Abstract
Aging, accidents and diseases are the leading causes of disability in today’s world. Therefore, implants and prostheses for hard and soft tissues are becoming increasingly common to restore daily activity and improve the quality of life of patients. Although implants have been extensively developed and are in the clinical use, deformation mechanism, inflexibility and mismatch of the elastic and mechanical behavior of the implants with native tissues are challenges for tissue engineering. The objective of this study was to characterize auxetic polyurethane foam as an auxetic soft tissue implant based on mathematical modeling using a nonlinear elasticity theory. The compressibility effects on auxetic soft tissue implants due to equibiaxial loading were studied. Numerical results were computed using experimentally obtained data and compared with the non-auxetic behavior of a soft tissue.
1 Introduction
Implants and prostheses such as intervertebral disc, heart muscle, ligaments, tendons, articular cartilage, meniscus or total knee replacement are becoming increasingly common as the population of the world begins to age. For example, currently, approximately 4.0 million adults in the USA live with a total knee replacement, which is 4.2% of the population aged 50 years or older (1). Therefore, the increasing trend to incorporate artificial implants and prostheses has sharply focused attention on the compatibility of the materials from which such devices are made. Regardless of the advancements in the biomedical arena, it is still currently a major challenge to develop implants that are truly permanent and maximally compatible with living tissues. Synthetic polymers have already been well known in the biomedical industry due to their biocompatibility, uniformity, less immunogenicity and the reliability of source materials (2). Polyurethane (PU) foams have also been studied for medical devices, implant and prostheses, including breast implants, urology, cardiology and wound healing applications (3). However, alteration in their mechanical properties could increase their further functional performances and potentials. Over the last four decades, researchers have been working on designing materials that become wider when stretched (Figure 1), which are called auxetic materials. A brief background of auxetic materials is presented in the next section.

(A) Auxetic and (B) nonauxetic rectangular blocks.
1.1 Auxetic materials
Most of the materials out there have a positive Poisson’s ratio, and when stretched in one direction they thin out in the other direction. However, auxetic materials do the opposite as they become wider when stretched because they possess a negative Poisson’s ratio, which has been an accepted concept in classical elasticity theory for over a 100 years (4, 5). They were not given special attention initially, being treated as an accident or a curiosity, but later on they were studied in depth by Lakes (6) and other authors during the 1980s (7, 8). Since then, a variety of auxetic materials and structures have been discovered, fabricated or synthesized, ranging from the microscopic down to the molecular levels in all major classes of materials such as polymers, composites, metals and ceramics (9–13). Also, a variety of auxetic PU foams have been manufactured using different techniques (4, 14, 15). The influence of the manufacturing process on the final properties of the processed foams (16, 17), the acoustic absorption, the dynamic behavior and the applications to viscoelastic damping were discussed in Refs. (18–20). Auxetic materials do exist naturally such as arsenic, cadmium, α-cristobalite and many cubic elemental metals (21–23). Some biological materials are also auxetic including cat skin (24), cow teat skin (25), salamander skin (26) and load-bearing cancellous bone from human shins (27). The arterial endothelium when subjected to both wall shear stresses and a cyclic circumferential strain due to pulsatile blood flow exhibits auxetic effects as well (28). Furthermore, it has been demonstrated through studies and experiments that the same equipartition of mechanical stresses and the property of a material to resume its original shape or position after being bent, stretched or compressed have potential applications in the biomedical arena (29, 30), such as for knee prosthetics, artificial blood vessels, ophthalmic devices, compression bandages and artificial intervertebral disc, to name a few (31). Auxetic materials wrap around the indenter, providing a more uniform stress distribution, with peak stresses lowered by an average factor of 3 (32–35). Their enhanced indentation approves their good candidature for medical devices, scaffolds, stents, implants and prostheses (36–43), for example, as an implant for articular cartilage repair to provide a cushion between the surfaces of the bones and for meniscal repair or meniscal replacement, where they actually wrap around the round end of the upper bone to fill the space between it and the flat shinbone to help distribute the weight from the femur to the tibia (44, 45).
