Toeplitz operators. In this article, we describe symbols of matrix-valued asymmetric truncated Toeplitz operators equal to the zero operator. We also use generalized Crofoot transform to find a connection between the symbols of matrix-valued asymmetric truncated Toeplitz operators T ( Θ 1 , Θ 2 ) and T ( Θ 1 , Θ 2 ) .

1 Introduction

Truncated Toeplitz operators are compressions of multiplication operators to the backward shift invariant subspaces of the Hardy-Hilbert space H 2 . These subspaces are called model spaces and denoted by K θ = [ θ H 2 ] , with θ a complex-valued inner function, i.e., θ ( e it ) = 1 a.e. on T . The study of truncated Toeplitz operators was initiated by Sarason in 2007 (see [14]).

In [9], matrix-valued truncated Toeplitz operators by considering E a finite d -dimensional Hilbert space and Θ an ( E ) -valued inner function have been introduced. The corresponding model space is denoted by K Θ = [ Θ H 2 ( E ) ] . This is the main object of study in this article. In [9], a characterization of the symbol of the matrix-valued truncated Toeplitz operators equal to zero operator has been provided. Like the truncated Toeplitz operators, the matrix-valued truncated Toeplitz operators are not uniquely determined by their symbols (see [9, Theorem 6.3, Corollary 6.4]).

Recently in [10], a generalization of the Crofoot transform, called generalized Crofoot transform, has been introduced. The transform is a unitary operator and maps one vector-valued model space onto another. The study of truncated Toeplitz operators has a natural generalization to asymmetric truncated Toeplitz operators. This study was recently initiated in [15] (see also [68,11,12]). Similarly, the study of matrix-valued truncated Toeplitz operators can be extended to the study of matrix-valued asymmetric truncated Toeplitz operators which act between two different model spaces. In [2, Theorem 4.4], zero asymmetric truncated Toeplitz operators have been characterized in terms of their symbol for a special case when one of the inner functions divides the other. A proof for the general case can be found in [7, Theorem 2.1]. In this article, we generalize results from [7] and [9] to matrix-valued asymmetric truncated Toeplitz operators.

This article is organized as follows: In Section 2, we gather some properties of the model spaces, bounded truncated and matrix-valued truncated Toeplitz operators. In Section 3, we use generalized Crofoot transform to establish a connection between the symbols of matrix-valued asymmetric truncated Toeplitz operators on two different pairs of model spaces. In Section 4, we describe the symbols of matrix-valued asymmetric truncated Toeplitz operators equal to the zero operator.

2 Preliminaries

Let us consider the complex plane C , the unit open disc D = { z C : z < 1 } , and the unit circle T = { z C : z = 1 } . Throughout the article, E will denote d -dimensional complex Hilbert space, and ( E ) will denote the algebra of bounded linear operators on E , which may be identified with d × d matrices.

The space L 2 ( E ) is defined, as usual, by

L 2 ( E ) = f : T E : f ( e it ) = a n e int : a n E , a n 2 < ,

endowed with the inner product

f , g L 2 ( E ) = 1 2 π 0 2 π f ( e it ) , g ( e it ) E d t .

As usual, H 2 ( E ) is the space of E -valued analytic functions defined on the unit disc D , whose Taylor coefficients are square summable. It can also be seen as a closed subspace of L 2 ( E ) , which consists of functions from L 2 ( E ) such that their Fourier coefficients corresponding to negative indices vanish.

The unilateral shift S on H 2 ( E ) is the operator of multiplication by z , that is,

S f ( z ) = z f ( z ) .

The adjoint S is called the backward shift and is given by the formula

S f ( z ) = 1 z ( f ( z ) f ( 0 ) ) .

The space of all bounded analytic functions in H 2 ( ( E ) ) is denoted by H ( ( E ) ) . A nonconstant function Θ H ( ( E ) ) is called an inner function if Θ is an isometry a.e. on T . In the sequel, we will always suppose that Θ is pure inner function, which means that Θ ( 0 ) < 1 . Beurling theorem provides a characterization of all backward shift nontrivial closed invariant subspaces of H 2 ( E ) . A closed nontrivial subspace of H 2 ( E ) is S -invariant if and only if it is of the form

K Θ = H 2 ( E ) Θ H 2 ( E ) ,

for some inner function Θ H ( ( E ) ) . The space K Θ is called a model space.

