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The Hilb-vs-Quot conjecture

  • Oscar Kivinen EMAIL logo and Minh-Tam Trinh ORCID logo
Published/Copyright: August 28, 2025

Abstract

Let 𝑅 be the complete local ring of a complex plane curve germ and 𝑆 its normalization. We propose a “Hilb-vs-Quot” conjecture relating the virtual weight polynomials of the Hilbert schemes of 𝑅 to those of the Quot schemes that parametrize 𝑅-submodules of 𝑆. By relating the Quot side to a type of compactified Picard scheme, we show that our conjecture generalizes a conjecture of Cherednik’s, and that it would relate the perverse filtration on the cohomology of the Picard side to a more elementary filtration. Next, we propose a Quot version of the Oblomkov–Rasmussen–Shende Conjecture, relating parabolic refinements of our Quot schemes to Khovanov–Rozansky link homology. It becomes equivalent to the original version under (refined) Hilb-vs-Quot, but can also be strengthened to incorporate polynomial actions and 𝑩-ification. For germs y n = x d , where 𝑛 is either coprime to or divides 𝑑, we prove the Quot version of ORS through combinatorics. When n = 3 and 3 ∀ d , we deduce Hilb-vs-Quot by an asymptotic argument, and hence establish the original ORS Conjecture for these germs.

Award Identifier / Grant number: DMS-2002238

Funding statement: During the preparation of this work, the second author was supported by an NSF Mathematical Sciences Research Fellowship, Award DMS-2002238.

A Gradings on link homology

A.1

In this appendix, we specify our grading conventions for Khovanov–Rozansky homology, compare them to those of other published works, and illustrate on the smallest examples (unknot, Hopf link, trefoil, ( 3 , 4 ) torus knot) to aid the reader’s sanity. Our exposition closely follows [15, §1.6], but we correct some mistakes: see Remarks A.1–A.2.

A.2 Soergel bimodules

Let T = G m n and S : = H T ∗ ( pt ) = C [ t 1 , 
 , t n ] . We regard 𝐒 as a graded ring, with deg ⁡ ( t i ) = 2 for all 𝑖. Thus the S n -action on 𝑇 that permutes coordinates also preserves the grading on 𝐒. Let s i ∈ S n be the transposition that swaps t i and t i + 1 .

In the category of graded 𝐒-bimodules, we write ( m ) for the grading shift B ⁱ ( m ) i = B i + m . Let S ⁱ Bim be the full subcategory generated by the identity bimodule 𝐒 and the bimodules S ⊗ S s i S ⁱ ( 1 ) for all 𝑖 under isomorphisms, direct sums, tensor products ⊗ ⁣ = ⁣ ⊗ S , direct summands, and grading shifts. Objects of S ⁱ Bim are called Soergel bimodules. We write K b ⁱ ( S ⁱ Bim ) for the bounded homotopy category, a monoidal additive category under ⊗.

Let Br n be the group of braids on 𝑛 strands up to isotopy. Any braid ÎČ âˆˆ Br n defines an object T ̄ ÎČ âˆˆ K b ⁹ ( S ⁹ Bim ) called the Rouquier complex of đ›œ. See, e.g., [15, §2.1] for the precise definition.

Let Vect 2 be the category of Z 2 -graded vector spaces that are finite-dimensional in each bidegree, such that the first grading is bounded below and the second is bounded. Let

HH ̄ = HH ̄ ∗ , ∗ : S ⁹ Bim → Vect 2

be the Hochschild cohomology functor

HH ̄ i , j ⁹ ( B ) = Ext S ⊗ C S op i ⁥ ( S , B ⁹ ( j ) ) .

These Ext’s can be computed using a Koszul resolution of 𝐒 over S ⊗ C S op , which shows that the Ext grading sits in degrees 0 through (at most) 𝑛.

Let Vect 3 be the category of Z 3 -graded vector spaces that are finite-dimensional in each tridegree, such that the first grading is bounded below and the other two gradings are bounded. Let HHH ̄ = HHH ̄ ∗ , ∗ , ∗ be the composition of functors

K b ⁹ ( S ⁹ Bim ) → HH ̄ K b ⁹ ( Vect 2 ) → H ∗ Vect 3 .

