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Dimensional estimates for singular sets in geometric variational problems with free boundaries

  • Guido De Philippis EMAIL logo and Francesco Maggi
Published/Copyright: November 14, 2014

Abstract

We show that singular sets of free boundaries arising in codimension one anisotropic geometric variational problems are n-3-negligible, where n is the ambient space dimension. In particular our results apply to capillarity type problems, and establish everywhere regularity in the three-dimensional case.

Award Identifier / Grant number: DMS-1265910

Funding statement: Francesco Maggi was supported by the NSF Grant DMS-1265910.

A First and second variations of anisotropic functionals

Lemma 5 relies on the second variation formulas for anisotropic functionals. For the reader’s convenience, and since this kind of computation is not so easily accessible in the literature, we include a derivation of these formulas.

We consider an open set with smooth boundary Ω in n, a bounded open set A with AΩ, and a set EΩ of finite perimeter in A. Given Φ𝓔*(λ) and gC2(n), we compute the first and second variation of

(𝚽+g)(ft(E))=AΩ*ft(E)Φ(νft(E))dn-1+Aft(E)g,

where {ft}|t|ε0 is such that:

  1. (x,t)ft(x) of class C1(Ω×(-ε0,ε0);Ω) with f0=Id, ft(Ω)=Ω for every |t|<ε0, and t(-ε0,ε0)ft(x) of class C3((-ε0,ε0);Ω) uniformly with respect to xΩ,

  2. spt(ft-Id)A.

These conditions imply that

(A.1)ddtft(x)νΩ(ft(x))=0,xΩA,|t|<ε0.

We also notice that, if we define T,ZCc1(Ω;n) by setting

(A.2)T(x)=ddt|t=0f(x)andZ(x)=d2dt2|t=0ft(x),

then we have, uniformly on xn as t0+,

(A.3)ft=Id+tT+t22Z+O(t3).

By (A.1), we find

(A.4)TνΩ=0for all xΩ.

By differentiating (A.1) with respect to t, we obtain that

(A.5)ZνΩ=-TIIΩ[T]for all xΩ,

where IIΩ:TxΩTxΩ is the second fundamental form of Ω. (Note that T(x) is a tangent vector to Ω at xΩ exactly by (A.4).) We now recall two basic facts. Lemma 1 is a consequence of the classical area formula, see for example [4, Proposition 17.1], while Lemma 2 is a standard Taylor expansion, see [4, Lemma 17.4].

Lemma 1

If f:RnRn is a Lipschitz diffeomorphism with det(f)>0 on Rn, then f(E) is a set of finite perimeter in f(A), with f(*E)=Hn-1*(f(E)) and

νf(E)(f(x))=cof(f(x))[νE(x)]|cof(f(x))[νE(x)]|for n-1-a.e. x*f(E),

where for any invertible linear map L:RnRn one defines cofL=(detL)(L-1)*. Moreover, for every GA, one has

(A.6)f(G*E)Φ(νf(E)(y))dn-1(y)
=G*EΦ(cof(f(x))[νE(x)])dn-1(x).

Lemma 2

If X,Y:RnRn are linear maps, then

(A.7)det(Id+tX+t22Y+O(t3))=1+ttrX
+t22((trX)2-tr(X2)+trY)+O(t3),
(Id+tX+t22Y+O(t3))-1=Id-tX+t22(2X2-Y)+O(t3),

and thus

cof(Id+tX+t22Y+O(t3))=Id+t(tr(X)Id-X*)+t22[(tr(X)2-tr(X2)+tr(Y))Id+2(X*)2-2tr(X)X*-Y*]+O(t3).

We are now ready to compute the first and second variation of 𝚽+g.

Lemma 3

If gC2(A), then

(A.8)ddt|t=0Aft(E)g=AΩ*Eg(TνE)dn-1,

and

(A.9)d2dt2|t=0Aft(E)g
=AΩ*Eg(ZνE)dn-1
+AΩ*Ediv(gT)(TνE)-g(T[T]νE)dn-1.

Proof.

Step one. We notice the validity of the following formula: if SCc1(A;n) and EΩ, then

AEg[(divS)2-tr(S)2]+2divSgS+2g[S]S=ΩA*Ediv(gS)(SνE)-gS[S]νEdn-1+AΩ*Ediv(gS)(SνΩ)-gS[S]νΩdn-1.

Indeed, if SCc2(A;n), then the assertion follows by the Divergence Theorem and by the identity

g[(divS)2-tr(S)2]+2divSgS+2g[S]S=div(div(gS)S)-div(gS[S]).

The case when SCc1(A;n) is then obtained by approximation.