A Toeplitz operator T Φ with symbol Φ L ( ( E ) ) is defined on H 2 ( E ) by

T Φ f = P ( Φ f ) ,

where P is an orthogonal projection from L 2 ( E ) onto H 2 ( E ) . The operators S and S are examples of Toeplitz operators with symbols z I E and z ¯ I E , respectively, where I E is the identity operator on E .

Recall that model spaces are reproducing kernel Hilbert spaces with reproducing kernel function k λ Θ x , i.e., for every f K Θ and each λ D , we have

f , k λ Θ x = f ( λ ) , x ,

where the reproducing kernel k λ Θ ( z ) , which takes the values in ( E ) , is

k λ Θ ( z ) = 1 1 λ ¯ z ( I Θ ( z ) Θ ( λ ) ) .

It is well known that k λ Θ x H ( E ) and the set K Θ = K Θ H ( E ) is dense in K Θ .

In [9], matrix-valued truncated Toeplitz operators and their properties have been studied. Suppose Θ is a fixed pure inner function and that Φ L 2 ( ( E ) ) . Let P Θ be the orthogonal projection from H 2 ( E ) onto K Θ and consider the linear map f P Θ ( Φ f ) defined on K Θ . In case it is bounded, it uniquely determines an operator in ( K Θ ) , denoted by A Φ Θ , and called a matrix-valued truncated Toeplitz operator; Φ is called the symbol of A Φ Θ . The space of all matrix-valued truncated Toeplitz operators on K Θ is denoted by T ( Θ ) . It is immediate that ( A Φ Θ ) = A Φ Θ .

Recently, the study of the class of standard asymmetric truncated Toeplitz operators has been initiated in [24]. Let Θ 1 and Θ 2 be two inner functions. A matrix-valued asymmetric truncated Toeplitz operator A Φ Θ 1 , Θ 2 with symbol Φ L 2 ( ( E ) ) is an operator from K Θ 1 into K Θ 2 densely defined by

A Φ Θ 1 , Θ 2 f = P Θ 2 ( Φ f ) ,

for all f in K Θ 1 .

The space of all matrix-valued asymmetric truncated Toeplitz operators is denoted by T ( Θ 1 , Θ 2 ) . These operators have also been studied in [7,8,11,12].

An example of matrix-valued asymmetric truncated Toeplitz operators is given as follows:

Example 2.1

Let Θ 1 ( z ) = z n I E , Θ 2 ( z ) = z m I E , such that m < n . Then the corresponding model spaces are as follows:

K Θ 1 = { a 0 + a 1 z + + a n 1 z n 1 : a k E } , K Θ 2 = { b 0 + b 1 z + + b m 1 z m 1 : b k E } ,

for Φ ( e it ) = s Z e i s t Δ s , with Δ s ( E ) , the operator A Φ Θ 1 , Θ 2 T ( Θ 1 , Θ 2 ) has the block matrix decomposition:

A Φ Θ 1 , Θ 2 = Δ 0 Δ 1 Δ m 1 Δ n 1 Δ 1 Δ 0 Δ m 2 Δ n 2 Δ ( m 1 ) Δ ( m 2 ) Δ 0 Δ n m .

3 Connection between T ( Θ 1 , Θ 2 ) and T ( Θ 1 , Θ 2 )

A bounded linear operator W ( E ) is called a contraction if W 1 and strict contraction if W < 1 . We will use the following standard notations. If W ( E ) is a contraction, then the operators D W = ( I W W ) 1 2 and D W = ( I W W ) 1 2 are called the defect operators of W .

Let W 1 , W 2 ( E ) be strict contractions and let Θ 1 , Θ 2 H ( ( E ) ) be pure inner functions. Then by [10], the function Θ 1 defined in terms of W 1 and Θ 1 by

(3.1) Θ 1 ( z ) = W 1 + D W 1 ( I Θ 1 ( z ) W 1 ) 1 Θ 1 ( z ) D W 1

is a pure inner function. Similarly, the function

(3.2) Θ 2 ( z ) = W 2 + D W 2 ( I Θ 2 ( z ) W 2 ) 1 Θ 2 ( z ) D W 2

is also pure.

Let K Θ 1 and K Θ 2 be the model spaces corresponding to Θ 1 and Θ 2 , respectively, and let K Θ 1 and K Θ 2 be the model spaces corresponding to Θ 1 and Θ 2 , respectively.

The generalized Crofoot transform defined in [10, Theorem 3.3] is a unitary operator J W 1 : K Θ 1 K Θ 1 given by

J W 1 f ( z ) = D W 1 ( I Θ 1 ( z ) W 1 ) 1 f ( z ) ,

and its adjoint J W 1 : K Θ 1 K Θ 1 is given by

J W 1 g ( z ) = D W 1 ( I + Θ 1 ( z ) W 1 ) 1 g ( z ) .

