Home Lie groups of 𝐶𝑘-maps on non-compact manifolds and the fundamental theorem for Lie group-valued mappings
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Lie groups of 𝐶𝑘-maps on non-compact manifolds and the fundamental theorem for Lie group-valued mappings

  • Hamza Alzaareer EMAIL logo
Published/Copyright: May 12, 2021

Abstract

We study the existence of Lie group structures on groups of the form C k ( M , K ) , where 𝑀 is a non-compact smooth manifold with rough boundary and 𝐾 is a, possibly infinite-dimensional, Lie group. Motivated by introducing this new class of infinite-dimensional Lie groups, we obtain a new version of the fundamental theorem for Lie algebra-valued functions.

1 Introduction

The groups of maps from a manifold to a Lie group, which generalize loop groups and current groups, have attracted much interest and also appear in quantum theory. A typical example is the set of smooth maps C ( M , K ) from a compact smooth manifold 𝑀 to a Lie group 𝐾 modelled on a locally convex space, and it is a well-known fact that it carries a natural Lie group structure (see [15, 11, 13]). For non-compact manifolds 𝑀 this fact is, in general, not true; in this case, the topological group C ( M , K ) may fail to admit a manifold structure. In [18], Neeb and Wagemann developed Lie theory for this class of groups. They proved that there is at most one Lie group structure with Lie algebra C ( M , k ) (where 𝔨 is the Lie algebra of 𝐾) for which the evaluation map is smooth. Then they proved the existence of such a structure if the universal cover of 𝐾 is diffeomorphic to a locally convex space or the image of the left logarithmic derivative in Ω 1 ( M , k ) is a smooth submanifold.

In this paper, we study the Lie group structure on C k ( M , K ) for finite k 1 . First we obtain a topology on this group called the compact open C k -topology by the embedding

(1.1) C k ( M , K ) n = 0 k C ( T n ( M ) , T n ( K ) ) c . o . , f ( T n ( f ) ) n N 0 , n k ,

where the spaces C ( T n ( M ) , T n ( K ) ) c . o . carry the compact-open topology. We then prove the existence of a natural Lie group structure on C k ( M , K ) if the image of the left logarithmic derivative carries a natural manifold structure. Let m 0 M . We endow the group C * k ( M , K ) := { f C k ( M , K ) : f ( m 0 ) = 1 } with the manifold structure for which the map δ : C * k ( M , K ) Ω C k - 1 1 ( M , k ) is a diffeomorphism onto a submanifold and get a C s -regular Lie group structure compatible with evaluations on C k ( M , K ) K C * k ( M , K ) for k s + 1 , under certain technical hypotheses (Theorem 4.5). This ensures, in particular, that C k ( R , K ) is a Lie group for each k N and C k - 1 -regular Lie group 𝐾.

After discussing some preliminaries on differential calculus in locally convex spaces and infinite-dimensional Lie groups in Section 1, we turn in Section 2 to the C k -regularity concept and introduce a new version of the fundamental theorem, which shows that a Lie algebra-valued 1-form on a smooth finite-dimensional manifold (possibly with boundary and modelled on a locally convex space) that satisfies the Maurer–Cartan equation is locally integrable, under natural hypotheses (Theorem 3.24). The remaining part of this article (Section 3) is devoted to the study of Lie group structures on differentiable mapping groups, their Lie algebras and some iterative constructions.

2 Preliminaries

For the reader’s convenience, we briefly review some of the basic concepts and material concerning differential calculus in locally convex spaces, smooth manifolds and infinite-dimensional Lie groups.

The notion of C r -map between locally convex spaces is that in Bastiani’s sense, also known as Keller’s C c r -map [12] (see [14, 11, 15, 6, 10, 8] for streamlined expositions, cf. also [4]). For C r -maps on suitable non-open domains, see [10, 20].

2.1

Let E , F be locally convex topological vector spaces, U E open and f : U F a map. Then the derivative of 𝑓 at 𝑥 in the direction of ℎ is defined as

d f ( x , h ) := ( D h f ) ( x ) := lim t 0 1 t ( f ( x + t h ) - f ( x ) )

if the limit exists. The function 𝑓 is said to be differentiable at 𝑥 if d f ( x , h ) exists for all h E . The function 𝑓 is said to be continuously differentiable or C 1 if 𝑓 is continuous and differentiable at all points of 𝑈 and

d f : U × E F , ( x , h ) d f ( x , h )

is a continuous map. The function 𝑓 is said to be a C r -map if 𝑓 is C 1 and d f is a C r - 1 -map, and C (or smooth) if 𝑓 is C r for all r N . A continuous map f : U F is C r if and only if the iterated directional derivatives

d ( k ) f ( x , h 1 , , h k ) := ( D h k D h 1 f ) ( x )

exist for all k N with k r , x U and h 1 , , h k E , and define continuous functions d ( k ) f : U × E k F . More generally, consider a locally convex subset U E with dense interior. A continuous map f : U F is said to be C r if f | U : U F is C r and each of the maps d ( k ) ( f | U ) : U × E k F admits a (necessarily unique) continuous extension d ( k ) f : U × E k F .

2.2

We shall also need C r , s -maps as developed in [1, 3]. Let E 1 , E 2 and 𝐹 be locally convex spaces, U , V open subsets of E 1 , E 2 , respectively, and r , s N 0 { } . A mapping f : U × V F is said to be a C r , s -map if, for all i , j N 0 such that i r , j s , the iterated directional derivative

d ( i , j ) f ( x , y , w 1 , , w i , v 1 , , v j ) := ( D ( w i , 0 ) D ( w 1 , 0 ) D ( 0 , v j ) D ( 0 , v 1 ) f ) ( x , y )

exists for all x U , y V , w 1 , , w i E 1 , v 1 , , v j E 2 , and

d ( i , j ) f : U × V × E 1 i × E 2 j F ,
( x , y , w 1 , , w i , v 1 , , v j ) ( D ( w i , 0 ) D ( w 1 , 0 ) D ( 0 , v j ) D ( 0 , v 1 ) f ) ( x , y )
is continuous. More generally, it is useful to have a definition of C r , s -maps on not-necessarily open domains available. If 𝑈 and 𝑉 are locally convex subsets with dense interior of E 1 and E 2 , respectively, and r , s N 0 { } , then we say that f : U × V F is a C r , s -map if 𝑓 is continuous and f | U 0 × V 0 : U 0 × V 0 F is a C r , s -map and, for all i , j N 0 such that i r , j s , the map

d ( i , j ) ( f | U 0 × V 0 ) : U 0 × V 0 × E 1 i × E 2 j F

admits a continuous extension d ( i , j ) f : U × V × E 1 i × E 2 j F .

2.3

Since the composition of C r maps between open subsets of locally convex spaces is a C r map, we can define C r -manifolds 𝑀 as in the finite-dimensional case (see [14, 11, 15, 6, 10]). A smooth manifold modelled on a locally convex topological vector space𝐸 is a Hausdorff topological space 𝑀, together with a maximal set 𝒜 of homeomorphisms (charts) φ : U V from open subsets of 𝑀 onto open subsets of 𝐸 such that the domains cover 𝑀 and the transition maps φ ψ - 1 are smooth on their domain for all φ , ψ A . If the transition maps φ ψ - 1 are just C r on their domain for all φ , ψ A , then it is said to be a C r -manifold. If each 𝑉 is merely a locally convex subset of 𝐸 with dense interior, then 𝑀 is said to be a manifold with rough boundary. If each 𝑉 is open, then 𝑀 is an ordinary manifold without boundary. If each 𝑉 is relatively open in a closed halfspace λ - 1 ( [ 0 , [ ) , where λ E (the space of continuous linear functional on 𝐸), then 𝑀 is a manifold with smooth boundary. In the case of a manifold with corners, each 𝑉 is a relatively open subset of λ 1 - 1 ( [ 0 , [ ) λ n - 1 ( [ 0 , [ ) , for suitable n N (which may depend on 𝜑) and linearly independent λ 1 , , λ n E .

Products of manifolds and smoothness of maps between manifolds are defined also as in the finite-dimensional case. A subset N M is said to be a submanifold of 𝑀 if there exists a closed vector subspace F E and, for each x N , there exists an 𝐸-chart ( U , φ ) of 𝑀 with x U and φ ( U N ) = φ ( U ) F . A mapping f : M N between C k -manifolds is said to be C k if, for each x M and each chart ( V , ψ ) on 𝑁 with f ( x ) V , there is a chart ( U , φ ) on 𝑀 with x U , f ( U ) V , and ψ f φ - 1 is C k . We will denote by C k ( M , N ) the space of all C k -mappings from 𝑀 to 𝑁. A C k -mapping f : M N is said to be a C k -diffeomorphism if f - 1 : N M exists and is also C k . Two manifolds are said to be diffeomorphic if there exists a diffeomorphism between them.

2.4

If 𝑀 is a finite-dimensional smooth manifold with rough boundary and 𝐿 a compact smooth manifold with rough boundary such that L M as a set, the inclusion map L M is smooth and the inclusion map L 0 L is smooth (where L 0 is the interior of 𝐿 relative 𝑀), then we say that 𝐿 is well located in 𝑀. If 𝑀 is locally compact, then the interiors L 0 of well-located compact smooth manifolds L M with rough boundary form an open cover of 𝑀. In fact, given x M and a chart ϕ : U V around 𝑥 onto a locally convex subset V R n with dense interior, we can choose a compact neighbourhood 𝐾 of ϕ ( x ) in 𝑉 and take L := ϕ - 1 ( K ) .

2.5

A Lie group𝐺 is a group, equipped with a smooth manifold structure modelled on a locally convex space 𝐸 such that the group operations are smooth maps. We write 1 G for the identity element and, respectively, λ g ( x ) = g x and ρ g ( x ) = x g for the left and right multiplication by 𝑔 on 𝐺.

As in finite dimensions, the tangent space[1] L ( G ) := T 1 ( G ) E at the identity element of a Lie group 𝐺 can be made a topological Lie algebra via the identification with the Lie algebra of left invariant vector fields on 𝐺. We recall that a vector field𝑋 on a locally convex Lie group 𝐺 is said to be left invariant if X λ g = T λ g X as mappings G T G . Then each x T 1 ( G ) corresponds to a unique left invariant vector field x l with x l ( g ) := T 1 λ g ( x ) , g G . The space of left invariant vector fields is closed under the Lie bracket of vector fields, hence inherits a Lie algebra structure. In this sense, we obtain on g := T 1 ( G ) a continuous Lie bracket (see [10]) which is uniquely determined by [ x , y ] l = [ x l , y l ] for x , y g . The Lie group 𝐺 is said to have an exponential function if, for each x g , the initial value problem γ ( 0 ) = 1 , γ ( t ) = T 1 λ γ ( t ) . x has a solution γ x C ( R , G ) and the function exp G : g G , x γ x ( 1 ) is smooth.

