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Fano fourfolds having a prime divisor of Picard number 1

  • Saverio Andrea Secci EMAIL logo
Published/Copyright: March 21, 2023
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Abstract

We prove a classification result for smooth complex Fano fourfolds of Picard number 3 having a prime divisor of Picard number 1, after a characterisation result in arbitrary dimension by Casagrande and Druel [5]. These varieties are obtained by blowing-up a ℙ1-bundle over a smooth Fano variety of Picard number 1 along a codimension 2 subvariety. We study in detail the case of dimension 4, and show that they form 28 families. We compute the main numerical invariants, determine the base locus of the anticanonical system, and study their deformations to give an upper bound to the dimension of the base of the Kuranishi family of a general member.

MSC 2010: 14J45; 14J35; 14E30

1 Introduction

Fano varieties (over ℂ) have been thoroughly classified up to dimension 3, and are widely studied also in higher dimensions. They play an important role in the Minimal Model Program, since they appear as the general fibres of Mori fibre spaces, one of the possible outcomes in the run of the Minimal Model Program. Although many results on the structure of Fano varieties have already been proven, we are still lacking a complete classification of Fano varieties starting from dimension 4.

Let X be a smooth projective variety of dimension n. We denote by N1(X) the real vector space of one-cycles with real coefficients, modulo numerical equivalence. Its dimension is the Picard number ρX. Recall that X is Fano if its anticanonical divisor −KX is ample.

In this paper we focus on Fano varieties of dimension n ≥ 3 that admit a prime divisor D such that ρD = 1; in [21, Proposition 5], Tsukioka shows that if this condition is satisfied, then the Picard number of X is at most 3. Later on, these varieties have been studied also by Casagrande and Druel in [5]. To be more precise, for any prime divisor i: DX, we denote by N1(D,X) the image of the push-forward i:N1(D)N1(X) induced by the inclusion, which is generated by the classes in N1(X) of curves contained in D. Note that 0<dimN1(D,X)ρD . Let us assume that there exists a prime divisor D such that dimN1(D,X)=1: then, in [5, Lemma 3.1] the authors prove that either ρX = 1, or 2 ≤ ρX ≤ 3 and X has some contraction onto a smooth Fano variety of lower Picard number. This contraction is either a blow-up or a conic bundle if ρX = 2, and it is a conic bundle of relative Picard number 2 if ρX = 3. Furthermore, in [5, Theorem 3.8] the authors give a general characterisation of X when ρX = 3 (see Remark 2.1).

Our goal in this paper is to classify all families of Fano fourfolds with ρX = 3 containing a prime divisor D with ρD = 1, or more generally with dim N1(D,X) = 1. We compute the main numerical invariants of X, study the base locus of the linear system | − K X|, and we also try to address the question of its rationality.

Recall that the index of a Fano variety, denoted by i X, is the greatest positive integer r such that the anticanonical divisor −KX is linearly equivalent to rD for some ample Cartier divisor D in X.

Theorem 1.1

There are 28 families of smooth Fano fourfolds X with ρX = 3 having a prime divisor D such that dim N1(D,X) = 1. They have index i X = 1. Among them, 22 families consist of rational varieties, and the very general variety of 4 other families is not rational.

Furthermore, the linear system | −KX| is free, with the exception of two families where the base locus consists of either 1 or 2 points. In all cases, a general element of |− K X| is smooth.

The families with their numerical invariants and properties are described in Table 2.

We also study their deformations in order to compute the dimension of the cohomology groups H0(TX) and H1(TX) of the tangent sheaf TX of X. They correspond, respectively, to the dimension of the automorphism group Aut(X) and the dimension of the base of the Kuranishi family of a general member. We recall that deformations of smooth Fano varieties are unobstructed, since all obstruction classes of deformations of X vanish. These classes are defined as elements of the cohomology group H2(TX) , which vanishes as a consequence of the Nakano vanishing theorem [17, Theorem 4.2.3].

The paper is organised as follows. In Section 2 we recall some results from [5, Section 3], and we use them to identify the list of 28 families of Fano fourfolds of Theorem 1.1. In Section 3 we compute the Hodge numbers, the anticanonical degree KX4 and the dimension of the space of global sections H0(𝓞X(−KX)) for all 28 families. In Section 4 we study the deformations of the varieties of Theorem 1.1 in order to estimate h0(TX)andh1(TX) . In Section 5 we study the base locus of the linear system | − K X|, while in Section 6 we determine whether the Fano fourfolds under consideration are rational or not (when possible). In Section 7 we display the final tables with all the results of the paper.

Related results appear in [1] and [21]: in the former the author provides a complete classification of toric Fano fourfolds, while in the latter the author classifies Fano varieties of dimension ≥ 3 which admit a negative divisor isomorphic to the projective space. See Section 7 for the relations with these classifications.

Finally, we fix some notation. Let X be a smooth, complex projective variety. We denote by

  • N 1 ( X ) the real vector space of divisors with real coefficients, modulo numerical equivalence. It is dual to N1(X) ;

  • N E X N 1 ( X ) the cone of effective 1-cycles;

  • Nef ( X ) N 1 ( X ) the cone of nef divisors. It is dual to NE(X) the closure of NE(X).

Recall that for a smooth Fano variety, linear and numerical equivalence of divisors coincide, and we denote the latter by ≡.

2 The 28 families of Fano fourfolds

In this section we recall the needed results from [5, Section 3], and use them to determine the 28 families of Fano fourfolds that appear in Theorem 1.1.

Remark 2.1

The following is a summary of [5, Example 3.4 - Theorem 3.8], when n = 4.

Given a smooth Fano threefold Z,we begin by constructing from Z a Fano fourfold X with ρX = 3 containing a divisor with ρ = 1. By [5, Theorem 3.8] we will see that all the varieties in Theorem 1.1 are constructed in this way.