We define J W 2 : K Θ 2 K Θ 2 and its adjoint J W 2 analogously.

The following formula [10, Proposition 3.4] shows the relation between J W 2 and the reproducing kernels in two spaces

(3.3) J W 2 ( k λ Θ 2 ( I W 2 Θ 2 ( λ ) ) 1 D W 2 y ) = k λ Θ 2 y , y E .

Our next theorem is a vector-valued version of [7, Proposition 2.5].

Theorem 3.1

Let Θ 1 , Θ 2 H ( ( E ) ) be nonconstant inner functions and Φ L 2 ( ( E ) ) . Then the operator C : ( K Θ 1 , K Θ 2 ) ( K Θ 1 , K Θ 2 ) defined by C ( A ) = J W 2 A J W 1 maps isometrically T ( Θ 1 , Θ 2 ) onto T ( Θ 1 , Θ 2 ) , and C ( A Φ Θ 1 , Θ 2 ) = A Ψ Θ 1 , Θ 2 , where Ψ is given by

(3.4) Ψ ( z ) = D W 2 ( I Θ 2 ( z ) W 2 ) 1 Φ ( z ) D W 1 ( I + Θ 1 ( z ) W 1 ) 1 .

Proof

Since J W 1 and J W 2 are unitary operators between the model spaces, it follows that C is isometric.

Let f K Θ 1 . Then for any λ D and x E ,

C ( A Φ Θ 1 , Θ 2 ) f , k λ Θ 2 x = J W 2 A Φ Θ 1 , Θ 2 J W 1 f , k λ Θ 2 x = J W 2 A Φ Θ 1 , Θ 2 D W 1 ( I + Θ 1 W 1 ) 1 f , k λ Θ 2 x = P Θ 2 ( Φ D W 1 ( I + Θ 1 W 1 ) 1 f ) , J W 2 k λ Θ 2 x = P Θ 2 ( Φ D W 1 ( I + Θ 1 W 1 ) 1 f ) , k λ Θ 2 ( I W 2 Θ 2 ) 1 D W 2 x = Φ D W 1 ( I + Θ 1 W 1 ) 1 f , P Θ 2 ( k λ Θ 2 ( I W 2 Θ 2 ) 1 D W 2 x ) = Φ D W 1 ( I + Θ 1 W 1 ) 1 f , k λ Θ 2 ( I W 2 Θ 2 ) 1 D W 2 x = J W 2 ( Φ D W 1 ( I + Θ 1 W 1 ) 1 f ) , J W 2 ( k λ Θ 2 ( I W 2 Θ 2 ) 1 D W 2 x ) = D W 2 ( I Θ 2 W 2 ) 1 Φ D W 1 ( I + Θ 1 W 1 ) 1 f , k λ Θ 2 x = P Θ 2 ( Ψ f ) , k λ Θ 2 x = A Ψ Θ 1 , Θ 2 f , k λ Θ 2 x .

Therefore,

C ( A Φ Θ 1 , Θ 2 ) f , g = A Ψ Θ 1 , Θ 2 f , g

for any g in the linear span of k λ Θ 2 x , λ D , and x E . The required result follows by the density of the last set in K Θ 2 .

Hence, C ( A Φ Θ 1 , Θ 2 ) = A Ψ Θ 1 , Θ 2 , where the symbol Ψ is given by

Ψ ( z ) = D W 2 ( I Θ 2 ( z ) W 2 ) 1 Φ ( z ) D W 1 ( I + Θ 1 ( z ) W 1 ) 1 .

It follows that C maps T ( Θ 1 , Θ 2 ) into T ( Θ 1 , Θ 2 ) .

Let A Ψ Θ 1 , Θ 2 T ( Θ 1 , Θ 2 ) , f K Θ 1 , and x = ( I W 2 Θ 2 ( λ ) ) 1 D W 2 y , y E . Then

J W 2 A Ψ Θ 1 , Θ 2 J W 1 f , k λ Θ 2 x = A Ψ Θ 1 , Θ 2 J W 1 f , J W 2 k λ Θ 2 x = A Ψ Θ 1 , Θ 2 J W 1 f , k λ Θ 2 y = P Θ 2 ( Ψ D W 1 ( I Θ 1 ( λ ) W 1 ) 1 f ) , k λ Θ 2 y = Ψ D W 1 ( I Θ 1 W 1 ) 1 f , k λ Θ 2 y = J W 2 ( Ψ D W 1 ( I Θ 1 W 1 ) 1 f ) , J W 2 k λ Θ 2 y = D W 2 ( I + Θ 2 W 2 ) 1 Ψ D W 1 ( I Θ 1 W 1 ) 1 f , k λ Θ 2 x = P Θ 2 ( Φ f ) , k λ Θ 2 x = A Φ Θ 1 , Θ 2 f , k λ Θ 2 x ,

where

(3.5) Φ ( z ) = D W 2 ( I + Θ 2 ( z ) W 2 ) 1 Ψ ( z ) D W 1 ( I Θ 1 ( z ) W 1 ) 1 .