Here, we present a characterization of biocompatible auxetic PU foam as a soft tissue implant. Only limited work has been done in the theoretical analysis of auxetic PU foam as a tissue implant. To our knowledge, mathematical modeling for an auxetic PU soft tissue implant has not yet been developed. In this study, we will present a mathematical model for studying the compressible behavior of auxetic soft tissue under bi-axial loading in the context of nonlinear elasticity. With the data obtained from the experiments, numerical results were computed and discussed to study the auxetic vs. nonauxetic behavior of soft tissues.
2 Material and methodology
2.1 Selection of materials and fabrication of auxetic PU foam samples
The composition of alternating polydisperse blocks of soft and stiff segments combined with excellent biocompatibility makes polyurethanes one of the most promising synthetic biomaterials (2). However, studies and experiments demonstrated that auxetic PUs tailored with enhanced mechanical properties and a unique deformation mechanism offer a huge potential in the biomedical industry. Therefore, after a literature survey, we selected auxetic PU foam to study the elastic and mechanical behavior of soft tissue implants. Based on the method given in Ref. (46), an auxetic PU foam sample was fabricated, which is shown in Figure 2, along with the microscopic microstructures of both auxetic and nonauxetic PU foams.

(A) Nonauxetic and (B) fabricated auxetic PU foam samples. Microstructure of (C) a conventional foam and (D) an auxetic foam.
2.2 Mathematical modeling
We consider a soft tissue as a rectangular block of auxetic and nonauxetic PU foams, and their deformation is given by
where λ1, λ2, λ3 are the stretch ratios in the coordinate directions and the coordinates xi and XI referred to the same Cartesian system.
Next, the Lagrangian Ei,j and Eulerian ei,j strain components in the matrix form given in Ref. (47) are
The deformation gradient is
Also, the constitutive relations are given by the first Piola-Kirchhoff stress tensor
where tII=0 for I≠J, W is the strain energy density function, p is the Lagrange multiplier, and the Cauchy stresses are
In the further discussion, for convenience, the subscript and superscript and the lowercase and uppercase indices are not taken into account.
Next, when the tissue is transversely isotropic, relative to the x1 direction, a strain-energy density function W in the case of compressibility reduces to
where W is the function of the strains I1, I2, I3, I4 given by
and characterized by the Blatz-Ko strain-energy function as
where μ is the shear modulus.
The constitutive relations given by the first Piola-Kirchhoff and Cauchy stress components, upon using Equations 7–11, are given as
Furthermore, the plane stress condition in the x3 directions gives t33=0; therefore, from Equation 7 we have
and in the isotropic case Equations 12 and 13 along with Equation 18 give
3 Results
3.1 Compressive testing
The fabricated foam specimen was subjected to an axial compression using an Instron 3369 testing machine (Norwood, MA, USA), and the schematic is shown in Figure 3A and B, respectively. The foam sample was placed between the parallel compression plates of the machine and compressed at a constant cross-head speed of 2 mm/min. Different types of conventional and auxetic foams were tested five times for each specimen for better accuracy of the result, and the compressive stress-strain curves for the nonauxetic and auxetic foams are shown in Figure 3C and D, respectively. Furthermore, the values of Poisson’s ratio and Young’s modulus calculated from experimental data are given in Table 1.

(A) The foam sample placed in the Instron machine; (B) schematic and compressive stress-strain curves of (C) a nonauxetic foam and (D) an auxetic foam.
Experimental data for auxetic and non-auxetic PU foam samples.