Let Z be a smooth Fano threefold with Picard number ρZ = 1 and index i Z, which is the greatest positive integer r such that −KZrD for some ample divisor D in Pic(Z). Let 𝓞Z(1) be the ample generator of Pic(Z), whose linear system |𝓞Z(1)| is non-empty by the Riemann–Roch theorem and the Kodaira vanishing theorem. Then, take an effective divisor H ∈ |𝓞Z(1)| such that −KZi ZH. Moreover, fix integers a ≥ 0 and d ≥ 1, assume that the linear system |𝓞Z(d)| contains smooth surfaces, and fix such a smooth surface A ∈ |𝓞Z(d)|.

Let Y := ℙ(𝓞Z⊕𝓞Z(a)) be the ℙ1-bundle with projection π: YZ. Take a section GY with normal bundle NGY/Y ≅ 𝓞Z(−a), corresponding to a surjection 𝓞Z ⊕ 𝓞Z(a) 𝓞Z. If a = 0, then YZ × ℙ1 and take another section GˆY disjoint from GY; if a > 0, take a section GˆY with normal bundle NGˆY/Y ≅ 𝓞Z(a), which is also disjoint from GY, corresponding to a surjection 𝓞Z ⊕ 𝓞Z(a) 𝓞Z(a).

Set S:=GˆYπ1(A), and let σ: XY be the blow-up with centre S. Denote by E the exceptional divisor and by G and Gˆ the transforms of GY and GˆY Note that GGˆ = 0, NG/X ≅ 𝓞Z(−a) and NGˆ/X ≅ 𝓞Z(−(da)).

Then φ := πσ is a conic bundle, that is a fibre-type contraction whose generic fibre is a plane conic, and φ admits another factorisation φ:=πσ, where

π ˆ : Y ˆ := P ( O Z O Z ( d a ) ) Z

is a ℙ1-bundle, and σˆ:XYˆ is the blow-up with centre Sˆ:=σˆ(G)πˆ1(A). Denote by Eˆ the exceptional divisor. Also, σˆ(G) and σˆ(Gˆ) are disjoint sections of πˆ,Nσˆ(G)/Yˆ ≅ 𝓞Z(da) and Nσˆ(Gˆ)/Yˆ ≅ 𝓞Z(ad).

Now let CZ be an irreducible curve in Z such that 𝓞Z(1) ⋅ CZ is minimal, let CGG and CGˆGˆ be curves corresponding to CZ, let FE and FˆEˆ be fibres of, respectively, σ and σˆ. Then the cone of effective one-cycles NE(X) is closed and polyhedral, and is generated by the classes of

  • F, Fˆ and CGˆ, if a = 0;

  • F, Fˆ , CG and CGˆ, if 0 < a < d;

  • F, Fˆ and CG, if ad.

All the relevant intersection numbers are collected in [5, Table 1], and one can see that

(2.1) d G + a E ˆ d G ˆ + ( d a ) E .

Furthermore, by [5, Remark 3.6], X is a Fano fourfold if and only if aiZ − 1 and daiZ − 1. By [5, Remark 3.7], the pairs (a, d) and (da, d) give rise to isomorphic fourfolds when da, so we can assume that a > d or 0 ≤ ad/2.

Finally, by [5, Theorem 3.8], any Fano fourfold X of Picard number ρX = 3 which admits a prime divisor D with dim N1(D, X) = 1 is isomorphic to one of the varieties X constructed above. Any such X, then, is given by a triplet (Z, a, d), where Z is a smooth Fano threefold with ρZ = 1 and

(2.2) d 1 , a > d  or  0 a d / 2 , a i Z 1 , d a i Z 1 ;

moreover |dH| contains a smooth surface. The inequalities (2.2) imply that the index of the Fano threefold Z cannot equal to 1. Note that the prime divisors G and Gˆ are isomorphic to Z, ρG = ρGˆ = 1, hence dimN1(G, X) = dimN1(G^,X) = 1.

Remark 2.2

Further observations:

  1. Since −KXF = 1, we have that the index of X is iX = 1.

  2. The classes of φH, Gˆ,E and the classes of φH, G, Eˆ are both a basis of N1(X). Moreover,

α φ H + β G ˆ + ( β + γ ) E ( α + a β + d γ ) φ H + β G γ E ˆ

for all α, β, γ ∈ ℝ, and

K X ( i Z a ) φ H + 2 G ˆ + E ( i Z + a d ) φ H + 2 G + E ˆ .

  1. (iii) Under the conditions (2.2), Y and Yˆ are also Fano fourfolds by [11, Example 3.3(2)]. The cone Nef(Y) is generated by the classes of πH and GˆY while Nef(Yˆ) is generated by the classes of πˆHandσˆ(G). Note that the tautological line bundles 𝓞Y (1) and OYˆ(1) are isomorphic, respectively, to the line bundles OY(GˆY)andOYˆ(σˆ(G)).

