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On a conjecture of Imrich and Müller

  • Sergei V. Ivanov EMAIL logo
Published/Copyright: January 28, 2017

Abstract

A conjecture of Imrich and Müller on the rank of the intersection of subgroups of free groups is disproved.

Let F be a free group of finite rank, let r(F) denote the rank of F and let

r¯(F):=max(r(F)-1,0)

be the reduced rank of F. Recall that the Hanna Neumann conjecture [15] on subgroups of a free group claims that if H1 and H2 are finitely generated subgroups of F, then r¯(H1H2)r¯(H1)r¯(H2). It was shown by Hanna Neumann [15] that r¯(H1H2)2r¯(H1)r¯(H2). For relevant discussions, results, proofs, and generalizations of this conjecture, the reader is referred to [1, 2, 3, 4, 5, 7, 8, 9, 10, 12, 14, 16, 17].

In 1994, Imrich and Müller [6] proved that if H1 and H2 are finitely generated subgroups of a free group F and one of H1, H2 has finite index in the subgroup H1,H2 generated by H1 and H2, then

(1)r¯(H1,H2)r¯(H1H2)r¯(H1)r¯(H2).

Imrich and Müller also conjectured in [6] that inequality (1) holds whenever H1 and H2 satisfy the following two conditions (C1)–(C2):

  1. If K1K2=H1H2, where Ki is a free factor of Hi, then Ki=Hi, i=1,2.

  2. The intersection H1H2 contains no nontrivial free factor of H1,H2.

Moreover, Imrich and Müller [6] remarked that condition (C1) alone is not sufficient to imply (1) and they discussed an example for which (C1) holds while (1) and (C2) fail. The existence of a nontrivial free factor in the intersection H1H2 was instrumental in the construction of the example of [6].

Note that inequality (1) would provide a much tighter bound for r¯(H1H2) than that given by the Hanna Neumann conjecture by incorporating the coefficient 1/r¯(H1,H2) when conditions (C1)–(C2) are satisfied and this looks quite remarkable. Curiously, inequality (1) holds true for two subspaces H1 and H2 of a finite-dimensional vector space V if r¯(H) is understood as the dimension of a subspace HV. Nevertheless, this conjecture of Imrich and Müller can be disproved as follows.

Theorem.

There are two subgroups H1 and H2 of a free group F such that H1 and H2 satisfy conditions (C1)–(C2) and r¯(H1)=3, r¯(H2)=5, r¯(H1H2)=8, and r¯(H1,H2)=2. In particular, inequality (1) fails for H1,H2.

Proof.

Let 𝒜 be a set, called an alphabet, and let 𝒜±1:=𝒜𝒜-1, where 𝒜-1 is the set of formal inverses of elements of 𝒜, 𝒜-1 is disjoint from 𝒜. Let F(𝒜) denote the free group whose free generators are elements of 𝒜. A graph Γ is called labeled if Γ is equipped with a function φ:EΓ𝒜±1, where EΓ is the set of oriented edges of Γ, such that φ(e-1)=φ(e)-1 for every eEΓ. If p=e1e is a path in a labeled graph Γ, where e1,,eEΓ, then the label φ(p) of p is the word φ(p):=φ(e1)φ(e) over 𝒜±1. The initial vertex of a path p is denoted p- and the terminal vertex of p is denoted p+.

We now construct some subgroups of a free group by means of their Stallings graphs, for definitions see [1, 12, 17].

Let k,,m,n be some positive integers such that mmax(,n). Consider three closed labeled paths qa,qb,qc such that φ(qa)=ak, φ(qb)=bkm and φ(qc)=ckn. A vertex of qx, x{a,b,c}, at a distance from (qx)-=(qx)+ that is divisible by k, is called a phase vertex of qx. We connect some phase vertices of qb to the phase vertices of qa with edges f1,,f so that (fi)-qb, (fi)+qa are all distinct and φ(fi)=d, i=1,,. We also connect some n phase vertices of qb to the n phase vertices of qc with edges g1,,gn so that (gi)-qb, (gi)+qc are all distinct and φ(gi)=e for all i=1,,n. Let Γ(k,,m,n) denote a labeled graph constructed this way, where

𝒜±1={a±1,b±1,c±1,d±1,e±1},

see Figure 1 where the graph Γ(1,1,1,1), also denoted Γ(1¯), is depicted.

Figure 1

The graph Γ(1,1,1,1)=Γ(1¯).

Note that Γ(k,,m,n) is not uniquely defined because there are choices for (fj)-,(gj)-qb. Let H(Γ(k,,m,n)) denote the subgroup of the free group F(𝒜) which consists of all the words φ(p), where p is a closed path in a fixed graph Γ(k,,m,n) such that p-=p+=(qb)-. It is immediate from the definitions that H(Γ(1¯))=b,dad-1,ece-1 and, for every Γ(k,,m,n), the subgroup H(Γ(k,,m,n)) is a subgroup of H(Γ(1¯)). It is easy to check that

r¯(H(Γ(k,,m,n)))=+n.

Consider two such graphs Γ(7,1,3,2), Γ(11,2,5,3) and associated subgroups

H1:=H(Γ(7,1,3,2)),H2:=H(Γ(11,2,5,3)).

