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Graphene plasmonics: physics and potential applications

  • Shenyang Huang , Chaoyu Song , Guowei Zhang and Hugen Yan EMAIL logo
Published/Copyright: October 18, 2016
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Abstract

Plasmon in graphene possesses many unique properties. It originates from the collective motion of massless Dirac fermions, and the carrier density dependence is distinctively different from conventional plasmons. In addition, graphene plasmon is highly tunable and shows strong energy confinement capability. Most intriguingly, as an atom-thin layer, graphene and its plasmon are very sensitive to the immediate environment. Graphene plasmons strongly couple to polar phonons of the substrate, molecular vibrations of the adsorbates, and lattice vibrations of other atomically thin layers. In this review, we present the most important advances in graphene plasmonics field. The topics include terahertz plasmons, mid-infrared plasmons, plasmon-phonon interactions, and potential applications. Graphene plasmonics opens an avenue for reconfigurable metamaterials and metasurfaces; it is an exciting and promising new subject in the nanophotonics and plasmonics research field.

1 Introduction

Graphene is a fascinating electronic and optical material and the study of graphene started with its magnetotransport measurements and an anomalous Berry phase [1], [2]. The optical properties of graphene attracted more and more attention later on. Many exciting developments have been achieved, such as universal optical conductivity [3], tunable optical absorption [4], [5], and strong terahertz response [6]. Most importantly, as an interdisciplinary topic, plasmon in graphene has been the major focus of graphene photonics in recent years. Both the plasmonics and graphene communities are quite interested in graphene plasmonics. Due to the disadvantageous factors of metal-based plasmons [7], such as high loss and lack of tunability, the plasmonics community has been actively looking for new plasmonic materials [8]. Many different materials, ranging from semiconductors to conductive oxides and dielectric materials, have been examined in terms of their plasmonic properties. People expect a big breakthrough in such endeavor. However, only limited success has been achieved. The advent of graphene opens new avenues for plasmonics research. Typically, there are three important merits for graphene as a plasmonic material, which can complement noble metals in plasmonics. First, graphene has high carrier mobility, which indicates a relatively low loss as a plasmonic material. Second, graphene is a tunable material and the Fermi level of graphene can be readily tuned through electrostatic gating or chemical doping [5]. This guarantees that graphene can be an important building block for active plasmonic materials and metamaterials [9]. Third, graphene plasmon shows very strong light confinement. The wavelength of plasmon is typically two orders of magnitude smaller than the light wavelength [10].

In the physics community, people are more interested in the fundamental properties of Dirac plasmons in graphene. Many-body interaction is an intriguing topic for physicists. Plasmon, the collective oscillation of charge carriers, is inherently a many-body subject. Before the optical studies of graphene plasmons, electron energy loss spectroscopy (EELS) measurements studied the high-energy plasmons (π and σ plasmons) [11]. The optical studies of graphene plasmon in the early stage were mostly motivated by terahertz plasmon studies in traditional 2D electron gas systems, which started in the 1970s [12], [13]. Exotic behaviors were revealed as a Dirac plasmon system [14], [15]. Due to the large mismatch between the plasmon momentum and the photon momentum, graphene plasmons cannot be directly excited by light. Three major techniques have been used. The first one is to excite localized plasmons in graphene microstructures and nanostructures [14], [15], [16], [17], [18], [19]. The second one is to use a metallic tip to excite a propagating plasmon wave [20], [21]. This technique is based on the scattering-type scanning near-field optical microscopy (s-SNOM) set-up. The third method to couple light is through the use of gratings or prisms [7], [22]. The first two schemes have been widely used and the third one has only limited demonstrations.

Many research groups have been involved in graphene plasmonics and a large number of exciting results have been published. Due to the one-atom-thick nature of graphene, graphene plasmons are extremely sensitive to the environment. There are multiple studies concerning the plasmon-substrate phonon coupling [16], [17], [23], plasmon-molecular vibration coupling [24], [25], and the coupling between graphene plasmons and phonon polaritons in atomic-layer hexagonal boron nitride (h-BN) [26], [27]. Graphene plasmon is not only sensitive to the immediate environment, but it can also be tuned by external fields, such as magnetic field, which has been demonstrated by Yan et al. [28], Poumirol et al. [29], and others [30], [31], [32]. Plasmon damping mechanisms are important for any plasmonic material. Multiple damping mechanisms for graphene plasmon have been carefully analyzed and the possible ways to reduce plasmon damping have been demonstrated or proposed [16], [28]. For instance, Woessner et al. [33] demonstrated the large improvement of plasmon damping for graphene/h-BN heterostructures. In terms of the plasmon frequency range, there have been efforts to push the resonance wavelength all the way from the terahertz to the near-infrared [34]. In addition, graphene plasmonic crystal in the terahertz frequency range has been demonstrated [35], [36], which shows the importance of the periodicity in the crystal structure.