Explicitly, the gradings are ordered so that

HHH ̄ I , J , K = H k ⁹ ( HH ̄ n I , J ) .

The story above can be redone with the quotient torus T 0 : = T / T S n in place of 𝑇. Note that T 0 is just the image of 𝑇 along the quotient map GL n → PGL n . Replacing 𝑇 with T 0 entails replacing 𝐒 with its subring S 0 : = H T 0 ∗ ( pt ) . We write T ÎČ , HH , HHH for the objects that respectively replace T ̄ ÎČ , HH ̄ , HHH ̄ .

Let 𝐿 be the link closure of đ›œ. In [34], Khovanov proved that HHH ⁹ ( T ÎČ ) matches the reduced version of the triply graded homology of 𝐿 proposed in [10] and constructed in [35], up to an affine transformation of the trigrading. One can show that

(A.1) HHH ̄ ⁹ ( T ̄ ÎČ ) ≃ HHH ̄ ⁹ ( T ̄ id ) ⊗ HHH ⁹ ( T ÎČ ) ,

and that, in consequence, HHH ̄ ⁹ ( T ̄ ÎČ ) matches the unreduced version of the homology constructed in [35], up to similar regradings.

A.3 The main dictionary

For any ÎČ âˆˆ Br n , let

hhh ̄ ÎČ âą ( A , Q , T ) = ∑ I , J , K A I ⁹ Q J ⁹ T K ⁹ dim HHH ̄ I , J , K ⁹ ( T ̄ ÎČ ) , hhh ÎČ âą ( A , Q , T ) = ∑ I , J , K A I ⁹ Q J ⁹ T K ⁹ dim HHH I , J , K ⁹ ( T ÎČ ) .

That is,

  1. hhh ̄ ÎČ âą ( A , Q , T ) is the series denoted P ÎČ âą ( Q , A , T ) in [11, §A] and [15, §1.6], and hhh ÎČ is the analogue of hhh ̄ for reduced homology.

We write
  1. P ̄ L norm ⁹ ( A , Q , T ) for the series denoted P L norm ⁹ ( Q , A , T ) in [15],

  2. P L , ORS ⁱ ( a , q , t ) for the series denoted P ⁱ ( L ) in [42] (it is denoted P ⁱ ( L − ) in [10], where L − is the chiral mirror of 𝐿),

  3. P ̄ L , ORS ⁹ ( a , q , t ) for the series denoted P ̄ ⁹ ( L ) in [42], which satisfies

    (A.2) P ̄ L , ORS ⁹ ( a , q , t ) = P ̄ U , ORS ⁹ ( a , q , t ) ⁹ P L , ORS ⁹ ( a , q , t ) .

Remark A.1

Contrary to statements suggested by [42, p. 651] and [15, §1.6], the series P ̄ L , ORS does not match the series called the unreduced superpolynomial of L − and denoted P ̄ ⁹ ( L − ) in [10], even after further regrading. Indeed, the series denoted P ⁹ ( L − ) and P ̄ ⁹ ( L − ) in [10] are not proportional to each other by any constant factor, as can be checked from [10, Propositions 6.1 and 6.2].

Let 𝑒 be the writhe of đ›œ, meaning its net number of crossings counted with sign, and let 𝑏 be the number of components of 𝐿. After correction, [15, §1.6] states

P ̄ L norm ⁹ ( A , Q , T ) = ( A 1 2 ) e − n + b ⁹ Q − e + 2 ⁹ n − 2 ⁹ b ⁹ ( T 1 2 ) − e − n + b ⁹ hhh ̄ ÎČ âą ( A , Q , T ) ,
(A.3) P ̄ L , ORS ⁹ ( a , q , t ) = a − b ⁹ q b ⁹ P ̄ L norm ⁹ ( a 2 ⁹ q 2 ⁹ t , q , t − 1 ) = a e − n ⁹ q n ⁹ t e ⁹ hhh ̄ ÎČ âą ( a 2 ⁹ q 2 ⁹ t , q , t − 1 ) .
By combining the last identity above with (A.1)–(A.2), we get a reduced version

P L , ORS ⁹ ( a , q , t ) = a e − n + 1 ⁹ q n − 1 ⁹ t e ⁹ hhh ÎČ âą ( a 2 ⁹ q 2 ⁹ t , q , t − 1 ) .