Table 1

Fano threefolds of Picard number 1 and index iZ2

Z iZ H 3 K Z 3 h 1,2 h 0(TZ) h 1(TZ) Bs|H| R
Z 1 = a hypersurface of degree 6 in the weighted projective space ℙ(1, 1, 1, 2, 3) 2 1 8 21 0 34 {P0}
Z 2 = a cyclic cover of degree 2 of ℙ3 ramified along a smooth surface of degree 4 2 2 8 ⋅ 2 10 0 19 0
Z 3 = a smooth cubic in ℙ4 2 3 8 ⋅ 3 5 0 10 0
Z 4 = a smooth intersection of two quadrics in ℙ5 2 4 8 ⋅ 4 2 0 3 0 +
Z 5 ⊂ ℙ6, a section of the Grassmannian Gr(2, 5) ⊂ ℙ9 by a subspace of codimension 3 2 5 8 ⋅ 5 0 3 0 0 +
Z 6 = a smooth quadric in ℙ4 3 2 27 ⋅ 2 0 10 0 0 +
Z 7 = ℙ3 4 1 64 0 15 0 0 +

Remark 2.3

For any irreducible curve CX, we set C := {DN1(X)|DC = 0}. As X is smooth and Fano, the nef cone Nef(X) is closed and polyhedral, and is generated by finitely many extremal rays. A section of Nef(X) is

Moreover, τ = F ∩ Nef(X), τˆ=Fˆ ∩ Nef(X), η = CG ∩ Nef(X), and ηˆ=CGˆ ∩ Nef(X). One can check that all the contractions are divisorial, apart from the contraction given by the ray R1, which is always of fibre type and coincides with the conic bundle φ: XZ, and the contraction given by the ray R2 for a = 0, which is again of fibre type and corresponds to a morphism X → ℙ1; the contractions of τ and τˆ are σ: XY and σˆ:XYˆ while the contractions of η and ηˆ send a divisor to a point, respectively G and Gˆ

In [15, Table § 12.1] we find the list of all smooth Fano threefolds with Picard number ρZ = 1. We are interested in those with index i Z ≥ 2, and we collect all the relevant varieties in Table 1 for the reader’s convenience. The last two columns display, respectively, the base locus of the linear system |H|, and whether these varieties are rational (+) or not (−). We also include the dimension of the cohomology groups H0(TZ) and H1(TZ) of the tangent sheaf TZ. The references for h0(TZ) are [20, Theorem 1.3] for Z1, [18, Theorem 3.4] for Z2, [19, Theorem 7.5] for Z5, and [8, Theorem 1.1, Theorem 1.3] for Z3, Z4 and Z6; see also [3, Theorem 3.1]. For similar results on the automorphism groups of smooth Fano threefolds with ρZ = 1, see [16, Theorem 1.1.2].

As for computing h1(TZ), by applying the Hirzebruch–Riemann–Roch theorem [13, Appendix A, Theorem 4.1] to the sheaves TZ and ΩZ1 and the Nakano vanishing theorem [17, Theorem 4.2.3], we get

χ ( T Z ) = h 0 ( T Z ) h 1 ( T Z ) = 1 2 K Z 3 h 1 , 2 ( Z ) 17.

Lemma 2.4

For i = 2, . . . , 7, the line bundle 𝓞Zi (d) is globally generated for all d ≥ 1, and 𝓞Z1 (d) is globally generated for all d ≥ 2. Moreover, a general surface A ∈ |𝓞Z1 (1)| is smooth.

Proof. Observe that, when i ≠ 1, 2, the ample generator 𝓞Zi (1) of Pic(Zi) corresponds to a hyperplane section in some projective space ℙ, thus it is very ample. This is clear for i = 3, 4, 6, 7, while it follows from [15, Theorem 3.2.5(v)] that 𝓞Z5 (1) is the restriction to Z5 of the very ample divisor on the Grassmannian Gr(2, 5) defining the Plücker embedding Gr(2, 5) ↪ ℙ9. Furthermore, 𝓞Z2 (1) is globally generated since it is the pull-back of 𝓞3 (1). Therefore, any positive multiple of the ample generator is globally generated.

As for Z1, by [15, Proposition 2.4.1(i), Theorem 2.4.5(i)] we have that 𝓞Z1 (2) is globally generated, while 𝓞Z1 (1) has a unique simple base point. Moreover, 𝓞Z1 (3) is very ample, see [16, Table 1], so that 𝓞Z1 (d) is globally generated for all d ≥ 2. Nonetheless, by [15, Proposition 2.3.1], a general surface A in the linear system |𝓞Z1 (1)| is smooth.

Corollary 2.5

For every Zi, i = 1, . . . , 7, and for every choice of integers a, d satisfying(2.2), there exists a smooth Fano fourfoldXa,diof Picard number 3 constructed as in Remark 2.1.

Conversely, if X is a smooth Fano fourfold with ρX = 3 containing a prime divisor D with dim N1(D, X) = 1, then X is isomorphic toXa,difor some (Zi , a, d) as above. This gives rise to 28 families, see Table 2.

Proof. Assume that the integers a, d satisfy (2.2). This yields d ≤ 2iZ − 2. Therefore, by Lemma 2.4, a general surface A ∈ |𝓞Zi (d)| is smooth for every i = 1, . . . , 7, and so, given the triplet (Zi , a, d), we can construct a Fano fourfold X := Xa,di of Picard number 3. Note that Xa,di contains a prime divisor G such that ρG = 1, hence dim N1(G, X) = 1 (see Remark 2.1).

Conversely, by [5, Theorem 3.8], any Fano fourfold X of Picard number ρX = 3 which admits a prime divisor D with dim N1(D, X) = 1 is isomorphic to one of the Xa,di

Corollary 2.5 is the first step towards the proof of Theorem 1.1, as it shows that there are 28 choices of integers a, d satisfying (2.2), each of which determines a family of smooth Fano varieties, and that every smooth Fano fourfold of Picard number 3 containing a prime divisor of Picard number 1 appears in one of these families. We will later see in Section 4 that the members of each family are all deformation equivalent, and that distinct families do not have common members (see Corollary 4.3).

Notation. If not specified otherwise, the varieties Z, Y, X, the corresponding maps and divisors will be the ones described in Remark 2.1. When needed, we will use the notation Zi for the varieties in Table 1, and Xa,di for the variety given by the triplet (Zi , a, d).

3 Numerical invariants

In this section we compute the numerical invariants of the Fano fourfolds in Corollary 2.5; these invariants are listed in Table 2.