Therefore, C maps T ( Θ 1 , Θ 2 ) onto T ( Θ 1 , Θ 2 ) isometrically, with inverse C 1 given by

C 1 ( A ) = J W 2 A J W 1 , A T ( Θ 1 , Θ 2 ) .

4 Condition for A Φ Θ 1 , Θ 2 = 0

Denote by Θ 1 (respectively by Θ 2 ) the orthogonal complement of Θ 1 H 2 ( ( E ) ) (respectively of Θ 2 H 2 ( ( E ) ) ) in H 2 ( ( E ) ) endowed with the Hilbert-Schmidt norm.

Lemma 4.1

(Compared with Lemma 6.1 from [9]) If Φ [ Θ 1 H 2 ( ( E ) ) ] + Θ 2 H 2 ( ( E ) ) , then A Φ Θ 1 , Θ 2 = 0 .

Proof

Let Φ [ Θ 1 H 2 ( ( E ) ) ] + Θ 2 H 2 ( ( E ) ) . Then Φ = Θ 2 Φ 2 + Φ 1 Θ 1 with Φ 1 , Φ 2 H 2 ( ( E ) ) . For f K Θ 1 , we have

A Φ Θ 1 , Θ 2 f = P Θ 2 ( Θ 2 Φ 2 f ) + P Θ 2 ( Φ 1 Θ 1 f ) .

It is clear that P Θ 2 ( Θ 2 Φ 2 f ) = 0 . On the other hand, if g K Θ 2 , then

P Θ 2 ( Φ 1 Θ 1 f ) , g = Φ 1 Θ 1 f , g = f , Θ 1 Φ 1 g = 0 .

Therefore, P Θ 2 ( Φ 1 Θ 1 f ) = 0 and the required result follows.□

The following theorem characterizes the symbol of the zero matrix-valued asymmetric truncated Toeplitz operators.

Theorem 4.2

Let ϕ L 2 ( ( E ) ) and Θ 1 , Θ 2 be nonconstant inner functions. Then A ϕ Θ 1 , Θ 2 = 0 if and only if ϕ [ Θ 1 H 2 ( ( E ) ) ] + Θ 2 H 2 ( ( E ) ) .

Proof

One implication is given by Lemma 4.1. For the other implication, let Φ L 2 ( ( E E ) ) such that

Φ = 0 0 ϕ 0 ,

where ϕ L 2 ( ( E ) ) .

Let A ϕ Θ 1 , Θ 2 : K Θ 1 K Θ 2 be a matrix-valued asymmetric truncated Toeplitz operator with symbol ϕ . Then the operator

A Φ Θ 1 Θ 2 = 0 0 A ϕ Θ 1 , Θ 2 0 : K Θ 1 K Θ 2 K Θ 1 K Θ 2

is a matrix-valued truncated Toeplitz operator with symbol Φ . It can also be written as

A Φ Θ 1 Θ 2 : K Θ 1 K Θ 2 K Θ 1 K Θ 2 .

Suppose that A ϕ Θ 1 , Θ 2 = 0 , then A Φ Θ 1 Θ 2 = 0 . Using [9, Theorem 6.3], we have

(4.1) Φ [ ( Θ 1 Θ 2 ) H 2 ( ( E E ) ) ] + ( Θ 1 Θ 2 ) H 2 ( ( E E ) ) .

Now, a function in H 2 ( ( E E ) ) has the form

Ψ 11 Ψ 12 Ψ 21 Ψ 22 .

So (4.1) means that there exist Ψ i j , Ψ i j H 2 ( ( E ) ) , such that

Φ = Ψ 11 Ψ 12 Ψ 21 Ψ 22 Θ 1 0 0 Θ 2 + Θ 1 0 0 Θ 2 Ψ 11 Ψ 12 Ψ 21 Ψ 22 = Ψ 11 Θ 1 + Θ 1 Ψ 11 Ψ 21 Θ 2 + Θ 1 Ψ 12 Ψ 12 Θ 1 + Θ 2 Ψ 21 Ψ 22 Θ 2 + Θ 2 Ψ 22 .