To each morphism φ : G H of Lie groups, we further associate its tangent map L ( φ ) := T 1 ( φ ) : L ( G ) L ( H ) , and the usual argument with related vector fields implies that L ( φ ) is a homomorphism of Lie algebras.

2.6

Let 𝐺 be a Lie group with Lie algebra 𝔤. For each g G , we define the conjugation or inner automorphism by the map c g : G G , x g x g - 1 . This defines a smooth action of 𝐺 on itself by automorphisms, hence induces continuous linear automorphisms Ad ( g ) := L ( c g ) : g g . Thus the adjoint representation Ad : G Aut ( g ) is given by Ad ( g ) = T 1 ( c g ) : g g for g G . By the definition of the Lie functor, Ad ( g ) is a Lie algebra homomorphism.

We also define for x g a linear map

ad ( x ) : g g , ad x ( y ) := T 1 ( Ad ( y ) ) ( x ) .

2.7

Let 𝐺 be a Lie group with Lie algebra 𝔤 and k N 0 { } . The tangent map T ( m G ) of the multiplication map m G : G × G G defines a Lie group structure on the tangent bundle T G ([18] and cf. [10]). Iterating this procedure, we obtain a Lie group structure on all higher tangent bundles T n G . For each n N 0 , we thus obtain topological groups C ( T n M , T n G ) c . o . . We also observe that, for two smooth maps f 1 , f 2 : M G , the functoriality of 𝑇 yields

T ( f 1 f 2 ) = T ( m G ( f 1 , f 2 ) ) = T ( m G ) ( T f 1 , T f 2 ) = T f 1 T f 2 .

Therefore, the inclusion map C k ( M , G ) n = 0 k C ( T n M , T n G ) c . o . from (1.1) is a group homomorphism so that the inverse image of the product topology from the right-hand side is a group topology on C k ( M , G ) and thus turns C k ( M , G ) into a topological group, even if 𝑀 and 𝐺 are infinite-dimensional.

Let 𝑋, 𝑌 and 𝐸 be locally convex spaces, and U X and V Y locally convex subsets with dense interior. Then the following holds (cf. [10]).

  1. For every r s , the inclusion map C r ( U , E ) C s ( U , E ) is a continuous linear map. The topology on C ( U , E ) is initial with respect to the family of inclusion maps C ( U , E ) C k ( U , E ) , where k N 0 . Furthermore, C ( U , E ) = lim C k ( U , E ) . Accordingly,

    C k ( U , C ( V , E ) ) = lim C k ( U , C r ( V , E ) ) .

  2. For every k N 0 , the topology on C k + 1 ( U , E ) is initial with respect to the inclusion map C k + 1 ( U , E ) C ( U , E ) together with the mapping

    C k + 1 ( U , E ) C k ( U × X , E ) , γ d γ .

3 Regular Lie groups and the fundamental theorem

In this section, we discuss the C k -regularity concept. After recalling some definitions and results (mainly from [19, 15, 9, 10]), we shall introduce a version of the fundamental theorem for 𝔤-valued functions (Theorem 3.24).

Definition 3.1

The Maurer–Cartan form κ G Ω 1 ( G , g ) is the unique left invariant 𝔤-valued 1-form on 𝐺 with κ G , 1 = id g , i.e., κ G ( x l ) = x for each x g .

The logarithmic derivative of a map 𝑓 can be described as a pullback of the Maurer–Cartan form.

Definition 3.2

Let 𝑀 be a smooth manifold (with boundary), and let 𝐺 be a Lie group with Lie algebra 𝔤 and Maurer–Cartan form κ G Ω 1 ( G , g ) . For an element f C 1 ( M , G ) , we call δ ( f ) := f κ G = : f - 1 d f Ω C 0 1 ( M , g ) the (left) logarithmic derivative of 𝑓.

Remark 3.3

Let 𝐸 be a locally convex space and 𝑀 a smooth finite-dimensional manifold (possibly with boundary). We write Ω C r 1 ( M , E ) for the space of 𝐸-valued 1-forms on 𝑀 defining C r -functions T M E . The space of 𝐸-valued smooth 1-forms will be denoted by Ω 1 ( M , E ) . We endow Ω C r 1 ( M , E ) with the topology induced by the embedding

Ω C r 1 ( M , E ) C r ( T M , E ) ,

where T M is the tangent bundle and C r ( T M , E ) is endowed with the compact open C r - topology, so that Ω C r 1 ( M , E ) is a closed subspace of C r ( T M , E ) . The space Ω 1 ( M , E ) is endowed with the topology induced by the diagonal embedding

Ω 1 ( M , E ) r = 1 Ω C r 1 ( M , E ) .

The left logarithmic derivative is a 𝔤-valued 1-form on 𝑀. For k N { } , we thus obtain a map

δ : C k ( M , G ) Ω C k - 1 1 ( M , g )

satisfying the following lemma.

Lemma 3.4

For f , g C k ( M , G ) with k 1 , the following assertions hold.

  1. The map f - 1 : M G , m f ( m ) - 1 is C k with

    δ ( f - 1 ) = - Ad ( f ) δ ( f ) .

  2. We have the following product and quotient rules:

    δ ( f g ) = Ad ( g ) - 1 δ ( f ) + δ ( g ) and δ ( f g - 1 ) = Ad ( g ) ( δ ( f ) - δ ( g ) ) .

From this, the next lemma easily follows.

Lemma 3.5

If 𝑀 is connected and f , g C k ( M , G ) , then

δ ( f ) = δ ( g ) there exists h G such that g = λ h f .

In particular, δ ( f ) = δ ( g ) and f ( m 0 ) = g ( m 0 ) for some m 0 M imply f = g .

Definition 3.6

Definition 3.6 (Integrability and local integrability)

We say that α Ω C 0 1 ( M , g ) is integrable if there exists a C 1 -function f : M G with δ ( f ) = α . We say that 𝛼 is locally integrable if each point m M has an open neighbourhood 𝑈 such that α | U is integrable.

Remark 3.7

Using induction on 𝑘, we can prove[2] that if α Ω C k 1 ( M , g ) is integrable and α = δ f with a C 1 -function f : M G , then we have that 𝑓 is C k + 1 .

In the following, we frequently abbreviate I := [ 0 , 1 ] .

Definition 3.8

Definition 3.8 (Left product integral and left evolution)

Let ξ : I L ( G ) be a continuous curve, defined on an interval I R . If γ : I G is a C 1 -curve such that δ ( γ ) = ξ , we say that 𝛾 is a left product integral for 𝜉. If γ ( 0 ) = 1 , we call 𝛾 the left evolution of 𝜉 and write Evol G ( ξ ) := γ .

Definition 3.9

Definition 3.9 ( C k -regular Lie group)

Let k N 0 { } . A Lie group 𝐺 with Lie algebra 𝔤 is said to be C k -regular if, for each ξ C k ( I , g ) , the initial value problem

(3.1) γ ( 0 ) = 1 , δ ( γ ) = ξ

has a solution γ = γ ξ C k + 1 ( I , G ) , and the evolution map

evol G : C k ( I , g ) G , ξ γ ξ ( 1 )

is smooth. We recall from Lemma 3.5 that the solutions of (3.1) are unique whenever they exist. If 𝐺 is C k -regular, we write

Evol G : C k ( I , g ) C k + 1 ( I , G ) , ξ γ ξ

for the corresponding map on the level of Lie group-valued curves.

The group 𝐺 is said to be regular if it is C -regular. If k N 0 { } and 𝐺 is C k -regular, then 𝐺 is C l -regular for all l N 0 { } such that l k (see [9]).

Proposition 3.10

Let 𝐺 be a connected, simply connected real Lie group, and let 𝐻 be a regular Lie group. Then every continuous Lie algebra homomorphism ψ : L ( G ) L ( H ) integrates to a smooth group homomorphism φ : G H such that L ( φ ) = ψ .

Proof

For the proof, we refer to [10]. ∎

For the concept of Mackey completeness, see [13].

Proposition 3.11

Let 𝑀 be a locally compact smooth manifold with rough boundary and 𝐸 a locally convex space. Then C k ( M , E ) is a locally convex space, and the evaluation map ε : C k ( M , E ) × M E is C , k . If 𝐸 is Mackey complete, then C k ( M , E ) is Mackey complete.

Proof

All the spaces C ( T n M , T n E ) c are locally convex. Therefore, the corresponding product topology is locally convex, and hence C k ( M , E ) is a locally convex space.

The continuity of the evaluation map follows from the continuity of the evaluation map for the compact-open topology because the topology on C k ( M , E ) is finer. Next we observe that directional derivatives exist and lead to a map

d ev : C k ( M , E ) 2 × T ( M ) E , ( ( f , ξ ) , v m ) ξ ( m ) + T m ( f ) v m

whose continuity follows from the first step, applied to the evaluation map of C k ( T M , E ) . Hence ev is C 1 , and iteration of this argument yields C k . Thus ev is C 0 , k , in particular. Since ev is linear in its first argument, it follows that ev is C , k (see [1, Lemma 39]).

In view of [3, Proposition 4.5], we have

C ( I , C k ( M , E ) ) C , k ( I × M , E ) C k ( M , C ( I , E ) ) ,

and if 𝐸 is Mackey complete, then we have an integration map

C k ( M , C ( I , E ) ) C k ( M , E ) , ξ 0 1 d t ξ ,

which implies that each C k -curve with values in C k ( M , E ) has a Riemann integral, i.e., that C k ( M , E ) is Mackey complete. ∎

Theorem 3.12

Let 𝑀 be a C -manifold with rough boundary, 𝐺 a Lie group with Lie algebra 𝔤, and let k N 0 { } . If 𝑀 is compact, C k ( M , G ) carries a Lie group structure for which any 𝔤-chart ( ϕ G , U G ) of 𝐺 yields a C k ( M , g ) -chart ( ϕ , U ) with

U := { f C k ( M , G ) : f ( M ) U G } , ϕ ( f ) := ϕ G f .

Proof

For the existence of the Lie group structure with the given charts and Lie algebra, cf. [7]. ∎

Lemma 3.13

Let 𝐺 be a Lie group modelled on a locally convex space 𝐸, and let 𝑀 be a compact manifold (possibly with boundary) and k N 0 { } . Then the evaluation map ε : C k ( M , G ) × M G is C , k .