It is difficult to cover all of the topics mentioned above and many more not mentioned. In addition, exciting developments for plasmon research in related materials systems, such as the surface of topological insulators [37], are not covered either. There are a few excellent review papers in recent years for graphene plasmonics, which provide us a good overview of the field [38], [39], [40], [41], [42], [43].

This review paper is organized as follows. After the introduction part, we focus on graphene plasmons in the terahertz frequency range, and the topics such as Dirac Plasmon and magneto-plasmon are touched on. Then, graphene mid-infrared (mid-IR) plasmons are discussed and both localized and propagating plasmons are reviewed. The s-SNOM scheme to excite mid-IR plasmons in graphene is one of the focuses in the section. The plasmon-phonon coupling is the next topic and potential applications are part of another section in the review. Finally, we present a summary and an outlook for the research field.

2 Graphene terahertz plasmons

The first optical study of graphene plasmons is in the terahertz frequency range [14]. More than 30 years before that, terahertz and far-infrared measurements of terahertz plasmons in traditional 2D electron gas were extensively conducted [12], [13], [44]. It is very natural to extend such study to a relatively new 2D electron gas system (i.e. graphene). However, this is not a simple replica of the previous effort. Graphene terahertz plasmon gives us a plethora of surprises.

In a broad frequency range from mid-IR to the visible, single-layer graphene absorbs 2.3% of the incident light, which is a manifestation of the renowned universal optical conductivity [3], [45]. In the terahertz frequency range, however, the intraband optical transition can give much stronger optical response [6], [46]. A moderately doped graphene can absorb 40% of the incident radiation. Such strong light-matter interaction renders graphene a wide range of potential applications in the terahertz range, such as terahertz metamaterials [9], [14] and electromagnetic interference (EMI) shielding [15], [47].

Many materials can support plasmon polaritons and a lot of the plasmon properties are governed by electrodynamics, without knowing the details of the underlying material [7]. For graphene, the closest counterpart is the traditional 2D electron gas. As a general property of 2D plasmon, the energy dispersion has q dependence. This is true for any 2D plasmons and is a direct consequence of the particle conservation in a 2D system [48]. Due to the linear band structure of graphene, carriers are relativistic Dirac fermions with zero rest mass [2]. This has a lot of consequences and makes graphene plasmon distinctively different from the traditional 2D electron gas.

Experimentally, the optical measurements of graphene terahertz plasmons used microstructures, such as graphene microribbons [14] (Figure 1A) and microdisks [15], [47] (Figure 1D). In Figure 1B, Ju et al. showed the ribbon width dependence of the plasmon resonance. A narrower ribbon array shows a higher resonance frequency, which is a result of the 2D plasmon dispersion. For a ribbon with width W, the first-order dipolar plasmon mode approximately corresponds to a propagating plasmon wave with a wave-vector q=π/W [49]. Because the plasmon dispersion follows q relation, the plasmon resonance frequency for graphene ribbons follows 1W scaling, which has been demonstrated by Ju et al. [14]. This is the same as plasmons in a traditional 2D electron gas.

Figure 1: Terahertz plasmons of graphene microstructures.(A) AFM image of a graphene microribbon array with ribbon width W=4 μm. (B) Extinction spectra for microribbon arrays with ribbon width W=4, 2, and 1 μm, respectively. The intensities are normalized to have the same peak height. (C) Normalized plasmon frequency as a function of Fermi energy and carrier density. The plasmon frequencies are normalized with the ribbon width. Therefore, the data points for 1, 2, 4 and μm ribbons are collapsed to the same square root scaling relation (solid curve). The dashed line is the best fit using a linear dependence, which deviates from the data. (D) SEM image of a graphene microdisk array. (E) Extinction spectra for one-, two-, and five-layer disks. (F) Normalized resonance frequency as a function of the normalized carrier density for multilayer structures (gray squares) and a single-layer case (red squares). (A–C) Reprinted with permission from [14]. © Copyright 2011 Nature Publishing Group. (D–F) Reprinted with permission from [15]. © Copyright 2012 Nature Publishing Group.
Figure 1:

Terahertz plasmons of graphene microstructures.

(A) AFM image of a graphene microribbon array with ribbon width W=4 μm. (B) Extinction spectra for microribbon arrays with ribbon width W=4, 2, and 1 μm, respectively. The intensities are normalized to have the same peak height. (C) Normalized plasmon frequency as a function of Fermi energy and carrier density. The plasmon frequencies are normalized with the ribbon width. Therefore, the data points for 1, 2, 4 and μm ribbons are collapsed to the same square root scaling relation (solid curve). The dashed line is the best fit using a linear dependence, which deviates from the data. (D) SEM image of a graphene microdisk array. (E) Extinction spectra for one-, two-, and five-layer disks. (F) Normalized resonance frequency as a function of the normalized carrier density for multilayer structures (gray squares) and a single-layer case (red squares). (A–C) Reprinted with permission from [14]. © Copyright 2011 Nature Publishing Group. (D–F) Reprinted with permission from [15]. © Copyright 2012 Nature Publishing Group.

