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On master test plans for the space of BV functions

  • Francesco Nobili ORCID logo EMAIL logo , Enrico Pasqualetto ORCID logo and Timo Schultz ORCID logo
Published/Copyright: May 31, 2022

Abstract

We prove that on an arbitrary metric measure space a countable collection of test plans is sufficient to recover all BV functions and their total variation measures. In the setting of non-branching 𝖢𝖣 ( K , N ) spaces (with finite reference measure), we can additionally require these test plans to be concentrated on geodesics.

MSC 2010: 53C23; 26A45

Communicated by Zoltan Balogh


Funding statement: The second-named author was supported by the International Balzan Prize Foundation through the Balzan project led by Luigi Ambrosio. The third-named author was supported by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) – through SPP 2026 Geometry at Infinity.

A Comparison with the AM-BV space

Let ( X , 𝖽 , 𝔪 ) be a metric measure space and let Ω X be an open set. We denote by 𝒞 ( Ω ) the family of all non-constant, rectifiable curves γ : I Ω , where I is a compact interval. Given any γ 𝒞 ( Ω ) , we will denote by I γ its domain of definition. For any non-negative Borel function G : Ω [ 0 , + ] , we denote the line integral of G along γ by

γ G min I γ max I γ G ( γ t ) | γ ˙ t | d t .

Definition A.1 (Approximation modulus [31]).

Let ( X , 𝖽 , 𝔪 ) be a metric measure space and let Ω X be an open set. Let Γ 𝒞 ( Ω ) be a given family of curves. Then a sequence ( ρ i ) i of non-negative Borel functions ρ i : Ω is said to be AM Ω -admissible for Γ provided it holds

lim ¯ i γ ρ i 1 for every  γ Γ .

The approximation modulus of Γ in Ω is defined by

AM Ω ( Γ ) inf ( ρ i ) i lim ¯ i Ω ρ i d 𝔪 ,

where the infimum is taken among all AM Ω -admissible sequences ( ρ i ) i for Γ. Moreover, a property 𝒫 = 𝒫 ( γ ) is said to hold for AM Ω -a.e. curve γ provided there exists a family of curves Γ 0 𝒞 ( Ω ) with AM Ω ( Γ 0 ) = 0 such that 𝒫 ( γ ) holds for every γ 𝒞 ( Ω ) Γ 0 .

It holds that AM Ω is an outer measure on 𝒞 ( Ω ) . When Ω = X , we just write AM in place of AM X . Observe that 𝒞 ( Ω ) 𝒞 ( X ) and that AM ( Γ ) AM Ω ( Γ ) for every Γ 𝒞 ( Ω ) .

Lemma A.2.

Let ( X , d , m ) be a metric measure space. Let Γ C ( [ 0 , 1 ] , X ) be a family of curves such that AM ( Γ ) = 0 . Fix an -test plan 𝛑 on ( X , d , m ) . Then there exists a Borel set Γ 0 C ( [ 0 , 1 ] , X ) such that Γ Γ 0 and 𝛑 ( Γ 0 ) = 0 .

Proof.

Given n , pick an AM-admissible sequence ( ρ i n ) i for Γ such that

lim ¯ i ρ i n d 𝔪 1 n .

Let us consider the Borel sets

(A.1) Γ n { γ C ( [ 0 , 1 ] , X ) : lim ¯ i γ ρ i n 1 } for every  n .

Then the set Γ 0 n Γ n is Borel and contains Γ. We aim to show that 𝝅 ( Γ 0 ) = 0 . Since

𝝅 ( Γ 0 ) 𝝅 ( Γ n )
= 𝟙 Γ n d 𝝅
( lim ¯ i γ ρ i n ) d 𝝅 ( γ ) ( by (A.1) )
lim ¯ i 0 1 ρ i n ( γ t ) | γ ˙ t | d t d 𝝅 ( γ ) ( by Fatou’s lemma )
Lip ( 𝝅 ) lim ¯ i 0 1 ρ i n e t d 𝝅 d t
Comp ( 𝝅 ) Lip ( 𝝅 ) lim ¯ i ρ i n d 𝔪
Comp ( 𝝅 ) Lip ( 𝝅 ) n

holds for every n , by letting n , we conclude that 𝝅 ( Γ 0 ) = 0 , as desired. ∎

The following remark is an easy consequence of the definition of approximation modulus.

Remark A.3.