Our first goal is to compute the Hodge numbers. To do so, we will use the Hodge polynomial of a smooth variety W

e ( W ) = e ( W ) ( u , v ) := p , q h p , q ( W ) u p v q

and its properties with respect to ℙn-bundles and blow-ups. Namely:

Lemma 3.1

Let W be a smooth variety, let ℙ(ε) be an-bundle over W and letW˜be the blow-up of W along a subvariety V of codimension c. Then

e ( P ( E ) ) = e ( W ) e ( P n ) a n d e ( W ˜ ) = e ( W ) + e ( V ) [ e ( P c 1 ) 1 ] .

Proof. By [7, Introduction 0.1] and quick computations.

Since Y and X are Fano varieties of Picard numbers 2 and 3, respectively, the only unknown Hodge numbers are h1,2, h1,3 and h2,2. We begin by computing the Hodge numbers of A, which is the smooth surface in |𝓞Z(d)| fixed in Remark 2.1. Recall that (2.2) yields d ≤ 2iZ − 2, and that H is an effective divisor of the linear system |𝓞Z(1)|.

Lemma 3.2

Let Z be a smooth Fano threefold with ρX = 1 and iZ ≥ 2. Let A be a smooth surface in |𝓞Z(d)|. Then all but the following Hodge numbers of A vanish:

  • h 0,0(A) = 1;

  • h 0,2(A) = 1, for d = iZ;

  • h 0,2(A) = 5, for d = 4 and iZ = 3 (i.e. Z is a smooth quadric threefold);

  • h 0,2(A) = d13,for d = 5, 6 and iZ = 4 (i.e Z ≅ ℙ3);

  • h 1,1(A) = 10 + 10 ⋅ h0,2(A) − d(diZ)2δ, where δ = H3.

Proof. We first carry out the computation for h0,2(A). By the exact sequence

0 O Z ( d ) O Z O A 0

we have H2(𝓞A)≅ H3(𝓞Z(−d)). Moreover, h3(𝓞Z(−d)) = 0 for d < iZ, and h3(𝓞Z(−d)) = 1 for d = iZ by the Kodaira vanishing theorem. This concludes the case iZ = 2. For iZ = 3 we have 1 ≤ d ≤ 4 and h3(𝓞Z(−4)) = h4(ℙ4, 𝓞4 (−6)) = 5; for iZ = 4 we have 1 ≤ d ≤ 6 and h3(𝓞3 (−d)) = d13 for d = 5, 6.

To compute h1,1(A) we apply Noether’s formula χtop(A) = 12χ(𝓞A)− KA2 in [2, Remark I.14] to get

h 1 , 1 ( A ) = 10 + 10 h 0 , 2 ( A ) d ( d i Z ) 2 δ

where δ = H3. Lastly, the vanishing of h0,1(A) follows from the Lefschetz hyperplane theorem.

By Lemma 3.1 we get e(Y) = e(Z) ⋅ e(ℙ1) and e(X) = e(Y) + e(A) ⋅ (e(ℙ1)− 1), thus the Hodge numbers of Y and X are

h p , q ( Y ) = 2 ( p , q ) = ( 2 , 2 ) h 1 , 2 ( Z ) ( p , q ) = ( 1 , 2 ) 0 ( p , q ) = ( 1 , 3 )

and

h p , q ( X ) = h 1 , 2 ( Z ) ( p , q ) = ( 1 , 2 ) h 0 , 2 ( A ) ( p , q ) = ( 1 , 3 ) 2 + h 1 , 1 ( A ) ( p , q ) = ( 2 , 2 ) .

Note that all the Hodge numbers of X only depend on d and Z, and not on a.

Our next goal is to compute the anticanonical degree KX4 and the dimension of the space of global sections H0(𝓞X(−KX)).We can do it simultaneously: the Hirzebruch–Riemann–Roch theorem [13, Appendix A, Theorem 4.1] provides a formula to compute the Euler characteristic of a locally free sheaf on a smooth projective variety. We apply it to the anticanonical sheaf 𝓞W(−KW) of a smooth fourfold W, yielding

(3.1) χ ( O W ( K W ) ) = χ ( O W ) + 1 12 ( 2 K W 4 + K W 2 c 2 ( W ) ) .

Since X is Fano, the Kodaira vanishing theorem implies χ(𝓞X(−KX)) = h0(𝓞X(−KX)).

The following two standard computations provide the necessary tools.

Proposition 3.3

([6], Lemma 3.2). Let W be a smooth projective variety, dim W = 4, and let α: W˜Wbe the blow-up of W along a smooth irreducible surface V. Then

  1. K W ˜ 4 = K W 4 3 ( K W | V ) 2 2 K V K W | V + c 2 ( N V / W ) K V 2 ;

  2. K W ˜ 2 c 2 ( W ˜ ) = K W 2 c 2 ( W ) 12 χ ( O V ) + 2 K V 2 2 K V K W | V 2 c 2 ( N V / W ) ;

  3. χ ( O W ˜ ( K W ˜ ) ) = χ ( O W ( K W ) ) χ ( O V ) 1 2 ( ( K W | V ) 2 + K V K W | V ) .

Proposition 3.4

Let W be a smooth projective variety of dimension 3, and ε a rank 2 vector bundle on W. Let β: ℙ(ε) → W be a1-bundle over W. Then

  1. (i) KP(E)4=8KWc1(E)2+32KWc2(E)8KW3;

  2. (ii) KP(E)2c2(P(E))=2KWc1(E)2+8KWc2(E)2KW34KWc2(W);

  3. (iii) χ(OP(E)(KP(E)))=χ(OP(E))+6KWc2(E)12(3KW3+3KWc1(E)2)13KWc2(W).

