Abstract
In this work, the dynamics of a food chain model with disease in the predator and the Allee effect in the prey have been investigated. The model also incorporates a Holling type-III functional response, accounting for both disease transmission and predation. The existence of equilibria and their stability in the model have also been investigated. The primary objective of this research is to examine the effects of the Allee parameter. Hopf bifurcations are explored about the interior and disease-free equilibrium point, where the Allee is taken as a bifurcation point. In numerical simulation, phase portraits have been used to look into the existence of equilibrium points and their stability. The bifurcation diagrams that have been drawn clearly demonstrate the presence of significant local bifurcations, including Hopf, transcritical, and saddle-node bifurcations. Through the phase portrait, limit cycle, and time series, the stability and oscillatory behaviour of the equilibrium point of the model are investigated. The numerical simulation has been done using MATLAB and Matcont.
1 Introduction
In ecology and eco-epidemiology, mathematical modelling plays an important role. In the current situation, the world suffers from various epidemic crises like COVID, dengue, plague, flu, and various zoonotic diseases. Eco-epidemiology is a relatively new area in mathematical modelling that deals with ecological and epidemiological issues simultaneously [10,31]. Our understanding of epidemic models has greatly improved as a result of the innovative work done by Kermack and McKendrick, opening the door for the investigation of a newly created interdisciplinary area called eco-epidemiology [11]. To better understand the dynamics of disease within communities, this field connects components of ecology and epidemiology. There is a wealth of literature in the field of human-related epidemiology that applies the ideas of the Kermack-McKendrick model. Research on diseases like HIV [3], rabies [27], the mumps virus [24], and the SARS-coronavirus [4] are a few famous examples. These research have improved our knowledge of how diseases spread and are controlled in human societies. By creating mathematical models that depict the spread of diseases among interacting populations, Hadeler and Freedman [17] have significantly improved our understanding of the subject. Their research has illuminated how illnesses might spread across intricate ecological networks. By examining subjects like species persistence and Hopf bifurcation within epidemic models, Mukherjee [25] has added to our understanding. This study has shed important light on the mechanisms of disease persistence and the crucial junctures at which important shifts in ecological and epidemiological systems take place. Ecological species sizes are important in ecological studies and are influenced by a variety of ecological and epidemiological factors. Predatory behaviour, intraspecific and interspecific competition, and various types of species interaction are the ecological aspects. The transmission of infectious diseases is one of the major epidemiological issues [28]. Researchers are interested in studying infectious diseases in their natural environment. The effects of infectious diseases should be considered in the study of dynamical systems [26]. The first predator-prey model was given by Lotka and Volterra for two species and is the simplest model of predator-prey interactions. The predator-prey model was developed independently by Lotka in 1925 and Volterra in 1926 [9,37], the general form of the simplest Lotka-Volterra model is given as follows:
where
where
The Allee effect has currently received considerable attention in research communities due to its significant effect on population dynamics. The phenomenon, often referred to as the Allee effect [2], explains the positive association between the per capita growth rate and population density. The emergence of this phenomenon may be related to many different factors, including challenges in locating compatible partners in territories with low populations, a rise in susceptibility to predation, negative effects resulting from mating among closely related individuals, the insufficient presence of defensive mechanisms against predators, and other contributing factors. The Allee effect is often classified into two primary categories: strong and weak instances. The phenomenon referred to as a significant Allee effect, sometimes termed critical dispensation, occurs when a population attains a critical size or threshold. Once the barrier has been overcome, the per capita growth rate transitions from negative to positive and gradually approaches the carrying capacity. On the other hand, the weak Allee effect does not demonstrate a discernible threshold. Both manifestations of the Allee effect, whether they are powerful or mild, have noteworthy implications for the dynamics of populations. The Allee concept is briefly discussed in the studies by Arancibia-Ibarra and Flores [6] and Sarangi and Raw [30]. The earlier discovery has prompted the recognition that the co-occurrence of diseases and the Allee effect may have a collective influence on the sustainability and potential extinction of species. In order to clarify the biological importance of the Allee effect, notable instances such as the island fox [5] and the African wild dog [12] may be examined. The ecological and eco-epidemiological models have been published with the Allee effect by the authors [22,23,32]. These articles examine the effects of the Allee effect, which causes Hopf bifurcation and chaos.
The Allee effect can change interior equilibria and is capable of influencing internal attraction. In addition, coexistence is possible at endemic state, and under appropriate parametric situations, the infection may be suppressed [20]. The chaotic behaviour of the ecological model decreases with the increase in severity of the Allee effect [22]. Recently, researchers did work on the effects of double Allee on eco-epidemic model [30]. In predator-prey interactions, the choice of functional response plays a crucial role. The predator-prey functional response quantifies the rate at which predators consume prey per unit of time. Mathematical analyses of ecological, epidemiological, and eco-epidemiological systems rely on various functional responses, including the Holling type-I functional response [29], the Holling type-II functional response [33], and the ratio-dependent functional response, Among these, the predator-prey interaction with ratio-dependent functional response is often considered the most effective approach [7]. In this study, we investigate an eco-epidemic model that incorporates the Allee effect in prey and disease in predators. The model is initially based on the Holling type-II functional response for both predation and disease transmission, as described in the study by Shaikh and Das [32]. However, in our research, we introduce the Holling type-III functional response to the model to study its dynamics.
In this current study, we examine the dynamic behaviour of a system, specifically focusing on the examination of equilibrium states and their stability. In addition, we conduct a comprehensive analysis of bifurcation phenomena within the system. In Section 2, model formulation is discussed. In Section 3, theoretical studies such as positivity and boundedness of model 4 are studied. In Section 4, the conditions for the existence of equilibrium points have been analysed. Stability analysis about all possible equilibrium and bifurcation analysis is discussed in Section 5, in which Hopf bifurcation about the Allee parameter is obtained. In Section 6, numerical study has been done, and the dynamical properties, such as equilibria and their stability, as well as the periodic behaviour of the model, look exactly the same as the analytical study for the restricted conditions. Finally, the result discussion, the biological significance of the model, and future research have been discussed in Section 7.
2 Model description
This model is a modification of the article published by Shaikh and Das [32]. The predator is divided into two compartments, susceptible
The model with the above assumptions takes the following form:
where we take the initial restrictions
with initial condition
3 Theoretical studies of model (4)
3.1 Existence and positivity
Theorem 3.1
For the system described in equation (4) every solution associated with initial conditions where
Proof
Since the given function
where
3.2 Boundedness of the solution
Theorem 3.2
In
Proof
Let us assume
and taking the value of
If
with the theory of differential inequality (Grönwall’s inequality) [8] we obtain
and we have
4 Equilibria and their existence
The equilibrium points of system (4) are obtained by solving the equations
Using Descartes’ rule of signs, equation (6) could have two positive roots if