Let Γ , Γ 𝒞 ( X ) be two families of curves having the following property: given any γ Γ , some subcurve σ of γ belongs to Γ , meaning that there exists a compact subinterval I of I γ such that σ γ | I Γ . Then it holds that AM ( Γ ) AM ( Γ ) .

We denote by 1 ( 𝔪 ) the family of all Borel functions f : X such that | f | d 𝔪 < + . In particular, the Lebesgue space L 1 ( 𝔪 ) is the quotient of 1 ( 𝔪 ) obtained by identifying those Borel functions which agree up to 𝔪 -negligible sets.

Definition A.4 ( BV AM upper bound [32]).

Let ( X , 𝖽 , 𝔪 ) be a metric measure space and let Ω X be an open set. Let f 1 ( 𝔪 | Ω ) be given. Then we say that a sequence ( g i ) i of non-negative Borel functions g i : Ω is a BV AM upper bound for f on Ω provided it holds that

(A.2) | D ( f γ ) | ( I γ ) lim ¯ i γ g i for  AM Ω -a.e.  γ .

Since both sides of (A.2) are invariant under reparametrizations of γ, we have that ( g i ) i is a BV AM upper bound for f on Ω if and only if (A.2) holds for AM Ω -a.e. γ having constant speed. Moreover, as proven in [32, Lemma 2.2], we have that ( g i ) i is a BV AM upper bound for f on Ω if and only if for AM Ω -a.e. γ it holds

(A.3) | D ( f γ ) | ( [ a , b ] ) lim ¯ i γ | [ a , b ] g i for every  a , b I γ  with  a < b .

Definition A.5 (AM-BV space [32]).

Let ( X , 𝖽 , 𝔪 ) be a metric measure space. Fix a function f L 1 ( 𝔪 ) . Then we say that f belongs to the space BV AM ( X ) provided there exist a representative f ¯ 1 ( 𝔪 ) of f and a BV AM upper bound ( g i ) i for f ¯ such that

lim ¯ i g i d 𝔪 < + .

Given any f BV AM ( X ) and Ω X open, we define

(A.4) | 𝐃 f | AM ( Ω ) inf f ¯ , ( g i ) i lim ¯ i Ω g i d 𝔪 ,

where the infimum is taken among all representatives f ¯ 1 ( 𝔪 ) of f and all BV AM upper bounds ( g i ) i for f ¯ on Ω.

As usual, the set-function | 𝐃 f | AM defined in (A.4) can be extended to all Borel sets via a Carathéodory construction as follows:

(A.5) | 𝐃 f | AM ( B ) inf { | 𝐃 f | AM ( Ω ) : Ω X  open , B Ω } for every  B X  Borel.

As proven in [32], it holds that | 𝐃 f | AM as in (A.5) is a finite Borel measure on ( X , 𝖽 ) .

Theorem A.6 ( BV AM ( X ) = BV ( X ) ).

Let ( X , d , m ) be a metric measure space. Then it holds

BV AM ( X ) = BV ( X ) , | 𝐃 f | AM = | 𝐃 f | for every  f BV ( X ) .

Proof.

By virtue of Theorem 4.3, it suffices to show BV ( X ) BV AM ( X ) BV 𝖼𝗐 ( X ) and

| 𝐃 f | 𝖼𝗐 ( Ω ) | 𝐃 f | AM ( Ω ) | 𝐃 f | ( Ω ) for every  f BV ( X )  and  Ω X  open.

We will prove it in two steps.

Step 1. First, we want to prove that BV ( X ) BV AM ( X ) and that | 𝐃 f | AM ( Ω ) | 𝐃 f | ( Ω ) for every f BV ( X ) and Ω X open. Thanks to Theorem 2.10, we can find a sequence ( f i ) i LIP loc ( Ω ) L 1 ( 𝔪 | Ω ) such that f i f in L 1 ( 𝔪 | Ω ) and Ω lip a ( f i ) d 𝔪 | 𝐃 f | ( Ω ) . Fix a representative f ¯ 1 ( 𝔪 | Ω ) of f. It follows from Fuglede’s lemma [14, Lemma 2.1] that (up to a not relabelled subsequence) it holds that γ | f i - f ¯ | 0 as i for AM Ω -a.e. γ. In particular, we have that f i γ f ¯ γ strongly in L 1 ( 0 , 1 ) for AM Ω -a.e. γ having constant speed. By using the lower semicontinuity of the total variation measures, we thus obtain that

| D ( f ¯ γ ) | ( I γ ) lim ¯ i | D ( f i γ ) | ( I γ )
= lim ¯ i min I γ max I γ | ( f i γ ) t | d t
lim ¯ i min I γ max I γ lip a ( f i ) ( γ t ) | γ ˙ t | d t
= lim ¯ i γ lip a ( f i ) .