Poisson’s ratio | Auxetic PU foam density, ρ (kg/m3)=135.32 | Nonauxetic PU foam, ρ (kg/m3)=29.25 | Young’s modulus (kN/m2) | Auxetic PU foam | Nonauxetic PU foam |
---|---|---|---|---|---|
vzy | -0.15 | 0.31 | Ezy | 22.18 | 17.51 |
vzx | -0.10 | 0.29 | Ezx | 19.54 | 15.45 |
vyz | -0.24 | 0.35 | Eyz | 39.13 | 37.92 |
vyx | -0.19 | 0.41 | Eyx | 43.76 | 40.35 |
vxy | -0.07 | 0.28 | Exy | 34.90 | 13.67 |
vxz | -0.09 | 0.27 | Exz | 37.64 | 10.45 |
3.2 Morphology
In Figure 2C and D, the microstructures of nonauxetic and auxetic foam show a clear transition from the open cell foam structure characteristic of a conventional foam with a positive Poisson’s ratio to the higher density reentrant foam showing a negative Poisson’s ratio response.
3.3 Analytical results
In Figure 3C and D, the compressive stress-strain curves show that the auxetic foam behaves more like an isotropic material. The mechanical behavior in the three directions is more similar for an auxetic foam, the orientation of the cell ribs is more random and the reentrant cell structure is similar in each dimension. The results for the stress-stretch curves for equibiaxial stretching of an isotropic compressible auxetic and nonauxetic soft tissue were computed using data obtained experimentally, which are given in Table 1. The depicted graphs in Figures 4 and 5 show the compressibility effect for different values of Poisson’s ratio to study the auxetic vs. nonauxetic behavior of tissues.

Stress-stretch curves of the nonauxetic PU sample.

Stress-stretch curves of the auxetic PU sample.
For positive values of Poisson’s ratio, v in Figure 4, the stiffness increases with increasing Poisson’s ratio, especially as v=0.5, and maximum stress is observed due to the incompressibility effect. In contrast, in Figure 5, which shows the stress-stretch ratio curves for negative values of Poisson’s ratio, the effects of compressibility are quite low and the stiffness decreases in auxetic materials compared to that in conventional materials.
4 Discussion
Mathematical modeling enables a better understanding of the parameters that determine the elastic and mechanical behavior of implants that are implanted to restore the daily activity and improve the quality of life of patients. With the linear theory of elasticity, the characterization of hard tissues where deformation is small such as bones and teeth can be analyzed. In contrast, soft tissues such as the meniscus in knee replacement, ligaments and tendons often undergo a large or finite deformation. Therefore, geometric nonlinearity occurs even though the material properties (stress-strain relations) are linear (47). Furthermore, significant compressibility effects, due to extracellular fluid flow, are exhibited in soft tissues even though they are usually assumed to be incompressible. Their microstructural considerations show that many soft tissues can be treated as orthotropic or transversely isotropic and that many of them are subjected to simple tension or compression in one, two or three dimensions. For example, articular cartilage in the knee is compressed between the femur and the tibia to provide cushion between the surfaces of the bones. Some biological structures including articular cartilage, ligaments and actin microfilaments are subjected to uni- and biaxial loading to determine the material properties of the skin, pericardium and myocardium, which experience multiaxial loading in vivo (48). Also, the epithelium undergoes in-plane-biaxial stretching and transverse compression when subjected to a surface pressure, and uniaxial or biaxial loading protocols are used in experiments designed to determine material properties (49). Although implants and prostheses have been extensively developed and are in the clinical use, there is still room for further improvement. Some of the current challenges include deformation mechanism, loosening of the implant, migration and inflexibility, and mismatch of the elastic and mechanical behavior of the implant with native tissues results in lack of behavior unlike that of natural tissues. Therefore, current research aimed at increasing the functionality of an implant is directed toward designing a new material that provides a mechanical behavior similar to that of a natural implant. Auxetic materials, which are one of the 16 smart materials of the 21st century, have already made their impact on the biomedical industry (50, 51). Auxetic implants and prostheses can provide a physiomechanical behavior similar to natural tissues. In this work, a mathematical modeling was developed to obtain the results for compressibility under equibiaxial loading of a rectangular block of auxetic PU foam as a soft tissue implant. In Figure 3C and D, it is clear that the auxetic PU foam behaves more like an isotropic material and that the mechanical behavior in the three directions is more similar. It has been observed that for positive values of Poisson’s ratio, i.e., nonauxetic PU foam, the effect of compressibility can be large. Also, the stiffness increases with increasing values of positive Poisson’s ratio, as illustrated in Figure 4. It can also be seen clearly in Figure 5 that, due to the effect of the negative Poisson’s ratio, the auxetic PU foam stiffness decreases, which offers more soft tissue-like behavior. The results presented in this study for auxetic vs. nonauxetic PU soft tissue implants were based on mathematical modeling.