Denote Δ1:=Γ(7,1,3,2) and Δ2:=Γ(11,2,5,3). Since mi=i+ni for the graph Δi, i=1,2, we may assume that every phase vertex of Δ1 and Δ2 has degree 3. Note that the parameters are chosen so that gcd(|qx,1|,|qx,2|)=1 for every x{a,b,c}. Indeed, |qa,1|=7, |qa,2|=22, |qb,1|=21, |qb,2|=55, |qc,1|=14, |qc,2|=33. Now it is easy to see that the entire pullback Δ1×Γ(1¯)Δ2 is a graph of the form Γ(77,2,15,6). In particular, this pullback is connected and r¯(H1H2)=-χ(Γ(77,2,15,6))=8. On the other hand, it is immediate that H1,H2=H(Γ(1¯)), hence r¯(H1,H2)=2. It remains to show that the subgroups H1,H2 satisfy conditions (C1)–(C2).

Suppose that, for i=1,2, Ki is a finitely generated subgroup of Hi and K1,K2 satisfy K1K2=H1H2. Let Δ(Ki) denote the Stallings graph of Ki, i=1,2. Then there is a canonical locally injective graph map Δ(Ki)Γ(1¯), i=1,2, that factors through Δi. Since K1K2=H1H2, it follows that

Ψ:=Δ1×Γ(1¯)Δ2

is equal to core(Δ(K1)×Γ(1¯)Δ(K2)) and the projection map ΨΔi factors through Δ(Ki), i=1,2. Observe that for every vertex vVΔi of degree 3, there exists a vertex wVΨ of degree 3 that maps to v. Hence, there is a vertex uVΔ(Ki) of degree 3 that maps to v. This means that -χ(Δ(Ki))-χ(Δi), whence r¯(Ki)r¯(Hi), i=1,2. If, in addition, Ki is a free factor of Hi, we also have r¯(Ki)r¯(Hi). Therefore, r¯(Ki)=r¯(Hi) and Ki=Hi as desired. Thus condition (C1) is proven.

Observe that if pi is a closed reduced path in Δi, then the sum of exponents ε on edges xε of p, where φ(x){a,b,c}, is divisible by 7 if i=1 and is divisible by 11 if i=2. Since H1,H2=dad-1,b,ece-1, we see that no path pHi, where Hi=π1(Δi,(qb,i)-) is the fundamental group of Δi at (qb,i)-, can be a free generator of H(Γ(1¯))=dad-1,b,ece-1. Hence condition (C2) is also satisfied for H1, H2, and the theorem is proved. ∎

As above, let H1,H2 be subgroups of a free group F and let S(H1,H2) denote a set of representatives of those double cosets H1tH2 of F, tF, that have the property H1tH2t-1{1}. Set r¯(H1,H2):=sS(H1,H2)r¯(H1sH2s-1).

While inequality (1) is false in general, some versions of (1) might still be true. For instance, a generalization of (1) with r¯(H1,H2) and r¯(H1,H2,S(H1,H2)) in place of r¯(H1H2) and r¯(H1,H2), respectively, holds true whenever one of H1,H2 has finite index in H1,H2,S(H1,H2). In this more general case, Imrich–Müller’s arguments [6] for the proof of inequality (1) are essentially retained. Note that this proof is straightforward and independent of an erroneous lemma of [6], discussed in detail by Kent [13], see also [11] for a counterexample and for a repair to this lemma.

We conclude by mentioning an interesting special case of inequality (1).

Problem.

Does inequality (1) hold true under the assumption

r¯(H1H2)=r¯(H1)r¯(H2)>0?

Equivalently, does this assumption imply that r¯(H1,H2)=1?

We remark that this problem has a positive solution for available examples. Curiously, the equality r¯(H1,H2)=r¯(H1)r¯(H2)>0 need not imply the equality r¯(H1,H2,S(H1,H2))=1 or even a bound r¯(H1,H2,S(H1,H2))<C, where C is a constant, as follows from the following.

Example.

Suppose that H0 and H1 are proper normal subgroups of finite index of a free group F(a,b) and F(a,b)=H0H1. For instance, one can take normal subgroups H0 and H1 of F(a,b) so that the quotient groups F(a,b)/H0, F(a,b)/H1 have coprime orders. Then

|F(a,b)/Hi|=r¯(Hi),i=0,1,

and

r¯(H0H1)=r¯(H0)r¯(H1).

Next, let

H2:=H0,c1H0c1-1,,ck-1H0ck-1-1

be a subgroup of the free group F(a,b,c1,,ck-1). Then it is not difficult to check that

r¯(H1,H2)=r¯(H1)r¯(H2)

and

H1,H2,S(H1,H2)=F(a,b,c1,,ck-1),

which implies that

r¯(H1,H2,S(H1,H2))=k.

Hence, the reduced rank r¯(H1,H2, S(H1,H2)) could be arbitrarily high in the situation when r¯(H1,H2)=r¯(H1)r¯(H2)>0.


Communicated by Alexander Olshanskii


Award Identifier / Grant number: DMS 09-01782

Funding statement: Supported in part by the NSF under grant DMS 09-01782.

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Received: 2015-7-31
Revised: 2016-5-17
Published Online: 2017-1-28
Published in Print: 2017-7-1

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