In general, we will not work with P ̄ L norm . Moreover, we will not discuss at all the normalizations used in the series P ⁹ ( U ) , P ⁹ ( T ⁹ ( 2 , 3 ) ) in [15, Remark 1.27].

Remark A.2

Above, (A.3) fixes a few more typos in [15, §1.6].

First, the discussion on [15, p. 599] relates their series P L norm to the series we call P ̄ L , ORS , not to the superpolynomial in [10]. As explained in Remark A.1, the latter two are different. Next, the identity relating P L norm and P ̄ L , ORS in [10] has the wrong prefactor. There, the authors express P ̄ L , ORS in terms of variables r , α , Q , T , which correspond to our b , a , q , t − 1 , respectively. Their prefactor Q 2 ⁹ r ⁹ α − r should be Q r ⁹ α − r .

By way of comparison, the variables α , Q , T in [11, §A] also correspond to our a , q , t − 1 . Hence their series P L ⁹ ( Q , α , T ) is our series P ̄ L , ORS ⁹ ( a , q , t ) . The identity relating P ÎČ and P L in [11, §A] is correct.

Example A.3

The unknot 𝑈 is the knot closure of the identity in Br 1 , for which ( n , e , b ) = ( 1 , 0 , 1 ) . The Hochschild cohomology of the identity Soergel bimodule is

HH ̄ 1 ∗ , j ⁹ ( S ) = { S , j = 0 , S ⁹ ( 2 ) , j = 1 , 0 , j ≠ 0 , 1 .

Thus

P ̄ U norm ⁹ ( A , Q , T ) = hhh ̄ id ⁹ ( A , Q , T ) = 1 + A ⁹ Q − 2 1 − Q 2 ,

from which

P ̄ U , ORS ⁹ ( a , q , t ) = a − 1 + a ⁹ t q − 1 − q .

A.4 “Our” series

For any braid ÎČ âˆˆ Br n with writhe 𝑒 whose link closure 𝐿 has 𝑏 components, let

X ̄ ÎČ âą ( a , q , t ) := t e 2 ⁹ hhh ̄ ÎČ âą ( aq , q 1 2 , q 1 2 ⁹ t − 1 2 ) , X ÎČ âą ( a , q , t ) := X ̄ ÎČ âą ( a , q , t ) X ̄ id ⁹ ( a , q , t ) = t e 2 ⁹ hhh ÎČ âą ( aq , q 1 2 , q 1 2 ⁹ t − 1 2 ) .

Above, note that X id ⁱ ( a , q , t ) = 1 + a 1 − q . We can check that

P ̄ L , ORS ⁹ ( a , q , t ) = ( a ⁹ q − 1 ) e − n ⁹ X ̄ ÎČ âą ( a 2 ⁹ t , q 2 , q 2 ⁹ t 2 ) , P L , ORS ⁹ ( a , q , t ) = ( a ⁹ q − 1 ) e − n + 1 ⁹ X ÎČ âą ( a 2 ⁹ t , q 2 , q 2 ⁹ t 2 ) .

It turns out that, in the rest of this paper, X ̄ ÎČ and X ÎČ are the most convenient series for us to use.

In particular, suppose that f ( x , y ) ∈ C ⟩ x ⟧ [ y ] such that f ⁹ ( x , y ) = 0 defines a generically separable, degree-𝑛 cover of the đ‘„-axis, fully ramified at ( x , y ) = ( 0 , 0 ) . Then the preimage in the cover of a positively oriented loop around x = 0 is a braid ÎČ f ∈ Br n , whose link closure is the link L f introduced in Section 1.4. We see that X ̄ ÎČ f is precisely the series X ̄ f introduced in (1.4).

A.5 Torus links

For integers n , d > 0 , let T n , d be the positive ( n , d ) torus link, considered negative in [10]. Its number of components is b = gcd ⁥ ( n , d ) . Taking f ⁹ ( x , y ) = y n − x d in the construction above shows that T n , d is the link closure of a braid ÎČ n , d ∈ Br n for which e = ( n − 1 ) ⁹ d . Let

ή = 1 2 ⁱ ( e − n + b ) = 1 2 ⁱ ( n ⁱ d − n − d + gcd ⁡ ( n , d ) ) .