Proof

It suffices to show that each γ C k ( M , G ) has an open neighbourhood W C k ( M , G ) such that ε | W × M is C , k . Let φ : U V E be a chart for 𝐺 around 1 G such that C k ( M , U ) is open in C k ( M , G ) and

φ * : C k ( M , U ) C k ( M , V ) C k ( M , E )

is a chart of C k ( M , G ) . Then W := γ . C k ( M , U ) is an open neighbourhood of 𝛾 in C k ( M , G ) . By Chain Rule 1 [3, Lemma 3.17], ε | W × M will be C , k if we can show that the map

C k ( M , U ) × M G , ( η , x ) ε ( γ . η , x ) = γ ( x ) η ( x ) = μ ( γ ( x ) , ε ( η , x ) )

is C , k , where μ : G × G G is the group multiplication which is smooth, γ ( x ) is C k in 𝑥 and C , k in ( η , x ) . By Chain Rule 2 [3, Lemma 3.18], we only need to show that

ε U : C k ( M , U ) × M U G , ( η , x ) η ( x )

is C , k . Now we have a commutative diagram

where ε ~ : C k ( M , V ) × M V is a C , k -map as a restriction of the C , k -map C k ( M , E ) × M E , ( η , x ) η ( x ) (see Proposition 3.11). The vertical arrows being charts, it follows that ε U is C , k . ∎

Proposition 3.14

Let 𝐺 be a Lie group, 𝑁 a smooth manifold, 𝑀 a compact smooth manifold (both possibly with rough boundary) and r , k N 0 { } . Then a map f : N C k ( M , G ) is C r if and only if f : N × M G is C r , k .

Proof

Let f : N C k ( M , G ) be C r . Then f ( x , y ) := f ( x ) ( y ) = ε ( f ( x ) , y ) , where ε : C k ( M , G ) × M G , ( γ , y ) γ ( y ) is C , k by Lemma 3.13. Thus, by Chain Rule 1 [3, Lemma 3.17], f is C r , k .

Conversely, assume that g := f : N × M G is a C r , k -map. Then the map g = ( f ) = f is C r if we can show that each x 0 N has an open neighbourhood W N such that g | W is C r . To achieve this, let φ : U V E be a chart of 𝐺 around 1. The set P := { ( x , y ) N × M : g ( x , y ) g ( x 0 , y ) - 1 U } is open in N × M and contains { x 0 } × M . Because { x 0 } and 𝑀 are compact, the Wallace lemma (see [5, Theorem 3.2.10]) provides an open neighbourhood W N of x 0 such that W × M P . The map

h : W × M U G , ( x , y ) g ( x , y ) g ( x 0 , y ) - 1

is C r , k by Chain Rules 1 and 2 [3, Lemma 3.17 and Lemma 3.18] because g ( x , y ) , g ( x 0 , y ) are C r , k in ( x , y ) and

h ( x , y ) = ν ( g ( x , y ) , g ( x 0 , y ) ) ,

where ν : G × G G , ( a , b ) a b - 1 is smooth. We claim that

h : W C k ( M , U ) , x h ( x , )

is C r . If this is true, then also g | W is C r because

g ( x ) = h ( x ) . γ = ( ρ γ h ) ( x ) with γ := g ( x 0 , ) C k ( M , G )

and the right translation ρ γ : C k ( M , G ) C k ( M , G ) , η η . γ is smooth. To prove the claim, consider the commutative diagram

where φ h | W × M : W × M V E is C r , k by definition of C r , k -maps between manifolds and ( φ h | W × M ) is C r by the vector-valued exponential law in the locally compact case [3, Theorem 4.6]. Thus h = ( φ * ) - 1 ( φ h | W × M ) is C r as well. ∎

Lemma 3.15

Lemma 3.15 ([9, Lemma 2.2])

A map f : M C k + 1 ( I , G ) is C r if and only if 𝑓 is C r as a map to C ( I , G ) and D f : M C k ( I , T G ) is C r , where D : C k + 1 ( I , G ) C k ( I , T G ) , γ γ .

Proposition 3.16

Proposition 3.16 ([9, Theorem A])

Let G be a Lie group with Lie algebra 𝔤. If 𝐺 is C k -regular, then the map Evol G : C k ( I , g ) C k + 1 ( I , G ) is smooth.

Lemma 3.17

Let k 2 . For each f C k ( M , G ) , the 1-form α := δ ( f ) satisfies the Maurer–Cartan equation d α + 1 2 [ α , α ] = 0 .

Proof

We can proceed as in the case of smooth 1-forms treated in [10]. First we show that κ G = δ ( id G ) satisfies the Maurer–Cartan equation. It suffices to evaluate d α on left invariant vector fields x l , y l , where x , y g . Since κ G ( z l ) is constant for each z g , we have

d κ G ( x l , y l ) = x l κ G ( y l ) - y l κ G ( x l ) - κ G ( [ x l , y l ] ) = - κ G ( [ x , y ] l ) = - [ x , y ] = - 1 2 [ κ G , κ G ] ( x l , y l ) .

Therefore, α = f * κ G satisfies

d α = f * d κ G = - 1 2 f * [ κ G , κ G ] = - 1 2 [ f * κ G , f * κ G ] = - 1 2 [ α , α ] ,

which is the Maurer–Cartan equation. ∎

Remark 3.18

Assume that 𝐺 is C k -regular. For ξ C k ( I , g ) , 0 s 1 and η ( t ) := γ ξ ( s t ) , we have δ ( η ) ( t ) = s ξ ( s t ) . Therefore, we obtain with

S : C k ( I , g ) × I C k ( I , g ) , S ( ξ , s ) ( t ) := s ξ ( s t )

the relation Evol G ( ξ ) ( s ) = γ ξ ( s ) = evol G ( S ( ξ , s ) ) .

Lemma 3.19

Lemma 3.19 ([10])

If 𝐺 is C k -regular, x g and ξ C k ( [ 0 , 1 ] , g ) , then the initial value problem

η ( t ) = [ η ( t ) , ξ ( t ) ] , η ( 0 ) = x

has a unique solution η : [ 0 , 1 ] g given by

η ( t ) = Ad ( γ ξ ( t ) ) - 1 x .

Lemma 3.20

Consider a 𝔤-valued 1-form on I 2 of class C 1 ,

α = v d x + w d y Ω C 1 1 ( I 2 , g ) with v , w C 1 ( I 2 , g ) .

  1. 𝛼 satisfies the Maurer–Cartan equation if and only if

    (3.2) v y - w x = [ v , w ] .

  2. Suppose that 𝛼 satisfies the Maurer–Cartan equation.

    1. Assume that 𝐺 is C k -regular for some k N 0 { } and 𝛼 of class C k . If f : I 2 G is C 2 with δ ( f ) ( y ) = w and δ ( f ) ( x ) ( x , 0 ) = v ( x , 0 ) for all x I , then δ ( f ) = α .

    2. Assume that 𝐺 is C k -regular for some k N 0 { } and 𝛼 of class C k + 2 . Then the function f : I 2 G defined by

      f ( x , 0 ) := γ v ( , 0 ) ( x ) and f ( x , y ) := f ( x , 0 ) γ w ( x , ) ( y )

      is C 2 and satisfies δ ( f ) = α .

Proof

(1) We can proceed as in the case of smooth 1-forms treated in [10] (and likewise in (2) (a)). To evaluate the Maurer–Cartan equation for 𝛼, we first observe that

1 2 [ α , α ] ( x , y ) = [ α ( x ) , α ( y ) ] = [ v , w ]

and obtain

d α + 1 2 [ α , α ] = v y d y d x + w x d x d y + [ v , w ] d x d y = ( w x - v y + [ v , w ] ) d x d y .

(2) (a) We have

δ f = v ^ d x + w d y with v ^ ( x , 0 ) = v ( x , 0 ) for x I .

The Maurer–Cartan equation for δ f reads

v ^ y - w x = [ v ^ , w ]

so that subtraction of this equation from (3.2) leads to

( v - v ^ ) y = [ v - v ^ , w ] .

As ( v - v ^ ) ( x , 0 ) = 0 , the uniqueness assertion of Lemma 3.19, applied to

η x ( t ) := ( v - v ^ ) ( x , t ) ,

implies that ( v - v ^ ) ( x , y ) = 0 for all x , y I , hence that v = v ^ , which means that δ ( f ) = v d x + w d y = α .

(b) Because v ( , 0 ) C k + 2 ( I , g ) and 𝐺 is C k + 2 -regular, we have

γ v ( , 0 ) C k + 3 ( I , G ) .

Hence I 2 G , ( x , y ) γ v ( , 0 ) ( x ) is a C k + 3 -map and hence C 2 . By [3, Proposition 4.5], the map

w : I C k ( I , g ) , w ( x ) ( y ) := w ( x , y )

is C 2 since 𝑤 is C k + 2 and hence C 2 , k . Since Evol G : C k ( I , g ) C k + 1 ( I , G ) is smooth by Proposition 3.16, it follows that

Evol G w : I C k + 1 ( I , G ) , x Evol G ( w ( x ) ) = γ w ( x , )

is C 2 . Hence ( Evol G w ) : I × I G , ( x , y ) γ w ( x , ) ( y ) is C 2 , k + 1 by [3, Proposition 4.5]. We can also consider w as a C 1 -map to C k + 1 ( I , g ) . Since 𝐺 is also C k + 1 -regular, arguing as before, we see that Evol G w : I C k + 2 ( I , G ) is C 1 , whence ( Evol G w ) is C 1 , k + 2 using Proposition 3.14. Being C 2 , k + 1 (hence C 2 , 1 ) and C 1 , k + 2 (hence C 1 , 2 ), the map ( Evol G w ) is C 2 in particular. Hence f : I 2 G , f ( x , y ) := γ v ( , 0 ) ( x ) γ w ( x , ) ( y ) is C 2 . Now (a) shows that δ ( f ) = α . ∎

Lemma 3.21

Let k 2 , and let 𝑈 be a convex subset of the locally convex space 𝐸 with U , 𝐺 a C k - 2 -regular Lie group with Lie algebra 𝔤 and α Ω C k 1 ( U , g ) a C k -differential form satisfying the Maurer–Cartan equation. Then 𝛼 is integrable.

Proof

We may without loss of generality assume that x 0 = 0 U . For x U , we consider the C k -curve ξ x : I g , t α t x ( x ) . The map

U × I g , ( x , t ) ξ x ( t )

is C k , hence C 2 , k - 2 . Therefore, the map U C k - 2 ( I , g ) , x ξ x is C 2 . Hence the function f : U G , x evol ( ξ x ) is C 2 .

First we show that f ( s x ) = γ ξ x ( s ) holds for each s I . We have

S ( s , ξ x ) ( t ) = s ξ x ( s t ) = α s t x ( s x ) = ξ s x ( t )

and hence f ( s x ) = γ ξ x ( s ) by Remark 3.18.