Proof. Let D be the divisor associated to det(ε), and let ξ be the divisor associated to 𝓞ℙ(ε)(1). We have i=02(1)iβci(E)ξ(2i)=0, which yields

ξ 2 = β D ξ β c 2 ( E ) .

Then

  • β (KW + D)4 = 0;

  • β (KW + D)3ξ = (KW + D)3;

  • β (KW + D)2ξ2 = β(KW + D)2 ⋅ (βDξβc2(ε)) = (KW + D)2D;

  • β (KW + D) ⋅ ξ3 = β(KW + D) ⋅ ξ ⋅ (βDξβc2(ε)) = (KW + D) ⋅ D2 − (KW + D) ⋅ c2(ε);

  • ξ 4 = (βDξβc2(ε))2 = D3 − 2Dc2(ε).

We recall that Kℙ(ε) = β(KW + D) − 2ξ, therefore

K P ( E ) 4 = i = 0 4 4 i β ( K W + D ) i ( 2 ξ ) ( 4 i ) ,

and we obtain (i).

To prove (ii), we need to compute c2(ℙ(ε)). By [12, Example 3.2.11], we get

c 2 ( P ( E ) ) = β K W ( β D 2 ξ ) + β c 2 ( W ) .

So, KP(E)2c2(P(E)) = (β(KW + D) − 2ξ)2 ⋅ (βKW ⋅ (βD − 2ξ) + βc2(W)), which gives (ii). To get (iii), just apply (3.1).

We are now able to compute the numerical invariants of X under consideration.

Lemma 3.5

Let X be as in Corollary 2.5, and let δ = H3. Then

  1. (i) KX4=8δiZ(a2+iZ2)3dδ(a+iZ)2+2dδ(a+iZ)(diZ)+ad2δdδ(diZ)2,

  2. (ii) KX2c2(X)=84+2δiZ(a2+iZ2)12h0,2(A)+2dδ(diZ)(a+d)2ad2δ,

  3. (iii) χ(OX(KX))=8+32δiZ(a2+iZ2)h0,2(A)12dδ(a+iZ)(ad+2iZ).

Proof. Recall that in the setting of Remark 2.1 we have ε = 𝓞Z ⊕ 𝓞Z(a), therefore det(ε) = 𝓞Z(a), c1(ε) = aH and c2(ε) = 0. Since Z is a Fano threefold, the Riemann–Roch Theorem [13, Appendix A, Exercise 6.7] applied to the sheaf 𝓞Z yields KZc2(Z) = −24. Moreover, the exact sequence

0 N S / G ˆ Y N S / Y N G ˆ Y / Y | S 0

corresponds to

0 O A ( d H | A ) N S / Y O A ( a H | A ) 0 ,

and so

  1. (i) c1(NS/Y) = (a + d)H|A under the natural isomorphism SA,

  2. (ii) c2(NS/Y) = ad2δ.

Furthermore, it is not difficult to verify that KY|S = −(a + iZ)H|A, KS = (diZ)H|A, thus

K Y | S 2 = d δ ( a + i Z ) 2 , K S 2 = d δ ( d i Z ) 2 , K S K Y | S = d δ ( a + i Z ) ( d i Z ) .

Finally, Proposition 3.3 yields

  1. (i) KY4=8δiZ(a2+iZ2),

  2. (ii) KY2c2(Y)=2δiZ(a2+iZ2)+96,

  3. (iii) χ(OY(KY))=9+32δiZ(a2+iZ2),

and Proposition 3.4 gives the statement.

The explicit invariants for the varieties of Corollary 2.5 are collected in Table 2, see Section 7.

4 Deformations and automorphism groups

In this section we show that the varieties of Corollary 2.5 form indeed 28 distinct families of deformations, and we provide some partial results on the dimension of their Kuranishi family by giving an upper bound of h0(TX). This also leads to an upper bound of h0(TX), and precise results for some of the families. Recall that h0(TX) is the dimension of Aut(X), and that h0(TX) = 0 by the Nakano vanishing theorem [17, Theorem 4.2.3]. This implies that the base of the Kuranishi family of X is smooth of dimension h0(TX), i.e. deformations of X are unobstructed.

By a smooth family of Fano varieties we mean a smooth, projective morphism f: XS with connected fibres, where S is an irreducible quasi-projective variety such that the anticanonical divisor −KX is Cartier and f-ample.

Remark 4.1

The construction of X, as in Remark 2.1, can be also done in families. Given a smooth family g: Z → B of Fano threefolds with Picard number 1 and index i Z > 1, and given 𝓞Z(ℋ) ∈ Pic(Z) such that the restriction 𝓞Zb (ℋ|Zb) to the fibre Zb is the generator of Pic(Zb) for all bB, it is possible to construct a smooth family of Fano fourfolds f:XB˜ where B˜ is the open subset of PB((gOZ(dH))) which parametrises the smooth surfaces Ab|dH|Zb| | for all bB, so that the fibre of f over b˜B˜ is obtained from (Zb, Ab) as in Remark 2.1.

Let us fix a smooth Fano threefold Zi, i ∈ {1, . . . , 7}, and integers a, d satisfying (2.2), so that the varieties Xa,di of Corollary 2.5 are parametrised by couples (Z, A), with Z smooth and deformation equivalent to Zi, and A ∈ |𝓞Z(d)| is a smooth surface. In this section we use the notation X (Z, A) to denote the Fano fourfold given by the couple (Z, A).

Our first goal is to prove that if f : XS is a smooth family of Fano varieties, and if there exists s0S such that its fibre Xs0 is isomorphic to X (Zs0 , As0), then all the fibres X s are isomorphic to Xa,di for some (Zs , As), that is XsX (Zs , As).We are going to prove this by looking at the behaviour of the nef cone Nef(Xs), and the corresponding contractions, under the deformation f. Wiśniewski [24, Theorem 1] proved that, in the case of a smooth family of Fano varieties, the nef cone is locally constant. Moreover, generalised results in the setting of singular varieties were proved in [10] and [9].