Figure 1C presents the plasmon frequency dependence on the Fermi level. It shows that the frequency is proportional to Ef, where Ef is the Fermi energy. Because, in graphene, Ef is proportional to n, where n is the carrier density, the frequency is proportional to n1/4. This is distinctively different from the traditional 2D gas, which exhibits a n scaling relation. Carriers in graphene do not have a well-defined effective mass; therefore, the plasmon effective mass mp exhibits a dependence on the carrier density. Simple argument gives mp=Ef/vf2, which is proportional to n. In the formula, vf is the Fermi velocity. Because the plasmon frequency is inversely proportional to mp, it gives rise to a weaker n dependence for the graphene plasmon frequency, ωp~n1/4 [15]. Compared to noble metal plasmons, graphene plasmon has tunability due to the tunable carrier density, which is promising for reconfigurable metamaterials. However, the tunability is not as strong due to the nature of Dirac plasmon. To more efficiently tune the plasmon frequency, adding more graphene layers to form a multilayer structure is a feasible way, as shown by Yan et al. [15], [47]. Figure 1E displays the plasmon resonance spectra for graphene disk arrays with one, two, and five graphene layers. Both the plasmon frequency and resonance amplitude are dramatically enhanced. Figure 1F shows the plasmon frequency dependence on the effective carrier density in the multilayer structure, which follows a n dependence rather than a n1/4 dependence. For comparison, a data set for a single-layer disk is also shown, which exhibits a much weaker n1/4 dependence. This can be understood from the plasmon mass point of view [50]. For a single layer, when one increases the carrier density, the plasmon mass also increases, which slows down the increase of plasmon frequency. For the case of stacked multiple graphene layers, one can effectively increase the carrier density of the thin disk without increasing the plasmon mass.

Graphene plasmon mass is tunable and has the same form as cyclotron mass in a magnetic field. By combining cyclotron resonance and plasmon resonance, Yan et al. have demonstrated novel magnetoplasmon behavior of graphene [28]. When graphene microdisk array is placed in a magnetic field with the field perpendicular to the disk (Figure 2A), the plasmon peak splits into two modes, one is a bulk mode and the other is an edge mode. Figure 2B shows the typical magnetoplasmon spectrum and two distinct modes are present. Figure 2A illustrates the carrier trajectory for those two modes. The edge mode features a rotating current around the disk edge and the period for a complete trip around the disk can give the edge plasmon frequency. The bulk plasmon mode features charge carriers inside the disk, which undergo collective cyclotron resonance in the large field limit. It is worth noting that the line widths for the two modes are very different, and the edge mode is very sharp, whereas the bulk mode is broadened. Figure 2C plots the full-width at half-maximum (FWHM) for both modes as a function of the magnetic field. Solid curves are based on a classical model that starts from the equation of motion of individual charge carriers in a magnetic field. We see that the edge mode becomes sharper and sharper with an increasing magnetic field. This is because the edge mode is a current around the edge and its 1D nature can suppress carrier back-scattering in a magnetic field. Therefore, the carriers can travel around the edge for a long time and the plasmon mode has a long lifetime. The skipping orbits for the edge mode in Figure 2A illustrate the suppression of the back-scattering. Thanks to the long lifetime, the edge plasmon mode can be studied in the time domain. Petković et al. [32] and Kumada et al. [31] monitored the pulse current around the edge of a large area graphene piece, with size up to the millimeter. Figure 2D sketches the experimental configuration; a pulse current is injected in one point and can be detected in another point of the graphene edge in a later time. Switching the direction of the magnetic field can switch the current direction, which usually gives a different delay time in the detection point. This is the so-called chiral property [32]. Figure 2E shows the velocity of the edge mode carriers at different magnetic fields. The velocity can vary quite dramatically. Other factors, such as carrier density and screening, can also affect the carrier drift velocity [32].

Figure 2: Magnetoplasmons in graphene.(A) Edge and bulk plasmon modes for a graphene microdisk in a magnetic field. (B) Extinction spectrum for a graphene disk array at B=16 T. (C) FWHMs for the edge mode and bulk mode as a function of the magnetic field. Solid curves are fittings described in [28]. (D) Illustration of exciting edge plasmon using an electrical pulse. (E) Magnetic field dependence of the carrier drift velocity around the edge. (A–C) Reprinted with permission from [28]. © Copyright 2012 American Chemical Society. (D and E) Reprinted with permission from [31]. © Copyright 2013 Nature Publishing Group.
Figure 2:

Magnetoplasmons in graphene.

(A) Edge and bulk plasmon modes for a graphene microdisk in a magnetic field. (B) Extinction spectrum for a graphene disk array at B=16 T. (C) FWHMs for the edge mode and bulk mode as a function of the magnetic field. Solid curves are fittings described in [28]. (D) Illustration of exciting edge plasmon using an electrical pulse. (E) Magnetic field dependence of the carrier drift velocity around the edge. (A–C) Reprinted with permission from [28]. © Copyright 2012 American Chemical Society. (D and E) Reprinted with permission from [31]. © Copyright 2013 Nature Publishing Group.