For x , x + h U , we consider the smooth map

β : I × I U , ( s , t ) t ( x + s h )

and the C 2 -function F := f β . Then the preceding considerations imply

F ( s , 0 ) = f ( 0 ) = 1 ,
F t ( s , t ) = d d t f ( t ( x + s h ) ) = d d t γ ξ x + s h ( t ) = F ( s , t ) ξ x + s h ( t ) = F ( s , t ) α t ( x + s h ) ( x + s h ) = F ( s , t ) ( β α ) ( s , t ) ( t ) .
Also, F s ( s , 0 ) = 0 = ( β α ) ( s , 0 ) ( s ) .

As we have seen in Lemma 3.20 (b), these relations lead to δ ( F ) = β α on I × I . We therefore obtain

d d s f ( x + s h ) = F s ( s , 1 ) = F ( s , 1 ) α x + s h ( h ) = f ( x + s h ) α x + s h ( h ) ,

and for s = 0 , this leads to T x ( f ) ( h ) = f ( x ) α x ( h ) so that δ ( f ) = α . ∎

Proposition 3.22

Let 𝑀 be a connected smooth manifold with rough boundary, 𝐺 a Lie group with Lie algebra 𝔤, and α Ω C 0 1 ( M , g ) a continuous 1-form. If 𝛼 is locally integrable, then there exists a connected covering q : M ^ M such that q * α is integrable. If, in addition, 𝑀 is simply connected, then 𝛼 is integrable.

Proof

For smooth 1-forms on manifolds without boundary, the result can be found in [10]. The proof applies without changes. ∎

Definition 3.23

For each locally integrable α Ω C k 1 ( M , g ) , the homomorphism

per α m 0 : π 1 ( M , m 0 ) G , [ γ ] evol G ( γ * α ) ,

for each piecewise smooth loop γ : I M in m 0 , is called the period homomorphism of 𝛼 with respect to m 0 .

Note that evol G ( γ * α ) always exists, no matter whether 𝐺 is C k -regular or not. In fact, if q : M ~ M is a universal covering, γ ~ : I M ~ a lift of 𝛾 and f : M ~ G a C k + 1 -function such that δ f = q * α and f ( γ ~ ( 0 ) ) = 1 , then f γ ~ = Evol G ( γ * α ) .

Theorem 3.24

Theorem 3.24 (Fundamental theorem for 𝔤-valued functions)

Let 𝑀 be a smooth manifold (possibly with rough boundary and modelled on a locally convex space) and 𝐺 a Lie group with Lie algebra 𝔤. Let k N { } . Then the following assertions hold.

  1. If k 2 , 𝐺 is C k - 2 -regular and α Ω C k 1 ( M , g ) satisfies the Maurer–Cartan equation, then 𝛼 is locally integrable.

  2. If 𝑀 is 1-connected and α Ω C 0 1 ( M , g ) is locally integrable, then it is integrable.

  3. Suppose that 𝑀 is connected, fix m 0 M , and let α Ω C 0 1 ( M , g ) such that 𝛼 is locally integrable. Using piecewise smooth representatives of homotopy classes, we obtain a well-defined group homomorphism

    per α m 0 : π 1 ( M , m 0 ) G , [ γ ] evol G ( γ * α ) ,

    and 𝛼 is integrable if and only if this homomorphism is trivial.

Proof

(1) If 𝛼 satisfies the Maurer–Cartan equation, then Lemma 3.21 implies its local integrability, provided 𝐺 is C k - 2 -regular.

(2) See Proposition 3.22.

(3) For 𝑀 without boundary and 𝛼 a smooth 1-form, the result can be found in [10]. The proof carries over, except that we use a different argument to see that q * α is locally integrable if q : M ~ M is a universal covering and 𝛼 is locally integrable: if x M ~ , then there exists a C 1 -map f : U G on an open q ( x ) -neighbourhood U M such that δ f = α | U . Then q - 1 ( U ) is an open 𝑥-neighbourhood in M ~ and f q : q - 1 ( U ) G has left logarithmic derivative q * α | q ( U ) . No recourse to the Maurer–Cartan equation (as in [10]) is necessary for this argument. ∎

Remark 3.25

If 𝑀 is one-dimensional, then each 𝔤-valued 2-form on 𝑀 vanishes so that [ α , β ] = 0 = d α for α , β Ω C 1 1 ( M , g ) . Therefore, we have that all 1-forms α Ω C 1 1 ( M , g ) trivially satisfy the Maurer–Cartan equation.

Lemma 3.26

Let 𝑀 be a smooth manifold with rough boundary, 𝑉 a locally convex topological vector space and γ : [ 0 , 1 ] M a C s + 1 -path with s N 0 { } . Then ψ : Ω C s 1 ( M , V ) C s ( [ 0 , 1 ] , V ) , ω γ * ( ω ) is a smooth map.

Proof

It is well known that pullbacks along C s -maps like

C s ( T M , V ) C s ( [ 0 , 1 ] , V ) , f f γ

are continuous (see, e.g., [10]). Since 𝜓 is a restriction of the latter pullback, it is continuous. Being linear and continuous, 𝜓 is smooth. ∎

Lemma 3.27

Let 𝑀 be a compact manifold, 𝑁 a locally convex manifold (both possibly with rough boundary), 𝐺 a Lie group with Lie algebra 𝔤, and let

i : C r ( M , G ) C ( M , G )

be the inclusion map with r , s N 0 { } , r 1 . A map f : N C r ( M , G ) is C s if and only if i f : N C ( M , G ) is C s and δ f : N Ω C r - 1 1 ( M , g ) is C s .

Proof

It is well known that 𝑖 is a smooth homomorphism of groups. Also,

δ : C r ( M , G ) Ω C r - 1 1 ( M , g )

is smooth (see [17, Proposition A.4]). Hence if 𝑓 is C s , then also the compositions i f and δ f are C s .

Conversely, assume that i f and δ f are C s . Let φ : U V be a chart for 𝐺 around 1 such that φ * := C r ( M , φ ) : C r ( M , U ) C r ( M , V ) is a chart for C r ( M , G ) and C ( M , φ ) a chart for C ( M , G ) . Because i f is continuous, after replacing 𝑁 by an open neighbourhood of a given point 𝑛 of 𝑁, we may assume that f ( N ) f - 1 ( n ) C ( M , U ) . It suffices to show that g : N C r ( M , G ) , x f ( x ) f ( n ) - 1 is C s .

Let π : T M M be the canonical map. Now note that i g = ρ c i f is C s , where we have abbreviated c := f ( n ) - 1 and the right translation

ρ c : C ( M , G ) C ( M , G ) , γ γ c

is a smooth map. Furthermore, δ g is C s . Indeed, g ( x ) = f ( x ) f ( n ) - 1 , where f ( x ) , f ( n ) - 1 C r ( M , G ) . Hence δ ( g ( x ) ) = Ad ( f ( n ) ) . ( δ ( f ( x ) ) - δ ( f ( n ) - 1 ) ) , and Ad ( f ( n ) ) . δ ( f ( n ) - 1 ) is independent of 𝑥, hence C s in 𝑥. Also, we have that Ad ( f ( n ) ) . δ ( f ( x ) ) is C s in 𝑥 since δ f : N Ω C r - 1 1 ( M , g ) C r - 1 ( T M , g ) is assumed C s and ( Ad ( f ( n ) ) . ω ) . ( v ) = Ad ( f ( n ) ( π ( v ) ) ) ω ( v ) = h * ( ω ) ( v ) , where ω Ω C r - 1 1 ( M , g ) , v T M and

h : T M × g g , h ( v , w ) := Ad ( f ( n ) ( π ( v ) ) ) w

is a C r -function and linear in 𝜔, entailing that h * : C r - 1 ( T M , g ) C r - 1 ( T M , g ) , h * ( w ) ( v , w ) := h ( v , ω ( v ) ) is continuous linear, hence C s . Hence, without loss of generality, f ( N ) C r ( M , U ) . As i f is C s , the map φ * i f : N C ( M , V ) is C s . We have ( φ * f ) ( N ) C r ( M , V ) . We show that φ * f : N C r ( M , V ) is C s . As a tool, consider the set P := { ( x , y ) U × U : x y U } which is open in U × U and contains { 1 } × U . Thus Q := ( φ × φ ) ( P ) is open in V × V and contains { 0 } × V . The map ν : Q V , ν ( x , y ) := φ ( φ - 1 ( x ) φ - 1 ( y ) ) is smooth. Also, the map θ : V × E E , ( x , u ) d ν ( x , 0 ; 0 , u ) is smooth, where 𝐸 is the modelling space of 𝑀, and we have d φ ( x . v ) = θ ( φ ( x ) , d φ ( v ) ) for x U , v T 1 G = g . Let j : C r ( M , g ) C ( M , g ) be the inclusion map. It is known that the map ( j , d ) : C r ( M , g ) C ( M , g ) × C r - 1 ( T M , g ) , γ ( γ , d γ ) is a linear topological embedding with closed image. Hence φ * f will be C s if j φ * f is C s and ψ := d φ * f : N C r - 1 ( T M , g ) is C s . Now, as just observed, j φ * f = φ * i f is C s . By the exponential law [3, Proposition 4.5], 𝜓 will be C s if ψ : N × T M g is C s , r - 1 . But

ψ ( x , v ) = d ( φ f ( x ) ) ( v ) = ( d φ T ( f ( x ) ) ) ( v ) = d φ ( f ( x ) ( π ( v ) ) . δ ( f ( x ) ) ( v ) ) = θ ( φ ( f ( x ) ( π ( v ) ) ) , d φ ( ( δ f ( x ) ) ( v ) ) ) ,

and 𝜃 is C , φ ( f ( x ) ( π ( v ) ) ) = ( φ * f ) ( x , π ( v ) ) is C s , r in ( x , v ) , d φ is C and ( δ f ( x ) ) ( v ) is C s , r - 1 in ( x , v ) by the exponential law [3, Proposition 4.5]. Thus ψ is indeed C s , r - 1 , by Chain Rule 2 [3, Lemma 3.18]. ∎

Proposition 3.28

Let 𝑁 be a locally convex manifold, 𝑀 a connected locally compact smooth manifold (both possibly with rough boundary); let r N 0 { } , s N { } , and let 𝐺 be a C s - 1 -regular Lie group. Let m 0 M . Then a function f : N × M G is C r , s if and only if

  1. f m 0 : N G , n f ( n , m 0 ) is C r , and

  2. the functions f n : M G , m f ( n , m ) are C s and F : N Ω C s - 1 1 ( M , g ) , n δ ( f n ) is C r .

Proof

If 𝑓 is a C r , s -map, then the map f m 0 is C r and each f n is C s . Since Ω C s - 1 1 ( M , g ) is a closed vector subspace of C s - 1 ( T M , g ) , it only remains to show that the map F : N C s - 1 ( T M , g ) is C r . By [3, Proposition 4.5], it suffices to show that F : N × T M g , ( n , v ) δ ( f n ) v = κ G ( T ( f n ) v ) is C r , s - 1 .