Proposition 4.2

Let f : XS be a smooth family of Fano varieties. Assume that there exists s0S such that the fibre Xs0is isomorphic toXa,diThen, any fibre X s is one of the varieties of Corollary 2.5, and belongs to the same family of Xs0.

Proof. Step 1. We can assume that dim S = 1, and up to pull-back to the normalisation of S, we can assume that S is smooth. Since the fibres of a smooth family are all diffeomorphic, the second Betti number is constant on the fibres of f; moreover, for smooth Fano varieties, the second Betti number coincides with the rank of the Picard group. Therefore the fibres X s are smooth Fano fourfolds of Picard number 3, for all sS.

Step 2. In the following we adopt an argument in [9] to show that the fibres of f have the same type of contractions.

By [9, Theorem 2.2], the monodromy action (see [22, Section 3]) of π1(S, s) on H2(Xs , ℚ) is finite. As in the proof of [9, Theorem 2.7], we may take a finite étale cover g: VS and the pull-back XV = X ×S V of f via g. The resulting family fV: XVV, which is still a deformation of Xs0, now has trivial monodromy action on H2(Xt ,ℚ) for all tV. By [9, Theorem 2.12], the restriction map N1(XXV)→ N1(Xt) is surjective for all tV.

As a consequence, the map

N 1 ( X V / V ) N 1 ( X t )

is an isomorphism for all tV, where N1(XV/V) is the real vector space of divisors with real coefficients, modulo numerical equivalence on the curves contracted by fV.

Now, it follows from [23, Proposition 1.3] that every elementary contraction of a fibre X tWt extends to a relative elementary contraction XV → W, and conversely every relative elementary contraction XVW) restricts to an elementary contraction XVW) on every fibre. Therefore, [10, Theorem 4.1] implies that Xt1Wt1 is of fibre type (respectively divisorial, small) if and only if Xt2Wt2 of fibre type (respectively divisorial, small), for any t1, t2V. By applying a similar technique as in the proof of [9, Theorem 2.7], we see that the contractions on the fibres are deformation equivalent.

Step 3. By Step 2 and Remark 2.3, all the fibres X t of fV have an elementary divisorial contraction sending a divisor to a point, which implies that they all contain a divisor Gt (the exceptional divisor of such a contraction) with dim N1(Gt, Xt) = 1. Then, by [5, Theorem 3.8], each fibre X t is one of the varieties of Corollary 2.5, and since the numerical invariants in Table 2 are constant under deformation and are different amongst the families, we can conclude that each Xt is in the same family of Xs0.

Corollary 4.3

The varieties of Corollary 2.5 form 28 families of deformations. They are all distinct, and do not have common members.

The next step is to understand when the varieties of the same family are isomorphic.

Proposition 4.4

Let X = X(Z, A) and X' = X(Z' , A'). Then: XX' if and only if there exists an isomorphism ψ: ZZ' such that ψ(A) = A'.

Proof. Assume first that XX'. Let φ and φ' be the conic bundles of Remark 2.1, and let ρ be the composition of φ' with the isomorphism XX'. The cones NE(φ) and NE(ρ), which are the convex cones in NE(X) generated by the curves contracted by φ and ρ, must coincide, since they are both fibre-type contractions of X, and X admits only one such contraction by Remark 2.3. Therefore, by [11, Proposition 1.14(b)], there exists a unique isomorphism ψ: ZZ' which makes the following diagram commute:

Since the diagram commutes, the discriminant divisor Δ := {zZ | φ−1(z) is singular} of φ maps via ψ onto the discriminant divisor Δ' of φ'. In fact Δ = A and Δ' = A', and we get the statement.

Conversely, if there exists and isomorphism ψ: ZZ' such that ψ(A) = A', for smooth surfaces A, A' ∈ |𝓞Z(d)|, then ψ lifts as an isomorphism between X(Z, A) and X(Z' , A').

At this point it is clear, by the previous results, that the dimension of the base of the Kuranishi family of Xa,di is at most h1(TZi)+h0(OZi(d))1.

Proposition 4.5

Let X = Xa,dibe a Fano fourfold as in Corollary 2.5. Then

(4.1) h 1 ( T X ) h 1 ( T Z i ) + h 0 ( O Z i ( d ) ) 1.

Furthermore,

  1. (i) if i = 1, . . . , 4, then equality holds;

  2. (ii) if i = 7 and d = 1, 2, then X is rigid, that is h1(TX) = 0.

Proof. Inequality (4.1) follows from Propositions 4.2 and 4.4. As for (i), just observe that if i = 1, . . . , 4 then h0(TZi) = 0 (see Table 1), so that Aut(Zi) is finite. Therefore, for a given deformation Z of Zi there are at most finitely many different choices of A which yield isomorphic Fano fourfolds.

On the other hand, if i = 7 and d = 1, 2 we are in the case of hyperplanes and smooth quadrics in ℙ3. Since they are all projectively equivalent to each other, it follows that Xa,17andXa,27 are rigid. This gives (ii).

We note that χ(TX) = h0(TX)− h1(TX) can be computed from the other invariants of X (see Table 2) by the Hirzebruch–Riemann–Roch theorem, see for instance [4, Lemma 6.25], which yields

χ ( T X ) = 27 5 h 0 ( O X ( K X ) ) + K X 4 + 3 b 2 ( X ) h 1 , 2 X h 2 , 2 ( X ) + 3 h 1 , 3 ( X ) .

We can then estimate also h0(TX); we give the estimates in Table 3.