Plasmonic coupling between graphene microstructures has been investigated by Yan et al. [19] and Strait et al. [51]. Moreover, the periodical anti-dot structure of graphene has been carefully studied by Yeung et al. [35], [52] and Liu et al. [36] in terahertz frequencies. In those structures, graphene plasmon can form certain bands and multiple resonance peaks can be observed. All these studies go beyond individual microstructures and give a more complicated behavior.

3 Graphene mid-IR plasmon

For localized plasmons in graphene, when one shrinks the size of the graphene structure from micron to 100 nm size, the plasmon frequency increases from terahertz to the mid-IR [16], [17], [18], [23]. In the mid-IR frequency range, the following can be expected. First, because the structure is small, the edges play a significant role in plasmon damping. Second, many of the lattice and molecule vibration frequencies are in the mid-IR range and an even stronger coupling to the environment is expected. Third, higher-energy plasmon has more interactions with intrinsic phonons in graphene, which is believed to affect the plasmon lifetime.

Since 2013, multiple research groups have published results on localized mid-IR plasmons in graphene [16], [17], [18], [23], [24], [53]. Yan et al. studied graphene nanoribbons on both polar and nonpolar substrates [16]. The damping pathways, which include edge scattering and optical phonon emission, were clearly identified. Figure 3A shows the scanning electron microscopy (SEM) image of graphene nanoribbons on the SiO2/Si substrate and the extinction spectra in the mid-IR range are presented in Figure 3B, with incident light polarization perpendicular and parallel to the ribbons. Plasmons can be excited with perpendicular light polarization and multiple peaks are prominent in the plot. The three major peaks are hybrid modes involving one plasmon mode of graphene and two phonon-polariton modes of SiO2. Some other examples of plasmon-phonon hybridization are presented in the next section. Yan et al. [16] calculated the loss function of graphene plasmon as a function of the frequency and wave-vector through the random phase approximation (RPA) method [54] by taking into account the plasmon-polar phonon interaction. Figure 3C displays the calculated results and three branches of the hybrid modes are evident. In the figure, the experimentally measured plasmon frequencies are also indicated, with a good agreement. Later on, Luxmoore et al. simultaneously observed four hybrid modes in a broader frequency range for graphene nanoribbons on SiO2, which showed a more complete picture [55].

Figure 3: Mid-IR localized plasmons in graphene.(A) SEM image of a graphene nanoribbon array. (B) Typical extinction spectra for graphene nanoribbons on the SiO2/Si substrate, with both polarizations. (C) Calculated loss function as a function of wave-vector and frequency. Surface polar phonons and graphene intrinsic phonon are indicated. (D) Extinction spectra for a graphene nanoribbon array with frequency in the vicinity of the optical phonon frequency. The inset shows the FWHM as a function of the resonance frequency. (E) Illustration for the phonon-assisted plasmon decay channel. (A–E) Reproduced with permission from [16]. © Copyright 2013 Nature Publishing Group.
Figure 3:

Mid-IR localized plasmons in graphene.

(A) SEM image of a graphene nanoribbon array. (B) Typical extinction spectra for graphene nanoribbons on the SiO2/Si substrate, with both polarizations. (C) Calculated loss function as a function of wave-vector and frequency. Surface polar phonons and graphene intrinsic phonon are indicated. (D) Extinction spectra for a graphene nanoribbon array with frequency in the vicinity of the optical phonon frequency. The inset shows the FWHM as a function of the resonance frequency. (E) Illustration for the phonon-assisted plasmon decay channel. (A–E) Reproduced with permission from [16]. © Copyright 2013 Nature Publishing Group.

The interaction with surface polar phonons is not the only story. When the plasmon frequency is higher than the intrinsic optical phonon frequency (~1580 cm−1) of graphene, a new plasmon decay channel is opened up. Figure 3D plots the plasmon resonance spectra with resonance frequencies spanning from below to above the phonon frequency. It is evident that the line width increases abruptly, as shown in the inset of the figure. This is a clear indication of additional damping channel. Theory predicts that when the plasmon frequency is higher than the optical phonon frequency, it can enter into the intraband Landau damping regime by emitting an optical phonon [56]. This mechanism is sketched in Figure 3E. It is an unfortunate fact because this largely limits the plasmon quality factor when one pushes graphene plasmon to higher and higher frequencies [34].

In addition to localized mid-IR plasmons, the propagating plasmons in graphene have been intensively investigated by Fei et al. [20], [57], Chen et al. [21], and other groups [58], [59]. The experimental technique is based on infrared nanoimaging using an s-SNOM. Many exciting results have been obtained, which include the direct imaging of plasmon reflection from grain boundaries [57], identification of long lifetime plasmons for graphene on h-BN substrates [33], and ultrafast pump-probe measurements for plasmon dynamics [60].