Now the Maurer–Cartan form κ G is a smooth map T G g , and the map

N × T M T G , ( n , v ) T ( f n ) ( v )

is a C r , s - 1 -map (cf. [3, Lemma 3.11]). In view of [3, Lemma 3.18], the assertion follows.

Conversely, assume that (1) and (2) hold. We first show that f m is C r for each m M . Pick a smooth path γ : [ 0 , 1 ] M with γ ( 0 ) = m 0 and γ ( 1 ) = m . Then

f m ( n ) = f n ( m ) = f n ( m 0 ) evol G ( δ ( f n γ ) ) = f n ( m 0 ) evol G ( γ * δ ( f n ) ) = f m 0 ( n ) evol G ( γ * F ( n ) ) .

Since f m 0 and 𝐹 are C r , the smoothness of evol G and the smoothness of

γ * : Ω C s - 1 1 ( M , g ) C s - 1 ( [ 0 , 1 ] , g )

(see Lemma 3.26) imply that f m is C r . Now we show that 𝑓 is C r , s . Because 𝑀 can be covered with the interiors of well-located compact manifolds L M with rough boundary, and the pullbacks Ω C s - 1 1 ( M , g ) Ω C s - 1 1 ( M , g ) induced by inclusion are continuous linear, we may assume that 𝑀 is compact for the remainder of the proof. Let i : C r ( M , G ) C ( M , G ) be the inclusion map. By Proposition 3.14, 𝑓 will be C r , s if

f : N C s ( M , G ) , n f n

is C r . By Lemma 3.27, f will be C r if δ f = F is C r (which holds by hypothesis) and i f : N C ( M , G ) is C r . By Proposition 3.14, i f will be C r if we can show that 𝑓 is C r , 0 . Let m M , and choose a chart ( ϕ , U ) of 𝑀 for which ϕ ( U ) is convex with ϕ ( m ) = 0 . We have to show that the map

h : N × ϕ ( U ) G , ( n , x ) f ( n , ϕ - 1 ( x ) )

is C r , 0 . For γ x ( t ) := t x , 0 t 1 , we have

h ( n , x ) = h ( n , γ x ( 1 ) ) = h ( n , 0 ) evol G ( δ ( f n ϕ - 1 γ x ) ) = f m ( n ) evol G ( γ x * ( ϕ - 1 ) * F ( n ) ) .

Since f m and 𝐹 are C r -maps and evol G is smooth and

( ϕ - 1 ) * : Ω C s - 1 1 ( U , g ) Ω C s - 1 1 ( ϕ ( U ) , g )

is a topological linear isomorphism, in view of Chain Rule 1 [3, Lemma 3.17], it suffices to show that the map

Ω C s - 1 1 ( ϕ ( U ) , g ) × ϕ ( U ) C s - 1 ( [ 0 , 1 ] , g ) , ( α , x ) γ x * α

is C r , 0 . As the map is linear in 𝛼, it suffices to show that it is C 0 , 0 , i.e., continuous. The latter holds since T ϕ ( U ) is locally compact, entailing that the evaluation map C s - 1 ( T ϕ ( U ) , g ) × T ϕ ( U ) g is continuous. ∎

Lemma 3.29

Let 𝑀 be a connected, locally compact smooth manifold (possibly with rough boundary), let k N 0 { } , and let 𝐺 be a C k -regular Lie group with Lie algebra 𝔤.

  1. If γ : [ 0 , 1 ] M is a piecewise smooth curve, then the map

    Ω C k 1 ( M , g ) G , α evol G ( γ * α )

    is smooth.

  2. Let ( φ , U ) be a chart of 𝑀 for which φ ( U ) is a convex 0-neighbourhood and γ x ( t ) := φ - 1 ( t φ ( x ) ) for x U , t [ 0 , 1 ] . Let l N 0 { } . Then the map

    Ω C k + l 1 ( M , g ) × U G , ( α , x ) evol G ( γ x * α )

    is C , l .

Proof

(1) This follows from the smoothness of evol G and the fact that, for each smooth path η : [ 0 , 1 ] M , the map

Ω C k 1 ( M , g ) C k ( [ 0 , 1 ] , g ) , α η * α = α η

is smooth (see Lemma 3.26).

(2) We may assume that M = U = ϕ ( U ) and ϕ = id U . Since 𝐺 is C k -regular, we only need to show that the map

Ω C k + l 1 ( U , g ) × U C k ( [ 0 , 1 ] , g ) , ( α , x ) γ x * α

is C , l . By linearity in the first argument, we only need to show that the map is C 0 , l . By the exponential law for C α maps [2, Proposition 4.3], we only need to show that

Ω C k + l 1 ( U , g ) × U × [ 0 , 1 ] g , ( α , x , t ) ( γ x * α ) t = α γ x ( t ) γ x ( t )

is C , l , k as a function of 3 variables, which holds if it is C , l + k as a function of the 2 variables ( α , ( x , t ) ) . But α γ x ( t ) γ x ( t ) = α ( x t , x ) = ε ( α , ( x t , x ) ) is C , l + k , like ε : C l + k ( T U , g ) × T U g . ∎

4 Lie group structure

In this section, we study Lie group structures on groups of the form C k ( M , K ) , where 𝑀 is a non-compact smooth manifold and 𝐾 is a, possibly infinite-dimensional, Lie group.

Proposition 4.1

Let 𝑀 be a locally compact smooth manifold with rough boundary and 𝐾 a regular Lie group, and let k N 0 { } . Assume that the group G := C k ( M , K ) carries a Lie group structure which is compatible with evaluations in the sense that g := C k ( M , k ) is the corresponding Lie algebra and all point evaluations ev m : G K , m M , are smooth with L ( ev m ) = ev m : g k . Then the following holds.

  1. The evaluation map ev : G × M K , ( f , m ) f ( m ) is C , k .

  2. If 𝑁 is a locally convex C r -manifold and the map f : N G is C r for some r N 0 { } , then f : N × M K is C r , k .

  3. If, in addition, 𝐺 is C r - 3 -regular, where r 3 and 𝑀 is connected, then a map f : N G is C r if and only if the corresponding map f : N × M K is C r , k .

Proof

(1) Let N M be a compact smooth manifold with rough boundary which is well located in 𝑀. Then C k ( N , K ) carries the structure of a regular Lie group (see [10]). Let q G : G ~ 0 G 0 denote the universal covering of the identity component G 0 of 𝐺. Consider the continuous homomorphism of Lie algebras

ψ : L ( G ) = C k ( M , k ) C k ( N , k ) , f f | N .

In view of the regularity of C k ( N , K ) , there exists a unique morphism of Lie groups φ ~ : G ~ 0 C k ( N , K ) with L ( φ ~ ) = ψ . Then, for each n N , the homomorphism ev n φ ~ : G ~ 0 K is smooth with differential L ( ev n φ ~ ) = ev n , so that ev n φ ~ = ev n q G . We conclude that ker q G ker φ ~ and hence that φ ~ factors to the restriction map ρ : C k ( M , K ) 0 C k ( N , K ) , i.e., φ ~ = ρ q G . In particular, the restriction map C k ( M , K ) C k ( N , K ) is a smooth homomorphism of Lie groups. Since ε : C k ( N , K ) × N K is a C , k -map, by Theorem 3.12, (1) follows.

(2) If 𝑓 is C r , then f = ev ( f × id M ) is C r , k , using that ev is C , k by (1).

(3) We may without loss of generality assume that 𝑁 is 1-connected. If f is C r , k , we define β Ω C r - 1 1 ( N , g ) by

β ( ν ) ( m ) = κ K ( T ( f ( , m ) ) ( ν ) ) ,

which is a C r -map as β : T N × M k is C r - 1 , k .

We claim that 𝛽 satisfies the Maurer–Cartan equation. Since the evaluation map ev m : g k is a continuous homomorphism of Lie algebras, and the corresponding maps ( ev m ) * : Ω C r - 2 2 ( N , g ) Ω C r - 2 2 ( N , k ) , ω ev m ω separate the points, for m M , it follows that 𝛽 satisfies the Maurer–Cartan equation, using that β ( ν ) ( m ) = δ f ( , m ) ( ν ) .

Fix a point n 0 N . The fundamental theorem (Theorem 3.24) implies the existence of a unique C r -map h : N G with h ( n 0 ) = f ( n 0 ) and δ ( h ) = β . Then δ ( ev m h ) = ev m δ ( h ) = ev m β = δ ( ev m f ) , so Lemma 3.5, applied to 𝐾-valued functions, yields ev m h = ev m f for each 𝑚, which leads to h = f . This proves that 𝑓 is a C r -map. ∎

Example 4.2

If 𝑀 is a compact manifold (possibly with boundary), then the ordinary Lie group structure on G := C k ( M , K ) is compatible with evaluations. To identify T 1 ( G ) with C k ( M , k ) , pick a chart φ : U V k of 𝐾 around 1 such that φ ( 1 ) = 0 and d φ | k = id k . Then ψ := d ( φ * ) | T 1 G : T 1 G C k ( M , k ) is a suitable isomorphism (cf. [7]).

Note that ψ - 1 is the map C k ( M , k ) T 1 G , γ d d t | t = 0 ( φ - 1 t γ ) . If 𝐾 has a smooth exponential function, then ψ - 1 coincides with the map

γ d d t | t = 0 ( exp K ( t γ ) )

because the smooth map ( φ exp K ) * : C k ( M , k ) C k ( M , k ) , γ φ exp K γ satisfies d ( φ exp K ) * ( 0 , ) = id and thus

d d t | t = 0 ( exp K ( t γ ) ) = d d t | t = 0 ( φ - 1 φ exp K ( t γ ) ) = d ( φ - 1 ) * ( 0 , d ( φ exp K ) * ( γ ) ) = ψ - 1 .

Remark 4.3

If 𝐾 is regular and 𝑀 as in Proposition 4.1, then a Lie group structure on G := C k ( M , K ) compatible with evaluations is unique whenever it exists. In fact, assume that there is another structure G ~ . Let f : G ~ G and g : G G be the maps x x . Because 𝑔 is smooth, the map f = g is C , k by Proposition 4.1 (2), and hence 𝑓 is smooth by Proposition 4.1 (3). Likewise, f - 1 is smooth, and thus G ~ = G .