These figures show the positive roots of equation (6). The blue curve represents the graph of
5 Stability of equilibria and local bifurcation
For the local stability of the equilibrium point, we need to first find Jacobian matrix about the equilibrium point and then find the eigenvalue of the matrix. Now Jacobian matrix for model (4) is defined as follows:
where
The Jacobian matrix of model (4) about trivial equilibrium is:
where
Theorem 5.1
The equilibrium point
Proof
Jacobian matrix about
Here, all eigenvalues are negative if
Theorem 5.2
Disease-free equilibrium
Proof
The Jacobian matrix of model (4) about Disease-free equilibrium is:
where
The one eigenvalue of the above Jacobian matrix is
where both roots of equation (12) are negative if it satisfies the following conditions:
5.1 Stability analysis of coexistence equilibrium
Theorem 5.3
The interior equilibrium point of model (4) is locally asymptotically stable if the following conditions hold:
Proof
Jacobian matrix about the coexistence equilibrium:
where
The characteristic equation of the matrix is:
where
and
5.2 Bifurcation analysis
Definition 5.4
Bifurcation: Bifurcation occurs when the dynamical behaviour of a system, such as equilibrium stability and number of equilibrium, changes as a result of a small change in a parameter. The parameter at which the behaviour changes is called the bifurcation point [35].
5.2.1 Hopf bifurcation
Definition 5.5
A Hopf bifurcation is a type of local bifurcation in dynamical systems where a stable equilibrium point becomes unstable and periodic (oscillatory) behaviour emerges as a parameter changes [35].
Theorem 5.6
The model (4) shows Hopf bifurcation around a disease-free equilibrium point if
Proof
The eigenvalues of the model (4) about the disease-free equilibrium is defined in Theorem 5.2, where
Furthermore, for
Numerically, it can also be proven by setting the parameters as follows:
Theorem 5.7
Hopf bifurcation about the interior equilibrium
Proof
The characteristic equation for a matrix
In this equation,
and by substituting,
after rationalisation, we have
From equation (18), we clearly see that all the criteria for the Hopf bifurcation satisfy for the domain assumed in the that theorem. Here,
5.2.2 Transcritical bifurcation
Definition 5.8
A transcritical bifurcation refers to a particular type of bifurcation that occurs in dynamical systems. This phenomenon occurs when two equilibrium points, each having opposite stability characteristics, undergo a switch in their stability features when a parameter is varied.
Theorem 5.9
The model (4) has transcritical bifurcation around the axial equilibrium
Proof
The model (4) undergoes a transcritical bifurcation around the axial equilibrium if it meets the criteria outlined by Sotomayor, stated as follows: (i)
and
if
Theorem 5.10
For the interior equilibrium point, saddle-node bifurcation occurs at
This table shows the fixed parameters set denoted by set (A)
|
|
|
|
|
|
|
|
|---|---|---|---|---|---|---|
| 0.5 | 0.061 | 0.5 | 0.05 | 0.06 | 0.5 | 0.6 |
Proof
The number of interior equilibrium points changed as the bifurcation parameter value