Figure 4A is an artistic representation of the s-SNOM studies of graphene plasmon [20]. A sharp metal atomic force microscopy (AFM) tip is the key to excite propagating plasmons in the system, which can compensate the large momentum mismatch between plasmons and photons. When the propagating plasmon meets edges or grain boundaries, it can form standing waves between the tip and the edges or grain boundaries. Figure 4B shows a typical imaging for a triangle-shaped graphene on the SiO2/Si substrate. Bright and dark fringes are prominent, from which the plasmon wavelength can be inferred. Graphene plasmons are highly tunable and the wavelength can be readily tuned by a gate voltage. Figure 4C plots the gate dependence of the imaging line profile along a trace perpendicular to an edge of graphene. The profile has strong dependence on the gate voltage. The plasmon wavelength can be extracted from the data in Figure 4C. Figure 4D shows the gate dependence of the plasmon wavelength and the inset shows the extracted optical conductivity from the imaging data. Both the real and imaginary parts of the optical conductivity exhibit gate dependence. Most importantly, graphene plasmon can be switched on/off with a gate voltage [21]. The top panel of Figure 4E illustrates the switching mechanism of the graphene plasmon. When the Fermi level is low and the plasmon energy is greater than 2Ef, the plasmon is in an interband Landau damping regime and no plasmon effect can be observed (off state). This scenario corresponds to the sketch in the middle of the top panel. On the contrary, when the Fermi level is high (the other two sketches), the plasmon has no interband Landau damping and near-field imaging has strong fringe structures (on state). By tuning the electrical gate, the plasmon can be readily switched on/off, which is promising for plasmon transistors. The bottom panel of Figure 4E illustrates the calculated plasmon amplitude color map as a function of the gate voltage and plasmon wavelength. Plasmon dispersion relation is shown by dashed lines. We can see that the plasmon intensity is barely discernable, if not zero, when the gate voltage VBVD is below 5 V. Also shown in the figure are extracted data points for plasmon wavelength from the experiment [21].

Figure 4: Propagating mid-IR plasmons in graphene.(A) Illustration of the s-SNOM experimental configuration. (B) Typical s-SNOM imaging of graphene plasmon near graphene edges. The graphene sample is on the SiO2/Si substrate. (C) Gate dependence of the imaging fringe amplitude. The inset shows the gate-tunable device arrangement. (D) Gate dependence of the plasmon wavelength. The gate-dependent optical conductivity (real and imaginary parts) is shown in the inset. (E) Bottom panel: plasmon wavelength (data points) obtained from the experiment as a function of the gate voltage. The dashed line is the calculated result. The plasmon intensity is indicated by the color map. Top panel: Illustration of the plasmon interband Landau damping. Red cross indicates that the damping cannot happen and the plasmon has strong amplitude. (A–D) Reprinted with permission from [20]. © Copyright 2013 Nature Publishing Group. (E) Reproduced with permission from [21]. © Copyright 2013 Nature Publishing Group.
Figure 4:

Propagating mid-IR plasmons in graphene.

(A) Illustration of the s-SNOM experimental configuration. (B) Typical s-SNOM imaging of graphene plasmon near graphene edges. The graphene sample is on the SiO2/Si substrate. (C) Gate dependence of the imaging fringe amplitude. The inset shows the gate-tunable device arrangement. (D) Gate dependence of the plasmon wavelength. The gate-dependent optical conductivity (real and imaginary parts) is shown in the inset. (E) Bottom panel: plasmon wavelength (data points) obtained from the experiment as a function of the gate voltage. The dashed line is the calculated result. The plasmon intensity is indicated by the color map. Top panel: Illustration of the plasmon interband Landau damping. Red cross indicates that the damping cannot happen and the plasmon has strong amplitude. (A–D) Reprinted with permission from [20]. © Copyright 2013 Nature Publishing Group. (E) Reproduced with permission from [21]. © Copyright 2013 Nature Publishing Group.

The study of graphene plasmon with this near-field technique has obtained lots of fascinating results, thanks to its informative character. For instance, Woessner et al. [33] identified that the graphene plasmon has a long lifetime when it is sitting on a thin h-BN flake. In addition to graphene plasmonics, the near-field technique has also found its arena in phonon polaritons in other 2D materials. The hyperbolicity of h-BN phonon polariton has been intensively investigated [61], [62].