Proposition 4.4

If 𝐾 is a C k - 1 -regular Lie group with k 2 , 𝑀 a connected finite-dimensional smooth manifold with rough boundary and m 0 M , then the map

δ : C * k ( M , K ) Ω C k - 1 1 ( M , k )

is a topological embedding. Let Evol K := δ - 1 : im ( δ ) C * k ( M , K ) denote its inverse. Then 𝛿 is an isomorphism of topological groups if we endow im ( δ ) with the group structure defined by

(4.1) α * β := β + Ad ( Evol K ( β ) ) - 1 α ,
(4.2) α - 1 := - Ad ( Evol K ( α ) ) α .

Proof

By definition of the topology on C k ( M , K ) , the tangent map induces a continuous group homomorphism

T : C k ( M , K ) C k - 1 ( T M , T K ) , f T ( f ) .

Let κ K : T K k denote the (left) Maurer–Cartan form of 𝐾. Since

δ ( f ) = f * κ K = κ K T ( f ) ,

it follows that the composition

C k ( M , K ) C k - 1 ( T ( M ) , T ( K ) ) C k - 1 ( T ( M ) , k ) , f T ( f ) δ ( f )

is continuous.

Next we show that 𝛿 is an embedding. Consider α = δ ( f ) with f C * k ( M , K ) , i.e., f ( m 0 ) = 1 holds for the base point m 0 M . To reconstruct 𝑓 from 𝛼, since 𝑀 is connected, we can find for m M a smooth path

γ : [ 0 , 1 ] M with γ ( 0 ) = m 0 and γ ( 1 ) = m .

Then δ ( f γ ) = γ * δ ( f ) = γ * α implies f ( m ) = evol K ( γ * α ) .

We now choose an open neighbourhood 𝑈 of 𝑚 and a chart ( φ , U ) of 𝑀 such that φ ( U ) is convex with φ ( m ) = 0 . For each x U , define γ x : [ 0 , 1 ] U , γ x ( t ) := φ - 1 ( t φ ( x ) ) . Then

δ ( f ( m ) - 1 ( f γ x ) ) = δ ( f γ x ) = γ x * δ f = γ x * α

implies that f ( m ) - 1 f ( x ) = evol K ( γ x * α ) , and hence f ( x ) = f ( m ) . evol K ( γ x * α ) .

From Lemma 3.29, we immediately derive that the map

Ω C k - 1 1 ( M , k ) × U K , ( α , x ) evol K ( γ * α ) evol K ( γ x * α )

is continuous so that the corresponding map Ω C k - 1 1 ( M , k ) C 0 ( U , K ) is continuous. We conclude that the map

δ ( C * k ( M , k ) ) C 0 ( U , K ) , δ ( f ) f | U

is continuous. We finally observe that, for each open covering M = j J U j , the restriction maps to U j lead to a topological embedding

C * 0 ( M , K ) j J C 0 ( U j , K ) .

Hence δ ( C * k ( M , k ) ) C 0 ( M , K ) , δ ( f ) f is continuous.

Now, we show by induction that

θ j : δ ( C * k ( M , k ) ) C j ( M , K ) , δ ( f ) f

is continuous for j = 0 , , k . The topology on C j ( M , K ) is initial with respect to the inclusion C j ( M , K ) C 0 ( M , K ) and the map

T : C j ( M , K ) C j - 1 ( T M , T K ) .

Because incl θ j = θ 0 is continuous, the map θ j will be continuous if we can show that T θ j is also continuous. Let 𝑚 be the continuous group multiplication of C j - 1 ( T M , T K ) . We have T f = f δ f = f α for α = δ f and thus T θ j ( α ) = θ j - 1 ( α ) α inside C j - 1 ( T U , T K ) . Because the inclusion

Ω C k - 1 1 ( U , k ) C j - 1 ( T U , T K )

is continuous, so T θ j = m ( θ j - 1 , incl ) is continuous (since θ j - 1 is continuous by induction). ∎

Theorem 4.5

Let s , k N 0 { } with k s + 1 , and let 𝑀 be a connected locally compact smooth manifold (with rough boundary), m 0 M and 𝐾 a C s -regular Lie group. Assume that the subset δ ( C * k ( M , K ) ) is a smooth submanifold of Ω C k - 1 1 ( M , k ) . Endow C * k ( M , K ) with the smooth manifold structure for which δ : C * k ( M , K ) im ( δ ) is a diffeomorphism, and endow

C k ( M , K ) K C * k ( M , K )

with the product manifold structure. Assume that L j for j J are compact smooth manifolds with rough boundary which are well located in 𝑀 and whose interiors L j cover 𝑀 such that m 0 L j and such that δ j : C * k ( L j , K ) Ω C k - 1 1 ( L j , k ) is an embedding of smooth manifolds onto a submanifold of Ω C k - 1 1 ( L j , k ) . Then the following assertions hold.

  1. A map f : N × M K is C r , k for each r N 0 { } and locally convex C r -manifold 𝑁 if and only if the map f n : M K , m f ( n , m ) is C k for all n N , and the corresponding map f : N C k ( M , K ) , n f n is C r .

  2. 𝐾 acts smoothly by conjugation on C * k ( M , K ) , and the above manifold structure on C k ( M , K ) yields a C s -regular Lie group structure compatible with evaluations.

Proof

(1) Let m 0 be the base point of 𝑀. According to Proposition 3.28, we have that f : N × M K is C r , k if and only if f m 0 is C r , all the maps f n are C k and δ f : N Ω C k - 1 1 ( M , k ) is C r . In view of our definition of the manifold structure on C * k ( M , K ) , the latter condition is equivalent to the C r -property for the map N C * k ( M , K ) , n f n ( m 0 ) - 1 f n = f m 0 ( n ) - 1 f n . Since the evaluation in m 0 coincides with the projection C k ( M , K ) K C * k ( M , K ) K , we see that 𝑓 is C r , k if and only if all the maps f n are C k and f is C r .

(2) For the evaluation map f = ev : C k ( M , K ) × M K , we have ev = id G with G := C k ( M , K ) , and ev g = g for each g G . Hence (1) implies that ev is C , k . In view of Proposition 4.4, 𝛿 is an isomorphism of topological groups if im ( δ ) is endowed with the group structure (4.1). We now show that the operations (4.1) and (4.2) are smooth with respect to the submanifold structure on im ( δ ) .

The Lie group structure. To see that C * k ( M , K ) is a Lie group, it suffices to show that the map ( α , β ) α * β - 1 = Ad ( Evol K ( β ) ) ( α - β ) is smooth, which holds if the map

θ : im ( δ ) × im ( δ ) Ω C k - 1 1 ( M , k ) , ( α , β ) Ad ( Evol K ( α ) ) β

is smooth. Let ( L j ) j J be a family of compact manifolds (with rough boundary), as described in the theorem. Then

Ω C k - 1 1 ( M , k ) j J Ω C k - 1 1 ( L j , k ) , α ( α | T L j ) j J

is linear and a topological embedding with closed image. Let

ρ j : Ω C k - 1 1 ( M , k ) Ω C k - 1 1 ( L j , k ) , α α | T L j

be the restriction map. Then 𝜃 will be smooth if we can show that ρ j θ is smooth for each j J . Now, by the assumption and using the Lie group structure on C * k ( L j , K ) , the map θ j : im ( δ j ) × im ( δ j ) Ω C k - 1 1 ( L j , k ) analogous to 𝜃 is smooth.

Consider the commutative diagram, in which 𝜓 is the restriction map,

In the above diagram, ρ j θ = θ j ψ is smooth; thus 𝜃 is smooth.

To see that C k ( M , K ) = K C * k ( M , K ) is a Lie group, it remains to show that the action σ : K × C * k ( M , K ) C * k ( M , K ) , ( g , γ ) g γ g - 1 is smooth. This holds if and only if δ σ is smooth. Now, for g K and γ C * k ( M , K ) ,

δ ( σ ( γ ) ) = δ ( γ g - 1 ) = Ad ( g - 1 ) - 1 δ ( γ ) + δ ( g - 1 ) = 0 = Ad ( g ) δ ( γ )

(considering 𝑔 as a constant path in C k ( M , K ) ). Equivalently, writing δ ( γ ) = α , we thus have to show that

K × im ( δ ) im ( δ ) , ( g , α ) Ad ( g ) α

is smooth. This follows if

τ : K × C k - 1 ( T M , k ) C k - 1 ( T M , k ) , ( g , γ ) Ad ( g ) γ

is smooth. Now we have that τ ( g , γ , v ) = Ad ( g ) γ ( v ) = Ad ( g ) ε ( γ , v ) is C , k - 1 in ( ( g , γ ) , v ) , by the chain rule, with evaluation ε : C k - 1 ( T M , k ) × T M k which is C , k - 1 (see Proposition 3.11). Hence τ is C , k - 1 in ( ( g , γ ) , v ) , and thus τ = ( τ ) is C indeed.

If 𝑀 is compact, then the Lie group structure on C * k ( M , K ) coincides with the ordinary one. Indeed, write C * k ( M , K ) ord for the latter.

Also, write f : C * k ( M , K ) ord C * k ( M , K ) , g : C * k ( M , K ) ord C * k ( M , K ) ord and h : C * k ( M , K ) C * k ( M , K ) for the maps given by γ γ . Since ℎ is smooth, h = f is C , k by (1). Hence 𝑓 is smooth by (1). Likewise, 𝑔 is smooth; whence g = ( f - 1 ) is C , k (see Proposition 3.14). Hence f - 1 is smooth by Proposition 3.14. Thus 𝑓 is an isomorphism, and thus C * k ( M , K ) ord = C * k ( M , K ) . To emphasize the dependence on 𝑀, we occasionally write δ M instead of 𝛿. If M 1 with base point m 1 M 1 has properties analogous to 𝑀 and f : M 1 M is a smooth map with f ( m 1 ) = m 0 , then

f * : C * k ( M , K ) C * k ( M 1 , K ) , γ γ f

is a smooth homomorphism of Lie groups and the diagram

(4.3)

commutes, where we also use the continuous linear (and hence smooth) map

f * : Ω C k - 1 1 ( M , k ) Ω C k - 1 1 ( M 1 , k ) , ω f * ω .

Indeed, (4.3) commutes because

f * ( δ M ( γ ) ) = f * ( γ * ( κ K ) ) = ( γ f ) * ( κ K ) = ( f * ( γ ) ) * ( κ K ) = δ M 1 ( f * ( γ ) )

using the Maurer–Cartan form κ K on 𝐾. Since δ M and δ M 1 are isomorphisms onto their images, and f * on the left-hand side of (4.3) is a group homomorphism, also the smooth map f * : im ( δ M ) im ( δ M 1 ) is a homomorphism of groups. As a consequence,

(4.4) f * : C k ( M , K ) C k ( M 1 , K )

is also a smooth group homomorphism.