The lower left corner of this equality yields

ϕ = Ψ 12 Θ 1 + Θ 2 Ψ 21 ,

which is what we need.□

As a lemma, we show that every asymmetric matrix-valued truncated Toeplitz operator has a symbol in a certain class.

Lemma 4.3

For any A T ( Θ 1 , Θ 2 ) , there exist Ψ 1 Θ 1 and Ψ 2 Θ 2 such that A = A Ψ 1 + Ψ 2 Θ 1 , Θ 2 . If Ψ 1 , Ψ 2 is one such pair, then the other such pairs are Ψ 1 = Ψ 1 + k 0 Θ 2 X and Ψ 2 = Ψ 2 X k 0 Θ 1 with X ( E ) , such that A = A Ψ 1 + Ψ 2 Θ 1 , Θ 2 .

Proof

The first assertion follows from Theorem 4.2. For the second part, consider

A Ψ 1 + Ψ 2 Θ 1 , Θ 2 = A Ψ 1 + k 0 Θ 2 X + ( Ψ 2 X k 0 Θ 1 ) Θ 1 , Θ 2 = A Ψ 1 + Ψ 2 + k 0 Θ 2 X ( k 0 Θ 1 ) X Θ 1 , Θ 2 = A Ψ 1 + Ψ 2 Θ 1 , Θ 2 + A k 0 Θ 2 X Θ 1 , Θ 2 A ( k 0 Θ 1 ) X Θ 1 , Θ 2 .

Now consider

A k 0 Θ 2 X Θ 1 , Θ 2 f = P Θ 2 ( k 0 Θ 2 X f ) = P Θ 2 ( X f ) .

Since Θ 1 f K Θ 1 for all f K Θ 1 , we obtain

A ( k 0 Θ 1 ) X Θ 1 , Θ 2 f = P Θ 2 ( ( k 0 Θ 1 ) X f ) = P Θ 2 ( ( I Θ 1 ( 0 ) Θ 1 ( z ) ) X f ) = P Θ 2 ( X f ) P Θ 2 ( Θ 1 ( 0 ) Θ 1 ( z ) X f ) = P Θ 2 ( X f ) .

It follows that

A k 0 Θ 2 X Θ 1 , Θ 2 A ( k 0 Θ 1 ) X Θ 1 , Θ 2 = 0

and

A Ψ 1 + Ψ 2 Θ 1 , Θ 2 = A = A Ψ 1 + Ψ 2 Θ 1 , Θ 2 .

It is known that the model space K Θ 1 (respectively K Θ 2 ) is finite dimensional if and only if Θ 1 (respectively Θ 2 ) is finite Blaschke-Potapov product (see, for instance [13], Chapter 2). In this case, we use the previous corollary to obtain the dimension of the space of T ( Θ 1 , Θ 2 ) . The following result is a generalization of [9, Corollary 6.5] and [8, Proposition 2.1].

Corollary 4.4

If dim K Θ 1 = m and dim K Θ 2 = n , then dim T ( Θ 1 , Θ 2 ) = m d + n d d 2 .

Proof

The proof is similar to Corollary 6.5 given in [9]. It is immediate that dim Θ 1 = ( dim K Θ 1 ) d = m d and dim Θ 2 = ( dim K Θ 2 ) d = n d . Consider the map T : Θ 1 × Θ 2 T ( Θ 1 , Θ 2 ) defined by

T ( Ψ 1 , Ψ 2 ) = A Ψ 1 + Ψ 2 Θ 1 , Θ 2 .

The kernel is obtained from Lemma 4.3 by taking Ψ 1 = Ψ 2 = 0 , that is,

ker T = { ( k 0 Θ 2 X , ( X k 0 Θ 1 ) ) : X ( E ) } .

The proof is completed by noting that dim ( Θ 1 × Θ 2 ) = m d + n d and dim ker T = dim ( E ) = d 2 .□

  1. Funding information: Funding sources are not available for the publication of this article.

  2. Author contributions: Both authors contributed equally. The authors are indebted to the referee for many helpful suggestions.

  3. Conflict of interest: The authors declare no conflict of interest in connection with the publication of this article.

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Received: 2022-08-02
Revised: 2022-11-12
Accepted: 2022-11-17
Published Online: 2023-02-18

© 2023 the author(s), published by De Gruyter

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