Now let us get back to localized graphene plasmon, which can enhance light absorption in the resonance frequency region. According to Kirchhoff’s law, the inverse process of light absorption (i.e. light emission) can also be enhanced. Thermal emission spectroscopy has been used to characterize many materials. Recently, Brar et al. used this technique to study the localized plasmon thermal emission in graphene nanoantenna mostly composed of graphene nanoribbons [63]. Figure 5A is the set-up used in the experiment. Figure 5B shows the emission spectra of a graphene nanoribbon array at 250°C, with two carrier concentrations. By comparing the emission spectra of the near-zero doping sample and the sample with certain carrier density, the change of the emissivity can be obtained. Figure 5B shows the change of emissivity at carrier density 1.2×1013 cm−2 and resonance peaks can be observed, which correspond to the plasmon resonances. Again, the emissivity can be tuned by the gate voltage. Figure 5C plots the emissivity spectra for different carrier densities. As expected, a higher carrier density sample emits more infrared light. Because the plasmon structures are nanoribbons, they are anisotropic. This has consequences, such as polarized light emission. Indeed, this is exactly the case, as the spectra displayed in Figure 5D for different detection polarizations, with 90° giving the strongest thermal emission. This experiment opens an avenue for graphene plasmonic structures to be used in mid-IR light sources.

Figure 5: Plasmonic thermal emission in graphene.(A) Experimental set-up for the thermal emission studies. (B) Thermal emission spectra of a ribbon array at 250°C at charge neutral and heavily doped regimes. (C) Doping dependence of the emissivity enhancement spectrum. (D) Polarization dependence of the emissivity enhancement spectrum. (A–D) Reproduced with permission from [63]. © Copyright 2015 Nature Publishing Group.
Figure 5:

Plasmonic thermal emission in graphene.

(A) Experimental set-up for the thermal emission studies. (B) Thermal emission spectra of a ribbon array at 250°C at charge neutral and heavily doped regimes. (C) Doping dependence of the emissivity enhancement spectrum. (D) Polarization dependence of the emissivity enhancement spectrum. (A–D) Reproduced with permission from [63]. © Copyright 2015 Nature Publishing Group.

4 Plasmon-phonon coupling

Atomically thin graphene is vulnerable to the immediate environment. Many factors, such as doping and strain of graphene, can be strongly influenced by the substrate. Plasmons in graphene can be influenced to a large extent by the environment as well. For instance, the dielectric constant of the substrate is one of the determining factors for the plasmon resonance frequency [24]. More importantly, a polar substrate, whose surface phonon carries dipole moments, qualitatively changes the plasmon dispersion in graphene, as mentioned in a previous section for graphene ribbons on the SiO2/Si substrate. Surprisingly, graphene plasmon can have very strong interaction to other atomically thin 2D materials with polar phonons.

h-BN has been widely used in graphene devices due to its ability to enhance the carrier mobility [64]. Brar et al. [26] and Jia et al. [27] have studied localized graphene plasmons on atomically thin h-BN surface. Although the h-BN flake used in the study is atomically thin, the effect on the plasmon is very dramatic. Figure 6A illustrates a graphene ribbon on the SiO2 substrate, with a single h-BN layer in-between. The charge carrier collective oscillation and the h-BN lattice vibration are artistically sketched. Figure 6B shows the extinction spectra of such graphene ribbons with various ribbon widths. In the same figure, the bare h-BN extinction spectrum is shown and the polar phonon at 1370 cm−1 is salient. Clearly, the graphene plasmon mode hybridizes with the h-BN polar phonon mode and the plasmon dispersion exhibits an anti-crossing behavior. Because the samples are also on the SiO2/Si substrate, graphene plasmon also hybridizes with SiO2 surface polar phonons at 800 and 1100 cm−1 and four resonance modes can be observed in a single spectrum in most cases. Figure 6C presents a loss function map based on RPA calculation. Four plasmon branches and their dispersions are shown. Two polar phonons from SiO2 and one phonon from h-BN are indicated. From the anti-crossing behavior and the splitting of the two relevant branches, it can be inferred that the coupling between graphene plasmon and h-BN phonon is in the classical electromagnetic strong coupling regime. It is an astonishing result, given the fact that the h-BN here is only one atom layer. This is a direct consequence of the strong energy confinement of graphene plasmons, with a mode volume ~107 times smaller than the free space counterpart [26].

Figure 6: Plasmon-phonon coupling for graphene plasmons.(A) Sketch for graphene plasmon and h-BN polar phonons. (B) Extinction spectra of graphene nanoribbons with different ribbon widths on single-layer h-BN, sitting on the SiO2/Si substrate. A bare h-BN spectrum is also shown. (C) Calculated loss function map using the RPA method. Extracted plasmon frequencies are also shown as discrete points. (A–C) Reproduced with permission from [26]. © Copyright 2014 American Chemical Society.
Figure 6:

Plasmon-phonon coupling for graphene plasmons.

(A) Sketch for graphene plasmon and h-BN polar phonons. (B) Extinction spectra of graphene nanoribbons with different ribbon widths on single-layer h-BN, sitting on the SiO2/Si substrate. A bare h-BN spectrum is also shown. (C) Calculated loss function map using the RPA method. Extracted plasmon frequencies are also shown as discrete points. (A–C) Reproduced with permission from [26]. © Copyright 2014 American Chemical Society.