The Lie algebra. We first determine the Lie algebra of G * := C * k ( M , K ) in the special case M = [ 0 , 1 ] . We know that δ : G * C k - 1 ( [ 0 , 1 ] , k ) , γ δ γ is an isomorphism of Lie groups. Also, it is known that L ( δ ) ψ - 1 = d δ | T 1 G ψ - 1 is the map γ γ , where ψ := d ( φ * ) | T 1 ( G * ) is the usual isomorphism between T 1 G and the Lie algebra C * k ( [ 0 , 1 ] , k ) (see [9]). Hence

L ( δ ) ψ - 1 : C * k ( [ 0 , 1 ] , k ) C k - 1 ( [ 0 , 1 ] , k ) , γ γ

is an isomorphism of topological Lie algebras if the pointwise Lie bracket is used on the left-hand side.

General case: For general 𝑀, we first determine the tangent space T 0 ( im ( δ ) ) to see the Lie algebra of this group. Let η : I im ( δ ) be a C k -curve with η ( 0 ) = 0 and β := η ( 0 ) . Then 1 = per η ( t ) m 0 ( γ ) = evol K ( γ * η ( t ) ) for each smooth loop 𝛾 in m 0 and each t I . Taking the derivative in t = 0 , we get (see [9])

0 = T 0 ( evol K ) ( γ * β ) = 0 1 γ * β = γ β .

Hence all periods of 𝛽 vanish so that 𝛽 is exact. If, conversely, β Ω C k - 1 1 ( M , k ) is an exact 1-form, then β = d f for some f C * k ( M , k ) . We show that the curve

α : [ 0 , 1 ] im ( δ ) , t δ ( exp K ( t f ) )

satisfies α ( 0 ) = β . For x M and v T x M , choose a smooth path 𝛾 in 𝑀 from m 0 to 𝑥 such that γ ( 1 ) = v . Then

α ( 0 ) ( v ) = d d t | t = 0 δ ( exp K ( t f ) ) ( v ) = d d t | t = 0 δ ( exp K ( t f ) ) ( γ ( 1 ) ) = d d t | t = 0 γ * ( δ ( exp K t f ) ) ( 1 ) = d d t | t = 0 δ [ 0 , 1 ] ( exp K t ( f γ ) ) ( 1 ) = d δ [ 0 , 1 ] ( d d t | t = 0 ( exp K t ( f γ ) ) ) ( 1 ) = d δ [ 0 , 1 ] ( ψ - 1 ( f γ ) ) ( 1 ) = ( f γ ) ( 1 ) = d f ( γ ( 1 ) ) = d f ( v ) = β ( v ) ;

thus α ( 0 ) = β . This shows that

T 0 ( im ( δ ) ) = d C * k ( M , k ) C * k ( M , k )

as a topological vector space (apply Proposition 4.4 to the Lie group ( k , + ) ) . By the preceding, the map d : C * k ( M , k ) T 0 ( im ( δ ) ) is an isomorphism of topological vector spaces. We now show that d is a homomorphism (hence an isomorphism) of Lie algebras if C * k ( M , k ) is endowed with the pointwise Lie bracket. We already know this if M = [ 0 , 1 ] . In the general case, note that the maps

γ * : T 0 ( im ( δ ) ) C k - 1 ( [ 0 , 1 ] , k ) , ω γ * ( ω )

separate points (for 𝛾 ranging through the set of all smooth paths in 𝑀 starting in m 0 ). Moreover, γ * is a Lie algebra homomorphism, as it is the tangent map at 0 of the analogous smooth group homomorphism γ * : im ( δ ) C k - 1 ( [ 0 , 1 ] , k ) . It therefore suffices to show that γ * d is a Lie algebra homomorphism for each 𝛾. But

( γ * d ) ( f ) = γ * ( d f ) = d f γ = ( f γ ) = ( γ * ( f ) )

for f C * k ( M , k ) , where γ * : C * k ( M , k ) C * k ( [ 0 , 1 ] , k ) is a Lie algebra homomorphism and so is

C * k ( [ 0 , 1 ] , k ) C k - 1 ( [ 0 , 1 ] , k ) , f f ,

by the special case of [ 0 , 1 ] . Hence γ * d is a Lie algebra homomorphism. Consider the map

Ψ : C * k ( M , k ) T 1 ( G * ) , f d d t | t = 0 ( exp K ( t f ) ) .

By the chain rule and the preceding, we have

T 1 δ Ψ ( f ) = T 1 δ d d t | t = 0 ( exp K t f ) = d d t | t = 0 δ ( t exp K t f ) = d f

for f C * k ( M , k ) , i.e., T 1 ( δ ) Ψ = d . Since T 1 ( δ ) and d are isomorphisms of topological Lie algebras, also Ψ is an isomorphism of topological Lie algebras. We now show that the maps L ( ev x ) , for ev x : C * k ( M , K ) K , f f ( x ) , separate points on L ( G * ) .[3] It suffices to show that the maps L ( ev x ) Ψ : C * k ( M , k ) k separate points on C * k ( M , k ) . This follows if we can establish

(4.5) L ( ev x ) Ψ = ε x

with ε x : C * k ( M , k ) k , f f ( x ) . But indeed, using the chain rule twice,

L ( ev x ) Ψ ( f ) = L ( ev x ) d d t | t = 0 ( exp K t f ) = d d t | t = 0 ev x ( exp K t f ) = d d t | t = 0 exp K ( t f ( x ) ) = T 0 exp K f ( x ) = f ( x ) = ε x ( f ) .

Let i : K C k ( M , K ) be the map taking g K to the constant function x g . Then

G = C k ( M , K ) = C * k ( M , K ) i ( K )

internally, entailing that

L ( C k ( M , K ) ) = L ( C * k ( M , K ) ) L ( i ( K ) )

internally. Hence

H : C k ( M , k ) = C * k ( M , k ) k L ( C k ( M , K ) ) ,
η = γ + v Ψ ( γ ) + L ( i ) ( v )
(for γ = η - η ( m 0 ) C * k ( M , k ) , v = η ( m 0 ) k ) is an isomorphism of topological vector spaces.

Consider the evaluation maps[4] ev x : C k ( M , K ) K . Then the maps L ( ev x ) separate points on L ( G ) . Indeed, we have ker ( L ( ev m 0 ) ) = L ( C * k ( M , K ) ) because G = G * K with ev m 0 the projection onto 𝐾. It therefore only remains to check that the maps L ( ev x ) separate points on L ( C * k ( M , K ) ) . But this has already been checked.

Since each L ( ev x ) is a Lie algebra homomorphism, 𝐻 will be a Lie algebra homomorphism (hence an isomorphism) if we can show that L ( ev x ) H is a Lie algebra homomorphism for each x M . The restriction of this map to C * k ( M , k ) is L ( ev x ) Ψ , hence a Lie algebra homomorphism. Moreover, the restriction to the constant functions corresponds to L ( ev x ) L ( i ) on 𝔨, and hence is a Lie algebra homomorphism. Because C k ( M , k ) = C * k ( M , k ) k , it only remains to show that

(4.6) L ( ev x ) H ( [ γ , v ] ) = [ L ( ev x ) H ( γ ) , L ( ev x ) H ( v ) ]

for γ C * k ( M , k ) , v k . The left-hand side of (4.6) is (using (4.5))

L ( ev x ) Ψ ( [ γ , v ] ) = ε x ( [ γ , v ] ) = [ γ ( x ) , v ] .

The right-hand side of (4.6) is

[ L ( ev x ) Ψ ( γ ) , L ( ev x ) L ( i ) ( v ) ] = [ ε x ( γ ) , L ( ev x i = id ) ( v ) ] = [ γ ( x ) , v ]

as well. Hence 𝐻 is an isomorphism of topological Lie algebras. Identifying C k ( M , k ) with L ( G ) via 𝐻, the map L ( ev x ) corresponds to the point evaluation

δ x : C k ( M , k ) k , f f ( x ) ,

i.e.,

(4.7) L ( ev x ) H = δ x .

In fact, it suffices to show that both sides of (4.7) coincide on both C * k ( M , k ) and 𝔨. For γ C * k ( M , k ) , we have L ( ev x ) H ( γ ) = L ( ev x ) Ψ ( γ ) = γ ( x ) indeed. For v k , we have L ( ev x ) H ( v ) = L ( ev x ) L ( i ) ( v ) = v as well.

Remark 4.6

(1) The restriction maps ρ n : C k ( M , K ) C k ( L n , K ) , γ γ | L n are smooth since ρ n = f * as in (4.4) for the inclusion map L n M .

Now a map f : N G from a manifold 𝑁 to 𝐺 is smooth if and only if ρ n f : N C k ( L n , K ) is smooth for each 𝑛. In fact, assume that ρ n f is smooth. Then N x f ( x ) ( m 0 ) = ( ρ n f ) ( x ) ( m 0 ) is smooth, and after replacing 𝑓 with x f ( x ) f ( x ) - 1 ( m 0 ) , we may assume that im ( f ) G * . Now δ n ρ n f = i n * δ f is smooth, where i n : L n M is the inclusion map and i n * : Ω C k - 1 1 ( M , k ) Ω C k - 1 1 ( L n , k ) . Since

Ω C k - 1 1 ( M , k ) = lim Ω C k - 1 1 ( L n , k )

with the limit maps i n * , it follows that δ f is smooth as a map to Ω C k - 1 1 ( M , k ) , hence also smooth as a map to the submanifold im ( δ ) . Hence f = δ - 1 ( δ f ) is smooth as well. Consequently, C k ( M , g ) : C k ( M , k ) C k ( M , K ) , γ g γ is smooth for each smooth map g : k K because C k ( L n , g ) is smooth (cf. [7]) and ρ n C k ( M , g ) = C k ( L n , g ) ρ n .

(2) If l N 0 { } and a map θ : M C l ( I , K ) is C k , then

θ * : I C k ( M , K ) , θ * ( t ) ( x ) = θ ( x ) ( t )

is C l .

Because the point evaluation ev t : C l ( I , K ) K , γ γ ( t ) is smooth, we have θ * ( t ) = ev t θ C k ( M , K ) for each t I . By (1), θ * will be C l if we can show that ρ n θ * is C l for each 𝑛. But ( ρ n θ * ) = θ * ( t ) | L n = ( θ | L n ) * , where ( θ | L n ) * : I C k ( L n , K ) is C l , as follows by applying Proposition 3.14 twice.