Let X ̄ n , d = X ̄ ÎČ n , d , as in the rest of this paper, and X n , d = X ÎČ n , d .

Example A.4

For the Hopf link T 2 , 2 , we have

X 2 , 2 ⁱ ( a , q , t ) = 1 + qt 1 − q + at 1 − q , P T 2 , 2 , ORS ⁱ ( a , q , t ) = a ⁱ q − 1 + a ⁱ q 3 ⁱ t 2 1 − q 2 + a 3 ⁱ q ⁱ t 3 1 − q 2 .

Example A.5

For the trefoil T 2 , 3 , we have

X 2 , 3 ⁱ ( a , q , t ) = 1 + qt + at , P T 2 , 3 , ORS ⁱ ( a , q , t ) = a 2 ⁱ ( q − 2 + q 2 ⁱ t 2 ) + a 4 ⁱ t 3 .

The latter series is [10, Example 3.3].

Example A.6

For the ( 3 , 4 ) torus knot T 3 , 4 , we have

X 3 , 4 ⁹ ( a , q , t ) = 1 + qt + qt 2 + q 2 ⁹ t 2 + q 3 ⁹ t 3 + a ⁹ ( t + t 2 + qt 2 + qt 3 + q 2 ⁹ t 3 ) + a 2 ⁹ t 3 ,
P T 3 , 4 , ORS ⁱ ( a , q , t ) = a 6 ⁱ ( q − 6 + q − 2 ⁱ t 2 + t 4 + q 2 ⁱ t 4 + q 6 ⁱ t 6 ) + a 8 ⁱ ( q − 4 ⁱ t 3 + q − 2 ⁱ t 5 + t 5 + q 2 ⁱ t 7 + q 4 ⁱ t 7 ) + a 10 ⁱ t 8 .
The latter series is [10, Example 3.4].

In Section 4, we implicitly need the following identities that match X ̄ n , d , X n , d with other series in the literature.

  1. Let P ̃ n , m ⁹ ( u , q , t ) be the series in [23]. For coprime n , d , we have

    X ̄ n , d ⁹ ( a , q , t ) = t ÎŽ 1 − q ⁹ P ̃ n , d ⁹ ( − a , q , t − 1 ) .

  2. Let P m , n = P m , n ⁹ ( a , q , t ) be the series in [41]. For coprime n , d , we have

    X ̄ n , d ⁹ ( a , q , t ) = ( − a − 1 ⁹ q 1 2 ⁹ t 1 2 ) ÎŽ ⁹ P n , d ⁹ ( − a , q , t − 1 ) .

    Note that the substitution sends t ↩ q and q ↩ t − 1 , not vice versa.

  3. Let P ̂ 0 M , 0 N ⁹ ( q , t , a ) , Q ̂ 0 M , 0 N ⁹ ( q , t , a ) , R 0 M , 0 N ⁹ ( q , t , a ) be the series in [22]. For any n , d , we have

    1 1 + a ⁹ X ̄ n , d ⁹ ( a , q , t ) = 1 1 − q ⁹ X n , d ⁹ ( a , q , t − 1 ) = R 0 n , 0 d ⁹ ( q , t − 1 , aq − 1 ) = Q ̂ 0 n , 0 d ⁹ ( q , t − 1 , aq − 1 ) by ⁹ [22, Corollary 5.10] = q − d − n ⁹ P ̂ 0 n , 0 d ⁹ ( q , t , aq − 1 ) by ⁹ [22, (11)] .

Acknowledgements

We thank Francesca Carocci, Eugene Gorsky, Andy Wilson, and Zhiwei Yun for helpful discussions about [48], [22], [51], and [9], respectively, and Nathan Williams for informing us about rowmotion. We also thank the referee for reading our paper carefully and offering many good suggestions.

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Received: 2024-04-19
Revised: 2025-05-25
Published Online: 2025-08-28
Published in Print: 2025-11-01

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