Step two. Since ft(A)=A, we find ft(E)A=ft(EA). Hence by the area formula,

Aft(E)g(y)dy=AEg(ft(x))detft(x)dx.

By (A.3), (A.7) and the Taylor expansion of g, we get

Aft(E)g(y)dy=AEg+tAEgT+gdivT+t22AE(g[divZ+(divT)2-tr(T)2]+2divTgT+2g[T]T+gZ)+O(t3).

Inasmuch, div(gT)=gT+gdivT and div(gZ)=gZ+gdivZ, by step one and by (A.4), one finds (A.8) and

d2dt2|t=0Aft(E)g=AΩ*Eg(ZνE)dn-1+AΩ*Ediv(gT)(TνE)dn-1-AΩ*Eg(T[T]νE)dn-1+AΩ*Eg(ZνΩ-T[T]νΩ)dn-1.

We now complete the proof of (A.9) by showing that

T[T]νΩ=ZνΩ.

Indeed, by differentiating (A.4) along T one finds 0=T[T]νΩ+TIIΩ[T], and then we conclude by (A.5). ∎

Lemma 4

We have

(A.10)ddt|t=0AΩ*ft(E)Φ(νft(E))dn-1
=AΩ*EΦ(νE)divT-T*[νE]Φ(νE)dn-1,

and

(A.11)d2dt2|t=0AΩ*ft(E)Φ(νft(E))dn-1
=AΩ*EΦ(νE)divZ-Z*[νE]Φ(νE)dn-1
+AΩ*EΦ(νE){(divT)2-tr(T)2}dn-1
+2AΩ*E((T*)2[νE]Φ(νE)
-divTT*[νE]Φ(νE))dn-1
+AΩ*E2Φ(νE)[T*[νE]]T*[νE]dn-1.

Proof.

By (A.3), Lemma 2, and by the Taylor expansion of Φ at νE, we get

Φ(cof(ft(x))[νE])=Φ(νE)+t{Φ(νE)divT-T*[νE]Φ(νE)}+t22{Φ(νE)divZ-Z*[νE]Φ(νE)+Φ(νE){(divT)2-tr(T)2}-2divTT*[νE]Φ(νE)+2(T*)2[νE]Φ(νE)+2Φ(νE)[T*[νE]]T*[νE]}+O(t3),

where we have also used Φ(νE)=Φ(νE)νE and 2Φ(νE)[νE]=0. By equation (A.6) and by ft(A)=A, we find (A.10) and (A.11). ∎

We now come to the lemma that was used in the proof of Lemma 5. In the following we define IIEΦ by setting

IIEΦ(x)=2Φ(νE(x))IIE(x)for all xRA(E).

Note that, by one-homogeneity of Φ, 2Φ(νE)[νE]=0; therefore, by symmetry of 2Φ(νE), the tensor IIEΦ(x) is a well-defined operator from TxRA(E) into itself.

Lemma 5

Let ΦE*(λ), gC2(Rn), A be a bounded open set, H be an open half-space and E be a minimizer of Φ+g on (A,H). Then

(A.12)RA(E)ζ2Φ(νE)tr[(IIEΦ)2]dn-1
RA(E)Φ(νE)22Φ(νE)[ζ]ζ+ζ2Φ(νE)(gΦ(νE))dn-1

for every function ζCc1(A) with the property that sptζΣA(E)=. Moreover, there exists a constant C=C(n,λ,Lip(g)) such that

(A.13)RA(E)|IIE|2ζ2dn-1CRA(E)|ζ|2+ζ2dn-1

whenever ζCc1(A) with sptζΣA(E)=.

Proof.

As proved in [1, Section 2.4] we have

Φ(νE(x))νH=0for all xRA(E)H.

If ζCc1(AΣA(E)), then there exists an NC1(n;n) such that

(A.14)N=νEon RA(E)sptζ,
(A.15)Φ(N)νH=0on RA(E)Hsptζ.

We set T=ζΦ(N)Cc1(A;n) and we note that, by (A.15), ft(x)=x+tT(x) defines a family of admissible variations for |t|ε0 and ε0 suitably small. Since ft is affine in t, by (A.2), one has Z=0. In particular, by Lemma 1, Lemma 2, and by minimality of E,

(A.16)0=ddt|t=0(Φ+g)(ft(E))
=AH*Eg(TνE)+ΦdivT-(T)*[νE]Φdn-1,
0d2dt2|t=0(Φ+g)(ft(E))
=AH*EΓ1+Γ2+Γ3+Γ4dn-1,

where, setting for simplicity Φ=Φ(νE), Φ=Φ(νE), and 2Φ=2Φ(νE), one has

Γ1=div(gT)(TνE)-gT[T]νE,
Γ2=((divT)2-tr((T)2)Φ,
Γ3=2((T*)2[νE]Φ-divTT*[νE]Φ),
Γ4=2Φ[T*[νE]]T*[νE].