5 Base locus of −KX

In this section we study the base locus of the linear system | − K X|, and show that it is empty for 26 of the 28 families of Corollary 2.5, while it consists of at most two distinct points for the remaining cases. Moreover, we show that a general element of | − KX| is smooth. All the base loci are collected in Table 2.

To compute the base locus of | − K X|, we give special effective divisors in the linear system. We already know that −KX ≡ (iZa)φH + 2Gˆ + E ≡ (iZ + ad)φH + 2G + Eˆ (see Remark 2.2). Note that HE + Eˆ and so, by (2.1), we have

G + a φ H G ˆ + E , G ˆ + ( d a ) φ H G + E ˆ

which yields

(5.1) K X i Z φ H + G + G ˆ .

Proposition 5.1

Let X be as in Corollary 2.5. If H is globally generated, then so isKX.Otherwise, eitherX0,11and | − KX| has a unique base point, or XX1,21and | − K X| has two base points. In all cases, a general element of |− KX| is smooth.

Proof. Step 1. Assume that H is globally generated. Then, by Remark 2.2(ii) and (5.1), we have

Bs ( | K X | ) ( G G ˆ ) ( G ˆ E ) ( G E ˆ ) = .

Therefore, |− K X| has no base point and −KX is globally generated.

Conversely, assume that H is not globally generated. Then Z = Z1, and either a = 0 and d = 1, or a = 1 and d = 2. The linear system |H| has a unique simple base point P0, while |2H| is free; moreover, recall that in Remark 2.1 we fixed a smooth surface A ∈ |dH|, which exists for Z = Z1 and d = 1, 2 (see Table 1 and Lemma 2.4).

Step 2. Let Z = Z1, a = 0 and d = 1; then, the smooth surface A ∈ |H| contains P0, and the fibre T := φ−1(P0) over P0 is equal to F0Fˆ0 where F0E and Fˆ0Eˆ are irreducible rational curves. Therefore

Bs ( | K X | ) ( G G ˆ ) ( G ˆ E ) ( T G E ˆ ) = F 0 G ˆ ,

which is the point Q0Gˆ corresponding to P0 under the isomorphism GˆZ. Now, observe that

O G ˆ ( K X | G ˆ ) O Z ( H ) ,

and that, by computing the intersection number with the generators of NE(X), −2KXGˆ is an ample divisor; see [5, Table 1]. This implies, by the Kodaira vanishing theorem, that h1(𝓞X(−KXGˆ)) = 0, and the restriction

H 0 ( O X ( K X ) ) H 0 ( O G ˆ ( K X | G ˆ ) )

is surjective. Thus, Q0 is a base point for |− KX|, and Bs(|− KX|) = {Q0}. Note that in the class of 2φH + G +Gˆ, which is numerically equivalent to −KX by (5.1), we can choose an effective divisor so that it is smooth at Q0: fix an effective divisor D ≡ 2H so that P0D, and φD ∈ |2φH| does not contain Q0. Therefore φD + G + Gˆ is smooth at Q0, thus a general effective divisor in | − K X| is smooth.

Step 3. The last case to consider is Z = Z1, a = 1, d = 2. Let T be the fibre φ−1(P0) over P0; then, similarly as above,

Bs ( | K X | ) ( G G ˆ ) ( T G ˆ E ) ( T G E ˆ ) = ( T G ) ( T G ˆ ) ,

where {Q1} = TG and {Q2} = TGˆ are the points corresponding to P0 in G and Gˆ. Again, similarly as above,

O G ( K X | G ) O G ˆ ( K X | G ˆ ) O Z ( H ) ,

the divisors −2KXG and −2KXGˆ are ample, the restrictions

H 0 ( O X ( K X ) ) H 0 ( O G ( K X | G ) ) , H 0 ( O X ( K X ) ) H 0 ( O G ˆ ( K X | G ˆ ) )

are surjective, thus Q1 and Q2 are base points for | − KX|, and Bs(| − KX|) = {Q1, Q2}.

We now show that a general effective divisor of | −KX| is smooth. We have two possibilities: either A ∈ |2H| contains P0 or it does not. If we assume the latter, then the divisor φA + G + Gˆ is smooth at Q1 and Q2. If we assume the former, then we can choose a divisor D ∈ |2H| such that P0D, which implies that the divisor φD + G + Gˆ ∈ | − KX| is smooth at Q1 and Q2 (as in Step 2). Thus the statement holds.

6 Rationality

By construction, X is birationally equivalent to Z ×ℙ1, and so we can study rationality on X by what is known on Z. If i = 4, 5, 6, 7, then Z i is rational, while Zj is not rational for j = 1, 2, 3 (see Table 1). So Xa,di is rational for i = 4, 5, 6, 7.

The remaining cases have been studied in [14] with respect to stable rationality. For i = 1, 2, the very general Zi is not stably rational, which implies that Zi × ℙ1 is not rational. Therefore, the very general Xa,di is not rational for i = 1, 2. As for cubics in ℙ4, i.e. Z3, stable rationality is still an open problem, and so we have no information on Xa,d3.

7 Conclusions and final tables

Remark 7.1

The proof of Theorem 1.1 is a consequence of the results of the previous sections: Corollary 2.5 gives the 28 families, in Section 3 we compute the numerical invariants, Proposition 5.1 provides the results on the base locus of | − KX|, and in Section 6 we discuss rationality.

Toric Fano fourfolds have been classified by Batyrev [1], and we observe that the varieties Xa,di are toric when Z = Z7 = ℙ3 and d = 1; this gives the three cases X0,17,X2,17andX3,17. Keeping the notation in [1], they correspond, respectively, to the varieties E3, E2 and E1.