Regularity. To verify the C s -regularity of 𝐺, we show first that each γ C s ( I , g ) has an evolution Evol G ( γ ) . Identifying C s ( I , C k ( M , k ) ) with C s ( I , g ) via the isomorphism C s ( I , H ) , we consider 𝛾, as a C s -map I C k ( M , k ) . Then

γ * : M C s ( I , k ) , γ * ( x ) ( t ) := γ ( t ) ( x )

is C k , using the exponential law [3, Theorem 4.6] twice. Hence

Evol K γ * : M C s + 1 ( I , K )

is C k , and therefore

η := ( Evol K γ * ) * : I C k ( M , K ) , η ( t ) ( x ) := ( Evol K γ * ) ( x ) ( t )

is C s + 1 (see Remark 4.6 (2)). We claim that 𝜂 is the evolution of 𝛾. Indeed, η ( 0 ) ( x ) = Evol K ( γ * ( x ) ) ( 0 ) = 1 for all x M ; whence η ( 0 ) = 1 . To see that δ η = γ , we only need to show that ( δ η ) ( t ) ( x ) = γ ( t ) ( x ) = γ * ( x ) ( t ) for all x M and t [ 0 , 1 ] , i.e., ev x δ η = γ * ( x ) . However, recalling that L ( ev x ) = ev x ,

ev x δ η = Lev x δ η = δ ( ev x η ) = δ ( t Evol K ( γ * ( x ) ) ( t ) ) = δ ( Evol K ( γ * ( x ) ) ) = γ * ( x ) .

Thus Evol G ( γ ) = η . In particular, evol G ( γ ) = Evol G ( γ ) ( 1 ) = η ( 1 ) is the map M K taking 𝑥 to Evol K ( γ * ( x ) ) ( 1 ) = evol K ( γ * ( x ) ) . Thus

evol G ( γ ) = evol K γ * , i.e., evol G = C k ( M , evol K ) Φ ,

where C k ( M , evol K ) is smooth by Remark 4.6 (1) and

Φ : C s ( I , C k ( M , k ) ) C k ( M , C s ( I , k ) ) , γ γ *

is an isomorphism of topological vector spaces by the exponential law [3, Theorem 4.6]. Thus evol G is smooth, which completes the proof. ∎

Corollary 4.7

If 𝑀 is a paracompact, one-dimensional 1-connected real manifold (with boundary), k , s N 0 { } with k s + 1 and 𝐾 a C s -regular Lie group, then the group C * k ( M , K ) carries a unique C s -regular Lie group structure for which

δ : C * k ( M , K ) Ω C k - 1 1 ( M , k ) C * k ( M , k )

is a C -diffeomorphism. Also, C k ( M , K ) C * k ( M , K ) K carries the structure of a C s -regular Lie group compatible with evaluations and the compact-open C k -topology.

Proof

We may assume that M = R , M = [ 0 , 1 ] or M = [ 0 , 1 [ . Take L n = [ - n , n ] , L n = [ 0 , 1 ] and L n = [ 0 , 1 - 1 n ] , respectively. Then im ( δ n ) = Ω C k - 1 1 ( L n , k ) , and Theorem 4.5 applies. ∎

5 Iterative constructions

Lemma 5.1

Let ( G n ) n N be a sequence of Lie groups, ϕ n m : G m G n morphisms of Lie groups defining an inverse system, G := lim G n the corresponding topological projective limit group and ϕ n : G G n the canonical maps. Let r N 0 { } , and assume that 𝐺 carries a Lie group structure with the following properties.

  1. A map f : M G of a smooth manifold 𝑀 (which may have a rough boundary) with values in 𝐺 is C r if and only if all the maps f n := ϕ n f are C r .

  2. L ( G ) lim L ( G n ) as topological Lie algebras, with respect to the projective system defined by the morphisms L ( ϕ n m ) : L ( G m ) L ( G n ) .

Then the map

Ψ : C r ( M , G ) lim C r ( M , G n ) , f ( f n ) n N

is an isomorphism of topological groups.

Proof

First we note that our assumptions imply that

T G L ( G ) G lim ( L ( G n ) G n ) lim T ( G n )

as topological groups. Moreover, writing | L ( G ) | for the topological vector space underlying L ( G ) , considered as an abelian Lie algebra, we have

L ( T G ) | L ( G ) | L ( G ) lim ( | L ( G n ) | L ( G n ) ) lim L ( T G n )

so that the Lie group T G is a projective limit and satisfies the analogue of (2). Hence we may iterate this argument to obtain

T k G lim T k G n

for each 𝑘.

We thus have homeomorphisms

C ( T k M , T k G ) c . o . lim C ( T k M , T k G n ) c . o . ,

which lead to a topological embedding

C r ( M , G ) k N 0 C ( T k M , T k G ) c . o . k N 0 lim C ( T k M , T k G n ) c . o . lim k N 0 C ( T k M , T k G n ) c . o . ,

entailing that Ψ is a topological isomorphism. ∎

For compact manifolds 𝑁 and 𝑀, a Lie group C k , r ( N × M , K ) can be defined similarly to the classical construction of C k ( N , K ) .

Lemma 5.2

If 𝐾 is a locally convex Lie group and 𝑁 and 𝑀 are compact manifolds (possibly with rough boundary), then the map

Φ : C r ( N , C k ( M , K ) ) C r , k ( N × M , K ) , f f

is an isomorphism of Lie groups.

Proof

The bijectivity of Φ follows from Proposition 3.14. To see that Φ is an isomorphism of Lie groups, let ( ϕ , U ) be a 𝔨-chart of 𝐾 with ϕ ( 1 ) = 0 . Then C k ( M , U ) is an open identity neighbourhood so that C r ( N , C k ( M , U ) ) is an open identity neighbourhood and so is C r , k ( N × M , U ) . That Φ restricts to a diffeomorphism

C r ( N , C k ( M , U ) ) C r , k ( N × M , U )

now follows from [3, Proposition 4.5] which asserts that

C r ( N , C k ( M , k ) ) C r , k ( N × M , k ) , f f

is an isomorphism of topological vector spaces, hence restricts to diffeomorphisms on open subsets. ∎

A Lie group structure on C r , k ( N × M , K ) compatible with evaluations is defined analogously to the case of C r ( N , K ) .

Theorem 5.3

Let 𝐾 be a Lie group and 𝑁 and 𝑀 smooth manifolds with rough boundary which are locally compact. We assume that G := C k ( M , K ) carries a C s -regular Lie group structure compatible with evaluations and the compact-open C k -topology, for some s N 0 { } . We assume that 𝑀 admits an exhaustion M = n N M n by compact smooth manifolds M n with rough boundary which are well located in 𝑀 such that M n M n + 1 0 for all n N ; likewise, we assume an exhaustion N = n N N n . Let r N 0 { } with r - 3 s . If C r ( N , G ) carries a C s -regular Lie group structure compatible with evaluations and the compact-open C r -topology, then C r , k ( N × M , K ) carries a C s -regular Lie group structure compatible with evaluations and the compact-open C r , k -topology. Moreover, the canonical map

Φ : C r , k ( N × M , K ) C r ( N , G ) , f f

is an isomorphism of Lie groups.

Proof

In view of Proposition 4.1, the map Φ is a bijective group homomorphism. First we show that it is an isomorphism of topological groups.

Let M = n M n be an exhaustion of 𝑀 by compact submanifolds M n with boundary satisfying M n M n + 1 0 . Then our definition of the group topology implies that

G = C k ( M , K ) lim C k ( M n , K )

as a topological group. Put G n := C k ( M n , K ) , and recall from Proposition 3.12 that it carries a Lie group structure compatible with evaluations. We also have the isomorphism of topological Lie algebras

L ( G ) = C k ( M , k ) lim L ( G n ) lim C k ( M n , k ) .

Now let ( N m ) m N be an exhaustion of 𝑁 by compact submanifolds with boundary. Then Lemmas 5.1 and 5.2 lead to the following isomorphisms of topological groups:

C r ( N , G ) lim C r ( N , G n ) = lim C r ( N , C k ( M n , K ) ) lim n lim m C r ( N m , C k ( M n , K ) ) lim n lim m C r , k ( N m × M n , K ) C r , k ( N × M , K ) .

The preceding isomorphism leads to a C s -regular Lie group structure on the topological group C r , k ( N × M , K ) . To see that this Lie group structure is compatible with evaluations, we first observe that ev ( n , m ) = ev m ev n Φ , where

ev m ev n : C r ( N , C k ( M , K ) ) K

is smooth. Now

L ( C r , k ( N × M , K ) ) L ( Φ ) L ( C r ( N , G ) ) C r ( N , L ( G ) ) C r ( N , C k ( M , k ) ) C r , k ( N × M , k ) .

The map L ( ev n ) corresponds to ev n : C r ( N , L ( G ) ) L ( G ) . Also, identifying L ( G ) with C k ( M , k ) , L ( ev m ) corresponds to ev m : C k ( M , k ) k . Thus we have L ( ev m ev n ) = ev m ev n on C r ( N , C k ( M , k ) ) , which corresponds to ev ( n , m ) on C r , k ( N × M , k ) . ∎

Example 5.4

Let k , r , s N 0 { } with k s + 1 and r s + 3 . If 𝐾 is a C s -regular Lie group, then C r , k ( R × R , K ) admits a C s -regular Lie group structure compatible with evaluation and the compact-open C r , k -topology. In fact, G := C k ( R , K ) admits a C s -regular Lie group structure compatible with evaluations and the compact-open C k -topology, by Corollary 4.7. Hence C r ( R , G ) admits a C s -regular Lie group structure compatible with the evaluations and the compact-open C r -topology, by Corollary 4.7. The assertion now follows from Theorem 5.3.

Example 5.5

Let k , r , s N 0 { } with r s + 3 , and let 𝑀 be a compact smooth manifold with rough boundary. Then C r , k ( R × M , K ) admits a C s -regular Lie group structure compatible with evaluations and the compact open C r , k -topology. In fact, C k ( M , K ) has a C s -regular Lie group structure compatible with evaluations and the compact-open C k -topology. By Corollary 4.7, we have that C r ( R , C k ( M , K ) ) admits a C s -regular Lie group structure compatible with evaluations and the compact open C r -topology. The desired structure on

C r , k ( R × M , K ) C r ( R , C k ( M , K ) )

is provided by Theorem 5.3.

Remark 5.6

Continuing by induction, given a C s -regular Lie group 𝐾 and compact smooth manifold 𝑀 with rough boundary, we expect that a C s -regular Lie group structure can be constructed on

C α ( R n × M , K ) for all n N and α = ( α 1 , , α n + 1 )

with α 1 , , α n sufficiently large.

The following problem remains: Can C k ( R n × M , K ) be made a Lie group if n 1 and dim ( R n × M ) 2 ?

Acknowledgements

The author would like to express his deep gratitude to Helge Glöckner for his invaluable assistance and the helpful discussions concerning this work.

  1. Communicated by: George Willis

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Received: 2018-10-14
Revised: 2021-04-07
Published Online: 2021-05-12
Published in Print: 2021-11-01

© 2021 Walter de Gruyter GmbH, Berlin/Boston

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