This is the one parametric bifurcation diagram, where the Allee considered as a bifurcations parameter. This diagram shows that Hopf bifurcations are occurs at
6 Numerical simulation
In this section, we describe the dynamics of model (4) numerically, for which we have used the mathematical tools Matlab and Maple. The Runge-Kutta fourth order method is used to describe the dynamical behaviour of the model. The analytical and numerical studies give exactly the same results, which means that the study of dynamical behaviour like equilibria and their stability, as well as some local bifurcations, in both analytical and numerical studies gives the same results for the valid set of parameters. We have fixed the parameters set (1) for further numerical simulation.
In order to conduct more numerical simulations, we maintain the fixed parameters and investigate the impact of the Allee parameter by varying its value. This part focuses on the examination of the dynamical properties, including stability and bifurcation, of the model with respect to its equilibrium points. By using the Maple software (mathematical tool), we have verified the analytical results numerically. Now we have plotted one-dimensional bifurcation diagram using the bifurcation parameter Allee
To study a Hopf bifurcation point more closely, you can indeed plot various visual representations of the system’s behaviour, including phase portrait, limit cycle, and time series. A limit cycle is a closed trajectory in the phase space, representing the oscillatory behaviour. This can help you visualise the system’s periodic motion. The time series plots show how the system’s behaviour evolves over time and can illustrate the transition to oscillatory behaviour at the Hopf bifurcation point. This article investigates bifurcation diagrams, limit cycles, and time series plots in the next subsections.
6.1 Bifurcation diagram
Figure 2 describes two interior equilibria for

(a and b) Bifurcation diagrams with
6.2 Limit cycle and time series at Hopf bifurcation points
Figures 4, 5, 6 are drawn for the fixed parameters set (A) given in Table 1 and the Hopf bifurcation points

(a) Limit cycle at Hopf point

The figures (a), (b), and (c) are time series plots that ensure periodic oscillation of the model (4) at Hopf point

The figures (a), (b), and (c) are time series plots that ensure periodic oscillation of the model (4) at Hopf point
Figures 4, 5, and 6 depict the periodic oscillations of model (4). This periodic oscillation suggests that the species in the ecosystem exhibit cyclic fluctuations, indicating that their populations are not permanently stable and do not face immediate extinction. Instead, these oscillations imply that the species remains in existence over time despite the recurrent population fluctuations. Hence, we can say from the figure that all the species of prey, susceptible predator, and infected predator exist in the form of recurrent population fluctuations.
6.3 Phase portrait in the different region of the Allee parameter
The phase portraits are plotted for the different region of the Allee parameter, and the all other parameters are the same as fixed. Figure 2 shows three Allee parameter region
In Figure 7, it is depicted that after passing the second Hopf bifurcation point, marked as

This figure shows the limit cycle behaviour after Hopf bifurcation point

(a) The phase portrait indicates that there are two interior equilibria, one of which is stable and the other is unstable. Furthermore, it demonstrates that the trivial equilibrium is stable when

(a) A phase portrait showing that the axial equilibrium

(a) A phase portrait showing that the disease-free equilibrium point

(a) A phase portrait for the Hopf threshold value
Now discuss the phase portrait about the axial and boundary equilibrium points for different sets of parameters mentioned in the caption of Figure 9 and 10, respectively.

(a) The stable limit cycle behaviour around the unstable equilibrium point, and (b) the periodic oscillation for the same. Taken
7 Discussion and conclusions
The Allee effect has huge impact on the eco-epidemiological model and also gives a good understanding of ecology and epidemiological issues. This article investigated all possible biologically feasible steady states of model (4) and also studied the stability of model (4) for every feasible equilibrium state. The ability for all species to coexist in a stable or oscillatory manner is dependent upon a set of parametric restrictions, with the Allee effect playing a significant part throughout the system. The Allee effect can destabilise the system; see the bifurcation diagram 2. The stability of the model about the interior equilibrium points switches, and the system appeared to be Hopf bifurcation, where the Allee effect plays an important role as a bifurcation parameter (Figure 2). The asymptotic stability of the system was examined for all possible equilibrium states. The investigation has been conducted on the presence of Hopf bifurcation in nearby areas of both the disease-free and interior equilibrium states. Figures 5 and 6 shows that all species exist together in oscillatory motion in presence of the Allee effect and diseases. All the species (prey, susceptible predator, and infected predator) co-exists and stable together for the Allee parameter
Acknowledgments
The authors express their gratitude to the reviewers for their valuable comments and suggestions. Additionally, appreciation is extended to the editor for their insightful input. The authors would like to thank their friends Saddam Hussain and Amit Kumar for their indispensable assistance throughout the preparation of this paper.
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Funding information: This research received no specific grant from any funding agency and commercial or nonprofit sectors.
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Author contributions: Bipin Kumar conceived the idea, conducted analyses and simulations, and drafted the manuscript. Rajesh kumar Sinha conceptualized the flow for the entire draft of the manuscript, verified all the results and edited the draft.
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Conflict of interest: The authors declare that they have no conflict of interest.
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Ethical approval: This research did not require any ethical approval.
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Informed consent: Informed consent has been obtained from all individuals included in this study.
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Data availability statement: Data sharing is not applicable to this article as no new data were created or analyzed in this study.
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