Furthermore, Tsukioka [21] gave a classification for Fano varieties of dimension ≥ 3 containing a negative divisor E isomorphic to the projective space. When n = 4, the varieties in [21, Theorem 1, 2.(b)] are isomorphic to Xa,d7 for all the admitted values a, d given by (2.2). Specifically, we can choose E = Gˆ when 0 ≤ ad/2, and E = G when a > d (see Remark 2.1 and Corollary 2.5).

Remark 7.2

As a final note, we can ask whether the varieties Xa,di of Theorem 1.1 appear as fibres of elementary fibre-type contractions, that is if they are "fibre-like". This property has been introduced and studied in [9], where the authors give two criteria for fibre-likeness, one necessary and one sufficient. As a consequence of [9, Corollary 3.9], by looking at the elementary contractions of Xa,di (see Remark 2.3) we see that, if ad/2 then Xa,di cannot be fibre-like.

In Table 2 we collect all the numerical invariants computed in Section 3, where h0(−KX) := h0(𝓞X(−KX)), and in the last two columns we include the base locus of | − KX| and whether the variety is rational, not rational, toric, or unknown (?).

Table 2

Fano fourfolds of Picard number 3 with a prime divisor of Picard number 1

X a , d i K X 4 K X 2 c 2 ( X ) h 0(−KX) h 1,2 h 1,3 h 2,2 Bs(| − KX |)
X 0 , 1 1 47 98 17 21 0 11 {Q0} the very general is not rational
X 1 , 2 1 30 84 13 21 1 22 {Q1, Q2} the very general is not rational
X 0 , 1 2 94 112 26 10 0 10 0 the very general is not rational
X 1 , 2 2 60 96 19 10 1 22 0 the very general is not rational
X 0 , 1 3 141 126 35 5 0 9 0 ?
X 1 , 2 3 90 108 25 5 1 22 0 ?
X 0 , 1 4 188 140 44 2 0 8 0 rational
X 1 , 2 4 120 120 31 2 1 22 0 rational
X 0 , 1 5 235 154 53 0 0 7 0 rational
X 1 , 2 5 150 132 37 0 1 22 0 rational
X 0 , 1 6 346 184 74 0 0 4 0 rational
X 0 , 2 6 296 176 65 0 0 8 0 rational
X 1 , 2 6 260 164 58 0 0 8 0 rational
X 1 , 3 6 210 156 49 0 1 22 0 rational
X 2 , 1 6 430 208 90 0 0 4 0 rational
X 2 , 4 6 160 148 40 0 5 54 0 rational
X 0 , 1 7 431 206 90 0 0 3 0 toric
X 0 , 2 7 376 196 80 0 0 4 0 rational
X 0 , 3 7 341 194 74 0 0 9 0 rational
X 1 , 2 7 350 188 75 0 0 4 0 rational
X 1 , 3 7 295 178 65 0 0 9 0 rational
X 1 , 4 7 260 176 59 0 1 22 0 rational
X 2 , 1 7 489 222 101 0 0 3 0 toric
X 2 , 4 7 240 168 55 0 1 22 0 rational
X 2 , 5 7 205 166 49 0 4 47 0 rational
X 3 , 1 7 605 254 123 0 0 3 0 toric
X 3 , 2 7 454 220 95 0 0 4 0 rational
X 3 , 6 7 170 164 43 0 10 88 0 rational

In Table 3 we display the explicit invariants of Section 4. To do so, it remains to compute h0(𝓞Z(d)), as the rest of the ingredients are already in Tables 1 and 2. The Riemann–Roch theorem and the Kodaira vanishing theorem yield

χ ( O Z ( d ) ) = h 0 ( O Z ( d ) ) = 1 + 2 d i Z + d δ 12 ( i Z 2 + 3 d i Z + 2 d 2 ) .

Table 3

Cohomology groups of the tangent sheaf

X a , d i h 0 ( T X ) h 1 ( T X ) χ ( T X )
X 0 , 1 1 2 36 -34
X 1 , 2 1 1 40 -39
X 0 , 1 2 2 22 -20
X 1 , 2 2 1 29 -28
X 0 , 1 3 2 14 -12
X 1 , 2 3 1 24 -23
X 0 , 1 4 2 8 -6
X 1 , 2 4 1 21 -20
X 0 , 1 5 ≤ 5 ≤ 6 -1
X 1 , 2 5 ≤ 4 ≤ 22 -18
X 0 , 1 6 ≤ 12 ≤ 4 8
X 0 , 2 6 ≤ 12 ≤ 13 -1
X 1 , 2 6 ≤ 11 ≤ 13 -2
X 1 , 3 6 ≤ 11 ≤ 29 -18
X 2 , 1 6 ≤ 16 ≤ 4 12
X 2 , 4 6 ≤ 11 ≤ 54 -43
X 0 , 1 7 14 0 14
X 0 , 2 7 8 0 8
X 0 , 3 7 ≤ 17 ≤ 19 -2
X 1 , 2 7 7 0 7
X 1 , 3 7 ≤ 16 ≤ 19 -3
X 1 , 4 7 ≤ 16 ≤ 34 -18
X 2 , 1 7 17 0 17
X 2 , 4 7 ≤ 16 ≤ 34 -18
X 2 , 5 7 ≤ 16 ≤ 55 -39
X 3 , 1 7 23 0 23
X 3 , 2 7 11 0 11
X 3 , 6 7 ≤ 16 ≤ 83 -67
  1. Communicated by: I. Coskun

Acknowledgements

We would like to thank Cinzia Casagrande for the continuous support received, and Angelo F. Lopez, Stéphane Druel, Eleonora A. Romano for their many comments and useful suggestions.

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Received: 2021-04-14
Revised: 2022-06-28
Published Online: 2023-03-21
Published in Print: 2023-05-25

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