We start by noticing that (A.14) gives

N(x)=IIE(x)+a(x)νE(x)for all xRA(E)sptζ,

where IIE(x) is extended to be zero on (TxRA(E)) and a:RA(E)n is a continuous vector field. Hence

T=Φζ+ζIIEΦ+ζ2Φ[a]νEon RA(E).

By 2Φ[νE]=0 and the symmetry of 2Φ, one finds tr(2Φ[a]νE)=0, so that

(A.17)divT=Φζ+ζHEΦon RA(E),

where we have set

HEΦ=tr(IIEΦ)=tr(2ΦIIE).

Moreover, by ΦνE=Φ and again by 2Φ[νE]=0, we find

(T)*[νE]=ΦζandTνE=ζΦ,

so that (A.16) gives

0=AH*E(g+HEΦ)Φζdn-1.

The validity of this condition for every ζCc1(AΣA(E)) gives the well-know stationarity condition

(A.18)HEΦ+g=0for all xRA(E).

We now compute Γ1. By ΦνE=Φ, we find

T[T]=ζ(ζΦ)Φ+ζ2IIEΦ[Φ]+ζ2Φ2Φ[a],

so that, by IIEΦ[Φ]νE=0 and by 2Φ[a]νE=0 (which follow by the symmetry of 2Φ and by 2Φ[ν]=0), we find

T[T]νE=ζΦ(ζΦ).

By (A.17), (A.18) and a simple computation, one gets

Γ1=((Φg)+gHEΦ)ζ2Φ=((Φg)-(HEΦ)2)ζ2Φ.

We now start computing Γ2. By (A.17), we have

(divT)2=(Φζ)2+ζ2(HEΦ)2+2ζHEΦ(Φζ);

at the same time, writing T=X+Y where X=Φζ+ζIIEΦ and Y=ζ2Φ[a]νE, and noticing that Y2=0, while

tr(YX)=tr(XY)=tr(ζ(ζ2Φ[a])ΦνE+ζ2IIEΦ2Φ[a]νE)=ζ(ζ2Φ[a])Φ,X2=(ζΦ)Φζ+ζ2(IIEΦ)2+ζIIEΦ[Φ]ζ+ζΦ(IIEΦ)*[ζ],

we find that,

tr((T)2)=(ζΦ)2+ζ2tr[(IIEΦ)2]+2ζ(ζIIΦ[Φ])+2(ζ2Φ[a])Φ.

Hence,

Γ2=ζ2(HEΦ)2Φ+2ζ(ζΦ)HEΦΦ-ζ2tr[(IIEΦ)2]Φ-2ζ(ζIIEΦ[Φ])Φ-2(ζ2Φ[a])Φ2.

We now compute Γ3. By (A.17) and (T)*[νE]=Φζ, we find

divTT*[νE]Φ=(ζΦ)2Φ+ζHEΦ(ζΦ)Φ.

At the same time, writing T=X+Y with X and Y as above, we find

(X*)2=(ζΦ)ζΦ+ζ2(IIEΦ)2+ζζIIEΦ[Φ]+ζ(IIEΦ)*[ζ]Φ,
Y*X*=ζ(ζ2Φ[a])νEΦ+ζ2(νE2Φ[a])IIEΦ,
X*Y*=ζΦζ2Φ[a].

By taking into account the fact that (Y*)2=0 (as Y2=0) and by exploiting once more that 2Φ[νE]=0 and IIEΦ[νE]=0, we find that

[(T)*]2[νE]=(ζΦ)Φζ+ζΦ(IIEΦ)*[ζ]+ζ(ζ2Φ[a])ΦνE,

so that

[(T)*]2[νE]Φ=(ζΦ)2Φ+ζζIIEΦ[Φ]Φ+ζ(ζ2Φ[a])Φ2.

In conclusion,

Γ3=2(ζζIIEΦ[Φ]Φ+ζ(ζ2Φ[a])Φ2-ζHEΦ(ζΦ)Φ),

so that

Γ1+Γ2+Γ3=(Φg-tr[(IIEΦ)2])ζ2Φ.

On noticing that Γ4=Φ22Φ[ζ]ζ, we conclude the proof of (A.12). By (1.1), one has

2Φλ-1IdTx(RA(E))for all xRA(E),

and thus

tr[(IIEΦ)2]λ-2|IIE|2.

Hence, (A.12) implies (A.13). ∎

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Received: 2014-7-22
Revised: 2014-7-29
Published Online: 2014-11-14
Published in Print: 2017-4-1

© 2017 by De Gruyter

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