This shows that ( lip a ( f i ) ) i is a BV AM upper bound for f ¯ on Ω. Therefore, we conclude that

| 𝐃 f | AM ( Ω ) lim ¯ i Ω lip a ( f i ) d 𝔪 = | 𝐃 f | ( Ω ) ,

as desired.

Step 2. Next, we aim to prove that BV AM ( X ) BV 𝖼𝗐 ( X ) and that | 𝐃 f | 𝖼𝗐 ( Ω ) | 𝐃 f | AM ( Ω ) for every f BV AM ( X ) and Ω X open. Given any ε > 0 , pick a representative f ¯ 1 ( 𝔪 ) of f and a BV AM upper bound ( g i ) i for f ¯ on Ω such that lim ¯ i Ω g i d 𝔪 | 𝐃 f | AM ( Ω ) + ε . Fix a family Γ 𝒞 ( Ω ) such that AM ( Γ ) = 0 and (A.3) holds for all γ Γ . In light of Remark A.3, we can also assume without loss of generality that if σ Γ , then any curve γ 𝒞 ( X ) having σ as a subcurve belongs to Γ. Now, let 𝝅 be a given -test plan on ( X , 𝖽 , 𝔪 ) . By applying Lemma A.2, we can find a Borel set Γ 0 C ( [ 0 , 1 ] , X ) such that Γ C ( [ 0 , 1 ] , X ) Γ 0 and 𝝅 ( Γ 0 ) = 0 . Now, fix γ LIP ( [ 0 , 1 ] , X ) Γ 0 and 0 < a < b < 1 with γ ( ( a , b ) ) Ω . Given that γ Γ , we have that γ | [ a , b ] Γ as well. Thus accordingly,

| D ( f ¯ γ ) | ( ( a , b ) ) | D ( f ¯ γ ) | ( [ a , b ] )
lim ¯ i γ | [ a , b ] g i ( by (A.3) )
= lim ¯ i a b g i ( γ t ) | γ ˙ t | d t .

This shows that ( g i ) i is a curvewise bound for f on Ω. In particular, we deduce that

| 𝐃 f | 𝖼𝗐 ( Ω ) lim ¯ i Ω g i d 𝔪 | 𝐃 f | AM ( Ω ) + ε ,

whence, by letting ε 0 , we conclude that | 𝐃 f | 𝖼𝗐 ( Ω ) | 𝐃 f | AM ( Ω ) , as desired. ∎

B Master test plan for W 1 , 1 on RCD spaces

In [20], many definitions of 1-Sobolev spaces are presented and inclusions between them are discussed. Here, we consider the notion of a space W 1 , 1 ( X ) defined in duality with -test plans (which, in [20], is denoted by w - W 1 , 1 ( X ) ).

Definition B.1 (The space W 1 , 1 ( X ) ).

Let ( X , 𝖽 , 𝔪 ) be a metric measure space. We say that f W 1 , 1 ( X ) provided f L 1 ( 𝔪 ) and there exists G L 1 ( 𝔪 ) non-negative, called 1-weak upper gradient of f, so that

| f ( γ 1 ) - f ( γ 0 ) | G ( γ t ) | γ ˙ t | d t for  𝝅 -a.e.  γ

for every -test plan 𝝅 .

The 𝔪 -a.e. minimal G satisfying the above, denoted by | D f | 1 , is called minimal 1-weak upper gradient.

Notice that the well-posedness of the above definition follows from standard considerations as in Remark 2.8. We claim now that W 1 , 1 ( X ) BV ( X ) . Fix any f W 1 , 1 ( X ) . Given an arbitrary -test plan 𝝅 , it is standard to see that for 𝝅 -a.e. γ we have

f γ W 1 , 1 ( 0 , 1 ) and ( f γ ) t | D f | 1 ( γ t ) | γ ˙ t |

for a.e. t [ 0 , 1 ] (note, e.g., in [20, Section 4.6] the inclusion with the Beppo Levi space W BL 1 , 1 ). Moreover, for every B X Borel and every -test plan 𝝅 , we can therefore estimate

γ # | D ( f γ ) | ( B ) d 𝝅 = 0 1 𝟙 γ - 1 ( B ) ( t ) ( f γ ) ( t ) d t d 𝝅
Lip ( 𝝅 ) 0 1 ( 𝟙 B | D f | 1 ) e t d t d 𝝅
Lip ( 𝝅 ) B | D f | 1 d 𝔪 .