5 Conclusion
The aim of this research study was to characterize an auxetic PU foam as a soft tissue implant. The effect of compressibility for auxetic vs. nonauxetic PU foam was evaluated mathematically using experimental data for material parameters such as Young’s modulus and Poisson’s ratio. It was observed that the behavior of auxetic foam is different from that of nonauxetic PU foam under compressibility. For instance, due to the effect of the negative Poisson’s ratio, stiffness decreased in auxetic PU foam under equibiaxial loading. This represents a real-life configuration such as in skeletal muscle, heart muscle, ligaments and tendons, where compression of tissues is of fundamental importance. For example, articular cartilage in the knee is compressed between the femur and the tibia to provide cushion between the surfaces of the bones. Moreover, according to the literature, an auxetic material wraps around the indenter, which provides a more uniform stress distribution, with peak stresses lowered by an average factor of 3, where a nonauxetic material features uneven distribution of normal stresses when indented, with a localization of the peak stresses around the contact area. Overall, the same equipartition of mechanical stresses and the property of a material to resume its original shape or position after being bent, stretched or compressed, along with the compressibility effects of auxetic PU foam discussed in this study, have shown that auxetic PU foams can be used as a soft tissue implant such as for articular cartilage and meniscus repair in knee prosthetics.
Acknowledgments
The author is thankful to Prof. A. Alderson and Prof. K. Alderson of the Institute for Materials Research and Innovation (IMRI), University of Bolton, Bolton, UK, for providing the opportunity for doing the experimental work and to M. Sanami (IMRI) for the experimental data.
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Articles in the same Issue
- Frontmatter
- In this Issue
- Editorial
- Editorial November 2014
- Full length articles
- Controlled ring-opening polymerization of 1,2,6-tricyclic orthoesters of mannose toward size–controlled α-d-mannopyranan
- Acrylate copolymers containing benzimidazolium moieties: synthesis and antimicrobial applications
- Structure, mechanism and application of vinyl alcohol oligomers grafted onto poly(3-hydroxybutyrate): a proposal
- A study on the relationship between polycarbonate microstructure and performance as determined by a combined experimental and molecular dynamics simulation method
- Highly compact co-poly(amide-imide)s from polycondensation of an imide-modified derivative of l-aspartic acid
- UV-curable electromagnetic shielding composite films produced through waterborne polyurethane-acrylate bonded graphene oxide: preparation and effect of different diluents on the properties
- Characterization of auxetic polyurethanes foam for biomedical implants
- Notice of retraction
Articles in the same Issue
- Frontmatter
- In this Issue
- Editorial
- Editorial November 2014
- Full length articles
- Controlled ring-opening polymerization of 1,2,6-tricyclic orthoesters of mannose toward size–controlled α-d-mannopyranan
- Acrylate copolymers containing benzimidazolium moieties: synthesis and antimicrobial applications
- Structure, mechanism and application of vinyl alcohol oligomers grafted onto poly(3-hydroxybutyrate): a proposal
- A study on the relationship between polycarbonate microstructure and performance as determined by a combined experimental and molecular dynamics simulation method
- Highly compact co-poly(amide-imide)s from polycondensation of an imide-modified derivative of l-aspartic acid
- UV-curable electromagnetic shielding composite films produced through waterborne polyurethane-acrylate bonded graphene oxide: preparation and effect of different diluents on the properties
- Characterization of auxetic polyurethanes foam for biomedical implants
- Notice of retraction