Graphene plasmon not only can couple to external polar phonons but also couple to intrinsic ones. However, for single-layer graphene, there is no intrinsic polar phonon. AB-stacking bilayer graphene, which is typically obtained through mechanical exfoliation of bulk graphite, has a polar phonon and the plasmon in it can interact. Yan et al. [53] studied plasmons in bilayer graphene in very detail. Figure 7A shows the absorption spectrum of a bilayer graphene without patterning into nanostructures. An IR-active phonon at 1580 cm−1 can be observed. Meanwhile, a broader peak around 3500 cm−1 is shown, which is due to the electronic transitions, as indicated in the bottom right inset. The plasmon-phonon coupling strength in bilayer graphene is similar to that of graphene on single-layer h-BN. Both qualitative and quantitative behaviors are similar. Figure 7B presents the plasmon spectra for a bilayer graphene ribbon array with various chemical doping levels. The ribbon width is designed to be 100 nm. The two hybrid plasmon-phonon modes show anti-crossing behavior. At certain point, when the plasmon frequency coincides with the phonon frequency, the spectrum exhibits a broad peak with a sharp dip in the center. This is the so-called phonon-induced transparency, a classical analog of the electromagnetically induced transparency (EIT) phenomena [65]. This phonon-induced transparency can be tuned either by chemical doping or electrostatic gating, as shown in Figure 7B and C. Yan et al. [53] have demonstrated that AB-stacking bilayer graphene is a very attractive plasmonic material, with potential applications in tunable slow-light devices.

Figure 7: Plasmons in AB-stacking bilayer graphene.(A) Extinction spectrum of unpatterned bilayer graphene. Top inset shows the infrared active phonon mode and the other inset illustrates the electronic transitions. (B) Extinction spectra for a bilayer graphene nanoribbon array with different chemical doping levels. (C) Gate tuning of the bilayer graphene plasmon spectrum. (A–C) Reprinted with permission from [53]. © Copyright 2014 American Chemical Society.
Figure 7:

Plasmons in AB-stacking bilayer graphene.

(A) Extinction spectrum of unpatterned bilayer graphene. Top inset shows the infrared active phonon mode and the other inset illustrates the electronic transitions. (B) Extinction spectra for a bilayer graphene nanoribbon array with different chemical doping levels. (C) Gate tuning of the bilayer graphene plasmon spectrum. (A–C) Reprinted with permission from [53]. © Copyright 2014 American Chemical Society.

5 Potential applications

Graphene shows a huge potential in photonic and optoelectronic applications [66]. By combining graphene with metal-based structures, reconfigurable metamaterials [67] and metasurfaces [68] in the terahertz frequency range have been achieved. Localized plasmons in graphene nanostructures are in the mid-IR frequency range and so are biological and organic molecule vibrational frequencies. As a result, graphene plasmon possesses huge potential in molecular sensing. Besides, graphene plasmon can enhance the light absorption and emission efficiency, which can be used in photodetection and light sources.

Li et al. are among the first to detect thin layers of organics through graphene plasmon enhanced infrared spectroscopy [24]. Figure 8A presents the infrared absorption spectra of a thin layer of poly(methyl methacrylate) (PMMA) on a graphene nanoribbon array. Both spectra for parallel and perpendicular polarizations are shown. The vibration feature for carbonyl bond at around 1750 cm−1 is very prominent when the plasmon in graphene is excited. The sharp vibration mode and the relatively broad graphene plasmon mode couple strongly and form a Fano resonance system [70], which has very strong effect on the line shape of the vibration mode depending on the relative peak frequencies of the two modes.

Figure 8: Graphene plasmon applications in sensing and photodetection.(A) Infrared absorption spectrum of graphene nanoribbons covered with a thin layer of PMMA. (B) Extinction spectra of graphene and gold biosensors covered with a protein layer. The thick curves are the measured spectra and the thin curves are the fittings for bare graphene and gold biosensors. (C) Calculated near-field distribution for gold (top panel) and graphene (bottom panel) biosensors at frequency 1600 cm−1. (D) Field confinement percentage as a function of the distance from the biosensor surface for both graphene and gold. The inset is the enlarged version in the small distance d regime. (E) Graphene nanoribbon photodetector with electrical gate. (F) Gate and polarization dependence of the photoresponse for the ribbon array shown in E. The red dots are for the perpendicular polarization, whereas the blue dots are for the parallel case. (A) Reproduced by permission from [24]. © Copyright 2014 American Chemical Society. (B–D) Reproduced by permission from [25]. © Copyright 2015 AAAS. (E and F) Reprinted by permission from [69]. © Copyright 2013 Nature Publishing Group.
Figure 8:

Graphene plasmon applications in sensing and photodetection.