All in all, the above shows at the same time that f BV ( X ) and | 𝐃 f | | D f | 1 𝔪 .

Unfortunately, it is not always true that if f BV ( X ) with | 𝐃 f | 𝔪 , then f belongs to W 1 , 1 ( X ) and d | 𝐃 f | d 𝔪 is a 1-weak upper gradient. The reason is (see the discussion at the beginning of [20, Section 4.6 and Example 4.5.4]) that the BV-condition requires f γ to be only BV ( 0 , 1 ) along a.e. curve, while the W 1 , 1 -condition requires the composition f γ to be absolutely continuous. This discrepancy allows in general for the existence of counterexamples. Nevertheless, as proven in [24], this is not the case in the 𝖱𝖢𝖣 ( K , N ) setting [23]. Given that the content of the current section is used nowhere in the rest of this paper, we shall not provide the reader with the exact definition of the 𝖱𝖢𝖣 ( K , N ) -condition and refer to the references given in Section 1. Here we will just use that they are also 𝖢𝖣 ( K , N ) spaces and that, thanks to [24, Remark 3.5], on 𝖱𝖢𝖣 ( K , N ) -spaces, for some K and N [ 1 , ) , it holds that

(B.1) f BV ( X )  with  | 𝐃 f | 𝔪 if and only if f W 1 , 1 ( X ) .

Moreover, in this case, | D f | 1 = d | 𝐃 f | d 𝔪 at 𝔪 -a.e. point. Therefore, building on top of [19, 1] and our Theorem 3.10, we are then able to prove the following theorem.

Theorem B.2.

Let ( X , d , m ) be an RCD ( K , N ) space with N < and m finite. Then there exists an -test plan, denoted by π m and concentrated on geodesics, so that if f , G L 1 ( m ) are such that f γ W 1 , 1 ( 0 , 1 ) for 𝛑 m -a.e. γ AC ( [ 0 , 1 ] , X ) and

(B.2) | d d t f ( γ t ) | G ( γ t ) | γ ˙ t | for  ( 𝝅 𝗆 1 ) -a.e.  ( γ , t ) ,

then f W 1 , 1 ( X ) and G is a 1-weak upper gradient.

Proof.

Since 𝖱𝖢𝖣 ( K , N ) spaces are non-branching [19, Theorem 1.3], we know from Theorem 3.10 that we can find a countable collection Π of -test plans concentrated on geodesics which is a master family for BV ( X ) . An argument as in the proof of Theorem 4.6 gives rise to, out of the countable collection Π, a single -test plan 𝝅 𝗆 which is concentrated on geodesics with length at most 1 and satisfying the key property:

Γ  is  𝝅 𝗆 -negligible if and only if Γ  is  𝝅 -negligible  for all  𝝅 Π ,

for every Borel Γ C ( [ 0 , 1 ] , X ) . Finally, f , G L 1 ( 𝔪 ) satisfy (B.2) if and only if

| d d t f ( γ t ) | G ( γ t ) | γ ˙ t | for  ( 𝝅 1 ) -a.e.  ( γ , t )  for all  𝝅 Π .

This implies that for 𝝅 -a.e. γ it holds that f γ BV ( 0 , 1 ) (in fact, it is absolutely continuous) with

| D ( f γ ) | ( I ) I G ( γ t ) | γ ˙ t | d t

for every I [ 0 , 1 ] Borel and 𝝅 Π . Thus, we reach

γ # | D ( f γ ) | ( B ) d 𝝅 ( γ ) 0 1 𝟙 γ - 1 ( B ) ( t ) G ( γ t ) | γ ˙ t | d t d 𝝅 ( γ )
Lip ( 𝝅 ) 0 1 ( 𝟙 B G ) e t d t d 𝝅
Comp ( 𝝅 ) Lip ( 𝝅 ) B G d 𝔪

for every B X Borel and 𝝅 Π . This means that f BV Π ( X ) and | 𝐃 f | Π G 𝔪 . By Theorem 3.10, this immediately implies that f BV ( X ) with | 𝐃 f | G 𝔪 and, by recalling (B.1), also the conclusion. ∎

Acknowledgements

The authors would like to thank Nicola Gigli for having suggested Remark 3.9, as well as the anonymous referees for their useful comments and suggestions.

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Received: 2021-09-22
Revised: 2022-01-17
Accepted: 2022-02-04
Published Online: 2022-05-31
Published in Print: 2023-10-01

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