(A) Infrared absorption spectrum of graphene nanoribbons covered with a thin layer of PMMA. (B) Extinction spectra of graphene and gold biosensors covered with a protein layer. The thick curves are the measured spectra and the thin curves are the fittings for bare graphene and gold biosensors. (C) Calculated near-field distribution for gold (top panel) and graphene (bottom panel) biosensors at frequency 1600 cm−1. (D) Field confinement percentage as a function of the distance from the biosensor surface for both graphene and gold. The inset is the enlarged version in the small distance d regime. (E) Graphene nanoribbon photodetector with electrical gate. (F) Gate and polarization dependence of the photoresponse for the ribbon array shown in E. The red dots are for the perpendicular polarization, whereas the blue dots are for the parallel case. (A) Reproduced by permission from [24]. © Copyright 2014 American Chemical Society. (B–D) Reproduced by permission from [25]. © Copyright 2015 AAAS. (E and F) Reprinted by permission from [69]. © Copyright 2013 Nature Publishing Group.

Plasmons based on noble metals have been applied to detect biological molecules too [71]. One may ask, what is the novelty and advantage for graphene in this application? In the study by Rodrigo et al. [25], this question is answered. First, graphene plasmon offers superior tunability and the sensing frequency range can be tuned in a wide range for a single plasmonic device, which makes it capable of selective sensing. Second, graphene plasmon exhibits very strong energy confinement and the sensitivity for detecting a small amount of molecules is much higher. Figure 8B plots the extinction spectra of a protein layer on graphene nanoribbon antenna and gold antenna. The features due to protein on graphene nanoribbon array are much more prominent than those on gold antenna. This is a direct experimental comparison for noble metal and graphene plasmon in biological applications and graphene overshadows noble metals. Due to the stronger energy confinement in graphene antenna array, the protein thin layer is in a much stronger electromagnetic field. Figure 8C shows the calculated electrical field spatial distribution using a finite element method for both graphene antenna and gold antenna. Electric field is much more confined in the vicinity of graphene antenna. The hot spots are at the ends of the gold antenna and along the edges of the graphene nanoribbon. Figure 8D plots the percentage of the near-field intensity confined within a given distance d from the structure surface and the inset is the enlarged version in the small d regime. We can see that graphene antenna confines 90% of the electric field within 20 nm distance from the surface, whereas gold antenna field intensity spreads out to hundreds of nanometers.

Graphene plasmon has the capability to enhance light detection and emission efficiencies in the resonance frequencies. This has been demonstrated by Tong et al. [72] in the terahertz frequency range and by Freitag et al. [69] in the mid-IR range. Freitag et al. fabricated a graphene nanoribbon array as the mid-IR photodetector, as shown in Figure 8E for the device configuration. The Fermi level of the ribbon array was tuned by the back gate. Figure 8F shows the photoresponse as a function of the gate voltage for both light polarizations. With incident light polarization perpendicular to the ribbons, the response is much stronger (10 times) due to the plasmon enhanced light absorption. By varying the gate voltage, a resonance peak shows up, which indicates the photon energy is in resonance with graphene plasmon mode and the response is the largest in that case. This is a nice demonstration of polarization-sensitive and gate-tunable photodetection based on graphene plasmonic structures.

6 Summary and outlook

In this review, we mainly focus on the plasmons from graphene, such as terahertz plasmons, mid-IR plasmons, plasmon-phonon interaction, and some potential applications. Both localized and propagating plasmons are discussed and two major techniques, absorption spectroscopy and s-SNOM imaging, are introduced. For the fast-moving field of graphene plasmonics, these topics are only a limited portion of the whole achievements in recent years.

Graphene plasmonic response depends on the carrier density. Lightly doped graphene shows a weak response. For graphene plasmonic applications, one typically needs doped samples with high carrier density. Chemical doping is a convenient way and it can efficiently enhance the carrier density. However, such doping is usually unstable. The carrier concentration decreases with time. It is desirable to develop stable doping methods, which facilitates the progress of graphene plasmonics.

Many investigations have been devoted to the interaction of graphene plasmons with phonons. Less efforts have been put on other kinds of interactions, such as plasmon-electron interaction [73] and plasmon-exciton interaction [74]. Graphene plasmon interaction with electrons can form new quasi-particles termed plasmarons [73]. Plasmon-exciton interaction can form plexcitons [74], which is a hot topic for metal plasmonics recently. More studies for plasmarons and plexcitons for graphene need to be performed in the near future.

Graphene is an excellent plasmonic material. However, to reach its full potential, it is necessary to combine graphene with other materials, such as other 2D materials [75], [76] and noble metals. Meanwhile, the research for graphene metamaterial and metasurface is still in its infancy, and more research efforts and more research groups need to participate in this endeavor. Graphene is the first widely studied 2D material and other 2D materials have become popular too [77]. Plasmons in other 2D materials, such as phosphorene [78], [79], are of great interest for the nanophotonics community.

Acknowledgments

This project is supported by the National Key Research and Development Program of China (grant no. 2016YFA0203900) and the Oriental Scholar Program from the Shanghai Municipal Education Commission.

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Received: 2016-7-19
Revised: 2016-8-15
Accepted: 2016-8-29
Published Online: 2016-10-18

©2017, Hugen Yan et al., published by De Gruyter, Berlin/Boston

This work is licensed under the Creative Commons Attribution-NonCommercial-NoDerivatives 3.0 License.

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